sandra j feuerstein financial disclosure report for 2009

8/3/2019 Sandra J Feuerstein Financial Disclosure Report for 2009

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ALFONSE M. DAMATO FEDERAL COURTHOUSEPOS~ OFF|CE BOX 90!4

CENTRAL ISLIP, NEW YORK 11722-9014,

CHAMBERS OFSANDRA J. FEUERSTEIN P]~]~SON~_L ~ IJ~TOFFICIALJUDGE

April 20, 2010Hon. Bobby R. Baldock, Chair ~ ~Judicial Conference of the United States ~ ~ ~Committee on Financial Disclosure ~- ~One Columbus Circle, N.E. ~n~Washington, D.C. 20544 c~ ~I> ~

RE: CALENDAR YEAR 2009 FILING ~ _Dear Judge Baldock:

In response to your letter dated April 14, 2010, the assets referred to were purchased duringthe reporting period.1. Part VII, Page 5, Line 21 "VDE (F-ETF)" should have provided in Part D "transactions

during reporting period":1 2-Date 3-ValueBuy 12/21/2009 K

2. Part VII, Page 5, Line 22 "VIG (F-ETF)" should have provided in Part D "transactionsduring reporting period":

1 2-Date 3-ValueBuy 12/21/2009 K

Enclosed please find three copies of this letter respc

SJF/mcEnclosures


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,1o/0 ] FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c sin Government Act of 1978net,. t!20 /O [ FOR CALENDAR YEAR 2009 ( S u . S . C , a p p . " t O l -~ l OI. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of ReportFEUERSTEIN, SANDRA J. U.S. DISTRICT COURT - E.D.N~Y. 03!23/2010

4. Title (Article tli judges indicate acti,..e or senior s~tus; 5a. Report Typ~ (cheek appropriate type) 6. Reporting Periodmagistrate judgcz indicate full- or part-time) [] Nomination, Date 01/0~/2009U.S. DISTRICT JUDGE - ACTIVE [] Initial ["ffl A n n u a l 1-~ Finat to12/31/2009

5b~ [] Amended P, eprt7. Clmmhers {~r Office Address 8. On the basis of the information contained in this Repor~ and anynlodil|catlOllS pertaining thereto, it Is, in my opinion, in complianceU.S. DISTRICT COURT with applicable laws and regulations.1014 FEF~ERAL PLAZACENTR.AL 1SLIP, N.Y. 11722 Reviewing O fficer Date

I M P O R T A N T N O T E S : The instructioJ~s accompanying this]brm must beJbllowed. Complete all parts,checking the NONE box for each part where you have no reportable informativn. Sign on last page.

1 . P O S I T I O N S . ~ p , ,. i ,, ~ i n a i , , ~ . ~ t o . l ~ ; ~ , . e ~ . 9 - ~ ~ o ~ i . g instractions.)NONE (?Vo reportable positions.)

pOSITION NAME OF ORGANIZATION/gNTITY

2.

: : " " . ~5.

, i o . ~ . )~ NONg (No reportable agreements.)~ PARTIES AND T.ERMS

1 .


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FINANCIAL DISCLOSURE REPORT ] N a m e o f P e ,~ o .Page 2 of 9 [, F E U E R S T E I N , S A N D R A J . 03/2312010

! I 1. N ON-IN VESTMENT INCOME. ~Re~or~A. F i l er s No n- Inv es t m ent Inco m e

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE INCOME(yours, not spouses)

I . 2 [ ) 0 9 NYS VESTED PENSION PLAN $78,312.12

B , S p o u s e s N o n - I n v e s tm e n t I n c o m e - tf ~,ou were married during any portion of the reporting ),ear, complete this sectlo~-l)~dlor omr*unl not t~quir~,d eacept.f!~r honoraria.)

~ NONE 0Vo reportable non-investment income.)DATE SOURCE AND TYPE

I. 2009 SELF-EMPLOYED ATTORNEY. GENE~L PAR~ER - REAL ESTATE, MANAGEMENT

" 2 0 0 9 NYS. PENSION PLAN

1 V . R E I M B U R S E M E N T S - - ,.~n.,or,.,io., Iodgi.g, li,,,d, et,tertai ...../h~c/udea t h ~ ~.re t ~ s p ~ se ~ttd dependent chihtrtn see pp. 25-27 o/filing inslrttctions.)

N O N E (No reportable reimbursements.)~ DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I.

3


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F I N A N C I A L D I S C L O S U R E REPORT [ NameofP ..... R e p o r t i n g Date o f Re p o r tP a ge 3 o f 9 t F E UE RS T E I N , S A N D R A J ,

0 3 / 2 3 / 2 0 1 0

V . G I F T S . ( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 8 - M o f f i l i n g i n s t r u c t i o n s . )[] N O N E (No reportable g~s.)

SO URCE DESCRI P T I ON V A L U E

2.3

4

5.

V l . L 1 A B I L I T I E S . a n e t ~ d e s " t h o s e o / s p o . . .. .. a dependent children: see p p . 3 2 - 3 3 drilling instructio nsON O N E (No report able liabilities.)

CREDITOR D ES C R IP TIO N V A L U E C O DEI.

2.3 .4.

5.


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F I N A N C I A L D I S C LO SU R E RE P O RTP a ge 5 o f 9] F E U E R S T E I N , S ~ D R A J .

0 3 / 2 3 t 2 0 1 0

N O N E ( N o reportable income, assets, or transactions.)...... ~~ .............. ~. c.

~scription of Assets ~ Income d~fing Gross value at end : Transactions during reporting periodOnclt~ding wusl assels) [ ~po~ing ~riod

cxcmp, from prior disclosure I Cc~e 1 ! div,~ (A-tI) ~or inL)

....................................... L._M ......

1 8 . CPS Tech (CPSH) (S) None K T1 9. Quantum FueI(QTWW) (S) None K T

2 i ) . Rite Aid (RAD) (S) None L T!21, VDE (F, ETF) A Dividend K T

2 2 , VIG (F, ETF) A Dividend K T2 3 . MUB (F, ETF) None Bu y 01/12/092 4 . S o l d 02/03/09 J

2 5 . P Z A ( F , ~ T F ) A N o n e B u y 0 1 1 1 2 / 0 9 J

2 6 . Sold 02/03/09 J A" ~ 7 RWX (F, ETF) None Bu y 01/06/09 J2 8 . S o l d 02/03/09 J

2 9 . GWX (F, ErF) None Bu y 01/06/09 J30 Sold 02/06/09

31 SH,M (F, EIFi None B uy 01/06/09

32. Sold 02/06/09

3 3 . TFI {F, EFF) None Bu y 0 1 / 0 6 1 0 9 J

3 4 , Sold 02/06/09 J A

Im:umc G~iu Codes. A =$ 1.000 or less B =$1 ,O01 - $2 ,500 C =$2,501 - $5.000 D =$5,001 ~ $I 5.000 E =$I 5.00~ - SSI).000Colunms BI and [M) F =$50.001 - $ I00.000 G ~ $1 00 ,0 01 - $ 1,0 00 ,0 00 H I = $1 .0 00 ,0 01 - $ 5,0 00 ,0 00 1 12 = bt,~ c than $ 5.0 ~0 ,0 00Codes J ~$|~..O00 or [e:~ K =$15,001 - $50,000 L =$50,O01 - $100,000 M =$i00 ,00i - $250 ,000

P3 =$ 25.000.00~ - $ 50.(~EL300 1 4 "~More than $ 50.090,0 00


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Name of Person Reporting Date of ReporlF I N A N C I A L D I S C LO S UR E R E P OR T[

Page 7 of 9 r E v E a s r ~ N , s a N r ~ a A J , o 3 1 2 3 / 2 0 1V i ! . I N V E S T M E N T S a n d T R U S T S - i . . . . . e , value, t ...... tians (Includes" those of spouse and dependent children; seepp. 34-60 of filing ~sttuaions.)

N O N E (No reportab& income, assets, or transactions.)

~scriplion of Assets Income during Gross value at ~d ] Tramaetions during reporting period( r c uding Irust ~setz) reining ~ri~ of reposing periodPlacc "(X)" after each asset [Amount ] ~ " ] "T~ (e.~., Value Value l T~e (e,g,. I Da~e Value Gain ldentityofexempt tYon~ prior disclosure Code I ~ div. rent, Code 2 Method buy, 5e , ~n~ddZyy Code 2 Code [ buyeasefler(A-H) [ or int,) (J-P) Code 3 ~ redemption) 1 (J-P) (A-H) (ifprivate: (Q -W ) transaction)


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F I N A N C I A L D I S C LO S UR E R E P OR T N a m e o f P e r s o n R e p r ~ t a i ng ! Date of ReportP a ge 8 o f 9 F E U E R S T E I N , S A N D R A J .

[03/23/2010

VIII . ADDITIONAL INF ORM ATION OR EXPLAN ATIONS. a~aicate~,~,~oIRepo,~)

Key Io VI!M = Money Market!CheckingS = Stock, CommonF = Muluat Ftmd, Exchange Traded Fund (ETF), Closed End FundB = Brokeragelnt = lnterestDividedFmr = Formerly


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Name of Person Reporting D a t e o f R e p o r tPageFl NAN9 of CIAL9 DISCLOSURE REPORT[ FEUERSTEIN, SANDRA J. 03/23/2010

IX. CERTIFICATION.I certify that all information given above (including information pertaining to my spouse a nd minor or depende nt children, if any) isaccurate, true, and complete to the best of my k nowledge and b elief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.! further certify that earned income from outside employm ent and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions ors U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO K NOWINGLY AND W ILFULLY FALSIF1AND CRIMINAl. SANCTIONS (5 U.S.C, app. 1 04)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Comm ittee on Financial DisclosureAdm inistrative Office of the United S tates CourtsSuite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544

sandra j feuerstein financial disclosure report for 2009

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