srinivas murthy-resume
TRANSCRIPT
RESUME OF SRINIVAS MURTHY MARI GOWDA
PERSONAL PARTICULARS
5 Range Road, Burwood East, VIC 3151
+61-451815722 E-mail: [email protected]
CARRER OBJECTIVE
To be an astute learner, the best performer in your organization and seek challenging
assignment and responsibility with an opportunity for growth and career advancement as a successfully achieved individual.
SUMMARY OF SKILLS
MS Office (MS Word, MS Excel, MS Power Point). C programming. Toast Masters (in communication, public speaking and leadership skills).
CAREER SUMMARY
Position Company Dates
Compliance officer (Analyst)
Deutsche Bank, Bangalore, India
06/2012- 12/2014
AML-US GTB:
Analyse transactional activity in Norkom alerts, generated by Mantas, in order to check for
patterns indicative of money laundering. Perform all instances of activity-rationalized or suspicious-documented and escalated as
per procedures.
Monitoring of financial transactions to identify suspicious activity, including money laundering and terrorist financing as per AML policies and procedures.
Monitoring customer account activity on an ongoing basis, reporting and record keeping of potentially suspicious transactions, and escalation of any suspected money laundering
activities and other BSA related matters or issues immediately to the onshore AML compliance officer.
Creating reports based on the investigation and giving suggestions based on the intensity of fraud.
Researching and ultimately determining if the activity appears to be for a legitimate
business purpose. Documenting the field inquiry form, documentation, making MIS reports.
Provide assistance/feedbacks to the team when required in terms of process and make sure that there is a consistent improvement on both quality and production aspects to meet the SLA.
Conduct 4 eye check as QA for cases and alerts, ensured no breach on the same.
RACS-Risk Assessed Customer Score Process
Updating of Risk Assessed Customer Score used by Mantas to perform risk based monitoring of client accounts.
Liaising with Client Adoption Management Group to ensure all the client accounts are risk rated based on the risk parameters.
Ensuring the periodic reviews are done on a timely manner to have all the client accounts
are risk rated. Reconciliation of all the accounts entered into the Mantas to match with CAMS (Client
Adoption Management Group) data to ensure there are no discrepancies in the risk scores assignment to each account.
Capabilities:
Strong knowledge about AML Laws and regulations and possess the ability to interpret and apply them to actual situations.
Expert in research work on entities involved in the transactions.
Skilled in using tools like Lotus notes, Norkom, Mantas, Lexis Nexis, preventive crime research tool.
QUALIFICATIONS
03/2015 – Present Masters in Accounting and International Finance Deakin University, Burwood, Melbourne
07/2009 – 05/2012 Bachelor of Business Management, PES college, Bangalore, Karnataka, India
OTHER
Lead Cricket and Football (soccer) team during schooling and college respectively.
Active team member in blood donation camp and volunteered in conducting sports meet
for differently abled people. (Aarambh NGO).
Won Inter-collegiate fest conducted by various colleges in Bangalore.
AFFILIATIONS
03/2015: Active Member of Deakin Commerce Society, DGBS Burwood Melbourne
03/2015: Active Member of DUSA
REFERENCES
Available upon request.