repon required by the ethics of •.. r · 8. on the basis or the inormation contained in this...
TRANSCRIPT
![Page 1: Repon Required by the Ethics of •.. r · 8. On the basis or the inormation contained in this Report and any mdiicatioi ertaining thereto, it is, in my opinion, in compliance with](https://reader034.vdocument.in/reader034/viewer/2022050507/5f982d14a5f4665bd348381c/html5/thumbnails/1.jpg)
REP 200
•u._._r -.... 'YI--
ORGANIZATION/ENTITY
C:>
a-p (/) ,,,_
-n
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N rn
Repon Required by the Ethics FINANCIAL DISCLOSURE AO JO in Govemmelll Ac/ of 1978 Rev. 112006 FOR CALENDAR YEAR 15 U.S.C. app. §§ JOJ-JJJJ
I. Person Reporting (last name, first, middle initial)
Seymour, Margaret B
4. Tille (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-lime)
US District Judge (Active)
2. Court or Organization
District of South Carolina
Sa. Report Type (check appropriate type)
D Nomination, Date
D Initial Annual D Final
Sb. Amended Report
3. Date of Report
06112/2006
6. Reporting Period
01/0112005 to
12/31/2005
7. Chambers or Office Address
901 Richland Street Columbia, SC 29201
8. On the basis or the information contained in this Report and any modificatioffi pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Dale
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parls, checking the NONE box for each parl where you have no reportable information. Sign on last page.
I. POSITIONS. (Reporting individual only; see pp. 9-13 of instructions.)
D NONE (No reportable positions.)
POSITION NAME OF
I. DIRECTOR SOUTH CAROLINA AQUARIUM
2. DIRECTOR HABITAT FOR HUMANITY
3. TRUSTEE WOFFORD COLLEGE
4. BOARD MEMBER INTERFAITH COMMUNITY SERVICES COUNCIL
5.
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of instructions.)
IBJ NONE (No reportable agreements.)
PARTIES AND TERMS
I.
r---> =
2. CJ = a- ::0 (._. c::3. r--n 7- (')
c: );>' w -;ozrri::?. <: CY. )> rn ..,,r-
9 0
..i:= N
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2.
I.
2.
Date or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT
Page 2 of 6 06/12/2006Seymour, Margaret B
III. NON-INVESTMENT IN COME. (Reponing individual and spouse; see pp. 17-24 of instructions.)
A. Filer's Non-Investment Income
IE] NONE (No reportable non-investment income.)
SOURCE AND TYPE
I.
2.
3.
4.
5.
B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount nor required except for honoraria.J
IE] NONE (No reportable non-investment income.)
SOURCE AND TYPE
I.
INCOME (yours, not spouse's)
3.
4.
5.
IV• REIMBURSEMENTS -- transponaJion, lodging.food, entertainment.
(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)
IE] NONE (No reportable reimbursements.)
SOURCE DESCRIPTION
3.
4.
5.
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SOURCE
CODE
3.
FINANCIAL DISCLOSURE REPORT
Page 3 of 6
Name of Person Reporting
Seymour, Margaret B
Date of Report
06/12/2006
V. G JFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)
IBJ NONE (No reportable gifts.)
DESCRIPTION
I.
VALUE
2.
3.
4.
5.
VJ. LIAB ILJTJES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)
D NONE (No reportable liabilities.)
CREDITOR DESCRIPTION VALUE
I. Bank of America Equity Line of Credit
2. American Express Credit Card
4.
5.
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I
(I) (I)
• -
L
I
K
l'age 4 ot o Seymour, Margaret B 06/12/2006
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. See PP· 14-s1 of filing WirucuonsJ
D NONE (No reportable income, assets, or transactions)
A.
Description ofAssets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. Income during
reporting period
(I) Amount
Code I
(A-H)
(2)
Type (e.g. div., rent,
or int.)
c. Gross value at end of
reporting period
Value
Code2
(J-P)
(2) Value
Method
Code3
(Q-W)
D.
Transactions during reporting period
Type (e.g.
buy, sell,
merger,
redemption)
If not exempt llum disclosure
(2) (3) (4) (5) Date Value Gain Identity of Monrh- Code2 Code I buyer/seller
Day (J-P) (A-H) (if private
transaction)
I. Brokerage Account
2. DF A US Large Company
3. DFA US Large-Cap Value
B
A
Dividend
Dividend
M T
T
4. DFA Small Company 9-10 A Dividend K T
5. Royce Microcap A Dividend K T
6. Artisan International A Dividend J T
7. DFA Large Cap International A Dividend J T
8. Harbor International A Dividend I T
9. DFA International Small Cap A Dividend J T
IO. DFA Einerging Markets A Dividend K T
11. Pimco Diversified Income B Dividend K T
12. Laurens County SC Bond 4.50% - - K T
13. Richland County SC Bond 4. 00%
14. Western Carolina Resource 4.00%
A
A
Interest
Interest
K T
T
15. Calamos Convertible Growth A Dividend J T
16. Gateway Index Plus Fund
17. Schwab US Treasury Fund
A
B
Dividend
Dividend
J
K
T
T
I. Income Gain Codes: A =$1,000 or less B=Sl,001-$2,500 c =$2,501 • $5,000 D =S5.00I - SI 5,000 E =$15,001 -$50.000
[See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001-$1,000,000 HI =Sl,000,001 - $5.000,000 H2 =More than $5,000,000
2. Value Codes I =$15,000 or less K =$15,001-$50,000 L =$50,00 I -.I I 00,000 M =$100.00I - $250,000
(See Columns Cl and DJ) N =$250,001 -$500,000. 0 =1500,00 I · S 1,000,000 Pl =$1.000,001 -$5,000,000 P2 =$5,000.00 I - $25.000,000
3. Value Method Codes P3 =$25,000,001 · $50,000,000 R =Cost (Real Estate Only) P4 =More than $50.000,000 T =Cash Market
(See Column C2) Q =Appraisal V =Other S =Assessment
U =Book Value W =Estimated
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r•ric
Seymour, Margaret B 06/12/2006
VII. INVESTMENTS and TR u STS -income, value transactions (incl11des those of the spouse and dependent children. Set! pp. 31-57 of filing instructions) ,
0 NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. Income during
reporting period
c.
Gross value at end of
reporting period
D.
Transactions during reporting period
{I) (2) (I} (2) (I) ifnot exempt from disclosure
Amount
Code I
(A-H)
Type(e.g.
div . ., rent,
or int.)
Value
Code 2 (J-P)
Value
Method
CodeJ
(Q-W)
Type(e.g.
buy, sell,
merger,
redemption)
(2) Date
Month-
Day
(3) Value Code2
(J-P)
(4) Gain
Code I
(A-H)
(S) Identity of
buyer/seller
{if private
transaction)
I. Contnoutory IRA
2. DFAJAEW Real Estate SEC A Dividend I T
3. Pimco Commodity Real Return c Dividend K T
4. Merger Fund A Dividend I T
5. Schwab Money Market Fund A Dividend I T
D. Shine Inherited IRA
7. Vanguard Life Strategy Income Fund A Dividend I T Sell 11114 J A
8.
9. Wachovia Savings Account A Interest J T
10. US Savings Bonds - J T
11. Bank ofAmerica B Interest K T
12. AXA S onsored ADR (Brokerage Acct A Dividend - T Sell 11/7 J A
13.
14.
15.
16.
17.
I. Income Gain Codes: A=$ I ,000 or less B =$I ,001 . $2,500 C" =$2,501 ·SS.ODO D =$5.001. !15,000 E =$15,001 .$50,00U
(See Columns BI and D4) F =ll0.00 I . $ l 00,000 G =$100,001 • $1,000,000 HI =$1,000.001. $l.UOO.OOO H2 =More than $5,000.000
2. Value Codes J =$I l.ODO or less K =lll.001. $50.000 l =150,001 -$100.000 M =$1 DO.DO I · $250.000
(See Columns CJ and DJ) N =$250,001 . $500.000 0 =$500,001 . !1.000.000 Pl =$1,000,001 - $5,00U.000 P2 =$5,000,001 - $25,000,000
J. Value Method Codes Pl =$25,000,001 • $50.000.000 R =CoSI (Real Estate Only) P4 =More than 150,000.000 T =Cash Market
(See Columo C2) Q =Appraisal V =Other S =Assessment U =Book Value W =Estimated
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Name or Person Reporting Dall! or Report FINANCIAL DISCLOSURE REPORT
Page 5 of 6 Seymour, Margaret B 0611212006
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of Report.)
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(LIZ, df!?J ·. /'
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 6 of 6 06112n006Seymour, Margaret B
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of S U.S.C. app. § 501 et. seq., S U.S.C. § 7353, and Judicial Conference regulations.
Signature ""' b 0 KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL
S (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301
One Columbus Circle, N.E. Washington, D.C. 20544
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Sb. D
POSITION NAME OF ORGANIZATION/ENTITY
Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AOlO in Government Act of 1978Rev. 112006 FOR CALENDAR YEAR 2005 (5 U.S.C. app. §§ 101-lll)
3. Date or Report I. Person Reporting (last name, first, middle initial) 2. Court or Organization
Seymour, Margaret B District of South Carolina 04/28/2006
4. Title (Article Ill judges indicate active or senior status; Sa. Report Type (check appropriate type) 6. Reporting Period magistrate judges indicate run- or part-time) Ol/01/2005
D Nomination, Date to
US District Judge (Active) Initial Annual Final 12131/2005D D
Amended Report
7. Chambers or Office Address 8. On the basis or the information contained in this Report and any modifications pertaining thereto, ii is, in my opinion, in compliance with applicable laws and regulations. 90 I Richland Street
Columbia, SC 29201
Reviewing Officer Dale
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
I. POSITIONS. (Reporting individual only,- see pp. 9.13 ofinstruawns.)
0 NONE (No reportable positions.)
I. DIRECTOR SOUTH CAROLINA AQUARIUM
2. DIRECTOR HABITAT FOR HUMANITY
3. TRUSTEE WOFFORD COLLEGE
4.
5.
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of instructions.)
IBJ NONE (No reportable agreements.)
I.
PARTIES AND TERMS
._...]
·· ) • "Tl
;;::::= c::: }"";
>:; ··r:: ... , <."")
2.
1 . ·1 C)
-
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TYPE
DESCRIPTION
3.
-I;li'l.tU.'1'--1.fi.L .U.l;:,'-.,.LV;:,u rVJ:'\..l
04/28/2006Seymour, Margaret B Page 2of6
ID. NON-INVESTMENT INCOME. (Reportingindividua1andspo use;see pp. l7-24ofinstructions.J
A. Filer's Non-Investment Income
NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
I.
2.
4.
5.
B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
NONE (No reportable non-investment income.)
SOURCE AND
I.
2.
3.
4.
5.
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment
(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)
NONE (No reportable reimbursements.)
SOURCE
I.
2.
3.
4.
5.
![Page 10: Repon Required by the Ethics of •.. r · 8. On the basis or the inormation contained in this Report and any mdiicatioi ertaining thereto, it is, in my opinion, in compliance with](https://reader034.vdocument.in/reader034/viewer/2022050507/5f982d14a5f4665bd348381c/html5/thumbnails/10.jpg)
SOURCE DESCRl}YfION
CREDITOR DESCRIPfION
VALUE
VALUE
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 3 of 6 04/2812006Seymour, Margaret B
V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)
[Kl NONE (No reportable gifts.)
I.
2.
3.
4.
5.
VI. LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)
D NONE (No reportable liabilities.)
I. Bank of America Equity Line of Credit
CODE
2. American Express Credit Card
3.
4.
5.
![Page 11: Repon Required by the Ethics of •.. r · 8. On the basis or the inormation contained in this Report and any mdiicatioi ertaining thereto, it is, in my opinion, in compliance with](https://reader034.vdocument.in/reader034/viewer/2022050507/5f982d14a5f4665bd348381c/html5/thumbnails/11.jpg)
A.
.l" li-, .tU-, '-'.1..11.L .1.1.l '-'LV U .l'U'.!, .1.'U'.!,£ V .I'\. .I ' oi.-
Page 4of6 Seymour, Margaret B 04/28/2006
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions)
D NONE °(No reportable income, assets, or transactions.)
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. Income during
reporting period
c. Gross value at end of
reporting period
D.
Transactions during reporting period
(I) (2) (I) (2) (1) Ifnot exempt from disclosure
Amount
Code 1
(A-H)
Type(e.g.
div., rent,
or int.)
Value
Code 2
(J-P)
Value
Method
Code 3
(Q-W)
Type(e.g.
buy, sell,
merger,
redemption)
(2) Date
Month -
Day
(3)
Value
Code 2
(J-P)
(4)
Gain
Code 1
(A-H)
(5)
Identity of
buyer/seller
(if private
transaction)
I. Brokerage Accoun
2. DFA US Large Company B Dividend M T
3. DFA US Large-Cap Value A Dividend L T
4. DFA Small Company 9-10 A Dividend K T
5. Royce Microcap A Dividend K T
6. Artisan International A Dividend J T
7. DFA Large Cap International A Dividend J T
8. Harbor International A Dividend J T
I
9. DFA International Small Cap A Dividend J T
10. DFA Emerging Markets A Dividend K T
11. Pimco Diversified Income B Dividend K T
12. Laurens County SC Bond 4.50% - - K T
13. Richland County SC Bond 4.00% A Interest K T
14. Western Carolina Resource 4.00% A Interest K T
15. Calamos Convertible Growth A Dividend J T
16. Gateway Index Plus Fund A Dividend J T
17. Schwab US Treasury Fund B Dividend K T
1. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15,00 I -$50,000
(See Columns B 1 and D4) F=$50,001-$I00,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes 1 =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 - $250,000
(See Colunms Cl and DJ) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 PI =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2) Q =Appraisal V=Other S =Assessment
U =Book Value W =Estimated
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'Eric Sie
.2. Sisored
.r .U '1.&i 'I'-- .u • '--LV u .l'\.l!J A£ir v.n.. • . b Page 4of6 Seymour, Margaret B 04/28/2006
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. See pp. 34-57 ofjlling instructions)
0 NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B.
Income during
reporting period
c. Gross value at end of
reporting period
D.
Transactions during reporting period
(1) (2) (1) (2) (1) If not exempt from disclosure
Amount
Code 1 (A-H)
Type{e.g.
div., rent,
or int.)
Value
Code 2
(J-P)
Value
Method
Code 3
(Q-W)
Type(e.g.
buy, sell,
merger,
redemption)
(2) Date
Month-
Day
(3)
Value
Code 2
(J-P)
(4) Gain
Code 1
(A-H)
(5) Identity of
buyer/seller
(if private
transaction)
I. Contributory IRA
2. DFNAEW Real Estate SEC A Dividend J T
3. Pimco Commodity Real Return c Dividend K T
4. Merger Fund A Dividend J T
5. Schwab Money Market Fund A Dividend J T
D. Inherited IRA
7. Vanguard.Life Strategy Income Fund A Dividend J T Sell 11114 J A
8.
9. Wachovia Savings Account A Interest J T
10. US Savings Bonds - J T
11. Bank of America B Interest K T
AXA ADR (Brokerage Acct A Dividend - T Sell 11/7 J A
13.
14.
15.
16.
17.
1. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001-$50,000
(See Columns BI and D4) F =$50,00 I-$100,000 G =$100,001 -$1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5 ,000 ,000
2. Value Codes J =$15,000 or less K=$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000
(See Columns CI and D3) N =$250,00 I-$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2) Q=Appraisal V=Other S =Assessment
U=Book Value W=Estimated
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..1.• .LL ,r1.l., "-'.Ln..LJ V.l. \.....l..IV lJ .I'\£ .l'\£.C VI'\. .I
Page 5of6 Seyinour,l\fargaretB 04/28/2006
VID. ADDITIONAL INFORMATION OR EXPLANATIONS. r1ndicatepanofReport.J
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;.__ ____ Date. __ _,_l_f,._O_(, ___ _
Seymour, Margaret B 04/28/2006Page 6of6
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that.any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signatur
0 KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL
S (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544