(Pdiiil ~

Manager Listing Department National Stock Exchange of India Limited "Exchange Plaza", Bandra-Kurla Complex Bandra (E) Mumbai -400 051

General Manager

1!.,c!/r/1d1 ff;,flla ('lfrffl ~ cffT "J"i".Tll) .

NTPC Limited (A Govt. of India Enterprise)

~ ~ / Corporate Centre

Ref. No.: 01 : SEC : LA-1 Dated : 13.01.2020

Department of Corporate Services BSE Limited Floor 25, Phiroze Jeejeebhoy Towers Dalal Street Mumbai-400 001

Sub.: Shareholding Pattern for the quarter ended 31.12.2019

Dear Sir,

Pursuant to Regulation 31 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations , 2015, please find attached the shareholding pattern for the quarter ended 31 .12.2019 for your information and records .

Thanking you ,

Encl: as above

Yours faithfully, For NTPC Limited

N~~~ (Nandini Sarkar)

Company Secretary & Compliance Officer

.., ~ 4' 'fl'< qS l'< NANDINI SARKAR ~~

Company Secretary ... y.,-a~~...-,,,~ff ... ,, ~~~•'/NTPC Limited NTPC Bhewan, 8co~ Complex,

7, lnsfflutlonalANa, Lodhl Road, New~

~ ~ : C!'1t'i4''1{1'l 'l'fcf'I, ~ cfi l<qc.vlcffi , 7, ~ i:ffem. "R!Ul° ~ ~ ~-11 0003

~ ~ ~ : L40101DL1975GOI007966, ~ .Y. : 011-24387333, qicffi .:r .: 011-24361018, ~ : ntpccc@ntpc.co.in, ~: www.ntpc.co. in

Registered Office : NTPC Bhawan, SCOPE Complex, 7 Insti tutional Area, Lod i Road, New Delhi-11 0003. . Corporate Identification Number : L40101DL 1975GOl007966, Telephone No.: 011-24387333, Fax No.: 011-24361018, E-mai l: ntpccc@ntpc.co.1n

Website : www.ntpc.co .in

Format of Holding of Specified securities: Equity Shares

1. Name of Listed Entity: NTPC LTD

2. Scrip Code/Name of Scrip/Class of Security: BSE scrip code:532555, NSE: NTPC-EQ

3. Share Holding Pattern Filed under: Reg.31(1){b) as on 31.12.2019

4. Declaration :

a Whether the Listed Entity has issued any partly paid up shares No

b Whether the Listed Entity has issued any Convertible Securities or Warrants? No

C Whether the Listed Entity has any shares against which depository receipts are issued? No

d Whethere the Listed Entity has any shares in locked-in? No

e Whethere any shares held by promoters are pledge or otherwise encumbered? No

The tabular format for disclosure of holding of specified securities is as follows :

Page 1 of 9

Table I - Summary Statement holdin& of specified securities

Cateeor Cateeory of No of Share- No of fully pa id up equity Noof No of Total No. of Shares Shareholding as a Number of Voting Rl&hts held in each class of securities No. of Shares Shareholdinc as a Number of locked in Number of Shares pled&ed or Number of equity y Shareholder holders shares held Partly pa id Shares Held % of total no. of Underlying % assuming full Shares otherwise encumbered shares held in

up equity Underlyln shares Outstanding conversion of demateria lized form shares I convertt lble convertible held Depositor securities Securities (as a

y Receipts No of Voting Rights Total as a (Including percentage of No. As a % of total No. As a % of total % of Warrants} diluted share Shares held Shares held

(A+B+C) capital}

Class X Class Y Total (I) (II ) (Ill) (IV) (VI (VI) (VII ) (VIII) IX) (Xl (XI) (XII) (XII I! IXIVl

Promote r & Promote r IA\ Grouo 1 5356846444 0 0 5356846444 54.14 5356846444 0 5356846444 54.14 0 54.14 0 0 .00 0 0.00 5356846444

1Bl Public 582218 4537710836 0 0 4537710836 45.86 4537710836 0 4537710836 45.86 0 45.86 0 0.00 6674206 0.15 4537623258

Non Promoter-Non (C) Public 0 0 0 0 0 0.00 0 0 0 0.00 0 0 .00 0 0.00 0 0.00 0

(Cl) Shares unde rlyinR DRs 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Sha res he ld by

IC2l Emolovees Trusts 0 0 0 0 0 0 .00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Total : 582219 9894557280 0 0 9894557280 100.00 9894557280 0 9894557280 100.00 0 100.00 0 0.00 6674206 0.07 9894469702

Page 2of9

Table II • Statement 1howln, 1hareholdin1 patt•rn of tha Promoter and Promoter Group

Catetot'I Cate1orv & fume of th. Shareholder

PAN I Noof I No of fulty paid up •quity Share sharts held

holdlln

~,) j (I} Indian

_jllj_ J!!!l _JI\IJ_

Individuals/Hindu undivided

fa) I Fa mily

Central Govern ment/State Government(s)

lb 5356M~ PRESIDENT OF !NOIA EXEMPTCATG 5356846444

Finandal lnstitutions/8.lnks

1,1 I {di Any Other

Sub-Total (Al{ll 5356846444

Forel1n lndJviduals(Non· Resident

Individua ls / Foreign Ind ividuals

Government Institutions

Forei11 n Portfolio Investor

~ 5ul,.Total (All2

Total Shareholdin1 of Promoter and Promoter Group

IA!.:_fA\11 5~56846444

Number of Votint Rithts keld in each clau of 1ec:uritie1 I No of I No of I Toul No. ofShuo, Held {IV+V+VI} I Sl,a,ehold;n, Partly paid Shares as a " of up equity Underlyin1 total no of

shares Depository share1 held Receipts (A+B+c2)

No. of I Sharehoklin1 as I Number of locked I Number of Shares I Number of equity sharfl Mid Share• a " auumint in Shares pled1ed or In dematerialized form

Undutyin1 0Utstandin1 conwrttible

sec:uritif!II (lncludint

full com,enion I of convertible Securities (as a

percenta1e of diluted share

I otherwise encumbered

f-- -------- - - ---------~---j Warrants) capital) No . IAsa " of

I~ I (VII I {VIII I

I I 0

5356846444

5356846444

5356846444

J 535611<1_]

1v1111

0.00

54.14 54.14

0.00 0.00

54.14

0.00 0.00 0.00 0.00 0.00 0.00

54.14

No of Votin1 Rithts Total as a " of(A+B+C) f-1 - ---a-,-,-.. -x-----,1ra-,-,-.. -y-1.------,o-.. .,.l- ---11

IX

0.00

5356846444 5356846444 54 .14 5356846444 5356846444 54 .14

0 0.00 0 0.00

5356846444 5356846444 54 .14

0.00 0.00 0.00 0.00 0.00 0.00

lli6846444 5356846444 1 54 .14

Page 3 of9

No.

total Shares

hold

IXI (XI XII {~IV)

0.000 0.00 0 0.00

54.14 0 0.00 0 0.00 5356846444 54.14 0 0.00 0 0.00 5356846444

0.000 0 0.00 0 0.00 0.000 0 0.00 0 0.00 54.14 0 0.00 0 0 .00 5356846444

0.000 0.00 0 0.00 0.000 0.00 0 0.00 0.000 0.00 0 0.00 0.000 0.00 0 0.00 0.000 0.00 0 0.00 0.000 0.00 0 0.00

54.14 0 0.00 0 0.00 _ 535684~44

Tablra 111 • Stlltement showinf: sharahold"'I pattern of the PubMc: shar-holdff

Number of Shara,

Number of Votm( Rlchts held In H eh clau of 5Kl.tritMls I Numb., of Lockad In I p&.dcad or otMrwlse

Sharaholdinc L_Shares ancumbered HI %

No of ShaNS au umincfuft

No. of Undertyins: convardon of

P1rtly Shllr• holdln Outstandln1 convertlbla

paid-up No ofShllrH 1as 1% of converttlW. Securtt:Mls(111 As, %of

,qulty Undertyinc Total No of total no of MC:UritMls percanta11 of As . %of total

C.~ 101 No. of No. offully paklup shares .,. ......... Shares Held sharH Total H a % {lndud'"I diluted sh.Ira total ShllrH ShllrH Number of aqulty shares held

C.t•torv & Name of the Sharahok&er PAN Shllreh<*Mn ..... ,ut-vsharas hekl hold ..., .... flV+V+VII IA+e+C21 NoofVotin• l i..t.ts of lA+l+cl Wa1Tantsl caoltall No. hold No. hold In demate ria lized form Clau X C!.u Y Total

Ill 1111 mn <M M IVII NII rum IX X XI XII XIII XM

Institutions lal Mutuat Funds 35 1693308115 0 0 1693308115 17.11 1693308115 0 1693308115 17.11 0 17.11 0 0.00 0 0.00 1693308115

ICIO PRUDENTIAL VALUE FUNO SERIES 8 AAAAI0038F 1 624944057 0 0 624944057 6.32 624944057 0 624944057 6.32 0 6.32 0 0.00 0 0 .00 624944057 HDFC MUTUAL FUND HDFC TRUSTEE COMPANY LTD.

IAJc HDFC TOP 100 FUND AAATH1809A 1 369454401 0 0 369454401 3.73 369454401 0 369454401 3.73 0 3.73 0 0.00 0 0.1)0 369454401 RELIANCE CAPITAL TRUSTEE COMPANY LI MITED A/C

RELIANCE VISION FUND. AAATR0090B 1 226354886 0 0 226354886 2.29 226354886 0 226354886 2.29 0 2.29 0 0.00 0 0.00 226354886 SBl·ETF N1ITT 50 AABT56407Q 1 108898944 0 0 108898944 1.10 108898944 0 108898944 1.10 0 1.10 0 0.00 0 0.00 108898944

b Venture Ca ital Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0

!cl Alternate lnvestmentFunds 11 1478521 0 0 1478521 o.oi 1478521 0 1478521 0.01 0 0.01 0 0.00 0 0.00 1478521

fdl Forei.1:n Venture Ca ital Investors 0 0 0 0 0 0 .00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 . Forei• n Portfolio Investors 558 1262417442 0 0 1262417442 12.76 1262417442 0 1262417442 12.76 0 12.76 0 0.00 0 0 .00 1262417442

The Income fund of America AABTI8168P 1 132306417 0 0 132306417 1.34 132306417 0 132 30641 7 1.34 0 1.34 0 0.00 0 0 .00 132306417 T. ROWE PR ICE INTERNATIONAL STOCK FUND AAACT6073H 1 108775727 0 0 108775727 1.10 108775727 0 108775727 1.10 0 1.10 0 0.00 0 0 .00 108775727

{fl Financial In st itut ions/Banks 31 11 32412650 0 0 1132412650 11.44 1132412650 0 1132412650 11.44 0 11.44 0 0.00 101301 5 0.09 1132412650

LIC OF IN DIA • LIFE INSURANCE CORPORATION OF ,,_ , 11'.r.ti:, , ... ,.. AAACLOS82H 1 1035511691 0 0 1035511691 10.47 1035511691 0 1035511691 10.47 0 10.47 0 0.00 0 0.00 1035511691

1, 1 1nsurance Comoanles 35 196188343 0 0 196188343 1.98 196188343 0 196188343 1.98 0 1.98 0 0.00 0 0.00 196188343

h Provident Funds Pension f unds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 lil An Other 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0 .00

SubTotal lBIUI 670 421SIOS071 0 0 421SI05071 43.31 4215805071 0 421SIOS071 43.31 0 43.31 0 0.00 1013015 0.02 42l5IOS07l

1central Gove rnment/ State Government(s)/ President

121 oflndia • 7862392 0 0 7862392 0.08 7862392 0 7862392 0.08 0 0.08 0 0.00 0 0.00 7862392 Sub Total 8112 • 7162392 0 0 7162392 0.0& 7162392 0 7162392 0.0& 0 0.0& 0 0.00 0 0.00 7162392

131 Non-Institu tions i.lndividual shareholders holdin1nomlnalsharec;1pital

uol {al , .. ... . .. ,1.., _ .. .. 559014 141600314 0 0 141600314 1.43 141600314 0 141600314 1.43 0 1.43 0 0 .00 2272060 141570617 ii.Individual shareholders hold in1 nominal sh are capital

ineicess ofRs. 2 Lakhs 272 18854852 0 0 18854852 0.19 18854852 0 18854852 0.19 0 0.19 0 0.00 1365076 7.24 l88S48S2

!bl INBFCs Reiste r dwith RBI 14 675912 0 0 675912 0.01 675912 0 675912 0.01 0 0.01 0 0.00 0 0.00 675912

' Em lovee Trusts 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0 .00 _Q_

!di Overseas Decosftorles /Holdin ll' DRsl1Balanclnll' fl urel 0 0 0 0 0 0 .00 0 0 0 0.,_00 0 0.00 0 Q,QO 0 0.00

Pa ge 4 of9

Number of5hll rH

Number of Votin,: Rl&htl held In H eh tl•u of securides I Number of loclled In I pa.died Of'" otherwtN

Sh•,..holdin1 I Shllr•• •nc:umbered n• %

No of ShllrH •"umln,:full No. of Underlym1 conv.rdon of

P•rtly Shllr•hoklin Outst•ndlnc convertlhkl

paid-up No of Shllr•1 1n • % of conv•rtt lbkl S.Curitias(n• AJ. " of oqulty Undertyin1 Tot•I Noof tot•lnoot s.ecurtn.1 paramt•1• of AJ• %of tot•I

C.~101 I No. of No. offullyp111dup sharH O.poslto,v ShllrHHald shll rH Tot•ln1 % (lncludin1 dilutedshll r• total Shares ShllrH Number of equity shires held

Cite•""' & N•m• of the Shareholder PAN Shar• holdars • a uitvsh•rH he ld hold Rac•iDts IIV+V+VI IA+B-tC2l No af Vot inr: RI htl oflA+B-tCl W•rr1 ntsl coit:111 No. hold No. hold In d• m1tari• llz• d form d•ssX a1u Y Total

Il l} 11111 rv M IVO N U VIII IX X XI XII XIII XM

An Other 22242 82912295 0 0 82912295 0.84 82912295 0 82912295 0.84 0 0.84 0 0.00 2024055 2.44 82854414 Bod ies Coroor;ate 1867 14797301 0 0 14797301 0 .15 14797301 0 14797301 0 .15 0 0.15 0 0.00 1624773 10.98 14797280 Non Resident1 ndi;ans 4465 3685046 0 0 3685046 0.04 3685046 0 3685046 0 .04 0 0.04 0 0.00 22891 0.62 3627186 Non Resident Non Reoa rtriates 3875 2353319 0 0 2353319 0 .02 2353319 0 2353319 0.02 0 0.02 0 0.00 18715 0.80 2353319 Overse;asCoroor;a te Bodies l 3000 0 0 3000 0 .00 3000 0 3000 0.00 0 0.00 0 0.00 0 0.00 3000 Forei nlndividu;a ls 0 0 0 0 0 0 .00 0 0 0 0.00 0 0.00 0 0.00 0 0 .00 0 Trust 53 46868088 0 0 46868088 0.47 46868088 0 46868088 0.47 0 0.47 0 0.00 0 0.00 46868088

Forei n Portfolio Investor Individual 2 5200 0 0 5200 0 .00 5200 0 5200 0.00 0 0.00 0 0.00 0 0.00 5200 Clearin Member 252 3268690 0 0 3268690 0 .03 3268690 0 3268690 0 .0 3 0 0.03 0 0 .00 0 0.00 3268690 Forei n Bod 0 0 0 0 0 0 .00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 Unclaimed or Susoense or Escrow Account 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 Resident HUF 6270 3520083 0 0 3520083 0.04 3520083 0 3520083 0.04 0 0.04 0 0 .00 23423 7 6.6S 3520083 Em lo ees Office Bearers 5457 8411568 0 0 8411568 0.09 8411568 0 8411568 0.09 0 0.09 0 0.00 123439 1.47 8411568 SubTot•I IBll3l Sll S42 244043373 0 0 244043373 2.47 244043373 0 244043373 2.47 0.00 __ _ 2.~7 __ o __ _9._® 5661191 2.32 243955795

Tot• I Public Shar1holdln1 (Bl .:".Jfililh:{Blf21+l81131 512211 4S37710&36 I ol_ •I 4537710836 1 45.16 1 45377101361 al 4537710136 ( 45.16! ol 45.16J oj o.ooJ 6674 206! O. lSJ - ~6232~

Page S of9

Details of the shareholders acting as persons in Concert including their Shareholding:

Name of Name of PAC No. of shareholders Holding%

shareholder

N/A

Page 6 of 9

Details of Shares which remain unclaimed'may be given here along with details such as number of

shareholders, outstanding shares held in demat/unclaimed suspense account

No. of shareholders I No. of Shares

2 I 3278

Page 7 of 9

Table IV - Statement showing shareholding pattern of the Non Promoter - Non Public Shareholder

Catego Category & Name of PAN No of No of fully No of Partly No of Shares Total No Shareholding Number of Voting Rights held in each No of Shares Shareholding Number of Locked in Number of Shares Number

ry the Shareholder Share paid up paid-up Underlying of as a % of total class of securities Underlying asa % Shares pledged or otherwise of equity

holders equity equity Depository Shares no of shares Outstanding assuming full encumbered shares

shares shares held Receipts Held (A+B+C2) converttible conversion of held in

held (IV+V+VI securities convertible demateria

) No of Voting Rights Total as a%

(Including Securities (as a No. As a % of total No. Asa %of

lized form of (A+B+C)

Warrants) percentage of Shares held total Shares

diluted share held

Class X Class Y Total capital)

(I) (II) (Ill) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV)

(1) Custodian/DR Holder

0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0 (2) Employee Benefit

Trust (under

SEBl(Share based

Employee Benefit) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0

Total Non-Promoter-

Non Public

Shareholding (C) = (C)(l)+(C)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0

Page 8 of 9

Annexure

Table V- Statement showing details of significant beneficial owners (SBOs)

Sr. No Details of the SBO Details of the registered owner

Details of holding/ exercise of right of the SBO in the reporting company, whether direct

or indirect*:

(I) (II)

(Ill)

Whether by virtue of:

Share<

Voting j PAN/ PAN/ rights

Passport Passport

Name No. in case Nationality Name No. in case Nationality I of a foreign of a foreign Rights on

national national distributabledividend or

any other distribution

-"-· -·-- ""'

Exercise of significant

* In case the nature of the holding/ exercise of the right of a SBO falls under multiple categories specified under (a) to (e) under Column Ill, multiple rows

for the same SBO shall be inserted accordingly for each of the categories.

# This column shall have the details as specified by the listed entity under Form No. BEN-2 as submitted to the Registrar.

Page 9 of9

1%

I %

I

I %

Date of creation / acquisition of significant

beneficial interest#

(IV)