robert boochever financial disclosure report for 2009

8/3/2019 Robert Boochever Financial Disclosure Report for 2009

1/9

I , ~ o t o FINANCIAL DISCLOSURE REPORT R e p o , t R e q u i r e d b y t h e E t h i c sin Government Act of 1978R e v . / 2 o I o F O R C A L E N D A R YEAR 2009 ( 5 u . s . c , o ~ p . H o t - ~ t )I . Person Report ing ( las~ na me, f i rs t , middle ini t ia l ) I ~ . Co ur t o r Org an iza tio n 3 . Dale o f Repo r lBoocheve r , Robe r t U.S . Cour t Of App ea l s 9 th C i r . 04 /0612010

4 . T i t i e " i A r f i c l c I l l j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; 5a. Report Type (check appropriate type) 6. Repor t ing Per iodm ~ g l s t r a t e j u d g e s i n d i c a t e f i J ll - o r p a r ~ - l i m e ) [ ] N o m i n a t i o n , Dale 0 1 / 0 1 / 2 0 0 9S e n i o r C i r c u i t J u dg e [] initial [] Annual [] Final to_ , !2 /31 /2009

5 b . [] A m e n d e d R e p o r ~7 . C h s m b e r s or O f l i c e A d d r e s s 8. On I he ba s i s o f th e in f o r m a t io n c a n ta in e d I n th i s Repo r t a nd ~ n ym o d i f i c a t i o n s per ta in ing there to , it I s , I n m y o p i n i o n , I n c o m p l ia n c e

P .O. Box 915 l0 wi th app l i c ab l e l aws and r egu l a t i on s ,Pa s a d en a , CA 9110% 1510Rev iew ing Of f ic e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying ths form must be followed. Complete all parts,checking the NON E box for each part where you have n o rcportable information. Sign on last page.

I . P O S I T I O N S . t n ~ , o , ~ g ~ . . , ~ . o ~ o . t ~ , : ~ e , , . ~ - t ~ . ~ , ~ i ~ , r ~ a i o . . ~ . ~NONE fTV o reportable pos i t ions . )

POSITION N A M E O F O R G A N I ZA T I O N / F ~ N T I T YI.

I I . AGREEMENT S. tnepo,~.~N O N E (No reportable agreements.) " "~

~ PARTJES AND TE~:r~ --"I.


2/9

FINANCIAL DISCL OSU RE REPORT ~m, o f P e r s o n R e p o r t i n g D a t e o f R e p o r tP a g e 2 o f 9 Boo ch e v e r , Rob e r t 0 ~06 . r2010

III . N O N - I N V E S T M E N T I N C O M E . t R e p o , , i , g indiv idual and spo use: see pp. 17 -24 of f i l ing ins truc t ions ,)A. Filers Non-Investment Income1---] N O N E ( N o reportable non-investment income.)

DATE S O U B C E A N D T Y P F ~ ~( y ou r s n o t s p o t l s s )I, 12131/09 S T AT E OF ALAS KA - J U DI C I AL R ET I R EM ENT $76 ,730 ,00

2.

3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - I f r o u were m arried during any portion of the reporting yearo complete this section.( D o l l a r am ~ u n I n o t r e q ~ h e d e x c e p t J b r h o n o r ~ r i a , )

N O N E ( No repor t ab le no n- i nvest ment i ncom e . .)DAT E SOURCE AND T YP E

I.2.

3.4.

IV. R E I M B U R S E M E N T S -eran.,~portatior~,( I n c lu d c s t h o s e t o s p o u s e m i d d e p e n d e o t c h i ld r e n ; . ~ e e p p . 2 5 - 2 7 o f .f i li n g i n s t r u c t io n s . )

N O N E ( No repor t ab le r e i mburs em ent s .). S O U R C E ~ L O C A T I O N PURPOSE ITEM S PAID OR PROVIDED

I.2.3.4.5.


3/9

FINANCIAL DISCLOSURE ~PORTP a g e 3 o f 9

~ N O N E ( ;~ reportable g~s.)SOUR~ DESCRIPTION

3 ,4.5.

~ N O N E (No reportable liabilit ies.) " "CREDITOR. DESCRIPTION VAI, ,UE CODE

I.

3.4.5.


4/9

F I N A N C I A L D I S C L O S U R E R E P O R T r ~ a ~ . e o f P e r s o l l R e p o r t i n g D s l e o f R e p n r tPage 4 of 9 Boochever , Robert 04106/2010

~ O N E ( No repo r t ab le i ncom e, as s e t s, or t rans ac t i ons . )A. [ a. C. O.

D e s 6 p t i o n o f A ~ e t s [ Inco~ d u ~ n g Gr os s va l~ a t e nd T ~ n s a c t io n s d u r i n g m ~ r l i n g ~ r i o d( i n c l u d i n g t r u s t a s se L ~ ) ~ ~po~ ing p e r io d o f ~ o ~ i n gP l a ~ ( X ) a f t e r ~c h a s s e t A m o u n t ] T~e ( e . g . , ~ V a l u e ~ V a l u e T ~ e ( e . g . , [ Date V a l u e Gain I den t i l yo f

[ I C o d e I d i v ~ . r e n k Code 2 [ M e th o d buy. se l l , ~ m m / d d /y y ~ [ C o d e 2 C ~ e 1 I m y e r / s e ! l e rexempt f rom prior disclosu~

I. A L A S K A B A N K N o n e J T

2. A L L S T A T E C O R P O R A T I O N A Di v i d e nd S o l d 01/15 /09 K A3. AM ER I C AN EX P R ES S C O. A Di v i d e nd L T4. AMERIPRISE A Dividend K T5. AMGEN N o n e K T,6 . A R C A D I A 0 % 2 0 3 8 N o n e K T B u y I 1/02/09 K7. B A X T E R , I N T L A Di v i d e nd K T

1 8 . B E C T O N D I C K E S O N A Di v i d e nd K T 9. B E R K S H IR E H A T H A W A Y N o n e S o l d 0 3 / 0 ~0 9 L C

1 0 . B R E N T W O O D , C A I N D I N F R A S E R I ES 1: A I n t e r e s t J T1 1 . C A ED. S T ANF OR D D I n t e r e s t L T1 2 . C AL S T ANF OR D 5 . 1 2 5 I / I /3 1 C I n t e r e s t K T

1 3 . C A . S T A T E 5 % 1 1 / 1 / 2 2 C I n t e r e s t L T1 4. C A. S T AT E5% 1 0 / I / 3 2 C I n t e r e s t K T1 5 . CAt . , STAT E5% i 1/1122 B I n t e r e s t K T1 6 . C AL S T A~ E 5% 2 / I / 2 3 B I n t e r e s t K T1 7 . CA STAT E 4 , 75 9 /1 /23 B In te res t J T


5/9

FINANCIAL DISCLOSURE REPORT N o r a o f P e r s o n R e p o r t i n g DateofRepor tP a g e 5 o f 9 B ooc h e v e r , R ob e r ~ 0 ,U06 /2010

VII. INVESTMENTS and TRUSTS -~ N O N E (No reportable income, asse ts , or t ransact ions.)

0 . - . . . . . . . . . . . . . .D e s c f i p li o n o f A s s e ~ s I n c o m e ~ing ( Gr o~ va lue a t e nd I T ~ n s a c t i o n s d u d n g ~ p o ~ i n g ~ r i ~( i nc lud ing t~ s t ~ s~ s ) ~ning p~od ~ of~o~ing ~fiod

Pla~"(X)"af fer~chasset Amoun t Type(e.g., , V a l u e V a l u e ~ T~(e.g., ~ Date ~ V a~ ue .G a in Iden t i~ofe x e m p t fr o m p r i o r d i s c lo s u r e C~ I d l v . , r e n t , C o d e 2 b 1 f l ~ o d ] b u y , s e l l. ~mm!d~~ ~ Code 2 ~ C~I b v y e r / s ~ l l e r( A -H) orini . ) ~ ( J - P ) C ~e 3 . redemplion) ~ { J - P ) ~ ( A - H ) ( if pr ivate( Q -W ) ; , I~nsac t/on)

1 8 , CASTAT E 6 . 75 7 / I /17 A Interest J Tq9. CA STATE 5 . 00 10 /1 /23 C I n t e r e s t L T

20 . CA STATE 5 . 00 2 /1 /23 B In te res t K T

21 . CASTATE 4 .25 08133 C Interest L T2 2 . C ASTAT E 6 . 0 0 l ( ~ / I /2 l A Interest K T2 3. CA ST AT E 4.7 5 12 11 12 5 C I n t e r e s t R e d e e m e d 12/03/09 K B

2 4 . CALTECH 4 .25% 1011 / 28 A I n t e r e s t K T

25 . CALTECH 4 . 5 2008 B I n t e r e s t K T

26 . CARLSBAD, CA H OUSING 9/ I /19 B In t e re s t K T2 7 . CENTURY TEL B Dividend K T28 . C i t ig r o u p V I I I C Di v i d e nd K T2 9 . C OC A C OLA A I n t e r e s t K T30 . C O I q T R A C O S T A C I T Y , H O M E M T G . A I n t e r e s t J TRE V31 . G E C A P 4 % 5 ! 2 0 1 I C I n t e r e s t L T

3 2 . G Eb lER AL ELEC T R I C A Di v i d e nd K T

33 I NT L B U S I NES S M AC HI NES B Di v i d e nd M T S o l d 03 /02 /09 K Ci ( pa r l )34 HONEYWELL A Di v i d e nd S o l d 01/15 /09 K A( ~ c C o l o m n ~ B I a n d D 4 ) F =$50.~ I - $ I~.~ G =$ 100.~1 - $ I,~.~ H(~ C o k t n ~ n s C I a n d D 3 ) R =$250,001 - 5500 .000 O =55~,~I - $1.0~.~0 P I =$1 .0 ~ ,0 0 1 - $5 .~0 ,0 0 0 P 2 "55.~0,~1 - $25.~,0~

3 . V a ~ M e ~ h o d C o d ~ Q -A~p~isa l R =Co st (Se al Esta te On ly} S = Asse ssn ~n l{Scc Column C2) O ~ B o v k Va l ~ V =O~hc r W


6/9

FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t in g Date of R e p o r tP a g e 6 o f 9 Boo ch e v e r , Rob e r t 04 / 06 / 2010

V I I . I N V E S T M E N T S a n d T R U S T S -i.co~.e, ,,.t.., t r a n s ae t i o n s ( tn c t u d e s t h o s e o f s p o , ,s e a n d d e p e n d e n t c h i ld r e n : s e e p / , . 34-60 of l ; t ing lnstrucaon.~)[---] N O N E (No repor table incom e, asse t s , or t ransact ions. .)....... A. - - Y .......... ~i ...... ] ........ ~ ~ ................... o~ .........................

D e s c r i p t i o n o f A s s e t s 1 I ncom e du r i ng : Gros s v a l ue a t end [ T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) i r e p o r t i n g p e r i o d " i . - ~ ) f , r ~ p . ~ r t l , n . g , p ~ . r i o d i .... (I) ..... I (2 i" " (3"~- - ! " ("~ i . . . . . . " ..............P la c e" ( X~a f i e r e a c ha s s e t [ A m o u n t T ype ( e . g . , :1 V a l u e V alue T ype (e .g ., Date i Value Gain l d e n t i l y o fCode I d a y . , r e n t . Code 2 M e th o d i bu y. s ell . m m /d d/y y ! Co de 2 i Co de I buye r / s e l l e re x e m p t f r o m p r i o r d i s cl o s u r e[ ! _ ( A H )

o r i n t . ) ( J - P ) C o d e 3 i r e d e m p t i o n ) . ( J - P ) (A-H) ( i fpr lvale

3 5 . M E T R O P O L I T A N W A T E R 4 , 3 7 5 7 /3 7 C I n t e r e s t L T

3 6 . NEW Y OR K LI F E I NS , P OLI C I ES A Di v i d e nd L T3 7 1 NU V EEN, C A INV , Q U ALI T Y MU N. A I n t e r e s t K TF U ND3 8 . ONT AR I O , C A R EDEV. F I N . AU T HO. A In te res t K T3 9 . O R A N G E C O U N I ~ Y C A L . A P T . R E V . A In te res t J T40 . PASADENA 5.25% 7/ I /24 C Interest R e d e e m e d 07/01 /09 L A41. PETROLEUM & RES A Dividend So l d 03/02 /09! K A42 . PFIZER A Di v i d e nd K T4 3 . P . RI C O H O U SI N G F I N. CO R P , R E V , A In t e re s t44 . S A FE C O L I FE I N S U R A N C E B I n t e r e s t K T45 . S AN F R ANC I S C O 6 . 8 5% 9 L2 / 2 6 A I n t e r e s t K T46 . S t a n f o r d 5% 11/2/21 C I n t e r e s t L T47 . U n i v e ~ i t y C AL 5 % 9 / I / 2 8 C I n t e r e s t L T48 . U T S M U N I E I N V . T R . 2 0 1 B I n t e r e s t K T49 , V E R I Z O N A Di v i d e nd K T S o l d 01/15 /09 K Af p a n )50 . V A N G U A R D I N F LA T I O N B I n t e r e s t L T B u y 0 1 / 1 ~0 9 L5 I. V A N G U A R D S H O R T T E R M C In te res t L T B u y 0 1 / 1 2 2 0 9 L


7/9

F I N A 1 N C I A L D I S C L O S U R E R EP O R TP a g e 7 o f 9 ~ B ~ ch eve r , Robert 0 4 / 0 6 / 2 0 1 0V I I . I ~ E S T M E N T S a n d T R U S T S - t..o.,., , ~ . ~ , ,ransactlons (Includes those of spouse and dependent childr~: setpp. 34-60 retiring instructions.)

N O N E ( No rep or t ab le i ncom e, as s e t s, or t rans oc t i ons . )A. Inco~ d~ng

C. D.Gro~ valu~ at end [ Transactions du~ng ~o~ing rcri~esc6pfian of Ass~s

( in c l u d in g l ~ s t ~ s s ~ ) ~ing pCri~ of r~a~ing ~ri~ [

e x ~ m p l ~ o m p ~ o r d i s c l o s u r ~ C~e I / div. ,~nt , C~e2 ~ Meth~ ~ buy, sell, ~mm/dd/~C~e2 C~e I buye r /~ l l e r(A-H) / or ira.) (~-V)

52 . V A f f G U A R D S P . H E A L T H A Di v i d e nd M T5 3 . W E L L S FA R GO B Di v i d e nd L T

2 . V a l u e C o d e ~ J -$15.~00 or I~s K =115,~1 - $50.0~ L ~$50.~1 - $ I ~),0~ M =$ I ~.001 - $~50.~P3 =$25,000.~1 - $50.~0.000 P4 =h~orc than $50,~,~0


8/9

"FIN~A~CIAL DISCLOSURE REPORT Na m e o r le rs o n ta e p o r t in g I ,a ,e o tR e p o r~P a g e 8 o f 9 B o o c ~ , e , .e , -, R o ~ , e r t 0 , ~ / 0 6 . . 2 0 ~ 0VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


9/9

FINANCIAL DISCLOSURE REPORT ~ m ~ of Person Report ing Da te o f Repo r tP a g e 9 o f 9 Boo ch e v e r , Rob e r t 04 , 06 /2010I X . C E RT I F I C AT I O N .

I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i sa c c u ra t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i ca b l e s t a tu t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t h e r ce r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p ta n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e l . s e q . , 5 U . S . C . 73 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signatur

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R FA L L S T O F I L E T i l l s R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

FILING INSTRUCTIONSM a i l s i g n e d o r i g in a l a n d 3 a d d i ti o n a l c o p i e s t o :

C o m m i tt e e o n F i n a n c ia l D i s c lo s u r eA d m i n i s tr a t iv e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.W a s h i n g t o n , D . C . 2 0 5 4 4

robert boochever financial disclosure report for 2009

Documents