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Alan M. Hoberman, PhD DABT, Fellow ATS Executive Director, Global Reproductive, Developmental and Juvenile Toxicity OVERVIEW OF REPRODUCTIVE AND DEVELOPMENTAL TOXICOLOGY STUDIES Charles River Laboratories, Preclinical Services

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Page 1: OVERVIEW OF REPRODUCTIVE AND DEVELOPMENTAL …Death of the conceptus or neonate Malformation (birth defect) Growth retardation Functional deficit Example . 2014 ACT Annual Meeting

Alan M. Hoberman, PhD DABT, Fellow ATS Executive Director, Global Reproductive, Developmental and

Juvenile Toxicity

OVERVIEW OF REPRODUCTIVE AND

DEVELOPMENTAL TOXICOLOGY STUDIES

Charles River Laboratories, Preclinical Services

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Slide 2 2014 ACT Annual Meeting

REPRODUCTIVE AND DEVELOPMENTAL TOXICOLOGY

• OBJECTIVES • Describe the importance of Reproductive and

Developmental Toxicity Testing

• Describe the guidance for testing of reproductive and developmental toxicants

•  Provide an overview of reproductive and developmental toxicity endpoints

• Describe the outcome of this type of testing

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REPRODUCTIVE AND DEVELOPMENTAL TOXICOLOGY

• Potential Adverse Effects of: •  A Test Material �  Drug � Medical Device �  Chemical

•  On � Male and Female Fertility �  Ability to Produce Offspring �  Growth and Maturation of Future Generations

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WHY IS THIS FIELD IMPORTANT?

• Smaller Family Size

• Planned/Timed Families

• Ever greater need to be able to produce healthy offspring when we want them

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WHY IS THIS FIELD IMPORTANT?

Birth defects occur in about 6% of all births.

Adapted from Brent and Holmes. 1988. Teratology 38:241-251

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WHY IS THIS FIELD IMPORTANT?

• Thalidomide Tragedy

Sedative-hypnotic that produced over 5000 children with birth defects

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GUIDANCE FOR TESTING

Today’s guidelines can be divided into those for intentional and

unintentional exposure

INTENTIONAL

•  Drugs, including small and large molecules •  Vaccines •  Medical Devices

UNINTENTIONAL

•  Chemicals •  Consumer Products •  Foods •  Food Additives

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GUIDANCE FOR TESTING

The outgrowth of Thalidomide and other tragedies lead to a series guidelines and subsequent harmonization of these guidelines to aid in defining the hazard from exposure to a test material, whether it be a drug (small or large molecule), medical device or chemical (pesticide, food additive or consumer product).

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GUIDANCE FOR TESTING

CHEMICALS FOODS AND FOOD ADDITIVES

OECD Specific EPA Specific Redbook 2000: Toxicological principles for the safety assessment of food ingredients; IV.C.9.a. Guidelines for reproduction studies; July, 2000. Springfield (VA): U.S. Dept of Health and Human Services Food and Drug Administration, (CFSAN), (OFAS).

OECD guidelines for the testing of chemicals. Prenatal developmental toxicity study, No. 414 Section 4 Health Effects (Pink pages); last updated January 22, 2001. Organisation for Economic Co-operation and Development.

Health effects test guidelines: Prenatal developmental toxicity study, OPPTS 870.3700; August, 1998; Prevention, Pesticides and Toxic Substances. U.S. Environmental Protection Agency.

OECD guidelines for the testing of chemicals. Two-Generation Reproduction Toxicity Study, No. 416 Section 4 Health Effects (Pink pages); last updated January 22, 2001. Organisation for Economic Co-operation and Development.

Health effects test guidelines: Reproduction and fertility effects, OPPTS 870.3800; August, 1998; Prevention, Pesticides and Toxic Substances. U.S. Environmental Protection Agency.

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UNDERLYING PRINCIPLES

1.  Dose-response relationships are expected a. Therefore more than one

dose is used b. In most cases, three doses

and a control group are standard

2.  Testing up to doses that produce paternal or maternal (or very high multiples of the human dose) is necessary for adequate assessment of toxicity

3. Exposure during development of gametes (sperm or egg) or development of the conceptus (embryo or fetus) may result in different outcomes later in life depending on the exposure

4. Extrapolation of data across species to humans is most relevant when the test material is handled (metabolized) as in man

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UNDERLYING PRINCIPLES

•  The spermatogenic cycle (production of sperm) is about 60 days in the rat plus an additional 10 days for the sperm to mature in the epididymis. •  Therefore, the effects on

sperm may not be observed for a considerable time post dosing.

Rat Spermatogenic Cycle

Example

Source: Perreault, S.D et al. (2008). Assessment of Male Reproductive Toxicity. In: Principles and Methods of Toxicology, 5th Ed. edited by Hayes, A.W. CRC Press, Boca Raton, FL

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UNDERLYING PRINCIPLES

• The first meiotic division of the ova (egg) takes place within the fetus. •  Therefore, an effect on ova development may not be observed until that

fetus is born, matures and produces the next generation. •  Some antivirals are known to affect the ova with the effects observed

only in the next generation.

Example

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UNDERLYING PRINCIPLES

Death of the conceptus or

neonate

Malformation (birth defect)

Growth retardation Functional deficit

Example

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Susceptibility of Fetal Organs to Alterations as a

Function of Time

Adapted from Wilson, 1965, p.256

EMBRYO-FETAL DEVELOPMENT

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UNDERLYING PRINCIPLES

Easy to measure in animal studies

a: dead, macerated

b: malformed

c: dead, compressed

d: live, externally normal

e: dead

a

d

b

d

b

b

d c b

e d d

Death & Failure to Thrive

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UNDERLYING PRINCIPLES

•  Harder to detect over background when the spontaneous incidence of a malformation is not frequent

•  Historical Control Databases very important

Exencephaly Dilated ventricles Fused lumbar arches

Malformations

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UNDERLYING PRINCIPLES

•  Common findings observed in almost all studies across species •  Frequency of response could indicate relationship to treatment

Cervical Rib Bifid Centra

Variations

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UNDERLYING PRINCIPLES

May be evident at birth or only show up later in life

Mouse fetuses – GD 18

Growth Retardation

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UNDERLYING PRINCIPLES

• Neurobehavioral changes are most commonly evaluated

• However, changes in the immune, cardiovascular, renal or other systems that can only be demonstrated if the specific system is challenged also need to be considered

Functional Deficits

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GUIDANCE FOR INTENTIONAL EXPOSURE (DRUGS)

Since it is recognized that most drugs will have side effects the ICH guidance divides testing into phases or segments.

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GUIDANCE FOR INTENTIONAL EXPOSURE (DRUGS)

In addition, a segmented study

design is recommended because human use of a drug

product is usually limited to intervals,

rather than occurring over the entire

lifetime.

A

B

C

D

E

F

A

Senescence

Reproductive Life

Juvenile

Adolescence/puberty

Mating/fertility

Male – Female Gametes

Premating to Conception

Weaning to

Sexual Maturity

Conception to Implantation

Zygote

Embryo

Fetus

Implantation to Closure of Hard Palate

Hard Palate Closure to End of Pregnancy

Birth to Weaning

Christian, 2001

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2. Rat Fertility & Embryo-Fetal Developmental Toxicity Study

GD 17 Mate

Measures effect on fertility, early establishment of pregnancy and organogenesis

Euthanized GD 21

1. Rat Fertility & Early Embryonic Developmental Toxicity Study

Measures effects on fertility and early establishment of pregnancy

Premating Mate GD 6 Euthanized GD 13/21

Premating

GUIDANCE FOR INTENTIONAL EXPOSURE (DRUGS) ICH Guidelines S5R(2)

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3. Rat & Rabbit Embryo-Fetal Developmental Toxicity Study

Pre- mating

Mate Start of Dosing GD 7 rabbits

GD 6 rats

Euthanized GD 29 rabbits GD 21 rats

End of Dosing GD 19 rabbits GD 17 rats

GUIDANCE FOR INTENTIONAL EXPOSURE (DRUGS) ICH Guidelines S5R(2)

•  Also known as teratology or organogenesis studies

•  Assess effects of test material on development of offspring from implantation through closure of the hard palate, i.e., the period of organogenesis

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4.  Rat Pre- & Postnatal Developmental Toxicity Study

GUIDANCE FOR INTENTIONAL EXPOSURE (DRUGS) ICH Guidelines S5R(2)

•  Examines the effect of the test material on late fetal development through parturition and to weaning

•  Typically extended to assessing sexual maturation, learning and memory and mating performance of the F1 generation (the offspring born to the dams that were dosed with the compound)

Pre-mating

Mate GD 6 Parturition GD 21

Lactation Period

Weaning LD 21

Gestation Period

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GUIDANCE FOR INTENTIONAL EXPOSURE (VACCINES)

•  “Vaccination” is the deliberate exposure to an antigen under conditions that should not produce disease

•  Vaccination still one of best means for preventing, rather than treating, infectious disease

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Female Rabbits 4 weeks 1 week 4 weeks 4 weeks

Day 1 of Study

Mating Gestation Lactation

F0 Generation

F1 Generation

Postpartum

4 weeks

½ Natural Delivery

F1 Generation Euthanized

½ GD 29

Caesarean- Sectioning

Premating

1st Dose

2nd Dose

X Dosages given over X

weeks

VACCINE STUDY DESIGN

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UNINTENTIONAL EXPOSURE

• When testing a chemical, it is important to establish the hazard for both developmental toxicity and male and female fertility

• The recommended studies are: 1.  Developmental toxicity studies in rodents and rabbits 2.  Multigenerational study in rodents

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Rat & Rabbit Embryo-Fetal Developmental Toxicity Study

Pre- mating

Mate Start of Dosing GD 7 rabbits

GD 6 rats

Euthanized GD 29 rabbits

GD 21 rats

End of Dosing GD 28 rabbits

GD 20 rats

Health Effects Test Guidelines: Prenatal Developmental Toxicity Study, OPPTS 870.3700

OECD Guidelines For The Testing Of Chemicals. Prenatal Developmental Toxicity Study, No. 414 Section 4 Health Effects (Pink Pages)

GUIDANCE FOR INTENTIONAL EXPOSURE

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Senescence

Embryo

Juvenile

Mating/fertility

Reproductive Life

Adolescence/puberty

Zygote

Fetus

Male - Female Gametes

Premating to Conception

Weaning to Sexual Maturity

Conception to Implantation

Implantation to Closure of Hard Palate

Hard Palate Closure to End of Pregnancy

Birth to Weaning

Christian, 2001

OECD Guidelines For The Testing Of Chemicals. One

Generation Reproduction Toxicity

Study, No. 415 Section 4 Health Effects

GUIDANCE FOR UNINTENTIONAL EXPOSURE

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Mated

Male and female animals continuous treatment

F0 (P0)

F1a Follow to weaning

F1b F2c ““Teratology””

F1x

Mated

F2a F2b F2c

Two generational multigeneration study in rats. Adapted from Collins (1978).

GUIDANCE FOR UNINTENTIONAL EXPOSURE (MULTIGENERATIONS)

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F1 GENERATION(Daily clinical observations and sexual maturation, weekly body weights, feed consumption and

blind observations)SUBSET 1100 Male and 100 Female Pups

(one Male/Female pup/litter/dosage group)

DP 21: SCHEDULED SACRIFICE ANDBRAIN WEIGHTS

NEUROHISTOLOGICAL EXAMINATION6 M & 6 F pups/dosage level

(total of 30 male and 30 female pups)

F0 Female Rats arrive at Testing Facility

Acclimation14 days

Dosage PeriodCohabitiation

4 days

DG 6 Dosage Begins

DG 6 to DG 25 or DL 12DG 21:

First Possible Delivery

DG 25: Last

Possible Delivery

SUBSET 2100 Male & 100 Female Pups

(one Male/Female pup/litter/dosage group)

DPs 23-25 & 30-32: PASSIVE AVOIDANCE TESTING

DPs 59-63 & 66-70: WATERMAZE TESTING

DPs 91-94: SCHEDULED SACRIFICE AND BLOOD COLLECTION

SUBSET 4100 Male & 100 Female Pups

(one Male/Female pup/litter/dosage group)

DG 25 or DL 12:End of Dosage

PARTURITION

DP 5: Litters culled to 8 pups

DL 12: Scheduled Sacrifice

DPs 80-85: SCHEDULED SACRIFICENEUROHISTOLOGICAL EXAMINATION

REGIONAL BRAIN WEIGHTS 6 M & 6 F/dosage group

(30 M & 30 F total)

DL 22: Scheduled Sacrifice (weaning)

Abbreviations: DG=Day of (presumed) gestation DP=Day Postpartum DL=Day of Lactation M=Male F=Female

SUBSET 3100 Male & 100 Female Pups

(one Male/Female pup/litter/dosage group)

DPs 23 & 60 : AUDITORY STARTLE HABITUATION

DPs 67-69: SCHEDULED SACRIFICE

DPs 14, 18, 22 & 59: MOTOR ACTIVITY

Neurobehavioral Toxicity Study

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PATERNAL/MATERNAL ENDPOINTS In

-Life

Ass

essm

ents

Mortality

Body Weight

Body Weight Gain

Food Consumption

Water Consumption

Bio

mar

kers

/Exp

osur

e Clinical Pathology

Bioanalytical Sampling

Ter

min

al P

roce

dure

s Necropsy

•  Gross Lesions •  Organ Weights •  Specifically

Target Organs Histopathology

•  Could Include Tumor Evaluations

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PATERNAL/MATERNAL REPRODUCTIVE ENDPOINTS Pa

tern

al Mating and Fertility

Reproductive Organ Weights

Sperm Parameters

Mat

erna

l Mating and Fertility

Estrous Cycling

Ovarian Parameters

Parturition, Lactation and Maternal Behavior

Reproductive Organ Weights

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DEVELOPMENTAL ENDPOINTS

Number and Sex of Conceptuses Death

Malformation/ Variation

(External, Soft Tissue, Skeletal)

Retarded Growth

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•  Reflex and Developmental Landmarks

•  Functional Observational Battery (FOB)

•  Passive Avoidance

•  Simple Spatial Discrimination (M-Shaped Watermaze)

•  Morris / Cincinnati Maze

•  Delayed Spatial Alternation

•  Classical Conditioning (Rabbit Eyeblink)

•  Auditory Startle Habituation

•  Motor Activity

DEVELOPMENTAL ENDPOINTS

Functional Testing

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OUTCOMES

• Hazard Assessment • Establish the ratio of the paternal/maternal toxicity levels

to the reproductive and/or developmental toxicity levels.

• Ratios that are ≤ 1 are common and expected.

• Ratios that are > 1 identify drugs or chemicals that might be toxic to processes of reproduction or development at dose levels that are therapeutic or appear “none” toxic in adults.

• NOAELs for Adults, Male and Female Fertility, Offspring

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OUTCOMES

• Comparisons across species to man are most appropriate when the metabolism is similar across species and blood levels can be compared.

• The information on hazard derived from these studies will either be represented in the label for that product, the hazard rating for the chemical or the acceptable daily in-take.

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CONCLUSIONS

•  Importance of Reproductive and Developmental Toxicity Testing

•  Guidance for testing of reproductive and developmental toxicants •  ICH: http://www.ich.org •  OECD: http://www.oecd-ilibrary.org/ •  EPA: http://www.epa.gov/ocspp/pubs/frs/home/testmeth.htm

•  Reproductive and developmental toxicity endpoints •  Paternal/Maternal •  Reproductive •  Developmental

•  Outcomes •  Establish No-observable-adverse-effect-level (NOAEL) for paternal/

maternal toxicity, reproductive toxicity and developmental toxicity •  Hazard Assessment