(Q) Invested money in Share market is ___?

Risk

Risk free

(Q) Who Protect the Investment ?

Answer

(Q) Is money secure in Share Market ? (YES / NO)

Ans.

Presented by :-Ashish Kumar PandaSoumya ranjan Nayak

Guided by -:Prof. Shekhar Mishra

Role in Investor Protection through analysis of “SATYAM” Fiasco.~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

CONTENTs INTRODUCTION ESTABLISHMENT OBJECTIVES OF SEBI FUNCTION OF SEBI IMPORTANCE OF SEBI RIGHTS OF INVESTOR SATYAM SCAM NEW RULE OF SEBI AFTER “SATYAM SCAM” CONCLUSION.

Introduction• SEBI – “Securities And Exchange Board Of

India”

• The regulatory body for the investment market in India. The purpose of this board is to maintain stable and efficient markets by creating and enforcing regulations in the marketplace.

• To encourage more investors to invest more protection for investors is needed.

Establishment

In “1988 the securities and exchange board of India was establish by government of India through an executive resolution and was subsequently upgraded as a fully autonomous body(a statuary body) in the year 1992 with the passing the securities and exchange board of India act (SEBI act on)30th January 1992.

Objectives of SEBI The important objective of SEBI are as follows :-

To protect the interest of investor so that there is a steady flow of saving into capital market.

To regulate the securities market and ensure fair practices.

To promote efficient service by brokers, merchant bankers and financial intermediaries, so that they become competitive and professional.

Importance of SEBI Power to make rules for controlling stock

exchanges. To provide license to dealer and brokers. To stop fraud in capital market. To audit the performance of stock Market. To make new rules on Carry–forward

transaction. To create relationship with ICSI.

The SEBI act 1992 has entrusted with two functions they are:

Function of SEBI

Regulatory Functions

Developmental Functions

Function

Regulating the business in stock markets and other securities markets.

Registering and regulating the working of collective investment schemes including mutual funds. 

Promoting investors‘ education and training of intermediaries of securities markets.

Prohibiting insider trading in securities.

Regulatory Functions

Promoting investors education.

Training of intermediaries

Conducting Research and publishing information useful to all market participants.

Promoting of fairs practices.

Promotion of self-regulatory organization.

Developmental Functions

Rights of Investors To participate and to vote in annual general meetings

and right to receive a notice for them or their proxy to attend the meeting.

To receive dividend, right share bonus offers, from the company, after there approval of the bond.

To receive balance sheet, P&L account, auditors report, and directors report.

To receive allotment letters and share certificates.To requisition an extra ordinary general meeting.To apply for winding up of the company.To Proceed in civil or criminal proceedings against the

company.

2007-: BECOMES THE 1ST ASIAN COMPANY TO FEATURES IN THE TRAINING MAGAZINE’S LIST OF TOP 125 COMPANIES FOR LEARNING.

2008-: WON THE CORPORATE GOVERNANCE (INCLUDING GOLDEN GLOBAL AWARD TWICE)

SEBI norms after Satyam scam for investors protection .~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

The appointment of C.F.O is to be approved by the audit committee after assessing the qualification ,experience, and background for the candidate.

Rotation of audit partners every five years.

Voluntary adoption of I.F.R.S. by listed entities.

Interim disclosure of balance sheet (Audited figure of major heads) on half yearly basis.

Streamlining of timeliness for sub mission of various listed entities as required under listing agreement.

The SEBI made it mandatory for controlling shareholders to disclose any share pledges.

Overall consideration role of regulatory authorities for the protection of investors to encourage investors so capital formulation can be done.

In this presentation we have emphasized the role of SEBI as a regulatory authority.

It is also promote the development of, and to regulate the securities market.

Also we mentioned after Satyam scam how SEBI change rule for investors protection .

CONCLUSION