robert b propst financial disclosure report for 2010

8/3/2019 Robert B Propst Financial Disclosure Report for 2010

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AO I ORev. 1 /2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR Y EAR 2010Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Re port ing ( las t name, f i rs t , middle ini t ia l )Propst , Rober t B.

4. Tit le (Ar tic le HI iudges ind ica te ac tive or sen ior s ta tus ;magistrate judges indicate full- or part-time)Sen io r U n i ted S ta tes D is t r ic t J ud g e

7. Chambers or Of f ice A d d r e s sP. O . Bo x 8 2 0Anni s ton , AL 3 6 202

2. Cour t o r Organiza tionU . S . D i s t r i c t Co u r t , ND / A L

5a. Report Type (check appropriate type)] Nomination, D a t e[] Initial [] Annual [] Final

3. D a t e o f R e p o r t05/05/2011

6. Repor ting Per iod01/01/2010

to12/31/2010

5b. [] Amended Report8. On the bas is o f the in formation conta ined in th is Repor t and anymodif icat ions per taining thereto, i t i s , in my op inion, in compliancewith applicable laws and regula t ions .

Reviewing Of f ice r Date

I M P O R T A N T N O T E S : The instructions accompanying this.form must be followed. Complete all parts,checking the NO NE box for each part where you have no reportable in format ion . Sign on las t page .

I . P O S I T I O N S . ( Repor t i n g i n d i v i dual on ly ; s eepp . 9 - 13 o f f i l in g i n s t r uc t i on s .)~ (No re p o r tab le p o s it io ns .)O NE

POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4.

5.

I I . A G R E E M E N T S . ( R e p or t i n g individual only; see pp. 14-16 oSfaing instructions.)~ N O N E (No reportable agreements.)

D A T E P A R T I E S A N D T E R M S


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t i n gPropst, Robert B.

D a t e o f R e p o r t05/05/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investm ent Income~] NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE INCOME(youxs, not spouses)

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for h onoraria.)~] N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE1 .2.3.4.

I V . R E I M B U R S E M E N T S - transpona~o~ lodging, food, entertainmen~(Includes those to spouse and dependent children," see pp. 25-27 o f i l l ing instructions.)

~] N O N E ( N o reportable reimbursements.)

2.

3.4.

5.

SOURCE DATES LOCATION PURPOSE ITEM S PAID OR PROV IDED


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Name of Per son R epor tingP r o p s t , R o b e r t B .

D a t e o f R e p o r t0 5 1 0 5 1 2 0 1 1

V . G I F T S . a n d u d e s t h o s e t o s p o u s e a n d dependent children; see p p . 2 8 - 3 1 Of filing instructions.)[] NONE (No reportable gifts.)

SOURCE DESCRIPTION1 .2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n c lu d e s t h o s e o i s p o u s e a n d dependent children; see p p . 3 2 - 3 3 of filing instructions.)N O N E ( N o reportable liabilit ies.)

CR E D IT O R D E SCR IP T IO N1 .2.3.4.5.

VALUE CODE


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N a m e o f P e r s o n R e p o r t in gPropst, Robert B.

D a t e o f R e p o r t05/05/2011

V II. INV ES TM ENTS and TRU S TS - into .... l ~ , t ransact ions ( Includes those of spouse and dependent chi ldren; see pp. 34-60 of f i l ing ins t ruct lon~)NONE ( 7 7 0 reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income dur ing Gross value at end Transactions during reporting period(including trust assets) rep orting perio d o f repo rtin g period

(I) (2) (1 ) ( 2 ) ( 1 ) (2) (3) (4) (5 )Place "(X)" after each asset Amount T y p e ( e . g . , V a lu e V a lu e T y p e ( e . g . , D a t e V a lu e Gain I d e n t i t y o f

exempt from prior disclosure C o d e 1 d i v . , r e n t , Code 2 Method buy, sell, mm/dd/yy Code 2 C o d e 1 buyer/sel ler(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

2.3.

4.

5.

6.

7.

Co lo n ia l B a n k , An n i s to n ,AL ( CD) ~ , ~ A Interest K T

A m e r is u r e M u t u a l F u n d , M N i n v e s t m e n t s - A D i v i d en d

O p p e n h e i m e r F u n d M u t u a l F u n d A D i v i d en d K T

Redeemed 04/27/10 K D

R e g i o n s B a n k A n n i s t o n , A L ( C D )( seve ra l C D s) I n t e r e s t MRegions Bank Anniston, AL CD A I n t e r e s t K TI n su ran ce Cash Surren d er - I n Trust( R e g i o n s B a n k )Regions Bank Annis ton , AL Cash-checking A

I n t e r e s t K TI n t e r e s t K T

8. A n n u i t y - F id e l i t y F un d ( F i d e l it y I n s . ) B Dividend N T9. A G E d w a r d s , A n n i s t o n , A L ( M o n e y M k t AAe c t )

1 0 . H o o v e r , A L M u n i c ip a l B o n d B

Interest J T

Interest K T1 1 . Mineral Rights, Fayet te County, AL A Royal ty J W1 2 . Regions Bank Checking~:~ A Interest J T1 3 . W e l l s F a r g o C h e c k i n g A Interest J T1 4 . Linco ln Na t iona l Li fe Annu i ty A Interest J Taccts)1 5 . H a r t f o r d I n s u r a n c e A n n u i t y~ ~ : , C Interest L T1 6 . Western Southern Annuity C Interest L T1 7 . 1/2 i n t C a lhoun C ry un improv ed rea l e s t a t e None M W

1 . Incom e G ain Codes: A = $ 1,000 o r le ss B --$1 ,001 - $2,5 00 C =$2,501 - $5,000 D =$5,001 - $15,000( S ee C o lunms B 1 and D4) F = $5 0,001 - $ 100,000 G =$100,001 - $1 ,000,000 H1 =$1,000,001 - $5,000,000 H2 =More than $5 ,000,000

2 . V alu e C odes J = $ 15 ,000 o r le ss K =$15,001 - $50,000 L = $ 50,001 - $100,000 M =$ 100,001 - $ 25 0,000(Se e Co lu m n s CI a n d D3 ) N =$250,001 - $500,000 O =$500,001 - $1,000,000 P 1 =$ 1, 00 0, 00 1 - $ 5 ,0 00 ,0 00 P 2 =$ 5, 00 0, 00 1 - $ 25 ,0 00 ,0 00

P3 =$ 25,000,001 - $50,000,000 P4 =More than $ 50,000,0003. Value M eth od C odes Q = A ppr a i sa l R =Cost (Real Es tate Only) S = A s s es s men t T = C as h M ar k e t(See Colutlm C2) U =Bo o k V a lu e V =Othe r W = Es t imated

E = $ 15 ,0 0 1- $ 5 0 ,0 90


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N a m e o f P e r so n R e p o r t i n gPropst, Robert B.

D a t e o f R e p o r t05/05/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transact ions ( Includes those of spouse and dependent chi ldren; see pp. 34-60 of f i l lng ins truct ions .)NONE (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income dur ing Gross value at end Transactions during reporting period(including trust assets) rep orting perio d o f repo rtin g period

(I) (2 ) (1) (2) (I) (2) (3) (4) (5 )Place "(X)" after each asset Amount T y p e ( e . g . , Value V a lu e T y p e ( e . g . , D a t e V a lu e Gain Identity of

exempt from prior disclosure C o d e 1 d i v . , r e n t , Code 2 Method buy, sell, mm/dd/yy Code 2 C o d e 1 buyer/seller(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

1 8 . N o b le B a n k & T r u s t C o m p a n y C o m m o n None K TS tock1 9 . No ble Ban k & T rus t - Ch eckin g A Interest J T

2 0 . N o b l e B a n k & T r u s t C D B Interest K T21 . Wells Farg o Ban k CD C Interest L T22 . S outhe rn S t a t es Bank C D C Interest L T23 . Noble Bank & Trust CD~ B Interest L T24 . So u th ern S ta tes Ban k - ch eckin g A Interest J T25 . Fidel i ty Contra Fund B D iv id en d K T26 . Fidel i ty Puri tan B Dividend K T

27 . Fid e l i ty B a lan ced B Dividend K T28 . Fidel i ty Blue Chip Growth B Dividend K T29 . F i d e l i t y C o n g a F u n ~ B Dividend K T30 . F i d e l it y B l u e C h i p G r o w ~ B Dividend J T31 . Black ro ck Glo ba l - mu tua l A Int ./Div. K T32 . F r a n k l in I n c o m e C Int ./Div. K T33 . Thornburg Limi t ed Mun. Fund A Interest K T

1 . Incom e G ain Codes: A = $ 1,000 o r le ss B =$1,001 - $2,500 C =$2,501 - $5,000 D - - - $ 5 , 0 0 1 - $ 1 5 , 0 0 0( S ee C o lumns B 1 and D4) F =$50,001 - $100,000 G =$100,001 - $I ,000,000 H1 =$1,000,001 - $5~000,000 H2 =More t laan $5,000,000

2 . Value C odes J =$15,000 or less K = $15,001 - $ 50,000 L = $ 50,001 - $100,000 M =$100,001 - $250,000(S ee Co lu m ns C1 an d D 3) N = $25 0,00 1 - $5 00,00 0 O = $5 00 ,00 1 - $1 ,00 0,0 00 P 1 = $1 ,000 ,0 01 - $5 ,000 ,00 0 P2 =$5,000,001 - $25,000,000

P3 =$25,000,00l - $50,000,000 P4 =More ~ar~ $ 50,000,0003. V alue M ethod C odes Q =A ppra isa l R =Cost (Real Es tate Only) S = A s s es s men t T--Ca s h Ma rke t(Se e Co lu m n C2) U = B ook Value V =Othe r W = Es t imated

E =$15,001 - $50,000


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N a m e o f P e r s o n R e p o r t i n gP r o p s t , R o b e r t B .

D a t e o f R e p o r t05/05/2011

V III. ADDITIONAL INFORMATION OR EX PLANATIONS. (Indicate part of regorOA G Ed w ard s n o w Wel l s Farg o Secur i t ie sSo u th t rus t Ban k became Wach o v ia an d th en Wel l s Farg o .Per you r d i rec t ion , I have l i s ted the va r ious F ide l i t y Funds sepa ra t e ly . I t i s d i f f icu l t t o de t e rmine i ncom e a s op posed t o apprec i a t i on on the m utua l funds .Blackro ck Glo ba l & Fran kl in I n co me a re in a Wel l s Farg o Acco un t .T h o m b u r g M u n . F u n d i s i n a M o r g a n K e e g a n A c c o u n t .Blackro ck i s Glo ba l Al lo ca t io n Clas s C M CLO XFran kl in i s CL C FCI S XSo me in co me i s p a r t i a l e s timate .Th e Fid e l i ty Fun d (Fid e l i ty I n s . ) in c lud es :(1 ) Fid VI P Equ i ty in c . Va lue L(2 ) Fid VI P Gro w th Value L(3 ) F i d V I P G R & I n c o m e V a l u e K(4 ) M o r g a n S t a n E m e r g M k t E q V a l u e L(5 ) Wells Farg o Ad v ty VT D isco very Value K(6 ) I n v e sc o V K U . I . G l o b a l E Q V a l ue K . .


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Name of Person Report ingP r o p s t , R o b e r t B .

Date of Repor t05/05/2011

IX. CERTIFICATION.I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d in g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) is

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yprovis ions permi t t ing non-d isc losure .I f u r t he r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t he p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e L s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .

Signature: S/Robert B. Propst

N O T E : A N Y IN D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y FA L S I FI E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . ap p . 1 0 4 )

Committee on Financial DisclosureA d m i n i s t ra t i v e O f f i c e o f th e U n i t e d S t a te s C o u r t sSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

robert b propst financial disclosure report for 2010

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