pauline newman financial disclosure report for 2009

8/3/2019 Pauline Newman Financial Disclosure Report for 2009

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AO 10 FINANCIAL DISCLOSURE REPORT ~eport Required by the Ethicsin Government Act of 1978R o y. ! / 2 0 i 0 FOR CALENDAR YEAR 2009 ~ u s . c . a p p .,~,~1 0 I - I 11 )

I. P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t ia l ) 2 . C o u r t o r O r g a n i z a t i o n 3 . D a t e o f R e p o r t

NEWM AN, PAULINE U.S. Ct . of Ap. for Fed. Cir. 05/13/2010

4. Title (Article iii judges indicate aclive or senior status; 5~. Report Type (check appropriate type) 6. Reporting Periodmagistralc jt~dges indicate full- or part-time)

~,~ Nomination, Date 01/01/2009Circuit Judge- Active Status ~-7 Initial [~ Annual "~ Final to

I 2/31/2009

5b. [] Amended R eport

7. Chainbt.rs or O ffice Address 8. On the basis of the information contained in this Report and anymod ificatinas pertaiaing thereto, it is, in my opinion, in comp liance

717 Madison Place~ N.W. with applicable laws and regulations.Washington, D.C. 20439

Reviewing Olficer Date

IMPORTAN T NOTE S: Ttw instvuctions accompanying this form m ust be fi)llowed. Complete all part&checkittg the NONE box for each part where.you have ~o reportable it~[i)rmation.Sigtt on tast page.

1 . P O S I T I O N S .(~~,o,,i,,~.individual on( ..... pp. 9-13 oJ~l~ling inst,uction.i.)

~ NONE(No reportable positions.)

POSI]"I ON N AM E OF ORGA N IZATIONiENT1TY

I. Advisory. & Review Committee Advanced Scicnce & Technology Adjudication Project

2. Advisory Committee Geurge Mason Univ. School of Law, Law & Economies Center

3. Trustee Trusts (Trust # I, Trust #2)

4. Director Rule of Law Foundation

5. Director Judicial, l.eade~ship Development Council

1 1 . A G R E E I ~ |E N T S .ca~ .o~ . , ,gmdividttaI onlr; seepp. 14-16 tq~iling in.~tructions,)

NONE ()~reportable agreements.)

D AT E PARTIES AND TERMS.....

3. CO


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N a m e o |" P e r s o n R e p o r t in g D a t e o f R e p o

P a g e FI N A N C I A L 2 o f 8 D I S C L O S U R E R E P O R TN E W ~ IA ,~ , PA U L ~ N ~ 0 5 , , 1 3 i ~ 0 m

Il I. N O N - I N V E S TM E N T I N C O M E .~n,,,,,i,,.~ i~d~,.i~,,o~ ~ ~..... : s e e p p . 1 7 - 2 4of filing i n s t r u c t i o n ~ . )A. Filers Non-Investment Income

NONE(No ~eportable non-investmen t income.)

DATE S O U R C E A N D T Y P E INC, OME(yours, not spouses)

1 . 2 0 0 9 Pension, FMC Co~oration, earned before entWon dut>i $35,100.00

2 , 2 0 0 9 Roya ty, West Publishing Company, textbook $1,552.30

B. S pouses No~-I|lvcstmetll Income -~f yo,,were morried during ,~ny portion of the reporting year, complete this section.

~ ,NONE(No reportable non-investme,Tt income.)

DATE SOURCE AND TYPE

I

I V. RE I M B U R S E M E N T S -

~ NONE(No reportable reimbursemems .)

SOURCE D A TES 1.OCA TION P U R P O S E ITEMS PAID OR PROVIDED

I New York Intellectual March 27. 2009 New York, New Yo~k A nnual C~,nl~rcuce fmvel, Lodging and FoodProperty Law Association

2. No.,,,, J ersey lm ellectual June 5, 2009 Short l lills, New Jersey Conference Lodging and FoodProperty Law Associaiton

3, Federa~ Cilcuit Bar June l 8-19, 2009 Williamsburg, Virginia Conference Travel, Lndging and FoodAssociation Conference

4. Chicago Intcllectua! Property September 25, 2069 Chicago, Illinois C o n ~ e r e ) t c e Travel, Lodging and Food

5 George Mason LJnivcristy (October 2, 2009 Arlington. Virginia Conference Travel, Lodging and FoodLaw & EconomicsAssociation


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FINANCIAL DISCLOSURE REPORT n ...... rPe .... Repor6ng D,a~eo~ Repnr~

P~g~ 3 Of 8 NEWMAN, PAULINE 05i13/2010

6. Philadelphia Intellectual November 12. 2009 Philadelphia, Pennsylvania Conference Travel, Lodging and FoodProperty kaw Association

7 Austin Intelteclual Property Nov em ber 13, 2009 A ugtin , Tex as Conference Travel, Lodging and FoodLaw A ssociation

8 Advanced Science & December 3, 2009 Whi te Plains, New York Conference Travel OnlyTechnology Adjudica!ionResources Assocation


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F1NANCI AL D ISCLOSU RE REPORTxa,,,~ of Pe .... Reporti.II Date of ReportPage 4 of 8 N rW ~ ,I .~ N ,P ~ u ~~: osn 3 /2o to

~ N O N E(No reportable

~URCE DESCRIPTION VA L U E

2

3.

5.

~ N O N E(No reportable habi/ities.)

CREDITOR DESCRIPTION VALUE CODE

2.

3.

4.

5.


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F I N A N C I A L D I S C L O S U R E R E P O RTP a g e 5 o f

NONE (~reportable income , asset.s, or tramactions.)

P l a c e " i X ) " a f t e r e a c h a s s e t Amoum Type (eg. V tc Va c "ypc (c g D c ~ a t e Ga n 1 dc~t y "

I A . H )

...................................................................................... ( Q -W ) ~ ~ i I r m ~ s a c t i o n /

t. TRowe Price Mut.Funds (New Horizon; A Dividend K TDiv. Gr, Sci&Tech.Fund)

2, PNC Bank Accounts B Interest N T

3. First Trust Municipal Bond Fund B Interest K T(Oppenheimer)

4. First T~st Municica[ Bond Fund B lmcrest J T(Oppenheimer)

5. Ammican CentuWGrowth Mutual Puod A Dividend k T

6. Oppenheimer Municipal Bond Fund C Interest L T

7. American Capital Bond Fund (Trust #2) A Dividend 3 T

8. Corpora)e High Yield Mutual BondF u n d B Dividend I ; T{ M e r r il l l . .y n c h )

9. Bedford Motley Market Portlblio A Dividend J T

I 0 . lnvesco Health Sci. Mut. Fd. (now AIM A Dividend K THea!fl~ Sci. Mut. Fd.)

I I. Oklahoma Gas & Electric Co. (Cor))mo:l) A Dividend J T

12 Remington Oil & Gas Corp. (Trust #1 } None J T

1 3 . American Century Select Mutual Fund A Di,idend L T

~4. MFS Emerging Growth Mutual Fund A Dividend Donated

i 5. Pumam Europe Mutual Fund B Dividend L T

!6 Ftanklh~ NY Ydutual Fund A Dividend K T

17 Franklio Flex Cap Growth Mutual Fund A Di;,idend Donated


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Nameof Perso l~ Repor t ing Date ufR~:portF I ~ N A N C I A L D I S C L O S U R E RE P O RTPage6 o f 8

V I I. I N V E S T M E N T S an d T R U S T S-- i,,,, .......... ~,,,,, t ....... iom (Incht&,s those oJsp .........I dependent children; set, pp. 34-60 ofliting instructions.)

~ NONE ()~9reportable im~ome, assets, or tramaclions.)

Description t~tAsscta Iocomc doting Gross vak~e a~ end qrans~cfions d~trittg repo~it~g period{inchding trust assets) l reporting pcrk,d ~ t~f tcpolfiag period

Place"(X)"after each asset :Amoonl Type (e.g.. ~ Va]uc Valoe Type (e.g, Dale Va]oe (}aid Idemity ofcaempl l?om prior d{sclosurc Code I div.. retd. ~ Code 2 Method bu), sell, mmidd.D Code 2 (;ode I buyer.,setter

(A-t/)~i

or inL) ~] {.l-P) Code 3 redemption) {I-P) Ifl-H) {.if priva{c

l g. Iumam IRealth Science Mutual Fund B Dividend k T

---~l

I9 . Nasd~q t00 "lrust None K T

20. F~rst Eagle Globz~l Mutual Fund A Dividend J T


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F I N A N C I A L D I S C L O S U R E RE P O RT ~ ........ fP ..... P, e p o r t i , ~ .g

["age 7 of 8 N E W M A N , PA U I . IN E 0 5 , q 3 / 2 0 1 ( )

V II I. A D D I TI O N A L I N F O R M A T IO N O R E X P L A N AT I O N S .


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FINANCIAL DISCLOSURE REPORT N a m e o fP e r s o n Reporting [ D a t e o f R e p o r l

Page 8 of 8 NEWMAN, PAULINE[

05/13/20!0

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse an d minor or d ependent children, if any) isaccurate, true, and com plete to the best of m y knowledge an d beliet~ and that any Information n ot reported was withheld becm, se it m et appllcahle statprovisions permitting non -disclosure.

I further certify that earned income from ou tside employm ent and honoraria and the acceptance of g ifts which have been reported are incompliance wilh the provisions ors U .S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Con ference regulations.

NOT!;: ANY INDIVIDUAl., WHO KNOViNGI.Y AND WILFULLY FALSIFIES OR FALLS TO FILE Tills REPORT MAY BF. St!BJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.(2. app. 104)

FILING INSTRU CTIONS

Mail signed original and 3 additional copies to:

Committee on Financial l)isclosureAdministrative Office of the United States CourtsSuit~: 2-301One CeIumbus Circle, N.E.Washingtort, D.C. 20544

pauline newman financial disclosure report for 2009

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