svkm’s narsee monjee college of commerce and economics

SVKM’s Narsee Monjee College of Commerce and Economics (Autonomous)

M.Com (Banking and Finance) Syllabus applicable from the A.Y. 2021-22

Semester I:

Any other information:

Module

Module Content

Module Wise

Pedagogy Used

Module

Wise

Duration

Module Wise

Reference Books

Program: M.Com(Banking & Finance) Semester : I

Course : Indian Banking System Academic Year: 2021-2022 Batch: 2021-2023

Code:

Teaching Scheme Evaluation Scheme

Lectures Practicals Tutorials Credits Internal Continuous

Assessment (ICA) (weightage)

Term End Examinations (TEE)

(weightage)

60 Nil Nil 06 25 Marks 75 Marks

Internal Component

Class Test (Duration 20 minutes) Projects / Assignments Class Participation

10 Marks 15 Marks NA

Learning Objectives: 1. To develop an understanding of the Indian Banking System

2. To understand the various important aspects of the Indian Banking System like retail banking and

wholesale banking and their products

3. To understand the exposures of the banking system and its management

4. To know about banking technology and the upgradation of banking technologies

5. To gain knowledge about microfinance and micro credit and the institutions providing it Learning Outcomes:

1. To apply understanding about the Indian Banking System

2. To understand about the various aspects and working of Indian Banking System like Retail

Banking, Wholesale Banking, Risk Management, Banking Technology, Microfinance and

Microcredit Pedagogy:. Lecture, Discussions, Video Clips, Presentation

Detailed Syllabus: ( per session plan ) Session Outline For : Indian Banking System Each lecture session would be of one hour duration (60 sessions)

I

Introduction to Indian Banking System

A. Banking Structure in India; Evolution of

Banks; Different types of Banks; Payment

Banks; Unit Banking and Branch Banking,

Retail Banking; Wholesale, Offshore and

International Banking; Merchant Banking

Recent Developments in Indian Banking

System

B. Overview of Commercial Banking in India

Role and Functions of Commercial Banks,

Credit Creation, Nationalization vs

Privatization of Banks, Management of Banks

in Rural Areas – Role of NABARD and

SIDBI

Lectures and

Discussion

12

Lectures

Principles and

Practices of

Banking by IIBF

II

Retail Banking and Wholesale Banking

A. Meaning, Features, Significance of

Retail Banking and overview of its

products;

Types of Loans – Educational Loans,

Vehicle Loans and so on; Trends in

Retailing;

B. Meaning, Features, Significance of

Wholesale Banking and overview of its

products like Cash Management, Salary

Payment, Debt Management, Factoring and

Forfaiting, Trusteeship, Custodial services,

Business advisory, Off shore services, Trade

services, Forex Management, etc. Corporate

Deposits: Corporate Loans: Fund Based

Services, Non - Fund Based Services, Value

Added Services and Internet Banking

Services; Banker Customer Relationship

Types; Banker’s Special Relationship;

Banking Ombudsman Scheme and

Consumer Protection Act, 1986; Corporate

Debt Restructuring

Lectures and

Discussion

12

Lectures

Principles and

Practices of

Banking by IIBF

III

Risk Management and Asset Liability

Management in Banks

Bank’s Investment Policy – SLR and Non-

SLR Investments, Need and Significance of

Investment Management in Banks

Credit Policy and Credit Monitoring;

Principles of Lending, Credit Information

Companies; CIBIL, Fair Practices Codes and

Standards Board of India; Non-Performing

Assets – Prudential Norms and Income

Recognition, Asset Classification and

provisioning; Risk Management and Basel

Norms; Study of Financial Statements of

Banking Companies

Lectures and

Discussion

12

Lectures

Bank

Management and

Financial

Services by Peter

S. Rose and

Sylvia C.

Hudgins;

Management of

Banking and

Financial

Services by

Padmalatha

Suresh and Justin

Paul; Credit Risk

Management for

Indian Banks by

K.Vaidyanathan

IV

Banking Technology

Origin of Information Technology in

Banking, Concept of Digital Banking,

Electronic Banking – Anytime Banking,

Anywhere Banking, Home Banking

(Corporate and Personal), Internet Banking,

Mobile Banking, Electronic Payment

Systems – ATMs, HWAK, WLA, NPCI,

Origin and Growth of EFT Services, Core

Banking System, Cheque Truncation,

SWIFT, Automated Clearing System, ECS,

NEFT, RTGS, IMPS, Digital Signature and

so on

Lectures and

Discussion

12

Lectures

Indian Banking

System:

Reforms,

Reorganizations

and Innovations

by Joyeeta Deb;

Principles and

Practices of

Banking – IIBF

V

Microfinance and Micro Credit

Meaning and Importance of Microfinance,

Micro Finance Institutions in India, RBI

Guidelines on Micro Credit, Concept of SHG

and its origin and growth in India, NRLM,

SRLM, RSETIs, SHG- Bank Linkage

Programme, Government Sponsored

Schemes, Priority sector Lending, Loans to

MSMEs and Agriculture Finance

Lectures and

Discussion

12

Lectures

Financial

Inclusion in

India, Policies

and Programmes

by N.Mani

Reference Books:

Title Author(s) Publisher

Indian Financial System M.Y.Khan McGraw Hill

Indian Banking S. Natarajan and Dr. R.

Parameswaran

Advanced Bank Management IIBF Macmillan Education

Indian Banking R.Parameswaran S.Chand

Indian Banking System:

Reforms, Reorganizations and

Innovations

Joyeeta Deb Evincepub Publishing

Modern Banking: Theory and

Practice

D.Muraleedharan Prentice Hall India

Principles and Practices of

Banking

IIBF Macmillan Education

Management of Banking and

Financial Services

Padmalatha Suresh and

Justin Paul

Pearson Education

Credit Risk Management for

Indian Banks

K.Vaidyanathan

SAGE

Financial Inclusion in India,

Policies and Programmes

N.Mani New Century Publications

Note: Latest edition of books may be used.


Course : Financial Markets and Institutions Academic Year: 2021-2022 Batch: 2021-2023

Code:





(weightage)


Internal Component

Class Test (Duration 20 Minutes) Projects / Assignments Class Participation


Learning Objectives : 1. To make the learners aware about the functioning of financial system 2. To motivate learner with recent trends in saving and investment pattern 3. To update about financial regulators and changing trends in financial markets

Learning Outcomes : 1. Understand the significance of various markets and their functioning in the Indian Financial

system. 2. Define specific participants of Indian Financial system and their role in Indian Financial System. 3. identify the risk in the market and managing it in efficient way in order to enhance the growth of

economy.

Pedagogy: Lecture, Video Clips, Demonstration

Detailed Syllabus: ( per session plan ) Session Outline For : Financial Markets and Institutions Each lecture session would be of one hour duration (60 sessions)

Module

Module Content

Module

Wise

Pedagogy

Used

Module

Wise

Duration

Module Wise

Reference Books

I

INTRODUCTION TO FINANCIAL

SYSTEM

(A) An Overview of Financial System -

Structure of Indian financial system, the

nature and role of financial system,

Constituents of Financial system – primary

and secondary, Introduction to financial

markets and classifications Development of

Financial Markets in India, Components of

financial system.

(B) Theories - Post saving theory

(generation XYZ), prior saving theory, post

saving theory, financial regulation and

Lectures

and

Discussion

12

Lectures

Indian Financial

System by

M.Y.Khan

liberalisation theory, income theory, life

cycle theory of saving and consumption,

Credit creation Theory.

II

INSTITUTIONS AND

REGULATORY FRAMEWORK FOR

FINANCIAL MARKETS

(A) Introduction to regulators

RBI, SEBI, IRDA, AMFI,

NABARD.

(B) Types of Financial Institutions

• Investment banks and

companies

• Brokerage firms

• Retail and Commercial Banks

• NBFC and its case studies

(C ) Classification of financial

markets

Money market

Capital market

Pension market

Insurance market

Foreign exchange market

Commodity market

Derivative market

Bond Market

Lectures

and

Discussion

12

Lectures

Financial

Markets and

Services –

E.Gordon and

K.Natarajan;

Financial

Institutions &

Markets

Jeff Madura

III

OVERVIEW OF CAPITAL MARKET

A) Introduction to Capital Market -

Structure and Growth of the Indian Capital

Market, Indian Capital Market Forms –

Industrial Securities, New Issue markets and

Old Issue markets – Introduction, Features,

Types and Government Securities (Gilt-edged

market) – Introduction, Features and Types.

B) Ownership Securities - Equity shares,

Preference shares, No-par stock-

(Introduction, Features and Types)

C) Creditorship Securities - Debentures –

Introduction, Features and Types

Lectures

and

Discussion

12

Lectures

Capital and

Money Markets

by Dr.M.S.Khan

and Amit Kumar

Goel

IV

OVERVIEW OF MONEY MARKET

A) Money Market - Meaning, Features,

Structure of money market, Regulatory

framework, FIMMDA/FEDAI, Disadvantages

of Money Market, Characteristics and features

of developed money market, Recent

development in money markets- DFHI ,

STCI.

B) Money Market Instruments - T Bills ,

Money at short and call notice, Commercial

bills, Promissory notes, Certificate of deposits

Commercial papers, Bankers’ Acceptance

CBLO, IBPC, MMMF and LAF.

Lectures

and

Discussion

12

Lectures

Capital and

Money Markets

by Dr.M.S.Khan

and Amit Kumar

Goel

V

OVERVIEW OF DERIVATIVE MARKET

(A) Derivatives Market- Introduction,

Meaning, Importance, Derivative product,

features , types, uses, financial derivatives in

India.

(B) Risk management involved in using

derivative – market risk, counterparty risk,

interest risk, credit risk, liquidity risk and

market risk.

Bank Management – banks goals, strategy,

governance, managing liquidity, managing all

types of risk.

C) Globalization of Financial Market -

Indigenous Bond Markets, Foreign Currency

Bond Markets. Euro market, FDI – Inflows-

Outflows, Emerging Trends and Challenges in

Global Financial Markets and Impact of

globalization on financial markets.

Lectures

and

Discussion

12

Lectures

Financial

Institutions &

Markets – Jeff

Madura

Reference Books:


Financial Markets and Services E. Gordon

K. Natarajan

Himalaya Publishing House

Financial Institutions & Markets Jeff Madura Cengage Learnings

Capital and Money Markets Dr.M.S.Khan and Amit

Kumar Goel



Indian Financial System Bharati Pathak Pearson Education India

Indian Financial System H.R.Machiraju Vikas Publishing House Pvt.Ltd.

Financial Markets and

Institutions

G.Ramesh Babu Concept Publishing Co.


Institutions

Frederic S.Mishkin and

Stanley G.Eakins

Pearson Education India

Financial Markets and Financial

Services in India

Benson Kunjukunju and

S.Mohanan

New Century Publications

Any other information : Note: Latest edition of books may be used.


Course : Financial Markets and Institutions Academic Year: 2021-2022 Batch: 2021-2023

Code:





(weightage)


Internal Component



Learning Objectives : 1. To make the learners aware about the functioning of financial system 2. To motivate learner with recent trends in saving and investment pattern 3. To update about financial regulators and changing trends in financial markets

Learning Outcomes : 4. Understand the significance of various markets and their functioning in the Indian Financial

system. 5. Define specific participants of Indian Financial system and their role in Indian Financial System. 6. identify the risk in the market and managing it in efficient way in order to enhance the growth of

economy.


Detailed Syllabus: ( per session plan ) Session Outline For : Financial Markets and Institutions Each lecture session would be of one hour duration (60 sessions)

Module

Module Content

Module

Wise

Pedagogy

Used

Module

Wise

Duration

Module Wise

Reference Books

I

INTRODUCTION TO FINANCIAL

SYSTEM

(A) An Overview of Financial System -

Structure of Indian financial system, the

nature and role of financial system,

Constituents of Financial system – primary

and secondary, Introduction to financial

markets and classifications Development of

Financial Markets in India, Components of

financial system.

(B) Theories - Post saving theory

(generation XYZ), prior saving theory, post

saving theory, financial regulation and

liberalisation theory, income theory, life

cycle theory of saving and consumption,

Credit creation Theory.

Lectures

and

Discussion

12

Lectures

Indian Financial

System by

M.Y.Khan

II

INSTITUTIONS AND

REGULATORY FRAMEWORK FOR

FINANCIAL MARKETS

Lectures

and

Discussion

12

Lectures

Financial

Markets and

Services –

(B) Introduction to regulators

RBI, SEBI, IRDA, AMFI,

NABARD.

(B) Types of Financial Institutions

• Investment banks and

companies

• Brokerage firms

• Retail and Commercial Banks

• NBFC and its case studies

(C ) Classification of financial

markets

Money market

Capital market

Pension market

Insurance market

Foreign exchange market

Commodity market

Derivative market

Bond Market

E.Gordon and

K.Natarajan;

Financial

Institutions &

Markets

Jeff Madura

III

OVERVIEW OF CAPITAL MARKET

A) Introduction to Capital Market -

Structure and Growth of the Indian Capital

Market, Indian Capital Market Forms –

Industrial Securities, New Issue markets and

Old Issue markets – Introduction, Features,

Types and Government Securities (Gilt-edged

market) – Introduction, Features and Types.

B) Ownership Securities - Equity shares,

Preference shares, No-par stock-

(Introduction, Features and Types)

C) Creditorship Securities - Debentures –

Introduction, Features and Types

Lectures

and

Discussion

12

Lectures

Capital and

Money Markets

by Dr.M.S.Khan

and Amit Kumar

Goel

IV

OVERVIEW OF MONEY MARKET

A) Money Market - Meaning, Features,

Structure of money market, Regulatory

framework, FIMMDA/FEDAI, Disadvantages

of Money Market, Characteristics and features

Lectures

and

Discussion

12

Lectures

Capital and

Money Markets

by Dr.M.S.Khan

and Amit Kumar

Goel

of developed money market, Recent

development in money markets- DFHI ,

STCI.

B) Money Market Instruments - T Bills ,

Money at short and call notice, Commercial

bills, Promissory notes, Certificate of deposits

Commercial papers, Bankers’ Acceptance

CBLO, IBPC, MMMF and LAF.

V

OVERVIEW OF DERIVATIVE MARKET

(A) Derivatives Market- Introduction,

Meaning, Importance, Derivative product,

features , types, uses, financial derivatives in

India.

(B) Risk management involved in using

derivative – market risk, counterparty risk,

interest risk, credit risk, liquidity risk and

market risk.

Bank Management – banks goals, strategy,

governance, managing liquidity, managing all

types of risk.

C) Globalization of Financial Market -

Indigenous Bond Markets, Foreign Currency

Bond Markets. Euro market, FDI – Inflows-

Outflows, Emerging Trends and Challenges in

Global Financial Markets and Impact of

globalization on financial markets.

Lectures

and

Discussion

12

Lectures

Financial

Institutions &

Markets – Jeff

Madura

Reference Books:



K. Natarajan


Financial Institutions & Markets Jeff Madura Cengage Learnings

Capital and Money Markets Dr.M.S.Khan and Amit

Kumar Goel



Indian Financial System Bharati Pathak Pearson Education India

Indian Financial System H.R.Machiraju Vikas Publishing House Pvt.Ltd.


Institutions

G.Ramesh Babu Concept Publishing Co.


Institutions

Frederic S.Mishkin and

Stanley G.Eakins

Pearson Education India

Financial Markets and Financial

Services in India

Benson Kunjukunju and

S.Mohanan



Program: M.Com(Banking and Finance) Semester : I

Course : Computer Application in Business Academic Year: 2021-2022 Batch: 2021-2023

Code:





(weightage)

30 30 Nil 06 25 Marks 75 Marks

Internal Component



Learning Objectives :

1. To familiarize with the concept of Advanced Spreadsheet functionalities

2. To familiarize with Banking and Finance related softwares.

3. To equip students with the skill of using software packages like ‘R’ for statistical applications

Learning Outcomes : 1. To work with of Advanced Spreadsheet functionalities

2. Application of Banking and Finance related softwares

3. To apply functions of R for statistical applications and process large datasets. Pedagogy: Lecture, Demonstration, Case Studies, Presentation, Activity, Video Clips, Practical, etc.

Detailed Syllabus: ( per session plan ) Session Outline For : Computer Application in Business Each lecture session would be of one hour duration (60 sessions)

Module

Module Content

Module Wise

Pedagogy Used

Module

Wise

Duration

Module Wise

Reference Books

I

Advanced Spreadsheet:

Pivot Table, Advanced formulae, Lookups,

Macros, Working with other programmes,

Inserting a spreadsheet sheet in word

document, modifying an inserted

spreadsheet, Inserting a linked chart in a

Word Document, Inserting graphic in a

spreadsheet.

Lecture and

Practicals

12

Lectures

Microsoft Excel

2016 Bible: The

Comprehensive

Tutorial

Resource - John

Walkenbach;

II

• Applications and Softwares related to

Banking and Finance

• Building Financial Models

• Introduction to Softwares related to

Banking and Finance such as Finacle

Lecture and

Practicals

12

Lectures

III

• Introduction to R, R objects, Basis

statistical functions in R

The R environment, Working of R, Getting

Help in R, Executing commands from a

File, Importing Data, Help functions,

Packages

R objects:

Data input\output, variables, vectors,

arithmetic functions, array and matrix

operations, regular sequences, lists and data

frames, Reading data,

Basis Statistical functions in R:

Arithmetic Mean, Mode, Median, Range

and Coefficient of Range, Quartile

Deviation and Coefficient of Quartile

Deviation, Mean Deviation, Standard

Deviation, Coefficient of Variation (For

Discrete Observations, Ungrouped

Lecture and

Practicals

12

Lectures

An Introduction

to R - W.N. Venables,

D.M. Smith and

the R Core Team

Frequency Distribution, Grouped

Frequency Distribution)

IV

• Graphs and Diagrams in R, Statistical

Distributions with R :

Simple bar diagram, Multiple bar diagram,

Subdivided bar diagram, Pie-chart,

Histogram, Frequency Polygon, Frequency

curve, Box-plot, Rod or Spike Plot, Stem

and Leaf Plot, Ogive Curve

Sampling Methods Using R

Population and Sample, Simple Random

Sampling, Stratified Random Sampling,

Systematic Sampling

Statistical Distributions with R:

Binomial Distribution, Poisson

Distribution, Normal Distribution, t-

distribution, chi-square distribution

Lecture and

Practicals

12

Lectures

An Introduction

to R - W.N. Venables,

D.M. Smith and

the R Core Team

V

Correlation and Regression with R,

Hypothesis Testing with R, Analysis of

variance with R :

Types of Correlation, Simple Linear

Regression, Scatter plot, Regression

Diagnostics by Graphical Method, Multiple

Linear Regression

Hypothesis Resting with R:

Large Sample Tests, Small Sample Tests

Analysis of variance with R:

One way ANOVA, Two way ANOVA

Lecture and

Practicals

12

Lectures

Introductory

Statistics with R

– P.Daalgard

PRACTICALS

1 Advanced Excel:

Pivot table implementation

2 Advanced Excel:

i. Inserting of spreadsheet sheet in a word document and modifying it

ii. Inserting of linked chart and graphic in a spreadsheet.

3. Financial Modelling and Banking and Finance Software introduction

4. R functions implementation for

i. Data entry using, functions, c(), scan ()

ii. Creating vectors

iii. Mathematical Operations: ** +/-/*/ / ^, exp, log, log10

5. R functions implementation for data frame, matrix operations, rep(), seq(), split()

6. R functions implementation for Arithmetic Mean, Mode, Median, Range and

Coefficient of Range, Quartile Deviation and Coefficient of Quartile Deviation,

Mean Deviation, Standard Deviation, Coefficient of Variation

7. R functions implementation for Simple bar diagram, Multiple bar diagram, Subdivided

bar diagram, Pie-chart, Histogram, Frequency Polygon, Frequency curve, Box-plot,

Rod or Spike Plot, Stem and Leaf Plot, Ogive Curve

8. R functions implementation for Population and Sample, Simple Random Sampling,

Stratified Random Sampling, Systematic Sampling

9. R functions implementation for Binomial Distribution, Poisson Distribution, Normal

Distribution, t-distribution, chi-square distribution

10. R functions implementation for Simple Linear Regression, Scatter plot, Multiple

Linear Regression

11. R functions implementation for Large Sample Tests, Small Sample Tests

12. R functions implementation for One-way and Two-way ANOVA

Reference Books:


Microsoft Excel 2016 Bible:

The Comprehensive Tutorial

Resource

John Walkenbach Wiley

Microsoft Excel 2016 - Data

Analysis and Business

Modeling

Wayne L. Winston PHI Learning Private Limited

ERP Alexis Leon McGraw Hill Education

Tally ERP 9 Training Guide Asok K. Nadhani BPB Publications

An Introduction to R W.N. Venables, D.M.

Smith and the R Core

Team

Introductory Statistics with R P. Dalgaard Springer


Program: M.Com(Banking and Finance) Semester : I

Course : Research Methodology Academic Year: 2021-2022 Batch: 2020-2022

Code:





(weightage)


Internal Component



Learning Objectives : 1. To analyze the basic framework of research process.

2. To examine the various research designs and techniques.

3. To evaluate the literature review and sources of data collection.

4. To experiment with various research tools and techniques

5. To appraise the ethical dimensions of conducting applied research.

Learning Outcomes : 1. To apply the concepts learnt while doing Academic and other forms of research

2. To understand the research process and systematically follow each step to arrive at a

conclusion/solution/answer.

3. To use in an effective manner all the statistical tools and techniques applicable for research

4. To design a comprehensive Research Report Pedagogy:. Lecture, Demonstration, Case Studies, Presentation, Activity, Video Clips, Practical, etc.

Detailed Syllabus: ( per session plan ) Session Outline For : Research Methodology Each lecture session would be of one hour duration (60 sessions)

Module

Module Content

Module Wise

Pedagogy Used

Module

Wise

Duration

Module Wise

Reference Books

I

• Introduction to Research

• Meaning of research, Types of

research- Exploratory research,

Lecture, Case

Study ,

Demonstration

12

Lectures

Business Research Methodology,

Conclusive research; The

process of research.

• Research applications in social

and business sciences, Features

of a Good research study.

• Defining the Research problem,

Management Decision Problem

vs Management Research

Problem.

• Problem identification process,

Components of the research

problem.

• Importance of literature review

in defining a problem, literature

review- primary and secondary

sources, reviews, monograph,

patents, research databases,

SEARCH techniques

• Systematic Literature search,

web as a source, searching the

web

• Writing a research proposal-

Contents of a research proposal

and types of research proposals.

• Formulating the research

hypothesis- Types of Research

Hypothesis.

T N Srivastava and Shailaja Rego

II

• Research Design

• Meaning of Research Designs,

Nature and Classification of

Research Designs.

• Exploratory Research Designs:

Secondary Resource analysis,

Case study Method, Expert

opinion survey, Focus group

discussions.

• Descriptive Research Designs:

Cross-sectional studies and

Longitudinal studies;

Experimental Designs, Errors

affecting Research Design.

Lecture, Case

Study ,

Demonstration

12

Lectures

Methodology of Research in Social Sciences, O.R. Krishnaswami

• Sampling concepts: Sample vs.

Census, Sampling vs. Non-

Sampling error, Sampling

Design: Probability and Non-

Probability Sampling Design.

• Determination of Sample size:

Sample size for estimating

population mean, Determination

of sample size for estimating the

population proportion

III

Data Collection and Processing

• Tools for Data Collection;

Methodology filters; Collection

of Primary Data and Secondary

Data; Collection of Data through

Questionnaire and Schedule,

Types of Questionnaires, Process

of Questionnaire Designing.

• Advantages and Disadvantages

of Questionnaire Method,

Observation method, Focus

Group Discussion, Personal

Interview method, Case Study

Method.

• Data Editing- Field Editing,

Centralized in house editing.

• Coding- Coding Closed ended

structured Questions, Coding

open ended structured Questions.

• Classification and Tabulation of

Data.

• Graphical Presentation of Data.

Lecture, Case

Studies,

Presentation,

Practical

12

Lectures



IV

Analysis and Interpretation of Data • Descriptive vs Inferential

Analysis, Descriptive Analysis

of Univariate data.

• Analysis of Nominal scale data

with only one possible response,

Analysis of Nominal scale data

with multiple category

Lecture, Case

Study ,

Demonstration

12

Lectures

Research

Methodology –

Text and Cases

with SPSS

Applications,

Dr S.L. Gupta

and Hitesh

Gupta

responses, Analysis of Ordinal

Scaled Questions,

• Measures of Central Tendency,

Measures of Dispersion,

Descriptive Analysis of

Bivariate data.

• Concepts in Testing of

Hypothesis: null and alternate

hypothesis Type-I and type-II

errors;Level of

significance;Power of test;P

value; Steps in testing of

hypothesis

• Test Statistic for testing

hypothesis about population

mean, Tests concerning Means-

the case of single

population. Tests for Difference

between two population means,

Tests concerning population

proportion- the case of single

population, Tests for difference

between two population

proportions.

• Chi square test for the Goodness

of Fit, Chi square test for the

independence of variables, Chi

square test for the equality of

more than two population

proportions.

• Completely randomized design

in a one-way ANOVA;

Randomized block design in

two-way ANOVA; Factorial

design.

• Computer and its role in research,

Use of statistical software SPSS,

GRETL etc in research.

V

Report Writing

• Types of research reports – Brief

reports and Detailed reports

• Structure of the research report-

Preliminary section, Main

report, Interpretations of Results

and Suggested

Recommendations

Lecture, Case

Study ,

Demonstration

12

lectures



• Formulation rules for writing the

report: Guidelines for presenting

tabular data, Guidelines for

visual Representations.

• Mechanics of Writing a Research

Report, Precautions for Writing

Research Reports.

• Citation Styles

• Reference management softwares -

Mendeley, Zotero

• Concept and design of research

paper, citation and

acknowledgement

• Meaning of Research Ethics;

Responsibility of ethics in

research;

• Clients Ethical code; Researchers

Ethical code; Ethical Codes related

to respondents; authorship issues,

plagiarism.

Reference Books:


Business Research Methodology


Tata Mcgraw Hill Education Private Limited, New Delhi

Methodology of Research in Social Sciences

O.R. Krishnaswami


Research Methodology – Text and Cases with SPSS Applications

Dr S.L. Gupta and Hitesh Gupta

Tata Mcgraw Hill Education Private Limited, New Delhi

Research Methodology Dr Vijay Upagude and

Dr Arvind Shende

Business Statistics

Dr S. K Khandelwal

International Book House Pvt Ltd

Statistical Analysis with Business and Economics Applications

Hold Rinehart & Wrintston

2nd Edition, New York

Research Methodology

Panneerselvam, R.

Prentice Hall of India, New Delhi, 2004

Research Methodology- Methods and Techniques

Kothari CR

New Wiley Ltd., 2009

Business Research Methods

Emary C.Willima, Richard D. Irwin In. Homewood


M.Com (Banking and Finance) Syllabus

Semester II:

Program: M.Com(Banking & Finance) Semester: II

Course: Central Banking and Monetary Policy Academic Year: 2021-2022 Batch: 2021-2023

Code:





(weightage)


Internal Component



Learning Objectives: 1. To gain an in depth knowledge about central banking

2. To understand and review the Monetary Policies of the RBI

3. To gain an understanding about RBI’s role in economic development Learning Outcomes: 1.To understanding of the significance of central banking

2. To gain knowledge about the monetary policy by the RBI and to review its impact on the macro-

economic environment

Pedagogy:. Lecture, Discussions, Video Clips, Presentation

Detailed Syllabus: ( per session plan ) Session Outline For : Central Banking and Monetary Policy Each lecture session would be of one hour duration (60 sessions)

Module

Module Content

Module Wise

Pedagogy Used

Module

Wise

Duration

Module Wise

Reference Books

I

Changing Role and Need of Central

Banking

Origin and Evolution of Central Banking

Need and rationale of Central Bank

Autonomy of Central Banks

Development of central banks in

developed and developing economies

Lecture and Case

Studies

12

Lectures

Money, Banking,

International

Trade And Public

Finance- Narayan

Jadhav

II

Reserve Bank of India:

Organizational evolution, Constitution

and Governance, Major organizational

and Functional Developments over time,

Recent Developments, RBI Act.

India Specific Issues: Banking

Regulation Act, FEMA, Banking

Ombudsman Scheme, Financial Sector

reforms, other financial regulators and

division of functions. Institutions set up

by RBI; NABARD, IDBI, DFHI, IRBI,

UTI.

Lecture and

Discussion

12

Lectures

R.B.I.: Functions

and Working

III

Banking Regulation

Evolution of Bank Regulation and

supervision.

Financial Stability: Financial

Development Vs Financial stability,

Risks to Financial stability, Early

warning signals and remedial action,

Liquidity Management,

Regulation and supervision of Banks,

Regulation and Supervision of Reserve

Bank over Commercial banks. Licensing

of banks, Opening of new banks, Branch

Licensing, Foreign banks, Cash reserves

and liquid assets, Prudential norms,

Capital and reserves, Control over

methods of operation, New Banking

Licensing Policy

Lecture and

Discussion

12

Lectures

R.B.I.: Functions

and Working

IV

Monetary Policy:

Monetary Policy: Objectives,

Indicators of Policy, instruments of

policy (Bank Rate, OMO, CRR, SLR

etc.), reconciliation of dual objectives,

The Taylor Rule, Monetary policy

transmission mechanism and

channels, transparency of policies,

Lags in policy. Fiscal Policy v/s

Monetary Policy Formation of Monetary Policy

Committee: Purpose, Functions,

Constitution and Decision Making

Lecture and

Discussion

12

Lectures

Monetary Policy,

Financial

Stability and

Central Banking

in India –

Narendra Jadhav

V

Review of Monetary Policy of RBI

A review of monetary policy of the

Reserve Bank of India in the last Five

Years

Recent policy changes announced by

the R.B.I.

Recent trends in Monetary Policy of

the RBI

Challenges before RBI and other

central banks during Covid and

Impact of Covid on Monetary Policies

Lecture and

Discussion

12

Lectures

RBI Monetary

Policy

Reference Books:


Monetary & Financial Sector

Reforms in India

Venugopal Reddy Y

R.B.I.: Functions and Working R.B.I. Publication.

Understanding Central Banks Nils Herger Springer

Money and Banking E. Narayanan Nadar PHI Pvt. Ltd. Delhi

Monetary Management B.L.Mathur Discovery Publishing House

Reports on Trend & Progress of

Banking in India

R.B.I. Publication

Indian Economy: Essays on

money and finance

Dr.C.Rangarajan

Money, Banking, International

Trade And Public Finance

M.L. Jhingan, Vrinda

Money, Banking, International

Trade And Public Finance

D.M.Mithani

Indian and Global Economy

Dr. M. U. Mulani Success Publications

Monetary Policy, Financial

Stability and Central Banking in

India

Narendra Jadhav Macmillan India Ltd.

Monetary Policy in India : A

Modern Macro-Economic

Perspective

Chetan Ghate, Kenneth

M.Kietzer

Springer


Program: M.Com(Banking & Finance) Semester : II

Course : Merchant Banking and Financial Services Academic Year: 2021-2022 Batch: 2021-2023

Code:





(weightage)


Internal Component



Learning Objectives : 1. To make the learners aware about the functioning of Merchant Banking.

2. To update about Merchant Banking regulations and changing trends in financial services

Learning Outcomes : 7. Understanding of the significance of Merchant banking and its activities in financial system and

their Issue management as a whole.

8. Understanding the financial services as products; Financial services as services.


Detailed Syllabus: ( per session plan ) Session Outline For : Merchant Banking and Financial Services Each lecture session would be of one hour duration (60 sessions)

Module

Module Content

Module

Wise

Pedagogy

Used

Module

Wise

Duration

Module Wise

Reference

Books

I

INTRODUCTION TO MERCHANT

BANKING

(A) Facets of Merchant Banking-

Functions, Legal and Regulatory

Frameworks, Relevant provisions of

Companies Act, SEBI Guidelines,

Role in issue Management, Appraisal

of Projects, Designing Capital

Structure and Instruments and Issue

pricing.

(B) Insights of Merchant Banking-

Qualities of Merchant Banker and his

Lecture and

Discussion

12

Lectures

Financial

Services in India

by G.Ramesh

Babu; Merchant

Banking and

Financial

Services by

Madhu Vij and

Swati Dhawan

Role in market making process,

Challenges faced by Merchant

bankers, Scope of Merchant Banking,

Merchant Banker as Lead Manager,

Difference between Merchant and

Commercial Banker.

II

ISSUE MANAGEMENT

(A) PRE-ISSUE- Prospectus and its

types, selection of banker and its

responsibilities, placement and

types of public issue, Book

building, Issue marketing and its

strategies

(B) POST-ISSUE - SEBI guidelines

for post issue, Investor’s

grievances

(C) MERGERS and

ACQUISITIONS – Process

Advantages and Disadvantages and

Types of Acquisition.

Lecture and

Discussion

12

Lectures

Merchant

Banking and

Financial

Services by

Madhu Vij and

Swati Dhawan

III

LEGAL AND REGULATORY

FRAMEWORK

A) Regulatory bodies- Company’s

Act 2013, Role of

SEBI,FEMA,RBI

B) Registration of Merchant

banking – Categories,

Responsibilities and Obligation-

Procedure of action in case of

default – Registrar, share and

transfer agent and Debenture

trustees.

Lecture and

Discussion

12

Lectures

Merchant

Banking and

Financial

Services by

Madhu Vij and

Swati Dhawan

IV

OVERVIEW OF FINANCIAL

SERVICES

A) Evolution of Financial Service:

Meaning of Financial Services,

Types of Financial Services, Fund

based and Non-fund based,

Lecture and

Discussion

12

Lectures

Financial Markets

and Services –

E.Gordon

K.Natarajan

Significance of financial services,

Growth of financial services in

India, Emerging Trends in financial

services and constraints in growth

of financial services, Nature,

Classification of financial services,

unique challenges of management

of financial services.

B) BANKING AND NON

BANKING FINANCE

COMPANIES – Retail Banking,

Corporate Banking, bank financial

statements, Introduction to Mutual

Fund, Types of MF, size of MF

industry, fees and expenses,

distribution channel

V

A. OTHER FINANCIAL SERVICES

Leasing finance, Hire purchase,

Factoring, Forfaiting, Consumer

finance, Securitization, Venture

capital, Loan Syndication, Custodial

and Depository Services, Credit

Rating ,Insurance business and

Bancassurance.

B. PORTFOLIO MANAGEMENT

SERVICES

Meaning, Importance, Objectives,

Strategies, Role of Portfolio Manager

Lecture and

Discussion

12

Lectures

Financial

Markets and

Services - Peter

Rose

Sylvia Hudgins

Reference Books:



K. Natarajan


Bank Management and

Financial Services

Peter Rose

Sylvia Hudgins

McGraw Hill Education

Financial Services in India G.Ramesh Babu Concept Publishing Company

Merchant Banking and Financial

Services Madhu Vij and Swati

Dhawan

McGraw Hill Education

Financial Services Sandeep Goel PHI Learning Pvt. Ltd.

Financial Services in India:

Concept and Application

Rajesh Kothari Sage Publications

Capital Market and Depository

System in India

Regina Sibi Cleetus and K.Sasikumar


Managing and Marketing of

Financial Services

IIBF Taxmann

Financial Markets, Institutions

and Financial Services

Clifford Gomez PHI Learning Pvt.Ltd.

Venture Capital and the Indian

Financial Sector S.Ramesh and Arun

Gupta Oxford University Press


Program: M.Com(Banking and Finance) Semester : II

Course : Business Ethics and Corporate Governance Academic Year: 2021-2022 Batch: 2021-2023

Code:





(weightage)


Internal Component



Learning Objectives: 1.To determine and apply the concept of Business ethics in key business decisions.

2.To analyze the theories on Ethics and the role of Ethics in various managerial areas.

3.To appraise the concept and importance of Corporate Governance in businesses.

4.To evaluate the legal and regulatory framework of Corporate Governance. Learning Outcomes:

1.To analyze the sensitivity of ethical responsibility

2. To encourage individuals and organizations towards ethical behaviour

3. To identify ethical dilemmas and apply ethical theories

4. To be able to evaluate the legal and regulatory framework of Corporate Governance

Pedagogy: Lecture, Demonstration, Case Studies, Presentation, Group Discussion, Video Clips, etc.

Detailed Syllabus: (per session plan) Session Outline For: Business Ethics and Corporate Governance Each lecture session would be of one hour duration (60 sessions)

Module

Module Content

Module Wise

Pedagogy Used

Module

Wise

Duration

Module Wise

Reference Books

I

• An Overview of Business Ethics

• Definition and Concept of Ethics,

Morals and Values; Ethics and

Indian Ethos; Indian Ethos and

Games

• Business Ethics; Characteristics of

Business Ethics; Need and

Importance of Business Ethics;

Sources of Business Ethics;

Causes of Unethical Behavior and

Ethical Abuses

• Guidelines for developing Code of

Ethics; Cost of Ethics in

Corporate Ethics Evaluation;

Ethics and Profitability;

Ethics Committee; Work ethics;

Public Good

Lecture, Case

Study ,

Demonstration

12

Lectures

Business Ethics

and Corporate

Governance,

S.K.Bhatia

II

• Ethics Theories and Dilemmas

• Ethical Theories: Deontological Th

eory, Teleological Theory, Utilitari

an Theory, Virtue Theory, Modern

Virtue Theory, Justice Theory,

Theory of Egoism, Theory of

Relativism, Friedman’s Economic

Theory, Gandhian Approach in

Management and Trusteeship in

Modern Business

• Ethics Analysis: Hosmer Model 

• Ethical Dilemmas in Business,

Right versus Right and Right versus

Wrong Ethical Dilemma, Concepts

Lecture, Case

Study

12

Lectures

Corporate

Governance

(Indian Edition),

Mallin, Christine

A.

like – Conflict of Interest, Self -

Serving Bias, Moral Equilibrium

III

Ethics in Management and Corporate

Frauds: Case Studies

• Marketing and Advertising

• Production

• Finance and Accounting and so on

Ethics for Managers: Comparative

Ethical Behaviour of Managers

Impact of Ethics on Competitive

Business Strategy 

Role of International Trade and Business

Organizations in developing Business

Ethics 

Ethical Issues in the Indian Context and

Case Studies with special emphasis on

corporate frauds:

• Accounting Frauds

• Bank Frauds

• Employee Frauds

• Preventive Measures adopted to

Curb Frauds

Lecture, Case

Study

12

Lectures

Business Ethics :

Text and Cases

C.S.V. Murthy;

Corporate Crimes

and Financial

Frauds, Dr.

Sumit Sharma

IV

• Conceptual Framework of

Corporate Governance

• Conceptual Framework of


• Meaning and features of

Corporate Governance;

Evolution of Corporate

governance; Principles of

Corporate

Governance; Importance of

Corporate Governance;

Elements of Good


• Theories and Models of Corporate

Governance; Green Governance/

E-Governance; Shareholder

Activism

• Failure of Corporate Governance in

India-Consequences; Case Studies

with lessons learnt 

Lecture, Case

Studies,

Presentation

12

Lectures

Corporate

Governance

(Indian Edition),

Mallin,

Christine A.

V • Legal and Regulatory

Framework of Corporate

Governance

Lecture and

Video Clips

12

Lectures

Corporate

Governance

(Indian

Edition),

• Structure and Development of

Corporate Boards; Changing Roles

of Corporate Boards

• Audit Committee; Future of

Governance-Innovative Practices 

• Role of Independent Directors:

Role of corporate governance in

Protecting Stakeholders,

Employees, and consumers 

• Regulatory Framework of

Corporate Governance in India;

SEBI Guidelines and Clause 49;

Kumar Mangalam Birla Committee

Report and Cadbury Committee

Report; Reforms in the Companies

Act, 2013; Corporate Governance

in PSU and Banks

Mallin,

Christine A.

Reference Books:


Business Ethics and Corporate

Governance

S.K.Bhatia

Corporate Crimes and Financial

Frauds

Dr. Sumit Sharma New Delhi India

Corporate Governance (Indian

Edition)

Mallin, Christine A.

Oxford University press. New

Delhi

Business Ethics

Andrew Crane and Dirk

Matten

Oxford University Press

Business Ethics : Text and

Cases

C.S.V. Murthy


Ethical choices in Business

R.C. Sekhar

Sage Publications, New Delhi


PROJECT WORK – I (INTERNSHIP BASED)

Program: M.Com (Banking&Finance)

Semester : II

Course : Project Work - I Course Code:


Lecture

(Hours

per

week)

Practica

l (Hours

per

week)

Tutorial

(Hours

per week)

Credit

Continuous

Assessment and

Evaluation (CAE)

(Marks – 25 in

internal viva voce)

Term End

Examinations (TEE)

(Marks- 75

in external viva voce)

- - - 06 25 75

Learning Objectives:

• To document, structure and present the learnings from the internship

• To recommend improvements in the workplace and the systems to companies where the

Learner did her/his Internship

Learning Outcomes:

After completion of the course, students would be able to:

CO1: Create a summary report of project undertaken

CO2: Understand the connection between theory and practice

CO3: Understand the on ground realities of workings of companies.

Information about the project report

Sr.

No

Descriptions

1 Project based on minimum 30 working days &180 Hours of Internship with an

Organisation/NGO/Charitable Organisation (as per chosen specialization in the

current/same A.Y.)

2 Report submission of minimum 60 pages.

3 Experience certificate to be attached in the Report

4 Topics to be covered in the report –

1) Organisation: Why it was selected, Work Culture, What type of Organisation,

Organisation Structure, Types of products & Services offered by organisation

2) Learning Objectives

3) Work done by the student- Department, product handled, timing

4) Department visited & his/her observation about those departments.

5) Learner’s experience and whether he feels those objectives have been achieved.

5) Skills Developed by the learner during the internship

6)Contributions and achievements during the internship to be highlighted (if any)

Details of Assessment (CA)-

75 marks external examiner- 50 marks for report + 25 marks for viva & presentation

25 marks internal examiner-20 marks for report + 05 marks for viva &presentation

*Weekly Attendance report submission is mandatory.

svkm’s narsee monjee college of commerce and economics

Documents