nancy gerter financial disclosure report for 2010

8/3/2019 Nancy Gerter Financial Disclosure Report for 2010

1/8

AO 10Rev. 1 /2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10

Report Required by the Ethicsin Government Act of 1978(5 U.S.C app..~q.~q 101-111)

I. Person Repor ting ( las t name, f ir s t , middle init ial)G er tne r , N ancy

4. T i t le ( A r t i c l e 1 1 1 ju d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;m a g i s t r a t e j ud g e s i n d i c a t e f u l l - o r p a r t - ti m e )

Article III Judge - Active

7. Chambers or Of f ice AddressJoh n Jos ep h M oak l ey U .S . C our tI Courthouse Way, Sle. 4130B o s t o n M A 02 2 10

2. Court or OrganizationU.S. Dist r ic t Court - MA

3. Date of Repor t05/I 5/201 I

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliances~ith applicable laws and regulations.

Reviewing Office r Date

6. Reporting Period01/01/2010

to12/31/2010

IMPORTAN T NOTES : The inst ructions accompa nying th is form m ust be fo l lowe ,t Complete ali parts,check ing the NONE box for ea ch par t where you ha ve no repor table in formation . S ign on las t page .

I. P O S I T I O N S . ~ R e p o r t i n g individual onO,; seepp. 9-13 of filing instructions.)D NONE(N o reportable positions.)

POSITION1. Trustee2. Inst ructor3. Guest Inst ructor

4.5.

NAME OF ORGANIZATION/ENTITYP e t ra Fou nda t ion (a n on-prof i t founda t ion)Y a l e L a w S c h o o lMonash Universi ty, Pra to, I ta ly campus

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)[~] NONE (No reportable agreements.)

1.1994

2.1987

3.

DATE PARTIES AND TERMSDwy er , Col lo ra & G er tne r : P a r tne rs h ip AgreementS i lv e rg l a t e , G er tne r , F ine & G ood: P a r tne rs h ip Agreement


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e r so n R e p o r t i n gGertner, N a n c y

D a t e o f R e p o r t05/15/2011

I I I . N O N - I N V E S T M E N T I N C O M E . me po,ing i .d ividualu .dspous e; see pp . 17-:4 of , ling instructions.)A. Filers Non-lnvestment IncomeD (No reportable non-investment income.)O N E

D ATE SO UR C E AN D TY P EI. 2010 Y a l e L a w S c h o o l ; t e a c h i n g s e n t e n c in g s e m i n a r , s p r in g a n d f a l l s e m e s t e r s2.2010 Beaco n Pres s , bo o k ad van ce3.2010 West P ubl ish in g , bo o k ro yal i t es4.

I N CO M E(yours, not spouses)$26,550.00$3,000.00$9,621.00

B . S p o u s e s N o n -l n v e s tm e n t I n c o m e - I f you were married during any po r t i on o f the repor t ing year , comp le t e th i s sect ion .(Dol lar a m o u n t not required except for honorar ia . )

~ (No reportable non-investment income.)O N E

1.20102.20103.20104.

D ATE SO UR C E AN D TY P EAmerican C ivil Liber t i es Un io n o f M assachuse t t s s a la ryAmerican C ivil Liber t i es Un io n o f M assachuse t t s d efer red an n ui tySuffo lk Un ivers i ty Law Scho o l

I V . R E I M B U R S E M E N T S - transportation, lodging, food, enter ta inment( In c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i ld r e n , " s e e p p . 2 5 - 2 7 o f f i li n g i n s t r u c t i o n s .)

~] N O N E (No reportable reimbursements.)SO UR C E D ATE S LO C ATIO N P UR P O SE ITE M S P AID O R P R O V ID E D

I. Y a l e L a w S c h o o l , N e w sp r in g & fa l l N ew H av en, CT Taug ht o n ce a we ek T r a ve l , s o m e t i m e s l o d g i n g a n d m e a l sH aven , C T sem este rs2. No rthwes te rn U n iv. Scho o l o f 1/28-29/10 C hic a g o , IL P a n e l re : cr im in a l jus tice Tra ve l , lo d g in g , m ea lsLa w3. UCLA, Law School 2/17-19/10 Lo s An g ele s, C A F or en sic Sc ie nc e Pa ne l Tr ave l, lo dg in g, m e als4. Am e rican B ar As so c. 2/24-27 /10 Mia m i, FL P a n e l r e w h i t e c o l l a r c r i m e T r a v e l, l o d g i n g , m e a l s5. Welles ley Co l leg e Cen ters fo r 3/10-16/10 Beij in g , Chin a D i s c u s s i o n s r e a n t i d i s c r i m . T r a v e l, l o d g i n g , m e a l sW o m e n laws


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N a m e o f P e r s o n R e p o r t in gGertner, Nancy

D a t e o f R e p o r t05/15/201 I

6. N Y In te l l ec . P rope r ty Law 3/26/10 N e w Y o r k , N Y Jud ic ia l R ecep t io n T r a ve l , l o d g i n g , m e a l sAssociat in7. Clev e land S ta t e Univ ers i ty 4/8-9/10 C leve lan d , O H A V ie w f ro m the Be n ch T r a ve l , l o d g i n g , m e a l sspe e c h8. Amer ican Bar As s oc . 4/21-22/I0 Washin g to n , DC Eth ics pane l a t s pr ing T r a ve l , l o d g i n g , m e a l sm e e t i n g9. W e lle s le y C o lle g e C e n te rs fo r 5 /3/10 W a shin g to n , D C In te m a tl. H um a n R ig hts TravelW o m e n Po l icy Pro g ramI0 . The Amer ican Law Ins t i tut e 5/17/10 Washington, DC Ad visers meet in g Travel(p a id by Yale Law Scho o l )I I . F ed e ra l Jud g es A ss oc ia tio n 5 /2 4-2 5,10 Washin g to n , DC Q ua dr en ni al Co nf er en ce Tr ave l, lo d gi ng , m e a ls1 2 . Monas h Law, P ra to P rogram 5/25-6/15/10 Prato, I ta ly Te a c h in g Tra ve l, lo d g in g , m e a ls

1 3 . Kanaz awa Univers i ty 7/14-21/10 l s h ikawa , Japa n S p e a k in g r e A m e r ic a n J u r y T r a v e l, l o d g in g , m e a l sSystem1 4 . I n temat l . Asso c. o f Wo m en 11/29-12/4/10 Bud ap es t, H un g a ry H u man Righ t s s y mpos iu m T r a ve l , l o d g i n g , m e a l sJud g es1 5 .1 6 .1 7 .1 8 .1 9 .20 .


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D a t e o f R e p o r t05/15/2011

V . G I F T S . a , c l u d e s t h o s o t o s p o u s e a n d dependen t c h i l d r en ; s e e p p . 2 8 - 3 1 of f i l ing ins t ruc t ions .)N O N E (No repo rtable gi.f is .)

SOURCEI.2.3.4.5.

DESCRIPTION VALUE

V [ . L I A B I L I T I E S . a n c l u d e s t h o s e o l s p o u s , u , d d e p e n d e n t children; s e e p p . 3 2 - 3 3 o f f i l i n g i n s t r u c t i o n s OD (No reportable liabilities.)O N E

CREDITOR1. American Exp res s Revo lvin g Cred i t2. Ban k o f Ame rica - Visa Visa - Revo lvin g Cred i t3. AJ~ I Univ ers a l Card Revo lvin g Cred i t

4. American Exp res s B lue Revo lvin g Cred i t5. Uni ted V i s a Revo lvin g Cred i t6. US Air V isa R e vo lvin g C re d it7. GE Mone y Revo lvin g Cred i t

D E S CR I P T I O N VALUECODEJKK

JJ

KJ


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D a t e o f R e p o r t05/15/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructiong)NO NE (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g( in c lud in g t~ust a sse t s ) r e p o r t i n g p e r i o d

(1) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 div. , r e nt ,(A-H) or int.)

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)

V a l u e V a l u eC o d e 2 M e t h o d(J-P) C o d e 3( Q - W )

(1 )Type (e.g.,

buy , s e l l ,r e d e m p t i o n )

T r a n s a c t io n s d u r in g r e p o r t i n g p e r i o d

(2) (3) (4)D a t e Value G a i n

mm/dd /yy C o d e 2 Code I(J-P) (A-H)

( 5 )I d e n t i t y o f

buy e r / s e l l e r( i f p r iv a te

t r a n s a c t i o n )

I. I R A A C C O U N T A T S C H W A B :

2. Per m an en t Po r t f o l io F und A D i v i d e n d J T

3. Schwab Money Market A Dividend K4. First Eagle Global Fun d A Dividend J

5. Oakmark Equity & Income A Dividend J6. Forester Valu e Fund A Dividend J

T

T

T

T

7. Appleseed Fund A Dividend

8. BlackRock G lobal Alloc. Fund A DividendJ

J

TT

9. Vanguard W ellesley Income

1 0 . Mu tual Global Discovery Fund

1 1 . SECOND IRA AT SCHWAB :

A

ADividend

Dividend

J

J

T

T Buy 01/07/10

1 2 . Schwab M oney M kt. (See Section VIII.)*

1 3 . Cash (See Section V III.)*

1 4 . FPA Crescent lnstl

AA

None

Dividend

Dividend

J

J

J

T

T

T

1 5 . JamesBal. Golden Rainbow A Dividend J T1 6 . Permanent Portfolio Fund A Dividend J T1 7 . Scoutlntl Fund A Dividend J T

I. I ncome Gain Codes :(Se e Co lumn s BI a n d D4 )

2. Valu e Codes(Se e Co lumn s CI a n d D3 )

3. Valu e M eth od Codes(Se e Co lun m C2)

A =$1.000 or lessF =$ 50.001 - $100.0~J =$15.000 or lessN =$250.001 - $50~.000P3 =$25.~.091 - $50.00~.000Q =AppraisalU = B ook V alu e

B =$1.001 - $2.500G =$100.1301 - $1,0~0,000K =$15,001 - $50,0000 =$500.001 - $1,0~0.000R = Cos t ( R eal E s t a l e Only)V : O~h cr

C -$2.501 - $5,000H I = $ 1.000.001 - $5.000.000L = $ 5 0 . 0 0 1 - $ 1 1 3 0 . 0 0 0PI =$1.000.001 - $5,000.0~0P4 =More than $50,000.000S = As s es s mentW =E~timaled

D =$5.0~ I - $15.0001t2 =More than $5.000.0~OM =$100,001 - $250.000P2 -$5.009.0~1 - $25.000.000T =Cash Markcl

E = $ 1 5 , 0 0 1 - $50,000


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N a m e o f P e r so n R e p o r t i n gGertner, Nancy

D a t e o f R e p o r t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)[~ NONE (No r e p o r t a b le i n c o m e , a s s e t s , o r t r a n s a c t i o n s . )A. B. C.

D e s cr ip t io n o f As s e ts In c o m e d ur in g G ro s s va lue a t e n d( i nc l u d i ng t ru s t asse t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

O) (2) O) (2 )Place "(X)" after each asset A m o u n t Type (e,g., V a lue V a lue

exempt fromprior disclosure C o d e I d iv., r e n t , C o d e 2 M e t h o d( A-H) o r i n t . ) (J-P) C o d e 3( Q - W )

1 8 . Intrepid Small Cap Fund

1 9 . Forester V alue Fund

20 . First Eagle Global Fund

21 . BROKERAGE ACCT. AT SCHWAB :

22 . Schwab Money Market (See Section Vlll)*

23 . Cash (See Section V III)*

24 . 2ND BROKERAGE ACCT AT SCHW AB

25. Schwab Money Market (See Section VlII)*

26 . Cash (See Section V III)*

27 . Cisco Systems comm on stock

28 . Oakmark Equity Income

29 . Intentionally Blank

30. Pkng.,house rental, Brookline, M A**

31. hou se, rental, Antrim , NH (X )

N o n e J T

A D i v i d e n d J T

A Dividend J T

N o n e J T

N o n e J T

None

None

None

Dividend

J

J

J

J

T

T

T

T

E

D

R e n t K WR e n t J W

T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d

O) (~) ( 3 )Type (e.g., D a t e V a l u e

bu y, se l l , m m / dd , yy C o de 2redempt ion) ( J - P )

( 4 ) ( 5 )G a i n I d e n t i t y o f

C o d e 1 bu yer / se l l e r( A-H) ( i f pr iva t e

t r a n s a c t i o n )

I . Income G ain Codes : A = $1,000 or less B = $1,001 - 52,500 C = 52,501 - $5,000 D =$5.001 - $15,000( S ee Colu mns B I and D 4) F = 550,001 - $100.000 G = $100.001 - S1,000.000 HI SI.000,001 - S5.000,000 H2 =More than $5,000,000

2. Value Codes J $15 .0 0 0 o r le s s K =$15.0~ I - $50.00~ L $50.001 - 5100.000 M =5100,0~ I - $250.000( s e e C o l u m n s C I a n d D 3 ) N = $250,001 - $500,000 O $500,001 - $1.000.01~) P I -$ 1. 00 0. 0~ 1 - $5 ,0 00 .0 00 P 2 -$ 5, 00 0, 00 1 - $2 5, 00 0. 00 0

P3 =$25,0~0.001 - 550.000.000 P4 - More than $50,000.0003. Value Method Codes Q -Appr a i s a l R =Co~l (Real Estalc Only) S =A.. ,scssmcnt T = Cas h M ar ket( S ee Colu mn C2 ) U = B ook Valu e V -Othe r W = E , t imalcd

E =$15,001 - $50,000


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N a m e o f P e r so n R e p o r t i n gGertner, N a n c y

D a t e o f R e p o r t05/I 5/:201 I

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . flnaicate part of report.)Part I . Posi t ions:The P e t ra Fou nda t ion i s a non-prof i t o rgan i z a t ion .P a r t I I . Agreem ent s :The p ar tn ership ag reem en t wi th Dw yer , Co l lo ra & G er tn er (n o w Co l lo ra , LLP) g o vern s the p ar tn ership d i s t r ibut io n ( in clud in g cap i ta l co n t r ibut io n an d fees ) fo rleg a l s e rvices ren d ered befo re m y in d uct io n o n Ap ri l 25 , 1994. The p ar tn ership ag reem en t wi th Si lverg la te , Ger tn er , F in e & G o o d g o vern s fee s g en era ted d ur in gthe pa r tne rs h ip l i f e (which end ed in 1 99 0) but rece iv ed a f t e r i t s t e rmina t ion .Part VII. Investments an d Trusts* C a s h m o v e s b e t w e e n m o n e y m a r k e t a n d c a s h a c c o u n t s, a s p u r c h a s e s a n d s a l e s o f h o l d i n g s a r e m a d e . T h e m o n e y b a l a n c e i s h e l d i n a p o s i t io n c a n b e c a l l e d" Cas h" or " Depos i t Accou nt s "; a pos i t i on where mo ney fu nds a re he ld .**Ren ta l o f a p ark in g sp ace an d the car r i ag e ho use .


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Na m e o f Pe r son Re por t i ngG e r t n e r , N a n c y

Date of Repor t05/I 5/201 I

IX. CERT IFICATION.I c e r ti f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l ud i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u ra t e , t r ue , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s ~ v i th h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t t in g n o n - d i s c l o s u re .I f ur t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ) a n e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i ch h a v e b e e n r e p o r t e d a r e i ncompl iance wi th the p rov is ions o f 5 U.S .C . app . 501 e t . seq . , 5 U.S .C . 7353 , and Judic ia l C onfe rence r egu la t ions .

Signature: S/Nancy Gertner

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L SI F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND C RI M I NAL SANCTI O NS (5 U. S.C. ap p , 104)

C o m m i t te e o n F i n a n c i a l D i s c l o s ur eAdm in i s t r a t ive Of f ice o f the Uni ted Sta te s C our t sSuite 2-30 lO n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 44

nancy gerter financial disclosure report for 2010

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