robert e payne financial disclosure report for 2009

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  • 8/3/2019 Robert E Payne Financial Disclosure Report for 2009

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    ,40/0 FINANCIAL DISCLOSURE REPORT R ~ v o , r R e q , , i , e a b y t h e E t h i c sin Gow~rnment Act of 1978Rev. p2olo FOR CALENDAR YEAR 2009 C5 u .s.c, app. 1. Person Repo rting (last l~amc, first, middic initial) 2. Cnurt or Organization ! 3 . Date of Repor t

    P~wne, P,_oberl E. United States Dis tr ict Cour t Eastern D istr ict of Virgir f ia 07/30/20104. Title (Article I11 judges indicale active or sen ior status; 5a, R epm t T ype (check approp riate type) 6. R ep,arting Periodmngislrale judges indicatc fid]- or p~ rt-time)

    "~] Nominatioi~, Date 01 i0112009Senior Article III Judge [] initial [] A ...... 1 [] Final to12/31/20095b. [] An;ended Report

    7 . Cham ber s o r O f f ice Addr es s 8. O n the b~s is of the information conta ined in th is Report andmodifica t ions perta ining there to , i l is , in m y opinion, in complianceUntied States Dis tr ict Cottr t with applicable laws and reg ul:lt|ons.701 E. Broad Street, Suite 73!0Richmond, Virgirda 23219 Reviewing Officer Date

    I M P O R T A N T N O T E S : The instructions accompanying thisJorm must be followed. Complete all parts,checking the NO.NE box for each purr ~,here you have ~:o reportable it~formulion. Sign on last page.

    I . P O S I T I O N S . (Rep orting individua l only; see pp . 9-13 of filing instructions,)N O N E (No reportable positions )

    POSITION NAME OF ORGANIZATION/ENTITY1,2.3.4 .5.

    ~ N O N E (No reporta bleDATE P A R T I E S A N D T E R M S

    2,

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    FINANCIAL DI S CL O S URE RE PO RTPage 2 of 22 [ Payne, Robert E. 07/30/2010

    I I I . N O N - IN V E S T M E N T I N C O M E . meltortitsg itMividttaland,ff ....... ;.gee pp. 1 7 - 2 4 t f ! li n g i . . . . . . . . . " t i o m . )A. Fliers Non-lnvestmen/Income

    NONE (No reportable non-investment income.)D A T E SOURCE AND TYPE INCOM E(yours. not spouses)

    I.2.34.

    B. Spouses Non-lnvestment |lleome - If you were murried du ring any p orlion #j rhe reporting.,ear, compfete #~is section.

    ~ NONE (No reportable non-inve.~tmem income.)DATE SOURCE AND TYPE

    I.2.

    3.

    1 V . R E I M B U R S E M E N T S --transportation, Iodging, jbod, emertai( h w l u d e s I h o s e It: s p o u s e a l ~ d d ~ . p c n d e m c h i l d r e n : ~ e t y , 2 3 - 2 7 q / f i li n g instrtwtions.)~ NONE (No reportable reimbu~wements.)

    SOURC~E D A TE S L OCATION P U R P O S E ITE M S PAI l_ ) OR PROV IDEDI. Washington and l.ee Jalltlary.. - April, 2009 Lemglon, Virginia Teach Lodging provided once a wee k for 12University School of Law weeks2.3.4.5,

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    FIN A N CIA L DISCLO SURE REP O R TPage 3 of 22

    G I I , T S . (Includes those, to s7 ....... anti dependent children; see pp. 28-3 1 of filittg instrtwtiotts.)NON E (No reportable g~LL)

    S O URC~ DESCRIPTION VALUEI.23.4.5.

    V 1 . L I A B I L I T I E S . a , .- ~ , . ~ ., ~,o,,.~ . . . . . . . . . ~ o ~ p ~ . ~ ,.~ N O N F (No reporlable [iabilil~es.)

    CREDITOR D~SCRIPTIONL V i s a C r e d i ~ C a r d K2.3.4 .5.

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    FINA N CIA L DISCLO SURE RE P O RTPage 4 of 22 p , , y .~ , R o b e r l E . 0 7 1 3 0 1 2 0 1 0VII. INVESTMENTS and TRUSTS -- i ............ ~,,~, t ...... tim,s (lnchtdes those ~(st, ......... d a . , p e . a ..... mtd~,,: s,e pp. 34-60 ,,:ylti,,g instructio

    N O N E ( N o reportable income, assets, or transactions.)A. ~ B. D.Dcscriplion of.Assets Income during Gross value(including Irusl assets) reper lin~ per i~ of reporting period

    Il~ce "(X)" afler each asset ) Amounl ~ Type (e .g . , Va~ue Value Type (e .g . , D ~ l e Vnk~c Ga in Identity ofexcmp~ Imm prior disclosure ~ Code I ~ div., rent, Codc 2 Mclhod buy.( A-H) ~ or into (.I-P) Code 3 redemption) ~, (J-P) ~. (A-H) (if private

    1 . Smith Barney Mgd Mum Fund* K "12. Smith Barney Mgd Mun. Fund (48)* N T SEE AT.ACHM~NT ~!I A3. Smith Barney Rollover Acct (49)* M 7 SEE AT[ACItM~NT ]II B4 Nmth&Ca~Assoc. SFE AT~ACHM~NT VII C5. SmiIh Barney M G D I R A A c c ~ 1 6 ( 8 )* SEE A Tq A CHN: ~ NT VI I ,D6, Mallen Res ea r ch L~d P s hp ] T

    IRA does get,eraSe inc,~me e~ren i= the st:ock 4ith[n theotsoil. at a gain or )ay livi~e:to,. .here xs, tn~reroce, aomncome~o"rep~t in the I]~. Nor i,~ a g tin o:- a divJ dend tax clef erredheading "B" entrie re lecti:ag di,iden{ts and ]nteri~st pa5.c withinthe I~.

    1 5 .

    1 6 .

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    ATTACHMENT VII AThis is a Smith Barney Rol lover IRA accoun t (48). The assetsin it are purchased and sold, along with the assets of many others

    who hold similar acc ounts, in the discretion of the accountmana gers at the brokerage fi rm. However, I have the authority toveto a particular purchase if it would c reate a conflic t ofinterest in a pending a ction over which I am presid ing at the timeof purchase.

    This IP~ account has been reported every year sin ce 1992 (theinitial r eport) in a m ethod au thorized by the Committees staff(e._=_g_= letter to Judge Magill dated October 8, 1997 ). Thatauthorized method reported no details on ind ividu al stocks in theIRA account. I continue to believe that the app roved f orma t usedsince 199 2 is app ropri ate. However, by letter dated October 29,1997, J udge Magill advised that ~it would be helpful if yo uprovided transaction inf ormation (the date and value code) for eachpur chase or sale of each asset in the acco unt." Although thatinfor mation is not, I think, required, it is being prov ided to behelpful. Hence, the format for reporting on this IRA accountdiffers f rom that used in the years from 1992 through 1997.

    As reported in 200 6, all stocks in a sim ilar account (49) weresold or trans ferred into this account. See 2005 Report, AttachmentVII B. Account No. 49 is now a self-dir ected IRA and is thesubject o f Attachment VII B hereto.

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    FIN A NCIA L DISCLO SURE REP O R T r~ ......Person R eporting Date ,ffReportPage 5 0f22 p , ,y n e , R o b e r t E . 0 7 / 3 0 / 2 0 1 0

    \111.1N VESTMENTS and TRUSTS -- , . . . . .. . ~, va lue, ,rans att itms (b, ch, des t l osv of ~T .......... d del, eml ...... hiUren; seepl,. 34.60 o~f!ling ittstructions.)~ NONE (No reportable income, assets, or transactions.)...............................................A. ~ ....................3 . ~ ...... C. D.Description of Assets [ Income during ; Gross value at end , Tam saelions durin~ rcp~rting period(including trust assets) ~ reposing period I of reporting period i I

    Place "(X)" after each i~sscl ~ Amount [ Type (e.g., ~ Value Value Type (e.g., ~ D~lc ~ k aiuc Gain Identity ofcxemp~ from prior disclost~rc ~ Code 1 ~ div., ret~t, Code 2 M e t ~ o ~ buy, sell, ~ mm/ddiyy ~ Code 2 Code I buyerlscllc~~ (A-II) :. or int.~ ~ (J-P) ~ Code 3 ~ redemption) " (J-P] ~ (A-H) 0fpriwteI ~ trans~,cfton)18. Cov iden P tc A

    IDividend J T

    I19 . Seagatc Tech J T20. W eathe r f o rd ln t l J T B uy 04 /0 ]/09 J

    : 2 I. Noble Co& A Dividend J T22. Tyco Elec Ltd ~ Dividend J T2 3 . T y c o lml Lt d A Dividend J T2 4 . UB S A Dividend .I T B uy 05/05/09 J A

    2 5 . A S M 1 _ , H ld g A Dividend J T26. AOL Inc. J T27. AT&T Inc. A Dividend .r T28 . A[cor SA A Dividend j "f B uy 08 /31/09 J A29 . Alco~ SA A Dividend J T B uy 0/01/09 J A30. Air P ~od & Che tn A Dividend J T

    31 . Akamai Tech J T B uy 07/I 0/09 J A32 . Akamai rech J T B uy 07/14/09 J A33 . Akamai Tech J T B uy 07/30/09 J A34 Akamai Tech J 2" Buy 08,/I 8/09 J A I

    concOa C o d e A $ 0~orcs" " ~: = ,

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    FIN A N CIA L DISCLO SURE REP O R T ~ ..... fPerson Repar, ing Da,eofReportPage 6 o f 22 Pavne Rober! E, 07/30/2010VII. INVESTMENTS and TRUSTS --i.~ ......... ~.,,,, ........ ,io,,.,. (Inch, des those ~f sp .......... I depellde.t children; see

    NONE ~0 reportable income, assets, or transactions.)

    D e s c r i p l io n o f A s s e t s ] u c o m e d u r i n g( i n c l u d i n ~ I n , s t a s s e t s ) r e p o r t i n g p c r m dP l a c c " ( X F a f tc r e a c h a s s e t Amount Type (e.g., V a l u e [ Valuee x e m p t t r o m p r i o r d ~ s c l o s o r c t.~dc I i d t v . . r e n t . ~ C o d e 2 [ M c f l ~ o d b u y , s e l l , ] n m f f 6 ~ y y I C o d e 2 ] C o d e 1 b u y e r / s e l l e r

    3 5 . Akzo Nobd A D~vidend J T Bu y 01/I2/09 J A3 6 . Akzo Nobel A Dividend J T B uy 0 2 . ; I 9 / 0 9 J A3 7 . At~ria Gp A Dividend J3 8 . Amazon.corn J T3 9 . Am Exp Co A Dividend J T4 0 . Amgen Inc. J T4 1 . Anadarko Petro A Dividend J T

    4 2 . Axa SA A Dividend 3 T4 3 . BNP Paribas A Dividend 2 T4 4 , Bk of Am Corp A Dividend J T B uy 0 5 ! 2 0 , 0 94 5 . Bk of Am Corp A Dividend 2 T B uy 0 5 ! 2 8 / 0 94 6 . Bk of Am Coq~ A Dividend J T Bu y 1 / 0 5 1 0 94 7 . Bk NY Mellon A DNidemt .~ T

    i " ~ g . Bayer AG A Divide,~d J T4 9 . Bed Bath & Beytmd A Dividcnd .! T5 0 . Berkshire ttathaway J T B uy 03!05/09 J A

    5 1 . B io ge n ]d e l J T

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    FIN A N CIA L DISCLO SURE REP O R TPage 7 o f 22 Pay,c , Rohert E.

    ~07/30/2010

    VII. INVESTMENTS and TRUSTS -- ~ . . . . . . . . . . . ~ , , , , t ....... t i o n s ( I n c & , d e s t l . . . .. . . , f sp o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o J f ! l i t, g i n s t r o c t i o n s . )NONE (No reportable btcome, asseLr, or transactions.)

    D e s c r i p t io n o f . A s s e t s I n c o m e d u r i n g( i n c l u d i a g I t u s t a s s e t s ) ~ p o ~ i n g p e r i o d o f r e p o r t i n g p e r i o dP l a c e " ( X ) " a f t e r e a c h a s s e t ~Amount [ T~c (e.g., [ Value [ Value ,. Type (e.g., Date ~ Value ! Ga in /deutityofe x e m p t f r o m p r i o r d i s c l o s u r e C~e 1 d iv . . ren t , C o d e 2(A-H) ~: or int.) (J-P) [ Code3 ~ r e d e m p t i o n ) ~ ( J - P ) { A - H ) ~ ( i ~ p f f v a t c

    ~ 5 2 . BIackrock lnc A Dividend J T ~u y 03/27/09 J A~ 5 ~ . Blackrock Inc A Dividend J T B uy 04/08/09 J A

    5 4 . Br Am Tobacco A Dividend J T B uy 06/20/09 J A5 5 . Broadcom Co~ J T5 6 . CVS Carcmark A Dividend J T gu y 05/28/09 J A

    ~ } 7 . CVS Caremark A Dividend J T B uy 1 1 1 1 9 / 0 9 J A5 8 . CVS Caremark A Dividend J T B uy 1 1 / 2 0 / 0 9 J A

    5 9 . CVS Caremark A Dividend J T B uy 1 ! / 2 4 / 0 9 J A6 0 . Cablevision Sys A Dividend J T6 1 . Capital One Finl A Dividend J T6 2 . Celegene Corp A Dividend J T B uy 0 1 1 3 0 1 0 9 J A6 3 , Celgene Corp A l)ividend J T B uy 05/28i09 J A6 4 . Celgene Corp A Dividend J T B uy 1 0 / 1 2 / 0 9 J A

    i65 CentuD, Tel lnc A Dividend J T B uy 1 0 / 1 6 / 0 9 J A6 6 . Chubb Corp A Dividend J T6 7 . Cisco Sys J T6 8 . Coca Cohl A Dividend J T ]I

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    FINANCIAL D ISCLOSURE REPOR TPage 8 of 22 Payne, Robert E. 07/30/20 l0VII. INVESTMENTS and TRUSTS -

    N O N E (No reportab!e income, assets, or transctctions.)

    D c s c r i p t i o r ~ o f A s s c t s I Inct m e during ~ Grc~ss value a! el~d [ " l r a n s a c l i o ~ , s d u l i n g r e l ~ r ~ i n g p e r i o d( i n c l u d i n g t r u e s t n s s e t s ) r e p o r t i n g p e r i o d..... ~ii .............? F - ~ - _ i,T .....i ~ T - . . . . . . .. . i i T . . . . . .!-~;- i% i-~,,i ......... i . ~ i . . . . . . . . .P l a c e " ( X ) " a f t e r e a c h a s s e t Code I Type (c.g.,e x e m p t f r o m p r i o r d i s e l~ x . l u r c d i v . , r e n t , C e d e 2 Method i buy sel l . Immidd/),y i Code 2 i Code l buycriselle,(AI) eriot.)(JP)Code3[redemption)i; i ( l -P) [ (A-I , ) ( f f p r i v a t c(Q-,,v) i g trartsaclion)ALL STOCKS HELD AS OF 12 /09

    6 9 . Comcast Carp A Divideod J T7 0 . Co. Fin. R.ichemont A Dividend J T B uy 0 1 , 1 2 1 0 9 J A7i . Co. Fie. gicbemont A Dividend ] T B uy 01/23/09 ] A7 2 . Conoco Phillips A Dividend ] T B uy7 3 . Cree inc. A Dividend J T 7 4 . Deutsche Post A Dividend J T B uy 02 /05 /09 J A7 5 . Deutsche Post A Dividend .r T ~ ? , u y ! 0 3 / 0 6 / 0 9 J A7 6 . Deutsche Post A Dividend ] T B uy 04/30/09 2 A7 7 . Deutsche Post A Dividend J T B uy 05/05/09 J A7 8 . Deutsche Post A Dividend J T Bu y 05/08/09 ] A7 9 . Deutsche Post A Dividend 2 T B uy 05/21/09 J A8 0 . Devo, Energy A Dividend J T

    : 8 1 . Wal~ Disney Co. J T8 2 . Dish Network J T8 3 . DirectTV J T8 4 . Dolby Labs ] T B uy 01/09/09 .1 A8 5 . Dolby Labs J T B uy 0li14109 J A

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    FI.NANCIAIL DISCLOSURE REPORT ~,,~,.orP ...... R e p o r , i, ,~ [ D . , e , , r R e p o r ,Page 9 of 22 Payne, Robert E.[

    07/30/2010

    VII. ]NVESTMENTS and TRUSTS --~ .......... t , , ~ , t ....... tians (Includes tl ..... ~7 ........... I d e p e n d e n t c h i l d r e n ; . s e e V p . 3 4 - 6 0 o f f i li n g i n s t r u c t i o n s , )~ NONE (No reportable ilTeott~, assets, or transactions.)

    ...................... ~T .......................... ~ . . . . . . . hl ............ ~ . . . . . . . . . . . . . .. . -6~ ................................ ~. ........................D e s c r i p ti o n o f A s s e ~ s ~ I n c o m e d u r i n g ] Gross v~luc al cnd Transactions dnring rcporfing ~i~t i n c l u d i n g t r u s ~ a s s e t s ) ~po~ing peri~ ] of reporting period~ ....................l~ (2) ~ ............I) ~ ...........................2) ~ (I ) (2 ) (3) {4) ..........................5 ~P l a c e " ( X ) " a f t e r e a c h a s s e t [Amotmt ~ 1~ (e g, J Va c Vahc I T y p e ( e . g .. : Date Value [ G a n ldentityofe x e m p t f r o m p r i o r d i sc l o s u r e , , C o d e I r d l v . r e n t : C o d e 2 M c l h u d ~ b u y , s e l l , t mffdd!vy C Jde 2 C o d e t b u y e r / s e l l e r( A - H ) ~ orint3 ( J - P ) Code3 ~ redcm ion) ~ ~ 1 - ~ !A-It) (ifprvac

    Q - W ) ~ [ ] range u ~)

    8 6 . E.ON AG A Dividend J T Bu y 03/06/09 J I AI7 . Ebay Inc. J T8 8 . El Paso (:oq~ A Dividend J T B uy 03/25/09 J A8 9 . Electronic Arts J T B uy 0 2 / 1 I / ( 1 9 J A9 0 , Electronic Arts J T B uy 08/19/09 .I9 ~ . Enagas SA A Dividend ,1 T B uy 0 4 / 3 0 ! 0 9 3~ A

    9 2 . Enagas SA A Dividend J T B n y 05/21/09 J A93 Enagas SA A Dividend J T B uy 0 8 / 0 3 / I ) 9 J A9 4 . Europ. Aero Def .4 . Dividend J T B uy 1 2 ! 1 5 0 9 .~ A9 5 . Expedia lnc A Dividend .! T9 6 . Exxon Mobil A Dividend d T f 3 u y ! 2/t 5 / 0 997 Fanuc Ltd A Dividend 3 T B uy 0 1 ! 1 3 1 0 99 8 . Fanuc Ltd A Dividend .1 "I" [ ~ t , 01/14/09

    9 9 . Fanuc ktd A Dividend J T l ~ t r y 08/27/091 0 0 . Firsl Solar lnc A Dividend J T B uy 0 1 1 2 0 1 0 9101 Fluor Corp A Di videltd J T B uy 0 1 f 2 0 / D 9

    1 0 2 . Forest Labs J T

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    N a m e , t )f l" e v s o . n R e p o r t i n g [ D a l e o f R e p O r tINANCIAL DISCLOSURE R E P O R T/ Pavne, Robert E. ~

    07/30/2010age 10 of 22 .VI I. INVESTMENTS and TRUSTS - ~ ............. ~ , , , , , . . . . . . . . , ~ , , , , ~ a t w l u d t ~ v t h o s e of spouse and dependent children; see pp . 34-60

    NONE 6~0 reportable income, ~wsets, or transactions.)

    D e s c r i p t i o n o f A s s c t ~ I n c o m e d u r in g G r o s s v a l u e a t e n d ~ T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e ~ s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d ~ c c " X ~ " z f te r e a c o s s c Amoun T~e ( e g Vatc Vate I T y p e ( e g D a t e Value G a~e x e m p t I t e m p r , o , d , s c } o s u r c L . o d c { ~ d ~ v . , r e n t , C o d e 2 . M e t ho d : b u y . s e l l , [ m n d d d ! y y [ C o d e 2 C o d e } buyer/seller(A-tI) ; o r i n ! . ) ~ ( .M ) ~ C o d e 3 :: r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v n t c

    103. France Telecom A Dividend 3 T1 0 4 . Freeporl McMoran A Dividend J T B uy 01/20]09 J C1{15. eneral Elec A D~vidend J T1 0 6 . Genzyme Corp A Dividend J T B uy 08/06/09 J A1 0 7 . Givaudan SA J T B uy 1 2 1 0 3 / 0 9 J A1 0 8 . HSBC Hldg A Dividend J T B uy 0 4 . / 0 6 / 0 9 J A1 0 9 . Hallisburton Hldgs A Dividend J T

    1 1 0 . Hewlett Packard A Di\ider)d J T B uy 1 2 1 0 9 / 0 9I1 1 Hmne Depot A Dividend J

    1 2. Intel Corp A Dividend .! T1 3. IB M A Dividend J T1 4. JP Morgan Chase A D~\,idcnd1 5 . Johnson & Johnsot~ A. Divkiend ,I " I Buy 1 0 / 2 0 / 0 91 6 . Juniper Networks A Divide~d J T B uy 0 2 / 0 9 { 0 91 7. Kim berly Clark A Dividend .1 T

    1 1 8 . Kr;tli Foods A Dividend J T19 . L 3 C o l t il l ) A DJvidelld J T

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    FIN AN CIA L DISCLO SURE RE P O RT N ..... fP ..... R e p t , r t i n g D a t e o f R e p n r l rPage 1 I of 24 P a y n e , R o b e r t E . 0 7 / 3 0 / 2 0 1 0

    N O N E (No reportable income, assets, or transactions.)

    D c s c d p l i o n o f A s s e t s I n c o m e d n r i n g G r o s s v a lu e a l e n d ~ transactions dnring r~orting peri~( i n c l n d i n g t r u s l a s s e l s ) r e p o r t i n g p e r i o d o [ r e p o r t i n g p e r io dP l a c e " ( X } " a f t e r e a c h a ~ e t [ A m o u n t [ T y p e ( e . g .. V a l u e Valuc T y p e ( e . g ., [ Date Value Gain I d e n t i ty o fe x e m p t l to m p r i o r d i s c lo s u r e ~ Code I [ d i v . , r e n t , C o d e 2 M c 0 ~ o d boy, sell. m m / d d /y y ~ C o d e 2 [ C o ~ l c I buyer/seller~ ( A - H ) ~ o r in t . ) ( J - P ) ! C o d e 3 r e d e m p t io n ) [ (J-P) (A-II) ( i f p r i v a t e~ l r a n s a c t i o n )

    1 2 ~ . L iber [ y G loba l~ ~

    J T1 2 1 . Liberty Media J T B uy 01/30/09 J1 2 2 . Liberly Media Sta~

    J T! 2 3 . Lindc AG A Dividend J T B uy 02/06/09 J A1 2 4 . Linde AG A Dividend J T Bn y 02/t9/09 J A1 2 5 . Lmde AG A Dividend J T B uy 05/~8/09 J A1 2 6 . L~nde AG A Dividend J T B uy 08/27/09 J A1 2 7 . Loews A Dividend J T B uy 1 0 / 2 2 / 0 9 ~ J A

    1 2 8 . Lorillard A Dividend J TI 2 9 . Marsh & McLennan A Dividend J T30 Mcl)onalds Corp A Dividend J T

    !3!. Merck & Co. A Dividend J T B uy I 1 / | 0 ,; 0 9 J A1 3 2 . Microsoft A Dividend .I T133 Mitsubishi UFJ A Dividend J1 3 4 . NASDAQ Omx J T B uy 1 2 1 0 2 / 0 9 J A135 Natt Oilwell J TI 3 6 . News Corp J T

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    FINA N CIA L DISCLO SURE REP O RT N a m e o f P e r so n R e p o r t in gPage ] 2 of 22 Paync, R o b e r t E . 0 7 / 3 0 / 2 0 1 0

    V I I . IN V E S T M E N T S a n d T R U S T S - ~ . . . . . . . . . . . . . t , , , , , t r a n s a c t i o n s ( I n c h d e s I h a s e o r s1 ........... d aep e,,ae,,t children; seepp. 34-6 0 oJyiling itt~tructi, , , .~.)NONE (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s n e o m c d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r l i n g p e r i o d( i n c l u d i n g t r t ~ s t a s s e t s ) re~aing period r o f r e p o r t i n g p e r i o dP l a c e " ( X ) " a f t e r c a c l ~ a s s c ~ [ A m o a n t : T~ (e.g., V~luc Value T y p e { e . g ., Date ~ Value G~in [ l d e n t i l y o f .e x e m p I e o m p d o r d i s c lo s u r e : d w . , r e n t, C~ 2 t Method b u y . s e l l . ~ l~dd~y i

    ALL STOCKS HELD AS OF 1 2137. Novami~ AG A [ DNidend ] T B uy 07/3!/09 J A1 3 8 . Novards AG A Dividend 3 T B uy 08/27/09 ] A

    1 3 9 . Nucor A Dividend J T B uy 02/27/09 J A1 4 0 . Nucor A Divide,d 3 T B uy 07/06/09 ] A

    ~ 1 4 1 . Nucor A Dividend J T B uy 09/10/09~ I 4 2 . Nucor A Dividend J T B ny 09/I 1/091 4 3 . Nvidia A Dividend J T1 4 4 . Pall Corp A Dividend ] T1 4 5 . Pepsico A Dividend J T1 4 6 . Pfizer A Dividend ] T1 4 7 . Phi/il~ Morris Intl A Dividend J T -1 4 8 . Precision Drilling J F B oy 01/t2/09 J A149. }recision Drilling J T B uy 04123/09 J A1 5 0 . Precision Drilliag ,I T B uy 1 0 4 / 3 0 / 0 91 5 1 . P~ecision Drilling J T B uy 06/10/09 J A1 5 2 , Proctor& Gamble 3 T B uy 05/28i09 J A1 5 3 . Qualcomm Inc A Dividend J T B uy 1 0 / 0 6 / 0 9 J A

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    FINA N CIA L DISCLO SURE REP O RT ~ . ~ e o f P ~ . ~ s ~ , , R e p o r , i , ~Page 13 of 22 P a y n e , R o b e r t E .

    /07/30/2010

    NONE (No reportable income, assets, or transactions.)A . ~, c.D e s c r i p ti o n o f A s s o l s I n c o i ~ d u r i n g ! G ro s s v a l u e a l e n d T ~ n s a c t i o n s d u r i n g r e l m r t i n g p e r i o d(including m~t a~ts) rc~rti.~ period } o f r e p o r t i n g p e r i o d

    P l ~ c c " ( X ) " a f ic r c ~ c h a s s e t Amounl ]Type (e.g.. ! V a l u e V ~ l u c Type (e.g., , Dale I Value [ Gain ~ Idcotilyofe x e m p t f ro m p r i o ~ d i s c l o s m ~ Code I ~ d . . . . en . ~ C o d e 2 [ Me o d~ ( A - H ) o r i n t . ) [ ( J - P ) C o d e 3 1 i t r a n s a c t i o nALL STOCYS HELD AS OF 12

    ~1 5 4 . Raytheon A Dividend J ~~t~. Reed Elsevier A Dividend J T B uy 05/20/09 J Ai 1 5 6 . Reed Etsevie~ A Dividend J T B uy 07/09/09 J A

    1 5 7 . Reed Elsevier A Dividend J T Bn y ~ / t 1 / 0 9 J A. Rexam PIc A Dividend J T B uy 09/29/09 ~ A~1 5 9 Roche Hldgs A Dividend J " F B uy 03/27/09 J A

    1 6 0 . Rolls Royce Gp A Dividend J T B uy 03/10/091 6 1 . Rolls Royce Gp A Dividend J 7 B uy 03/24/09 J A1 6 2 . Royal Dutch Shell A Dividend J T ~"1 6 3 . Sandisk Coq~ A Dividend J T1 6 4 . Sanofi-Avcntis A Dividend J T 1 3 u y 06/06/09

    i l65. Sanofi-Avent is A Dividend 3 T B uy 08/27/091 6 6 . Schwab Chas A Dividcml J T B uy 01/29/00

    167. Schwab Chas A Dividend J T Bn y [02/19i09 J A1 6 ~ . Scripps Network A Divide.d J T B uy 05/28/091 6 9 , Seats Hklg 3 Ti70. Sempra Energy A Dividend J

    (See Cotumns B! anti D4} F ~$50,001 - s ta0,000 G -$100,001 - $1.000,~hl tll =$1.fgl0,00! . $5,00fl.,000 112 =Mole thuu $5,000,0902. Valt~c Codc~ J =$1.5,000 or less K =$15,001 - $50,000 L ,=$50,001 - S 10O.l~lt] M =$IOO,001 - $250,00D :

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    FINANCIAL DISCLOSURE REPORT i N . ., . o f P e r s o . R e p o r t i .g l D a t e o f R e p o r tPage 1 4 of 22 ~>,~, R o b e r t E .[

    0 7 / 3 0 1 2 0 1 0V I I . I N V E S T M E N T 5 a n d TRUSTS --~ ............. ~ . . . . . . . . . . . . .

    N O N E (No reportable income, assets, m" trartsaczions.)D.D e s c r i p t i o n of Assets } I n c o m e d u r in g [ G r o s s v a k ~ e a l e n d ~ T m n s a c t i tm s d u r i n g r e ~ r t i n g p e r i o d( i n c l u d i n g I r ~ i s I a s s e t s ) ~ r e p o r t i n g p e r i o d o f r c p ~ g in g p e r i o d

    P l a c e " ( X ) " a f t e r : a c h a s s e t A~olm[ 7ypc {e.g., V a l u ~ / Vaiuc T y ~ c ( . g. Dale ! V~}~: I Ga ~ I d B ] l I y o ~..... ptfrompfiordiscl ..... Code [ ~ d iv . . . . . t, [ Code2 [ Method b u y , s e l l , [m,~dd/yv ~ Code2 ~ Code I buyer/seller[~A-H) ~ o r i n t . ) ~ ( J - P ) ~ Code3 r c d c m p l i t ) n ) ~ ~ ( J -P} ~(A-H) [ ( i f p r i v a t e : I ( Q - W ) [ ~ t r a n s a c t i o n )

    ALL STOCKS HELD AS OF 12~ 7 ] . S h ~ n - E ~ s [ ~ C h e m A D ~ v ~ d ~ n 4 ] T B ~ y 0 2 / 0 4 ; 0 9 ] A1 7 2 . Shin-Elst~ Chem A Dividend J T B uy 0 7 1 1 0 / 0 9 ] A 1 7 3 . Singapore Air ls A DMdend J T B uy 01/13/09 J A1 7 4 . Singapore Air ls A Dividend J T B uy 01/19/09 J A1 7 5 . Singapore A Ms A Dividend J T B uy 02!05/09 J A1 7 6 . Singapore Aids A Dividend J T B uy 03/06t09 J A1 7 7 . Singapore Airls A Dividend J T B uy 03/24/09 a AI 7 8 . Snare Rete Gas A DMdend J T Buy 08 /27/09 J A!79. Sham Retc Gas A Dividend J T B uy 10/13/09 J1 8 0 . State Street Corp A Dividend J T B uy 0 5 1 1 1 / 0 9 J A1 8 1 . State Street Co~ A Dividend J T B uy 1 / 0 6 / 0 9 J A1 8 2 . Suncor Energy A Dividend J T183. ~T NV A Dividend J T Bu y 05 /08 /09 J A!84. "[arge~ A Dividend J "1[lS S Techn ip A Div idend

    1 8 6 . TeletBnica SA A Div idend1 8 7 . Texas Instruments A DMdend J T

    I. Income Gain Codc~ A =$1.000o{ less H .$I,Om - $2,5{X) C =$2,501 - 55,t~}0 D =$S,0(ll - $15,000 E =$13,001 - $50,00{)

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    FINANCIAL DISCLOSURE REPORT] Payne, Robert E.

    07/30/20!0age 15 of 22

    NONE (No reportable income, assets, or transactions,)A. ! 13. C. D.D c s c r i p ti o o o f A s s e t s ! l l K : o n l e d u r i n g G r o s s v a h l e a i c l ~ d T r a l s a c t n s d u r i " ~ g r e p t * r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

    P l a c e " ( X ) " a f t e r e a c h a s s m { A m o u n l ! T y p e ( e . g . . V ah t c / V a i n ,: " t y p e ( c . g . , ] Date V a h t c G a i n Identityofe x c m p ~ f i - o m p r i o r d i s c l o s u r e Code t [ d i v . , r e n t . C o d e 2 |Mcthod b u y , s e l l , ] m m ? d d / y y j C o d e _ 2 C o d e I buycri~llcr(A-H) i o r i r d . ) { J - l : ) / Code 3 r e d e m p t i o n ) i (JP) ~ A - | I ) ( i f p r i v a t ei ] [ ( Q - W ~ ! t r a n s a c t m n )ALL S T ( ) C K S HELD AS OF 15 9188. Time Warner I A Dividend J T1 8 9 . Tokyo Elec. J T B uy 0 1 7 2 1 1 0 9 J A1 9 0 . Tokyo Elec. ] T Bn y 02/05/09 J A1 9 I . Total SA A Dividend J T1 9 2 . -fravelers Cos A Dividend 3 Tt 9 3 . Onilever Pie A Dividend J T B uy 0 5 1 1 1 7 1 1 9 J A

    1 9 4 . Unilever PIc A Dividend J " I B uy 0 5 1 2 [ { / 0 9 J A1 9 5 . United licalth A Dividend J T Bo y 1 0 1 1 6 / 0 9 J A1 9 6 . Vertex Phanm A Dividend J T1 9 7 . Vinci A Dividend J T1 9 8 , Voda lone A Dividend J T1 9 9 . Walmart Stores A Divklend J T

    200. Wellpoin! A Divideod J T -2 0 1 . W ells Fargo A Dividend J T2 0 2 . Yahoo inc. A Dividend ] T t 3 u y 0 3 1 2 0 1 0 9 ~ J A2 0 3 . Yahoo lnc, A Dividend J T B uy ~ 0 3 / 2 7 / 0 9 J A2 0 4 . Yahoo Inc. [ A f)ividcnd ] T Bo y 1 2 1 0 2 / 0 9 J A

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    FINANCIAL. D I S C L O S U R E " ~ R E P O R T [ N a m e o f P e r s o n Reporting [ D a t e of Repor t|[ Payne, Rol,erl E. I

    07/30/2010ag e 16 of 22V I I . I N V E S T M E N T S a n d T R U S T S = - ; . . . . . . . . . . . ; , . , , , . . . .. . a o . ~ a,,cmae, mo,e ojsp ......... a a,p~,,a,,,~ d~ita~,,,;

    N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t io n o f A s s c l s ~ ] n c 0 m e d u r i n g G r o s s v a l u e a t e n d ~ T r a n s a c t i o n s d u r i n g r e p o s i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i , dPlacc"(X)"afiereachasscl ~,nount Ty~(c.g, V a l u e [ Value r Type(e.g.. D a t e [Value [Gain ldcntilyof

    ~ (A-H)~ o ~ i n t . ) ( J - I q / C~c 3 ~ r c d c m p l i o n ) ] ~~ ~ (Q - W ) t r a n s a c u o n )~ 205. Vue Yuen A Dividend J T B uy 02/05/09 J [ A

    . 2 0 6 . Zurich Finl A Dividend J T B uy 08/03/09 J A~......O T E : . ManV holdinq~ ha-re bee own~d be~o~.e 201 9 bu~ were ~dded. to207. 2009 . Where tha- occured, only th~ 20(9 buz ~s describedin detail.208.2 0 9 . A],L ST(~CKS ~,OLD AS OF 1,: /31 0 9

    , 2 1 0 . A F L A C A D ~ v i d e n d S o l d 0 1 / 2 2 / 0 9" 2 1 ] ] A l l i e d I r i s h ~ [ s S o l d ~ 0 1 / 2 0 / 0 9~ 2 1 2 . A h r i a A D i v i d e n d S o l d 0 4 / 2 1 / 0 9 ]2 1 3 . A m a z o m c o m S o l d 0 4 / 2 1 / 0 9 ] A2 ~ 4 . A n a d a r k o P e t r o A D i v { d e n d S o l d I 0 / 1 2 / 0 9 ~ B2 1 5 . A O L I n c . S o l d 1 2 / I 0 / 0 9 i ]2 1 6 . A S M L l - H d g s S o l d ~ 07/3 II09 A2 1 7 . AT&T Inc. A Dividend Sold 05/14/09 J A

    ~18. AT&T tnc. A Dividend Sold t0/08/09 J A219. Atlas Copco A Dividend Sold 0 1 / 2 3 1 0 9 J220. Avery Dennison Sold 03/06/09 J A2 2 1 . ~ X A SA A Dividend I Sold 08/27/09 J

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    FINANCIAL D ISCLOSURE REPOR T . N . . . .. . r p . . .. . R e p o , | i , , gPage 1 8 of 22 Payne, R o b e r t E . 0 7 / 3 0 / 2 0 1 0

    V I I . I N V E S T M E N T S a n d T R U S T S --~ ........... ~,,,,, rrat,sactions {Itwhtdes tl ...... ,f sp ........ d dependent childret,; see pp. 34-60N O N E (No reportable income, assets, or tra~sactio~s.)

    Description of Azset~ ~ lnccm~c during ! Gross value at end ~ Transactions during reporting period(including Imsl a~scts) ~ r~orting period i of reporting periodP!~cc"(X)"af, ereacl ..... ~A .....t~ T~c(e.~., i Value [ Value , Type~e.~ . , ~ D~tc ~ Value [ Gain ~ Idcnlityofexempt from prior disclosure i Code I ~ div., rent, : Code 2 ] Method ~ buy.sell, m n~da /yy Code 2 Code I buyer/seller

    i 239. C~ PIc A ~ividend Sold 01/12109 240. C~I Pie A Dividend Sold 04/30/09 J~241. C~ Plc A Dividend Sold 03/16/09 J

    2~2, Dell Inc. A Dividend Sold 0!/29/09 J~~43 Dell Ioc, A Dividend Sold 01/30/09 J

    244. Dell Inc. A Dividend Sold 02/02/09245. Direct TV A Dividend Sold 1 t/25/09 J A

    ~46 , E.I. DuPont de Nemours A Dividend Sold !03/06/09~ 247. E.ON AG A Dividend Sold 10/12/09 J A~~48 E.ON AG A Dividend Sold t0/I4/09 J A~ 249. Echostar A Dividend Sold 04/08/09 J

    ~50. Echostar A Dividc~ld So ld 04/09/09251. Electfici~e dc France .... Sold 02105109 J A

    Electricite dc France Sold 05/08/09 .J253 Electr~cite de France Sold 02/19/09254. Embnrq Co~ Sold 01/28 /09 J255. Ericcson Lm Tel A Dividend ] Sold 02/04/09 J

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    FIN A N CIA L DISCLO SURE REP O R T N a m e o f P e .. .. .. R e p o r i i n g DateafRepor,Page ] 9 of 22 P a y n e , R n b e r ~ E . 0 7 / 3 0 / 2 0 1 0

    VII. INVESTMENTS am TRUSTS --i ............. h ............ tlotls attcludes those orsI . . . . . . . . . . ddel , et ,d . . . . . hi ldrel ,: serpp. 34-60 #fi l ling instructio,ts.)NONE ~Vo reportable income, assets, or transactions.)

    A . B. C. ~ D.D e s c r i p t i o n o f A s s e ~ s h ~ c o m e d n r i n g ~ G r o s s v a lu e a ~ e n d I T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g l ru s { a s s c t s j r e p o r t i n g p c f o d [ ofreporfingperiodP l a c e " ( X ) " a R e r e a c h ~ s s c t :Amount Type (e.g. ~ Va uc ; Vat u T y p e ( c . & , Date ~ Value ~ Gain I d e n l i ty o fe x e m p t t r am p r i o r d ~ l o s u rc C o d e t [ d i v . , r e n t , ~ C o d e 2 ~ Mclhod b u y , s e l f , m m / d d ! y y Code 2 Code I buyer/seller[ (A - H ) ~ o r i n t . )

    ~!( J - P ) ~ (Q-W)~ Codcl.~

    " c d e m p t i o n ) 0 - P ) ,

    ~56. Ericsson Lm Tel A Dividend Sold 04/30/09 J~257. Ericsson Lm Tel A Dividend So[d I0/01/09[258. Expedm lnc A Dividend Sold 09/10/09 J A~5 9 . Expedia tnc A Dividend Sold 09/11/09 J A] 2 6 0 . Expcdia lncr A Dividend Sold 1 2 / 0 2 / 0 9 J A

    2 6 1 . Gencntech A Dividend Sold 01/30/09 J:-,. Genentech A Dividend Sold 0 M 0 6 /0 9 J A~ 2 6 3 . Genentech A Dividend Sold 02/07/09 3 A 2 6 4 . Genentech A Dividend Sold 0 4 ~ 0 6 / 0 9 3 A

    2 6 5 . Genzyme A Dividend Sold 08/07/092 6 6 . Home Depot A Dividend Sold 0 5 1 2 8 / 0 9

    2 6 7 . Honda Motor Co A Dividend Sold 0 2 ! 1 9 / 0 92 6 8 . I ionda Motor Co A Dividend Sold 04/22/092 6 9 . Honda Molor C o A Dividend Sold 0 5 1 0 8 / 0 92 7 0 . IN(.3 Grocp S o L d 0 1 / 1 2 1 0 9271. ING Groep F " Sold 03/05/09272. lntel A Dividend Sold I 1 / 0 3 / 0 9

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    FIN A NCIA L DISCLO SURE REP O R T n . , . e o f | ~ r s o , a c p o r , , ~ [ t ) ~ t ~ o r r ~ | ,o r tPage 20 of 23 Payne, Robert E,

    I07/30/2010

    VII. I N V E S T M E N T S a n d T R U S T S -- i ............ 1,,~, tr .......io.s (loci.des those oJa 7 ....... a.d &.pendetzt children; seepp. 34-60 of liling instructions.)N O N E (No reportable income, assets, or transactions.)

    Description o[ Assets Income during : Gross vulue at end Transactions during reporting period(including In,st assets) ~ reponin~ period J of reporting periodPtacc"(X)"aftc ....} ..... ~An,ount~ ~ypc( c .g .. ] Va}uc [ Value ~ Type(c,g. , Date Value ~ Gain laenlityof, cxcmpl from prior disck~surc ~ Code I div., rent, ~ C~c 2 Mcthod ~ buy ~ l l m ~vd~yy ~ Code 2[ ~ (A-H) ormt.) ~ (J-P)/ Code3 : redemption) J U-P) ~ (A-~) (ifprivntc

    ALL 0 9273 . 3P ~o~sn Ch~s~ A D}vk~cnd Sold 04/~4]0 9

    274. KonmkH~ke ~h~]~ps A Dividend So~4 0~/20~09

    2 7 1 K o n m H ~ k ~ P h f l i p s A @ ~ v ~ d ~ n d S o l d 0 ] / 2 1 / 0 9[ ~ 7 6 " . Kon~nM~jke Rh~ps A D~v~4end So~4 02/04/09

    ~ 277.o n ~ H ~ k ~ R h f l } p s A D i v ~ d ~ n 4 S o l d 0 3 / ] 0 / 0 92 7 8 . K o n ~ n k H ~ k ~ P h ~ p s A D N ~ d ~ n 4 S o ~ 4 0 3 / 2 3 / 0 92 7 9 . L h ~ d e A G A D ~ v M ~ n 4 So~ ~ 9 / 2 ~ / 0 9 3 A280. Lor~H~[d ]n~ So~4 0 4 / 2 ~ / 0 9

    284. McDonalds Coo A Dividend Sold 0 3 / I 1/09 J A2 8 5 .

    287.

    2 8 9 .

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    ATTACHMENT VII BThis is a self-directed IRA (49) at Smith Barney, the capitalof which all cam e from a cash transf er from the IRA account

    described in ATTACHMENT VII A.

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    FINA N CIA L DISCLO SURE RE P O RT r~ ....fP .....Reporting Da,eotReportPage 21 of 24 P . . v , ,e . R o b e r t E . 0 7 1 3 0 1 2 0 ] 0V I I . I N V E S T M E N T S a n d T R U S T S -- ~ ............ t,,~, tran~actioos (htcludes those ol sp ......... I del, o,dolt childret,; see pp. 34-60 oy~flltlg instructio,,s.)

    N O N E (No reportable income, assets, Or lransactions.)

    ~ Description of Assets lncomc during ~ Gross value at end , Transactions during reporting period ~ (including Imst assets) ~ reporting ~riod [ of reporting period i j

    Code [ + div.. rent. Code 2 + Method buy. sell. ~m~* dd/yy[+ Code 2 ~ Code I buyer]seller xempt from tmordi~closure ~ (A-I l l ~ or int.) (J-P) i Code 3 redemption) j ~ (l-P) (A-H) ( i fpriva le i~ I ~ . (Q-W) ~ transaction)~ 290. Cit ibank NA Depos i t A Interes t K T~ 291. Allslate Co~ A Dividend J T

    292. W el ls Fa r go A Dividend J T

    i2 93 . K a y n e A n d e rs o n En e rg y A l) iv igend J T294. Kaync Ander s on MLP A Dividend K T

    : 295. Wes te r n As s e~ Mgm t A Dividend J T296,

    i 297.

    ~ 298.

    ;: 299.

    300.

    i 301,

    302.

    , :03! 30,+.. "

    306. j

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    ATTACHMENT Vli C

    In 1987, w hile a member of McGuire, Woods, B attle & Boothe,now McGuireWood s (the "Law Firm") , I, like all other equitypartners then in the Law Firm, became a limited p artner in Ninth &Cary Associates Limited Par tnership ("NCA"), a Vi rginia limitedpartnership. NCA was a limited partner in One James CenterAssociates, a Virginia limited partnership that owned the officebuilding in Richmond, Virginia known as "One James Center" and itsassociated parking deck.

    I never had any p artici patio n in the mana gement of NCA. Myownership share as of December 31, 2009 was 1.29%. That share isexpected to decrease over time because of my w ithdrawal from theLaw Firm. It is not possibl e to affix a val ue to this inchoa teinterest in NCA.in 20 05, One James Center Associates sold the buildin g. In200 9, I received a distribution of i ncome (Code C) from NCA whichwas pai d from pa yments made by the Law Firm on its debt forfurnishings financed in 1999 by NCA pursuant to a Tax ExemptAdjustable Mode Industrial Refund ing Development Bond.

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    ATTACHMENT VII D

    This is managed IRA account which has in the pastbeen reported as American Funds Euro-Pacific Fund and which themanager has reallocated to the several fund s listed on the attachedpages.

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    FINANC.]AL DISCLOSURE RE PORTI ~ f P e ~ s o ~ n ~ p o r ~ , , ~ .. .. . I

    | ) a t e o f ~ p o r tPage 22 of 24 Payne, R~bert E. 07/30./20

    VII. INVESTMENTS and TRUSTS -- i,,~,,.re, ~1,,c, ~ ....... , i o ~ . a . o S . a e s t t , , ,~ e o 7 " s ~ ........ a e p . n a . , , e t a ~ a ~ e , ,; s e e p p . s 4 - a o , f i t i , ,x ,~ NONE (No reportable income, assets, or tra~Tsactions.)....................... ~T .... ~ B. C. ......

    (including tmsl assets) ~ re~rting period of reporting periodPlace "(X)" after each asset Amount Type (e.g. [ Value ~ Vzluc ~ Typic (c.g.~ ~ Date Va ue ~ Gain Identity..... pt fron~ prior discl ...... ~ Code I [ div..rcot, [ Code 2 ~.Mctho6 i buy, sell, m~ddiyy ] Code 2 ]Codc I buyer/seller

    307. American CereuS, Iml Bond A Interes t J T308. [laron Growth Fund A Interes t J T309. Davis NY Ventore Fund A lnleresl J T310. Delaware lmq Valoe Fund A tnteres~ J T

    3 1 ~ . Drcyfi~s ~merg Mkts Fund A ]nleres t J T312. Enropacific Growth Fund A Interes t J T3t 3. Growth Fund of America A tnleres t J T314. Legg Mason Growth Fund A Interes t J T

    ~15. Western Asset Mgmt A Interes t J T3 1 6 . T, Rowe Price E q. lnc A I n t e r e s t J T

    [, ,317 l(ovce Premier Ftmd A lnleresr J T318 W estern Asset Core A I n t e r e s t J T319.

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    F I N A N C I A L DISCLOSURE [am e ol P er s on Repor t ing I Date of Repor t[ Vayne, Roberl E, [

    07/30/2010age 23 of 24VII1. ADDITIONAL INFORMATION OR EXPLANATIONS.

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    FIN AN CIA L DISCLO SURE RE P O RT N ~ , , , e o r ~ e r s o n R ~ p o r t i .~ I D a , * o f r ~ e 0 o r t ]Page 24 of 24 P . y n c , R o b e r t E[ 0 7 / 3 0 /~ m 0

    IX. CER TIFICATION.1 certify that all information given above (including infi~rmation pertaining to my spouse and minor or dependent children, If any) isaccurate, t rue, and com plete ~o the best of my knowledge and bel ief, and thai any information not reporlcd was withheld because i l met appl icable statutoryprnvi~ions permitting non-disclosure.I further cerlify that earoed income from outside employmenl nn d honoraria and the acceptance of gif ts which have been reported are incomp liance with the prov isions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, a ~d Judicial Conference regulations.

    Signatur~

    NOTE: ANY INDIVIDUAL W ]IO KNOW INGLY A ND WILFULLY FA LSIFIES OR FAILS TO FILE THIS REPORT MA~ BE SUBJECT TO CIVILAND CRIMINA L SANCTIONS (5 U.S.C. app. 104)

    FILING INS TRUCTIO NSMail signed original and 3 addit ional copies to:

    Committee on Financial Disc[osureAdm inistrat ive Office of the United States CourtsSuite 2-30lOne Columbus Circle, N.E.W ashington, D.C. 20544