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School tracking, social segregation and educational opportunity: evidence from Belgium Jean Hindriks 1 Marijn Verschelde 2 Glenn Rayp 2 Koen Schoors 2 1 CORE Department of Economics Universit´ e catholique de Louvain 2 SHERPPA Department of General Economics Ghent University Koen Schoors (2010) School tracking and Social segregation 1 / 20

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Page 1: School tracking, social segregation and educational ...›екция 11.pdf · School type (public=1, private-operating=0) 0.26 (0.02) General education 0.48 (0.02) Technical-arts

School tracking, social segregation and educationalopportunity: evidence from Belgium

Jean Hindriks1 Marijn Verschelde2 Glenn Rayp2 Koen Schoors2

1COREDepartment of Economics

Universite catholique de Louvain

2SHERPPADepartment of General Economics

Ghent University

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Introduction

What is tracking?

I Grouping of students into different classesI Organizing curriculum by its level of difficultyI Based on successful completion of prerequisite courses, prior

achievements and teacher recommendations

Pro: “Expecting all children the same age to learn from the samematerials is like expecting all children the same age to wear the sameclothing”(M. Hunter)

Contra: high achieving students serve as a role model for less able,struggling students

Conclusion: ‘The tracking wars’ (Loveless, 1999)

This paper: tracking inI A high track: general educationI A middle track: technical-arts educationI A low track: vocational education

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Introduction

Why is it unpopular?I Concern that tracking is used to segregate students on the basis of

family background and raceI ’Crossing the tracks. How Untracking Can Save America’s Schools’

(Wheelock, 2002)I Consequence: unequal access to knowledge that gets worse if there are

institutional effects as disparity in teacher quality, academic culture andmotivation, etc.

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Introduction

What is the evidence?I Closely related to the study of peer effects

F Difficult to disentangle peer effects from other confounding effectsF Hanushek and Luque (2003): linear relation between peer group quality

and educational outcomesF Lavy et al. (2009): only top 5% and low 5% matter

I Cross-country studies: negative effect of ability tracking on equalityof educational opportunities

F Ammermuller (2005), Hanushek and Woßmann (2006), Brunello andChecchi (2007)

I Case studies: in most cases negative effect of ability tracking onequality of educational opportunities

I Theoretical evidenceF Checchi and Flabbi (2007): ability tracking is harmful for EOp in

schooling if tracking is based on family backgroundI Experimental evidence

F Duflo et al. (2009): within-school tracking is an effective instrument inLDC

F Guyon et al. (2010): between-school tracking not effective instrumentin HDC

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Introduction

What is our contribution?

I Estimate the effect of systematic ability tracking on social segregationin schooling

F Institutional effects such as racial and class bias, curriculumdifferentiation, difference in teacher experience and quality, difference inresources and difference in students expectations and motivations

F study ’between-school’ tracking as implemented in Belgium, Hungary,Switzerland, Austria, Luxembourg, the Netherlands and Germany.

F Study Flemish community in Belgium: long tradition of ability trackingat the age of 12 (grade 7)

I Estimate indirectly effect ability tracking on educational opportunitiesin a cross-sectional micro-level study

F Show that social segregation is main driver inequality of opportunity ineducation

F Show that ability tracking is main driver social segregation

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Data

Variable Mean S.E.OutputPISA 2006 Performance in math, filtered sample (FS) 555.94 (3.05)PISA 2006 Performance in reading, FS 537.76 (5.64)PISA 2006 Performance in science, FS 541.02 (2.61)PISA 2006 Standard deviation of performance in math, FS 89.19 (1.46)PISA 2006 Standard deviation of performance in reading, FS 92.40 (1.79)PISA 2006 Standard deviation of performance in science, FS 84.01 (1.37)CircumstancesEconomic and Socio-Cultural Status (ESCS) 0.27 (0.03)Proportion of first-generation immigrants 0.03 (0.01)Proportion of second-generation immigrants 0.03 (0.01)Imm. that speak non-off. Belgian language at home 0.02 (0.00)Educational systemSchool type (public=1, private-operating=0) 0.26 (0.02)General education 0.48 (0.02)Technical-arts education 0.33 (0.01)Vocational education 0.20 (0.01)Grade 10 0.77 (0.01)Age of ability tracking 12Number of observations 4125

Table: Data description: BRR approach

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Data

Group Pupils with low ESCS Pupils with high ESCSGeneral education in grade 10 0.272 0.575

(0.251 , 0.293 ) (0.233 , 0.283 )General education 0.313 0.643

(0.293 , 0.334) ( 0.621 , 0.664 )Technical or arts education 0.392 0.273

(0.356 , 0.397) (0.256 , 0.294)Vocational education 0.310 0.085

(0.289 , 0.330) (0.071 , 0.096 )Lagging behind 0.283 0.160

(0.262 , 0.304 ) (0.143 , 0.177)Public school 0.321 0.207

(0.298 , 0.341) (0.190 , 0.225)

Table: Bootstrap approach with 999 replications and 95% basic confidenceintervals between brackets, package ‘boot’ in R

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Methodology

Defining inequality of opportunity

Seminal book of Roemer (1998) “equality of opportunity”

Effort versus Circumstances

Only inequality that is outside the realm of individual choice shouldbe eliminated by public intervention

EOp amounts in comparing distributions of outcomes, conditional oncircumstances

Inequality of opportunity as FSD or SSD

s �FSD s ′ iff F (x |s) ≤ F (x |s ′), ∀x ∈ <+. (1)

s �SSD s ′ iff

∫ x

0F (y |s)dy ≤

∫ x

0F (y |s ′)dy , ∀x ∈ <+. (2)

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Methodology

Measuring inequality of opportunity

Gini Opportunity of Lefranc et al. (2008)

GO(x) =1

µ

k∑i=1

∑j>i

pipj(µj(1− Gj)− µi (1− Gi )), (3)

with k types, µ the mean of the population, µk the mean of group k, pkthe population weight of group k and G the Gini coefficient.

The GO index computes the sum of all pairwise differences of theopportunity sets of all types, where the opportunity sets are defined astwice the area under Generalized Lorenz curve, µs(1− Gs) for type s.

In the interval [0, 1]

Bootstrapping can be used to do statistical inference.

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Methodology

Explaining inequality of opportunity

Conditional mean regression approach

I Necessary to include random school effects

Oij = f (Cij ,Eij) + θj + εij , with i=1,...,n and j=1,...,m. (4)

I Include indirect effect C via school S

Oij = f (Cij ,Sij ,E∗ij )+θj+εij , with i=1,...,n, j=1,..,m and E∗

ij = Eij \ {Sij}(5)

I Linear econometric model with varying intercepts

Oij =αj + βCij + εij

αj =α + bSj + θj (6)

I Estimates can be biased because of omitted variable (namely cognitiveability) and correlation between S and θj .

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Methodology

Conditional quantile regression approachI the conditional αth quantile (α ∈ (0, 1)) is defined as the test score

threshold such that α percent of the pupils of the reference groupperform worse and 1− α percent perform better.

qα(x) = inf{y : F (y |x) ≥ α} = F−1(α|x). (7)

I Use nonparametric kernel approach to estimate conditional CDFfunctions of Li and Racine (2008)

F (y |x) =n−1

∑ni=1 G ( y−Yi

h0)Kγ(Xi , x)

µ(x)(8)

qα(x) = arg minq|α− F (q|x)|. (9)

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Methodology

Social segregationUneven distribution of social groups across schools

I Hutchens (2004) square root index: sum, over all schools, of eachschool’s gap from proportional representation

H =S∑

i=1

[ √piP∗rno segi

R−√

piP∗ riR

], (10)

H =S∑

i=1

[piP−√

piP∗ riR

](11)

I H is additively decomposable (!)

H = Hwithin + Hbetween (12)

,where Hwithin =G∑

g=1

wgHg , with wg = (Pg/P)0.5(Rg/R)0.5,

I Robustness check: Duncan and Duncan (1955) dissimilarity index

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Results

The extent of Inequality of Opportunity

Stochastic dominance

Figure: Conditional distribution of pupil achievement

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Results

The extent of Inequality of Opportunity

Gini Opportunity

Variable Flanders

Gini opportunity (GO) - 4 groups 1.647(1.522 , 1.832)

Gini opportunity (GO) - 2 groups 1.270( 1.152 , 1.416)

Gini opportunity (GO) - 6 groups 1.693( 1.545 , 1.843)

Gini opportunity (GO) - 4 groups - native pupils 1.560( 1.413 , 1.709)

Table: Bootstrapping with replacement, 999 replications, package ‘boot’ in R, 95% basic confidence intervals between brackets

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Results

The impact of Social Segregation on Inequality of Opportunity

Variable Model I Model IIESCS of pupil 0.121 0.102

(0.026) (0.024)Sub-school average ESCS 1.752 1.701

(0.117) (0.121)First-generation immigrant -0.429

(0.126)Second-generation immigrant -0.443

(0.132)Immigrant that does not speak officialBelgian language at home -0.568

(0.133)Constant 19.675 19.732

(0.059) (0.057)Log likelihood -5966.299 -5919.216Between-sub-school variation explained 59.532% 59.100%Within-sub-school variation explained 0.428 % 2.869%Number of level 1 units 4125 4125Number of level 2 units 269 269

Table: Conditional mean regression

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Results

Conditional quantile regression approach

Figure: Conditional quantile surface: effect ESCS and school ESCS on medianoutput

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Results

The impact of tracking on social segregation

Segregation index FlandersSquare root index (H) 0.135

(0.115 , 0.158)Dissimilarity index (D) 0.389

(0.358 , 0.425)Within track segregation (Hwithin as % of H) 49.1 %

(42.2 , 56.5)Between-track segregation(Hbetween as % of H) 50.9 %

(43.5 , 57.8)Within school type segregation (Hwithin as % of H) 93.4 %

(89.4 , 100.5)Between school type segregation(Hbetween as % of H) 6.6 %

(-0.5 , 10.6)Sample of sub-schools 269Sample of pupils 4125

Table: Bootstrapping with replacement, 999 replications, package ‘boot’ in R.95% basic confidence intervals between brackets

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Concluding remarks and discussion

Conclusion

Existence of inequality of opportunity

I Public intervention is needed

Large association social segregation and inequality of opportunityI Inequality of opportunity is ’between schools’

Half of social segregation is ’between tracks’I Tracking implies segregation of students of different socio-economic

classes in different schools with different access to knowledge

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Concluding remarks and discussion

Discussion

We cannot really provide a causal relation because of unobservedability levels

Literature: there is a parental transmission of cognitive ability(Holmlund et al. (2008), Plug and Vijverberg (2003) and variousarticles in Nature)

I Risk that genetic transmission of ability will legitimate social inequalityin education as natural

I We show that school composition is a very powerful predictor ofindividual test scores

I The purpose of our analysis was to contribute to the debate on abilitytracking by pointing to its possible societal implications (i.e. socialsegregation) and ethical issues (unequal access to knowledge).Harris (1998)‘The Nurture Assumption’: ‘We may not hold theirtomorrows in our hands but we surely hold their todays, and we havethe power to make their todays very miserable’.

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References

Ammermuller, A., 2005. Educational opportunities and the role of institutions. ZEW Discussion Paper 05-44.

Brunello, G., Checchi, D., Oct. 2007. Does school tracking affect equality of opportunity? new international evidence. EconomicPolicy (52), 781–861.

Checchi, D., Flabbi, L., 2007. Intergenerational mobility and schooling decisions in germany and italy: the impact of secondaryschool tracks. IZA Discussion Papers 2876.

Duflo, E., Dupas, P., Kremer, M., 2009. Peer effects and the impact of tracking: evidence from a randomized evaluation inkenya, mimeo, MIT.

Duncan, D., Duncan, B., 1955. A methodological analysis of segregation indexes. American Sociological Review 20 (2), 210–217.

Guyon, N., Maurin, E., McNally, S., 2010. The effect of tracking studens by ability into different schools: a natural experiment.CEPR Discussion Paper (DP7977).

Hanushek, E., Woßmann, L., 2006. Does educational tracking affect performance and inequality? differences- in-differencesevidence across countries. Economic Journal 116 (510), C63–C76.

Hanushek, E. A., Luque, J. A., Oct. 2003. Efficiency and equity in schools around the world. Economics Of Education Review22 (5), 481–502.

Harris, J., 1998. The Nurture Assumption: Why Children Turn Out the Way They Do. New York: Touchstone.

Holmlund, H., Lindahl, M., Plug, E., 2008. The causal effect of parent’s schooling on children’s schooling: A comparison ofestimation methods. IZA Discussion Paper Series 3630.

Hutchens, R., May 2004. One measure of segregation. International Economic Review 45 (2), 555–578.

Lavy, V., Silva, O., Weinhardt, F., 2009. The good, the bad and the average: Evidence on the scale and nature of ability peereffects in school, nBER Working Paper 15600.

Lefranc, A., Pistolesi, N., Trannoy, A., Dec. 2008. Inequality of opportunities vs. inequality of outcomes: Are western societiesall alike? Review Of Income And Wealth 54 (4), 513–546.

Li, Q., Racine, J. S., Oct. 2008. Nonparametric estimation of conditional cdf and quantile functions with mixed categorical andcontinuous data. Journal Of Business & Economic Statistics 26 (4), 423–434.

Loveless, T., 1999. The Tracking Wars: State Reform Meets School Policies. Washington, DC: Brookings Institution Press.

Plug, E., Vijverberg, W., Jun. 2003. Schooling, family background, and adoption: Is it nature or is it nurture? Journal OfPolitical Economy 111 (3), 611–641.

Roemer, J. E., 1998. Equality of opportunity. Cambridge: Harvard University Press.

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