nancy gerter financial disclosure report for 2009

8/3/2019 Nancy Gerter Financial Disclosure Report for 2009

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o ! 0 I FINANCIAL DISCLOSURE REPORT n e p o r t a c q u i r e d b y t h e E t ~ c . sin Government Act of 19781 / 2 o l o ] . FOR CALENDAR YEAR 2009 (s v.s.c, a p p . 10 l d H)!. PerSon R~ .~pn~ting (last .... first, r~i~lte initial) --" 2. Cou. or Organ~afio~ 3. O.~e ofGegn~, Nancy U.S. Dis~ct Co~ - MA 07130/2010

4 . T itle (A ~ic le m ju dge s ~ di~ ate ac tiv e o r s~ ior sta tu s; $ a, R ep ort T yp e (c he ck a pp rop fia m ~ p ) 6. Repo~ug P~magis~ate judges indica~ ~ll- or pag~time)- ~ Nomination, Date 01/01/2009

A~icle III Judge - Active ~ ~ I n i t i a l ~ ~ A~ual ~ Fiml to1 ~3 J/20095b. ~ ~end~ Report

7. Chambers or Office Addrest 8. On the basis of the information contain~ in tMs Repo~ and anym~i~ca~ous pe~n~g thereto, it i~ in my o#~on, in complianceIo~n Joseph Moakley U.S. Cou~ with app~csble Daws and re~a~ons.I Cou~hous: Way, St. 4130Boston ~& 02210 Reviewing O~cer Date

IMPORT~T WOTE~: The instrucaons accompanying thi~ form must he foOowe~ Complete allpar~,checMng the NONE box for each gart ~,here you h~e no reportable infor~ao~ Sign on la~tpage.

1 . P O S I T I O N S . ( ~ e p o ~ a ~ ~ , ~ , . ~ o . ~ . , .; .~ e ~ p ~ . ~ - ~ o / , m ~ g ~ o , r ~ e a , , ,~ . ~[~ NONE (No reportable positions.)

POSITION N AM E OF ORGA N IZATION /E N TITY3_ Trustee Pctra Foundation (a non-profit oundation)

2. Instructor Yale Law School

3. Guest Instructor Monash University, Prato, Italy campus

l I . A G R E E M E N T S . (Reporting individnal only seepp. 14-1O of.tiling im tractions.)N O N E (No reportable agreements.)

~ PARTIES AN Dt. 1994 Dwyer, Collora & Geaner: Pannership Agreement

2. 1987 Silverglate, Ge~er, Fine & Good: Pa~nership Agreement

3_


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N a m e o f P e r s o n R e p o r t i n g [ D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORT[

Page 2 of 9 G e r t n e r , N a n c y I 0 7 1 3 0 / 2 0 1 0

III. N O N -I N V E S T M E N T I N C O M E . (Reporting individual and sp .... ; $ee p p . 17-~ o f f i l l lW i n s t t ~ c t i o n ~ . )A. Fliers Non-lnvestment Incom e[~] NONE non-investment income.)N o reportable

D A T E SOURCE AND TyPE ~(yours, not spouses)I. 2009 Yale Law School; teaching sentencing seminal spring and fall semesters. $26,550.00

2. 2009 Helen Rees L iterary Agency; advance of book sales $3,334.00

3. 2009 W est Publishing, book royalites $8,747.04

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B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - i f y o u ware married during any p ort ion o f the report lng year, comp le te thi s section.(Dollar amount not re~dred except for honoraria)

~ N O N E ~ o reportable non-investment income.)SOURCE AND TYPE

1 . 2 0 0 9 American Civil Liberties Union of M~ssach~e~ sala~2. 2009 American Civil Libe~ies Union of Massachusetts deleted annuity3. 2009 Suffo~ Universiu Law School4.

IV . R E I M B U R S E M E N T S - - , , a .g p o n ~ t i o ~ todgt.gJood , .,e..i.me..( I n c l u d e s t h o : t o s p o u s e a n d d e p e n d e m c h i l d r e n ; g e e p p . 2 - $ - 2 7 t ~ f ! li n g i n s t ru c t i o t ts .)[~ NONE (No reportable reimbursements.)

~ DATES LOCATION PURPOSE H~EMS PAI.D..OR PROVIDED1. Yale Law School, N ew spring & tall N ew H aven, CT Taught once a veeek Travel, sometimes lodging and mealsH aven, CT semesters2. John Jay College of Crim. 2 1 2 / 0 9 New York, NY Pane! re: sentencing Travel, lodgingJustice3. American College o f Tr i a l 2/26-3/1/09 San Juan, Puerto Rico Judicial panel re Travel, lodging, mealsLav, ycrs Constivational issues4. American College of Trial 2/26-3/1/I)9 San Juan, Puerto Rico Panel re Constitutional Travel, lodging, mealsLawyers - Spouse issues5 . Yale Law School 3!27/09 N ew Haven, CT Keynote speech Yale Law Travel, lodgingWomen


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FINANCI AL DI SCL O SURE RE PO RT[ N ....

f P ..... R e p o r t i n g D a t e o f R e p o r tPage 3 of 9 G,~er, Nancy 0 7 / 3 0 / 2 0 1 0

6. Maine State Bar, W omens 4/29/09 Portland, ME Speech TravelLaw Section

7. Monash U niversity, Prato, 5/3-14/09 Pinto, Italy Teaching Travel, lodging, meaIsItaly8 . Yale Law School 6/24/09 W ashington, D C Sentencing symposium Travel9. Charles Hamilton Houston 8/11-12/09 Marthas Vineyard, MA Panel Travel, lodging, mealsInstitute for Race & Justice @Harvard Law Sch.1 0 . H ispanic N ational B ar Assoc. 9/2-3/09 San Juan, Puerto Rico Spoke at 1st Judicial Travel, lodging, mealsSummit11 . National Assoc. of Crim. 1 0 / I 1 0 9 N ew York, N Y W hite Collar Crime Conf Travel, lodgingDefense Lawyers12 . New York University 10/I2/09 New York, NY Speech w/my spouse Travel, lodging, meals13 : New York University 10/12/09 New York, NY w/my spouse Travel, lodging, meals

14 . Charles Hamilton Houston 10/20-22/09 W hite Oak Plantation, Retreat Travel, lodging, mealsInst. for Race & Justice Florida@ Ha~ard Law Sch.15 . Cardozo School of Law 1 I/I4-16/09 New York, NY Taught at a conference Travel, lodging, meals16 . Moritz College of Law at I 1 / 1 6 - 1 8 1 0 9 Columbus, OH Symposium Travel, lodging, mealsOhio State Univ.

18 .19 .

2 0 .


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FINANCIAL DISCLOSURE REPORT : Na,~eorrer~oo Repo~t i~g[ DIteof Rep~r~ IPage 4 of 9 Gertner, Nancy 0 7 ~ 0 / 2 0 1 0

V. GIFTS. a~ ,~ to ~po~ ~ ~p~t ~i~ ~, ~. ~ z~ o~ ~ .~NO NE ~ o reportable g~s.)

SO~CE DESC~PTION ~

2.3.4.52

V I . L I A B I L I T I E S . ana, d, .s t~o ~ o ~~ . . . . . . . d~pend.t children; see p lx 32-33 o f f i l ing ins tr uct ions .)~_~ N ON E ( N o reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE1 . A rn eric an E x p res s Revolving Credit j2. B ank of America - V isa V isa - Revolving Credit K3. ATT Universal Card Revolving Credit K4. American Express Blue Revolving Credit j5 . RB S Revolving Credit None


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FINANCIAL DISCLOSURE REPORT ~ e m e o f P e r ~ o l l R e p o r t i n g ] Da,eofReportPage 5 of 9 G e r b e r , N a n c y I 0 7 / 3 0 / 2 0 1 0

VII. INVESTMENTS and TRUSTS - ,, . . . . . l.e, transacaons (Includes those of sp ...... d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f ! ll n g i n s t r u c t i o n s . )----] N ON E (N o reportable income, assets, or transactions,)

^ ~ . - - . . . . . . . . . . . . . . . c. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~i . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .D e s c r i p t i o n o f A s s e | s I n c o m e d u r i n g ,G ro s s v a lu e a t e n d T r a n s a c t i o n s d u r i n g re p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s a l s ) r e p o r t i n g p e r i o d o f r ~ p o r t i n g p e r i o dPlace "(X)= after each assetm o u n t i T y p e ( e . g , , V a l u e i V a l u e Type (e,g,,D a t e V a l u e G a i n ~ I d e m i ~ y o fe x e m p t f r o m p r i o r d i s c lo s u r e Code t [ d i v . ) r e n t , C o d e 2 i Method buy, sell. i mm/dd/yy i Code 2 Code 1 buyer/seller( A - H ) o r i n t . ) ( J - P ) ] C o d e : 3 r e d e m p t i o n ) !i (J-P) (A-H ) ( i f p r i v a t e

[ transaction)I. IRA ACCOUN T AT SCHW AB:2. Pormanent Portfolio Fund A Dividend J T

3. Schwab Money Market A Dividend K T4. First Eagle Global Fund A Dividend J T B uy 11/30/09 J5 . Oakmark Equity & Income A Dividend J T6. Forester Value Fund A Dividend J T B uy 11/30/097. Appleseed Fund A Dividend J T B uy ] 2 1 0 8 / 0 98. BlackRock Global Al!oc. Fund A Dividend J T B uy 12/08/099. A Dividend J " T B uy 12/23/09 Jl 0 . Vanguard Wellesley Income None J T B uy 1 2 i 2 3 / 0 9 JI I . SECOND IRA AT SCHWAB:]2. Schwab Money Mkt. (See Section V Ill.)* None J T

" ! 3 . Cash (See Section VIII.)* A Dividend .J T14 . FPA Crescent Instl A Dividend J T Sold 0 1 1 2 6 / 0 9

15 . A Dividend J T B uy 11/30/0916 . Harbor lofT Fund None Sold 0 1 / 2 6 1 0 9!? James Bal. Golden Rainbow A Dividend J T Sold 01/26/09(part)

I. 1~om Gain (odes: A -:S 1.000 or less B -$1.00t - $2,500 C ~$2,5 01 - $5 ,000 D =$5 ,001 - $15 ,000 E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORT [ N a m e o f P e r s o n R e p o r t in g ] Date of ReportPage 6 of 9 [ Gertner, Nancy I 07/30/2010VII. I N V E S T M E N T S a n d T R U S T S - i , ~ m e , v s , , , t , a ~ . s a , a ~ a , , th o s e of spouse and d~endent c~dren; seepp. 34-60 of flling

NONE ~o reportable income, assets, or transactions.)

~s~pfion of ~se~ [ I n c o m e d u r i n g G r o s s v a l u e a l ~ n d T r a n s a c t i o n s d u r i n g r e p o ~ n g p e ~ o d(in~lud~g ~1 asse~) ~ xe~ing p~od of r~o~ing periodP l a c e " ( X ) " , ~ e t ~ a c h a s , c I ] ~ o ~ t C o d e ! i T ~ e ( . g . , Value ] Value T ~ e ( e _ g / D a ~ Valu~ i Ga n ,[e x e m p t f r o m p r i o r d i s c l o s u r e ~ ~V. r~K C o d e 2 M e th o d b u y , s e l l , " ~ d ~ . C o d e 2 [ Code ~ b u y ~ / s e l l e r

~ ( A - H ) ~ o r i n t . ) {~-P)[ C o d e 3 r e d e m p t i o n ) i I ( J - P ) ~ ( A - H ) (if private

2 1 , In~pM 8~11 Cap F:m~ A Dividend I T B uy 1 2 1 0 8 / 0 92 2 . Forester Va!~e Fund None ~ T B uy 1~2~/09

Globalirst Ea~l~ F.na Non~ ~ T Buy 12/2~/092 4 . BROKE~GE ACCT . AT SCHWAB:

2 6 . Cash (See Section VIII)* N one 1 T

.. ACCT .....2 8 . Schwab Money Market (See Section V III)* None 1 T2 9 . Cash (See Section VIII)* None J T3 0 . Cisco Systems common stock None J T [

3 1 . Oakmark Equity Inonme A Dividend J T3 2 . Intentionally Blank

3 3 . Pkng., housc rental, Brookline, MA** E Rent K W

3 4 . ~ : : ~ i : : : [ h u s e " rental, Antrim, NII D Rent


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Name of Person ReportingF~C~L DISCLOSU~ REPORTPage 7 of 9 Ge~er, Nancy 07/30/2010~ I . ~ S T ~ N T S a n d T R U S T S -~ ...... t~, ~~ns ancludes those of s~ .... ~ d~ndent ch~d~n; see pp. $4-60 of filing

~ N O N E (N o re p o r tab l e i nco me , as s e t s , o r t rans act i o ns . )A. ~ B. ~ C, ~Descnp~on of Assets { ~come d~ng Gross value at end Tmn~cfons dating repo~ng period

(including t~t ~e~) ~ ~o ~iag per iod of~po~ng per iod

Place"(X)"afler~ch~sct /A .... t T~e(e.g., V~e ] Value T~(e.g., Da~ Value I Gain~xemp~ ~m prior di~l~sure Code I div., ren~ ~ Code 2 [ Me~od buy, sell, ~ i Code 2 [ C~e I] (A-H) [ or int.) [ (I-P) ] Code3 [ red.priori) [ (l-P) ] (A-H) [ (ifp~vat~

(See Col~s B I ~d D4) F =$50,~1 - ${ ~,~ ~ O =$100,001 - $1.~,000 Ill =$].000.00t - $5.~0.0~ H2 = More ~a~ $5,000.~)0

P3 ~$25,01~,001 . $50,0~,000 P4 =More than3 Va{~ Method Codes Q .:Appraisal R =C os~ (gcal ~tatc Only) S =Assessme~ T ~ Cash Maxke~(See Column C2) U =Book Valu~ V -~hc, W


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Ia m e o f P e r s o n R e p o r t in g [ D a t e o f R e p o r ~I N A N C I A L D IS C L O S U R E R E P O R T[ G ertner, Nancy [

07/30/2010age 8 of 9VIII . ADDITIONA L INFORMATIO N OR EXPLA NATION S. a~m, oIR~vo,o

Part I. Positions:The Peua Foundation is a non-profit organization.Part It. Agreements:The partnership agreement with Dwyer, Collora & Gertner (now Dwyer & Collora) governs the partnership distribution (including capital contribution and fees)for legal services rendered before my induction on April 2 5, ] 994. The partnership agreement with Silverglate, Germer, Fine & Good governs fees generatedduring the partnership life (which ended in 1990) but received after its termination.Part VII. Investments and Trusts*Cash mqves between money market and cash accounts, as purchases and sales of holdings are made. The money balance is held in a position actually called"Cash"; a position where funds are held.**Rental of a parking space and the carriage house.*** Moved to "IRA A ccount at Schwab" section, line 2 as it was in it.~ original place in error.


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FINANCIAL DISCLOSURE REPORTPage 8 of 8 Gerl~er, Nancy I 0 7 / 3 0 / 2 0 1 0

IX. CERTIFICATIO N.I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and omplete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY I[NDIVIDUAL WHO KN OWINGLY AND W JECT TO CIVILAND CRINIINAL SAN CTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Conunittee on Financial DisclosureAdministrativc Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

nancy gerter financial disclosure report for 2009

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