target-dependent amplifiable nucleic acid hybridization probes · molecular detection methods that...

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Target-dependent amplifiable nucleic acid hybridization probes Citation for published version (APA): Blok, H. J. (1992). Target-dependent amplifiable nucleic acid hybridization probes. Eindhoven: Technische Universiteit Eindhoven. https://doi.org/10.6100/IR374918 DOI: 10.6100/IR374918 Document status and date: Published: 01/01/1992 Document Version: Publisher’s PDF, also known as Version of Record (includes final page, issue and volume numbers) Please check the document version of this publication: • A submitted manuscript is the version of the article upon submission and before peer-review. There can be important differences between the submitted version and the official published version of record. People interested in the research are advised to contact the author for the final version of the publication, or visit the DOI to the publisher's website. • The final author version and the galley proof are versions of the publication after peer review. • The final published version features the final layout of the paper including the volume, issue and page numbers. Link to publication General rights Copyright and moral rights for the publications made accessible in the public portal are retained by the authors and/or other copyright owners and it is a condition of accessing publications that users recognise and abide by the legal requirements associated with these rights. • Users may download and print one copy of any publication from the public portal for the purpose of private study or research. • You may not further distribute the material or use it for any profit-making activity or commercial gain • You may freely distribute the URL identifying the publication in the public portal. If the publication is distributed under the terms of Article 25fa of the Dutch Copyright Act, indicated by the “Taverne” license above, please follow below link for the End User Agreement: www.tue.nl/taverne Take down policy If you believe that this document breaches copyright please contact us at: [email protected] providing details and we will investigate your claim. Download date: 09. May. 2020

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Page 1: Target-dependent amplifiable nucleic acid hybridization probes · Molecular detection methods that utilize nucleic acid hybridization probes have the potential of meeting these requirements

Target-dependent amplifiable nucleic acid hybridizationprobesCitation for published version (APA):Blok, H. J. (1992). Target-dependent amplifiable nucleic acid hybridization probes. Eindhoven: TechnischeUniversiteit Eindhoven. https://doi.org/10.6100/IR374918

DOI:10.6100/IR374918

Document status and date:Published: 01/01/1992

Document Version:Publisher’s PDF, also known as Version of Record (includes final page, issue and volume numbers)

Please check the document version of this publication:

• A submitted manuscript is the version of the article upon submission and before peer-review. There can beimportant differences between the submitted version and the official published version of record. Peopleinterested in the research are advised to contact the author for the final version of the publication, or visit theDOI to the publisher's website.• The final author version and the galley proof are versions of the publication after peer review.• The final published version features the final layout of the paper including the volume, issue and pagenumbers.Link to publication

General rightsCopyright and moral rights for the publications made accessible in the public portal are retained by the authors and/or other copyright ownersand it is a condition of accessing publications that users recognise and abide by the legal requirements associated with these rights.

• Users may download and print one copy of any publication from the public portal for the purpose of private study or research. • You may not further distribute the material or use it for any profit-making activity or commercial gain • You may freely distribute the URL identifying the publication in the public portal.

If the publication is distributed under the terms of Article 25fa of the Dutch Copyright Act, indicated by the “Taverne” license above, pleasefollow below link for the End User Agreement:www.tue.nl/taverne

Take down policyIf you believe that this document breaches copyright please contact us at:[email protected] details and we will investigate your claim.

Download date: 09. May. 2020

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Target-dependent Amplifiable

Nucleic Acid Hybridization Probes

Druk: Boek en Offsetdrukkelij Letru. Helmood, 04920-37797

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The studies presented in this thesis were performed in the period from May 1990 until May 1992 at the Public Health Research Institute (PHRI), Department of Molecular Genetics, New York, NY, USA, and were supported by the Eindhoven University of Technology (TUE), Eindhoven, The Netherlands, as a cooperative project between the Public Health Research Institute (program director: prof.dr. F.R. Kramer), the Department of Instrumental Analysis, Faculty of Chemical Technology, Eindhoven University of Technology (program director: protdr.ir. F.M. Everaerts) and Euro-Diagnostics 8.11. (ED), Ape/doom, The Netherfands (president: prof.dr. C.H.M.M. De Bruijn). Preliminary studies were performed in the period from January 1988 until January 1989 at the Department of Molecular Cell Biology, Molecular Microbiology Section, Faculty of Biology, State University of Utrecht (RUU), Utrecht, The Netherlands (program director: prof.dr. W.P.M. Hoekstra) and in the period from January 1989 until May 1990 at the Diagnostic Centre SSDZ, Department of Research and Development (0&0), Delft, The Netherlands (head: dr. J. Lindeman).

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Target-dependent Amplifiable

Nucleic Acid Hybridization Probes

PROEFSCHRIFT

ter verkrijging van de graad van doctor aan de Technische Universiteit Eindhoven, op gezag van de Rector Magnificus, prof.dr. J.H. van Unt, voor een commissie aangewezen door het College van Dekanen in het openbaar te verdedigen op

dinsdag 2 juni 1992 om 16.00 uur

door

Herman Jacobus Blok

geboren te Wemeldinge (Zid)

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Dit proefschrift is goedgekeurd door

de promotoren:

prof.dr.ir. F.M. Everaerts

en

prof.dr. C.H.M.M. De Bruijn

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CONTENTS

Chapter 1 Introduction 7 1.1 General introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 1 .2 Description of the field . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 1.3 Target-dependent amplification strategies . . . . . . . . . . . . . . 22 1.4 Scope of this thesis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 1.5 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31

Chapter 2 Q() amplification assays 39 2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 2.2 Mechanism of RNA synthesis by 0() replicase . . . . . . . . . . . 40 2.3 Recombinant MDV-1 RNA ......................... 43 2.4 Replicatable hybridization probes . . . . . . . . . . . . . . . . . . . . 44 2.5 Q(:) amplification assays ........................... 47 2.6 Determining the sensitivity of 0(:) amplification assays . . . . . 53 2. 7 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54

Chapter 3 Selective destruction of recombinant MDV RNA hybridization probes by ribonuclease Ill 57 3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58

3.1.1 Target-dependent assays that employ probes that contain a molecular switch . . . . . . . . . . . . . . . . . . . 58

3.1.2 Selecting a ribonuclease Ill site . . . . . . . . . . . . . . . . 59 3.2 Materials and methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60

3.2.1 Enzymes and oligonucleotides . . . . . . . . . . . . . . . . 60 3.2.2 Bacterial strains, bacteriophages and standard

laboratory procedures . . . . . . . . . . . . . . . . . . . . . . . 61 3.2.3 Selection of the ribonuclease Ill site . . . . . . . . . . . . 61 3.2.4 Design and construction of replicatable HIV-1 probes 63 3.2.5 Design and construction of simulated HIV-1 targets . 71 3.2.6 Capture probes . . . . . . . . . . . . . . . . . . . . . . . . . . . 73 3.2. 7 Hybridization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73 3.2.8 0(:) amplification . . . . . . . . . . . . . . . . . . . . . . . . . . . 74 3.2.9 Ribonuclease Ill and ribonuclease H processing . . . . 74 3.2.1 0 Gel electrophoresis . . . . . . . . . . . . . . . . . . . . . . . . 75

3.3 Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75 3.4 Discussion . . . . . . .......... ·. . . . . . . . . . . . . . . . . . . . 88 3.5 Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90 3.6 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91

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Chapter 4 Specific release of immobilized replicatable MDV RNA hybridization probes by ribonuclease H 95 4.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96 4.2 Materials and methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98

4.2.1 Enzymes and nucleotides . . . . . . . . . . . . . . . . . . . . 98 4.2.2 Capture probes . . . . . . . . . . . . . . . . . . . . . . . . . . . 98 4.2.3 Replicatable MDV RNA hybridization probes . . . . . . 99 4.2.4 Paramagnetic particles . . . . . . . . . . . . . . . . . . . . . . 99 4.2.5 Hybridization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99 4.2.6 Reversible target capture . . . . . . . . . . . . . . . . . . . 100 4.2. 7 Of3 amplification . . . . . . . . . . . . . . . . . . . . . . . . . . 1 02

4.3 Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 03 4.4 Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 07 4.5 Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 09 4.6 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 09

Chapter 5 Prospective 111

Summary 113

Samenvattlng 116

List of Abbreviations 119

Nawoord 121

Curriculum Vitae 122

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Chapter 1

Introduction

1.1 General introduction

In the last decades in human and veterinary healthcare and environmental

control, as well as in the food processing industry, a pressing need for rapid ultra­

sensitive diagnostic bioassays for the detection of infectious agents in body fluids,

transplantable organs and consumable goods has emerged.

In healthcare, screening of donated organs, blood and other bodyfluids for

the presence of pathogenic or lethal infectious agents, such as for example the

AIDS-causing human immunodeficiency viruses type 1 and type 2 (HIV-1 [1, 2] and

HIV-2 [3]), is in principle indispensable to prevent transmission and spreading of

these agents to other individuals.

Yet not only preventive screening is important, but it is also imperative that

efficient methods for an early diagnosis are available after an infection has occurred

in order to enable appropriate treatment to start when it is most effective.

In addition to application in the diagnosis of infectious diseases, in vitro

diagnostics are widely used in a predictive and retrospective manner in prenatal

diagnosis of genetic diseases, oncology and cancer related prevalence studies, as

well as in forensic and polymorphism studies [4-7].

In the food industry and in environmental control, rapid and efficient

diagnostic tools for the detection of common enterobacteria, such as for example

Sa.Jmonella, Shigella, Ca.mpyloba.cter and Listeria., are employed to guard process­

and product control [8, 9].

7

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Chapter 1

The detection and identification of pathogenic micro-organisms is

conventionally performed by classic microbiological techniques, such as microscopic

observation, cultivation in selective media, or transfection of susceptible cells or

animal hosts, often in combination with a specific antibiotic. However these

techniques are not only time consuming, labor intensive and costly, but most often

they cannot be used at all, since many micro-organisms cannot be grown outside

their natural hosts.

In contradistinction, immunological methods, such as ELISA, RIA, etc., that

are based on the detection of antibodies against antigens from pathogenic micro­

organisms, are much more effective, since they permit the detection of infectious

agents directly in crude biological samples.

However these techniques have serious limitations too. For instance, they

may fail to detect an infection during the weeks or months when the immune

response is developing, while latent viral infections are not detected at all. Another

disadvantage is that they may fail because of the evolutionary hypervariability of the

surface antigens of the pathogen against which the antibodies are directed.

There are a number of severe criteria that diagnostic bioassays must meet

in order to be eligible for application in the above described fields. In general it is

desirable that these assays are sensitive, selective, specific, rapid, accurate, simple,

reliable, stable, automatable, and last but not least, inexpensive.

Molecular detection methods that utilize nucleic acid hybridization probes

have the potential of meeting these requirements. They are pre-eminently suitable

for the detection and identification of infectious agents, since nucleic acid probes

offer an extremely high affinity for one particular component of the infectious agent,

while the affinity for all other components of the sample is very low. The most

stable and most specific interactions are known to occur during the hybridization of

8

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Introduction

a single-stranded oligonucleotide probe to a complementary oligonucleotide target

sequence, which may be located on the genome or on the messenger RNAs of the

infectious agent which is to be detected [1 0].

Where serodiagnostic methods fail to detect an infection during the

development of an immune response, nucleic acid hybridization probes are able to

detect the pathogenic micro-organism long before it has become biologically active,

and long before the accumulation of antibodies against it. In addition, hybridization

probes have the advantage that they are less affected by genetic hypervariability of

antigenic determinants from infectious agents, since a few mutations in the target

sequence can be tolerated without a significant loss of specificity. Moreover

hybridization probes can be directed to invariable and much more conserved regions

of the genome or its messenger RNAs.

The sensitivity of assays employing nucleic acid hybridization probes is

determined by their ability to detect the hybridization probes after they are bound

to their targets. This is classically achieved through the attachment of reporter

groups to the probes, such as radioactive or fluorescent labels, or enzymatic

moieties, such as for example peroxidases or phosphatases, which convert colorless

substrates into colored products [11]. After the. probe-target hybrids have been

separated from the large excess of nonhybridized probes, the presence of the

targets is revealed by the signal obtained from the reporter groups that are linked

to the probes. When the number of targets that are present in a biological sample

is very low, the corresponding number of hybridized probes, and therefore the

number of signal generating reporters, is also low, thus limiting the number of

targets that can be detected. As a consequence, even the most sensitive of these

methods have a practical detection limit of 105 to 106 target molecules per sample.

9

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Chapter 1

However for some applications this level of detection is still not satisfactory.

For instance, infectious agents may be quite rare in asymptomatic individuals, who

may carry these agents while they are still in a dormant stage of development. As

few as one in i 00,000 peripheral blood mononuclear cells of such a carrier may be

infected with, for example, the lethal retrovirus HIV-1, and yet donated blood from

that person will readily infect others [i 2]. In order to be able to detect such a single

infected cell, which contains approximately 6000 retroviral messenger RNAs [i3],

it is imperative to reduce the practical detection limit of these current methods by

two to three orders of magnitude.

How can the assay sensitivity be even further increased if the most sensitive

reporter groups that are currently available have already been employed?

Conventionally, the classic analytical systems that are based on either

chromatographical techniques, such as for example HPLC, FPLC, and GC, or on

electrophoretic methods, such as for example HPCE, CZE, and ITP, or on both

these principles, such as ECC and MECC, usually evade these problems, since

samples are often concentrated until the concentration of the components of interest

exceeds the detection limit for the particular system that is used. However this

principle can not be applied without limits, because of the inherent introduction of

interfering matrix components that decrease the signal-to-noise ratio in the sample.

Moreover, for many biological samples, such as for example bone marrow or brain

tissue, concentration of the components of interest is not possible, since only very

small amounts of these tissues can be made available.

Without the employment of powerful and advanced laser detection

technology, such as for example LIFD, these conventional analysis techniques

typically fail to detect analytes which are present in sub-femtomolar concentrations.

10

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Introduction

In order to be able to fill this technological gap it is necessary to introduce

a new principle, whose origin lies in nature, i.e., the concept of amplification. For

instance, it is precisely because of this principle that male butterflies are able to

sense their female counterparts over a distance of several miles. Apparently these

species possess a sophisticated and highly advanced amplification system in order

to be able to detect solitary molecules of the pheromones that they produce [14].

When during the preliminary phase of this study at the State University of

Utrecht I became first aware of the apparent detection limits of nucleic acid

hybridization probes, the idea was born to create a system in which the promoter

sequence for a DNA-directed RNA polymerase, such as for example SP6 or T7

RNA polymerase, is directly coupled to an oligodeoxynucleotide probe, in such a

way, that after isolation of the specifically hybridized probes large amounts of RNA

can be generated by incubation of these probes with the appropriate RNA

polymerase.

However when this idea was tested, it was found that only 10-1 00 RNA

copies were obtained from each oligodeoxynucleotide template that was initially

present in the transcription reaction. At this point it became clear that much higher

levels of amplification could be obtained if the polymerase-instructing information,

which was contained in the promoter sequence flanking the hybridization probe,

could be maintained during the process of copying the template. Thus, the products

of the transcription reaction would be able to serve as templates in the next round

of transcription. In this way, one single probe molecule would in principle be able

to initiate an autocatalytic chain reaction, resulting in the exponential amplification

of the probe.

It was found that an RNA-directed RNA polymerase that possessed these

properties existed in the bacteriophage Ql). This phage was originally discovered

11

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Chapter 1

in 1964 by Watanabe in Kyoto, Japan, a few years later after Loeb and Zinder

isolated the first RNA coliphage f2 from sewage water in Manhattan [15]. The 0~

phage belongs to the family of Lentiviridae [16], and has been studied extensively

(17 -20]. The Of) phage is characterized by a single-stranded RNA genome of 4,220

nucleotides [21], which is packaged in an icosahedral coat protein envelope, which

has a diameter of about 23 nm. The genome consists of three cistrons, that code

for four protein products [17, 21, 22]: 1) a maturation protein- one unit per virus,

which is involved in the receptor recognition of the bacterial host; 2) a coat

protein - 180 units per virus; 3) a subunit of the viral RNA-directed RNA

polymerase, which is synthesized in the host; and 4) a 'readthrough' protein -

approximately 7 units per virus, which is presumably involved in the lysis of the host,

and which is formed in the host when ribosomes translating the coat gene

occasionally switch the reading frame, terminate and reinitiate translation in the +1

frame. The phage proliferates within the bacterial host Escherichia coli, where the

viral I)-subunit of the RNA-directed RNA polymerase is combined with the a-, y- and

b- proteins from the host (which are respectively known as the Si, EFTu and EFTs

proteins). to form the active polymerase complex, which is commonly called

'0[3 replicase'.

In contrast to many other known viral polymerases, 0[3 replicase is able to

make a copy of its viral RNA genome, without the need for primers to initiate RNA

synthesis. This is achieved through the binding of the enzyme to a unique and

specific internal replicase recognition site [23-25], which is formed by spatially

interacting structures that are present on the viral 0[3 RNA genome.

After binding of the enzyme to the viral RNA template, RNA synthesis is

initiated at a cytidine-rich sequence located at the 3'-end of the template [26, 27],

resulting in the generation of a single-stranded complementary RNA strand as the

enzyme proceeds in the 5' -direction of the template, until it finally falls off at the

5' -end of the template. After completion of RNA synthesis, the enzyme dissociates

12

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Introduction

from the product strand and is able to initiate a new round of RNA synthesis. Since

both the product strand and the template strand are free and able to serve as

templates in the next round of RNA synthesis [28], an autocatalytic chain reaction

occurs [29, 30], in which the number of RNA strands increases exponentially as the

replication process proceeds [31, 32].

In order to exploit the autocatalytic nature of RNA replication by Qfj

replicase, a study was undertaken to identify an appropriate insertion site on the 013 RI'JA genome for insertion of variable heterologous oligonucleotide probe sequences

in order to generate large amounts of recombinant Q(:l RNA probes in vitro.

Although several sites on the O(:l RNA genome were found to be eligible for

insertion of a heterologous probe sequence [33], the study was not continued,

because the striking discovery was made that the very same objective had already

been accomplished a few years earlier by Kramer et at. [34].

While the basis of their work was already provided almost two decades

earlier [30-32, 35], they demonstrated for the first time that a heterologous RNA

sequence, which was inserted into a naturally occurring Q(:l replicase template, can

be faithfully copied in vitro by Q(:l replicase.

As a vehicle for RNA replication by Q(:l replicase they did not use the viral

Q(:l RNA genome, but the natural Q(:l replicase template MDV- 1 (+) RNA

(midivariant RNA). This template is only 221 nucleotides long and was originally

discovered and isolated by Kacian et a./. [36] as an unexpected 0(3 replicase

reaction product, that was obtained after incubation of Of) replicase in the absence

of exogenous Q(:l RNA templates. The complete nucleotide sequence [37, 38] and

secondary structure [39] of this remarkable RNA were subsequently determined by

Kramer & Mills and it was found that the mechanism of replication by Q(:l replicase

was fundamentally similar to the replication of Q(:l RNA [28, 40-42]. In particular,

13

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Chapter 1

MDV-1 RNA possesses a highly structured internal binding site for 0~ replicase [43)

and a cytidine-rich 3'-terminal sequence that is required for product strand initiation

[39].

An insertion site was carefully selected at a position where a heterologous

probe sequence would not interfere with these functional regions and where it would

not disturb the structure and integrity of the MDV-i RNA. A recombinant MDV RNA

was constructed by inserting a decaadenylic acid sequence into the selected

insertion site, which was located in a hairpin loop on the exterior of the molecule

[34]. This recombinant RNA was then used as a template in a reaction containing

0(3 replicase. The kinetics of the reaction were autocatalytic: both complementary

strands were synthesized, resulting in the exponential amplification of full-length

recombinant RNA.

In order to assess the generality of the concept of creating recombinant

RNA molecules that serve the dual role of specific hybridization probe and

amplifiable reporter [44], various studies were performed in which a wide variety of

different heterologous probe sequences were inserted into the unique insertion site.

The length of the inserted sequences varied from just a few nucleotides to the

complete viral genome sequence of PSTV, and the complete cat-gene, which is 779

nucleotides long. It was found that the heterologous oligonucleotide probe

sequences, that were embedded within the natural MDV-1 RNA sequence, could

indeed function both as hybridization probe and as template for exponential

amplification by 0(3 replicase. Thus, the universality of this generic amplification

strategy, as well as its utility for developing extremely sensitive diagnostic

bioassays, were demonstrated.

Another promising method based on the selective amplification of specific

regions of interest of nucleic acids is the polymerase chain reaction (PCR). This

method was originally introduced in 1985 by Saiki eta/. [45]. In contradistinction to

14

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Introduction

the 013 replicase amplification method, this technique is based on the direct

amplification of DNA targets, rather than on the amplification of replicatable

hybridization probes after they have been isolated from their corresponding targets.

The PCR technique [45-49] involves three different steps, which define one

cycle. In the first step, the DNA in the sample is denatured by a brief heat

treatment in order to separate the complementary strands. In the second step, two

short non-overlapping specific oligonucleotide primers that hybridize to different ends

of the target region of interest and that are directed towards each other, are allowed

to anneal to the target sequences in each complementary DNA strand. In the third

step, the oligonucleotide primers are extended on the targets to which they are

annealed by incubation with DNA polymerase I. As a consequence of this process,

the number of DNA target strands is doubled after each cycle. Thus, a repetitive

series of heating, annealing and polymerization steps results in an exponential

increase in the number of copies of the DNA target segment.

The use of a thermostable DNA-directed DNA polymerase, which was

isolated from the heat resistant bacterial host Thermus aquaticus (Taq polymerase)

[50, 51], has been of decisive significance for the development and introduction of

fully automated thermal cycling devices that are now widely commercially available.

Although the polymerase chain reaction is at present the most widely

applied amplification technology, there are significant problems in using this

technique. One is that Taq DNA polymerase is inhibited by many components of

the sample. For example, hemoglobin interferes with amplification; consequently,

peripheral blood mononuclear cells must be separated from other cells prior to

amplification, or cellular DNA must be isolated prior to analysis. Since DNA

polymerase cannot copy RNA, this technique does not allow direct detection of

retroviral messenger RNAs, which are present in much higher copy numbers than

15

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Chapter 1

DNA targets, without an additional step using reverse transcriptase. Furthermore,

the entire amplification process takes several hours to complete 20 or more cycles

of incubating at alternating temperatures and requires the use of a relatively

expensive thermal cycling device. Yet another problem is that the amount of DNA

that can be synthesized with a given pair of primer$ is limited by unidentified factors

in the reaction to at most one million copies of each target; and amplified products

frequently include a variety of unrelated background DNAs, necessitating an

electrophoretic analysis and an additional hybridization to identify the desired DNA

[52]. And finally, complex assay formats are required to obtain quantitative results.

Amplification yield decreases with increasing cycle number, and amplified products

from earlier reactions frequently contaminate later assays.

In view of the above mentioned considerations it can be expected that new

diagnostic bioassays based on Of3 amplification technology will become a highly

competitive and worthy alternative, especially since this technology has many

advantages to offer, which include: (1) sensitivity- amplification factors of one­

billion fold permit, in principle, the detection of a single molecule of target;

(2) speed- amplification does usually not require more than 30 minutes;

(3) convenience thermal cycling is not required, since amplification takes place

during a single isothermal incubation step; (4) quantitation- the unique kinetics

of amplification permit accurate quantitation of levels of DNA as well as RNA target

over a wide dynamic range of at least six orders of magnitude; (5) compatibility­

tedious sample preparations prior to amplification are not required, since an

amplification-compatible target isolation procedure is integrated with the amplification

process; (6) non-isotopic-the amount of RNA which is typically generated during

the amplification reaction permits the use of common non-radioactive detection

methods: (7) multiple analysis - several different targets in the same sample can

be simultaneously detected if a mixture of different replicatable hybridization probes

is used; and (8} low cost- expensive thermal cycling equipment is not required,

and Of3 replicase is inexpensive and relatively easy-to-isolate.

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Introduction

An inevitable and general problem in the implementation of amplification

concepts is the inherent background signal generation caused by non-specifically

bound amplifiable hybridization probes. In the polymerase chain reaction this

phenomenon gives rise to by-products whose lengths deviate from the expected

product length, which is determined by the distance between the two hybridization

primers. In assays based on Ot3 amplification, the background is predominantly

caused by the persistence of nonhybridized amplifiable hybridization probes that

cannot be removed despite extensive and advanced washing procedures. As a

result, the current limit of detection of these assays is about 10,000 target molecules

[53], although very recently limits of detection of approximately 600 target molecules

have been reported for a commercial version of the assay [54].

In order to reduce this source of background, a new strategy has been

developed in which the generation of a signal is dependent on the recognition of the

target by the probe. There are several different ways to reduce this principle to

practice (see Section 1.3). One study presented in this thesis concerns an

implementation, which is based on the development of a 'molecular switch', which

is a region of the RNA probe that undergoes a conformational change when it

hybridizes to its target. Target-dependent amplification is achieved by linking signal

generation to the state of the switch (see Chapter 3).

Yet another source of background signal generation in Qjj amplification

systems is the result of contamination from exogenous amplifiable templates that

are introduced into the system through the reaction media, or even through the

surrounding air [55]. Although solutions for these latter problems have been

suggested by scrutinous insulation procedures of the reaction components from the

environment prior to amplification, the measures involved in these procedures would

cause a dramatic increase in the costs of these assays.

17

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Chapter 1

A more practical and effective solution to this problem would be to isolate

these different contaminating templates during the amplification process in the

presence of a large excess of Q~ replicase enzyme. Thus, the interference of

irrelevant replicatable RNAs with the replication of true signal generating

hybridization probes could be prevented. An elegant way to utilize this principle has

been introduced by Chetverin eta/. [55]. They found that contaminating replicatable

RNAs can be grown, similar to bacteria, as colonies in a thin layer of agarose that

contains all the components that are necessary for an amplification reaction. After

a one4 hour amplification, the RNA colonies could be visualized by ethidium bromide

staining. In combination with a target4 dependent replication scheme, this method

would permit the detection of solitary molecules of targets.

Alternatively, physical separation based on the difference in migration

velocity of the different contaminating replicatable RNA species that emerge during

the Qf) amplification process could be achieved by on 4 1ine electrophoresis in a

narrow bore capillary tube. Separation of different replicatable RNA species, based

on the difference in their reaction-diffusion velocities in traveling waves of these

species in thin capillary tubes has already been established by Bauer et al. [56].

However, high performance capillary electrophoresis (H PCE) with on-line UV

detection would permit the elution and isolation of the various independent Qf)

amplification products as a function of time. Accurate quantitation of particular

components in unknown samples could be accomplished by generating standard

curves for the particular components of interest. Since axial and lateral temperature

gradients in narrow bore capillaries can be controlled much more efficiently than in

any other electrophoresis system, the separation power in HPCE systems can be

significantly increased by application of much higher operational voltages. As a

result, separations can be performed much faster. Since amplification, separation,

detection and analysis occur simultaneously, the total analysis time of the assay

after isolation of the specifically hybridized replicatable RNA probes could be

reduced to less than 30 minutes.

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Introduction

In anticipation of the development of such methods, it is in general advisable

to prevent contamination of media that are to be used in amplification reactions by

working in separated confined areas, and by using disposable plastic materials

(reaction tubes, pipet tips, mats, etc.}. Hardware used for target isolation

procedures, as well as pipets and vortexing devices, should be decontaminated prior

to use by soaking in mild sodium hydroxide or detergent solutions.

1.2 Description of the field

Nucleic acid detection assays that utilize signal amplification systems can

be divided into three categories. The first category of techniques employs nucleic

acid hybridization probes, to which signal generating reporter groups are covalently

attached. These labels can be nucleotides, in which radioisotopes or fluorescent

groups are incorporated, or enzymatic moieties (such as phosphatases or

peroxidases) that convert colorless substrates into a large number of colored

products, or catalyze the emission of light from chemical compounds that are

brought to an excited state (chemiluminescence} [57]. To this category also belong

the so-called 'Christmas-tree' hybridization probes. These are probes in which

multiple oligonucleotide targets for additional hybridization probes have been

covalently attached to a primary hybridization probe by crosslinking or through the

use of branching nucleotide analogs [58, 59]. All these techniques have in common

that they multiply the signal obtained from a hybridization probe, that is hybridized

to its complementary target. Since none of these techniques utilize exponential

amplification, the limit of detection of these systems is approximately 1 05 to 106

target molecules.

Methods belonging to the second and third category employ exponential

signal amplification and are significantly more sensitive. Techniques belonging to

19

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Chapter 1

the second category employ an amplification scheme, in which the nucleic acid

targets that are present in a sample are directly amplified. To this group belongs

the polymerase chain reaction (PCR) [45-49], in which two oligonucleotide probes

that embrace a region within the target nucleic acid are enzymatically extended by

a thermostable DNA polymerase. The two probes use different strands of the target

as templates for extension. After extension, the template and product strands are

melted apart at elevated temperature, allowing both strands to serve as templates

for the next round of annealing and extension. This process is repeated many times

by cycling between the annealing and melting temperatures, resulting in an

exponential amplification of the target region. As many as one-million copies of

each target can be generated after 25 to 40 cycles. The detection limit can be as

little as a single molecule, however in practice many unidentified factors in the

reaction can inhibit the DNA polymerase, resulting in much higher detection limits.

A variant of the polymerase chain reaction is the ligase chain reaction (LCR)

[60, 61]. In this method, two adjacent oligonucleotide probes are hybridized to a

complementary target. The probes are subsequently ligated to each other with a

thermostable ligase, only if the oligonucleotide probes are perfectly base-paired at

the junction position. Oligonucleotide products are exponentially amplified by

thermal cycling of the ligation reaction in the presence of a second set of adjacent

oligonucleotides, complementary to the first set and the target. A single-base

mismatch prevents ligation and amplification. Therefore this method permits the

detection of single-nucleotide substitutions or deletions which may cause single­

allele diseases, such as sickle cell anemia [62]. The ligase chain reaction is more

specific than the polymerase chain reaction, since no by-products caused by

non-specific annealing of the oligonucleotide probes can be generated.

Recently, an isothermal polymerase chain reaction-like amplification system

has been introduced. This technique is called 'strand displacement amplification'

(SDA). and is based upon the ability of a restriction enzyme to nick the unmodified

20

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Introduction

strand of a hemi-modified DNA recognition site, and the ability of a

5'-3' exonuclease-deficient DNA polymerase to extend the 3'-end at the nick and

displace the downstream strand [63]. Exponential amplification of the target DNA

is achieved by coupling sense and anti-sense reactions, in which strands displaced

from a sense reaction serve as a target for an anti-sense reaction, and vice versa.

With this system, a one-million-fold amplification of a target sequence has been

achieved after an incubation of 4 hours at 37 °C.

Alternatively, methods that belong to the third category employ an

amplification scheme in which the hybridization probes are exponentially amplified

after they have been isolated from their complementary targets. To this category

belongs the Q~ amplification method, in which the probes serve the dual role of

hybridization probe and replicatable reporter. After isolation of the probe-target

hybrids, the replicatable probes are freed from their targets and amplified

exponentially in an isothermal reaction with Q~ replicase.

Another method that utilizes the amplification of hybridization probes is

employed in the transcription-based amplification system (TAS) [64]. In this system,

each cycle is composed of two steps. The first step entails an enzymatic eDNA

synthesis, in which one copy of a double-stranded DNA template is produced for

each copy of RNA or DNA target nucleic acid. During the course of this eDNA

synthesis step, a sequence recognized by a DNA-directed RNA polymerase is

inserted into the eDNA copy of the target sequence to be amplified. The second

step is the amplification of the target sequence by the transcription of the eDNA

template into multiple copies of RNA product strands, which may then serve as

templates for another round of eDNA synthesis with reverse transcriptase. With this

system, a 2 to 5-million-fold increase in the copy number of the original target

sequence has been obtained in less than 4 hours after 4 cycles of amplification.

21

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Chapter 1

this amplification allows the detection of fewer than one HIV-1 infected cell in a

population of one-million uninfected lymphocyte cells [64].

A combination of the polymerase chain reaction (PCR) and the transcription­

based amplification system (TAS) is employed in the sequencing methods called

'genomic amplification with transcript sequencing' (GAWTS) [65], and 'RNA

amplification with transcript sequencing' (RAWTS) (66]. These methods involve the

amplification of a nucleic acid sequence with the polymerase chain reaction. Where

the nucleic acid is an RNA, the polymerase chain reaction is preceded by a eDNA

synthesis step with reverse transcriptase. In the PCR step, a promoter sequence

for a DNA-directed RNA polymerase is incorporated into at least one of the

oligonucleotide primers. The amplified sequence is then transcribed by incubation

with RNA polymerase and the single-stranded RNA products are sequenced.

1.3 Target-dependent amplification strategies

In order to reduce background signal generation caused by non-specifically

bound hybridization probes, amplification mechanisms can be obligately linked to

the recognition and binding of the signal-generating hybridization probe and its

complementary target. For the Qj3 amplification system, a variety of target­

dependent amplification strategies have been developed. In this section, a brief

summary of a few of these strategies will be presented.

One way to achieve target-dependent signal generation is through the use

of a molecular switch. This is a region of the RNA molecule that undergoes a

conformational change when the probe sequence hybridizes to its target. The

molecular switch consists of a specific probe embedded within two short

complementary oligonucleotide sequences. In the absence of a target, the switch

is in the closed state: the complementary sequences are paired with each other

22

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Introduction

and form a hairpin stem. When the probe is hybridized to its target, the switch is

in the open state: the sequences in the hairpin stem are forced apart into a single­

stranded conformation as a result of the formation of a longer and relatively more

stable and bending-resistant probe-target hybrid. A number of approaches have

been employed to utilize the different states of the molecular switch as the basis of

a target-dependent signal generation system. For example, the hairpin sequences

in the switch have been engineered to contain a ribonuclease Ill recognition site,

which would be eliminated as soon as the probe would hybridize to its target.

Treatment of the resulting probe-target hybrids with ribonuclease Ill prior to

amplification with Ofl replicase should therefore selectively destroy the

nonhybridized probes. The results of this study are presented in Chapter 3.

A similar approach, which was employed by C. E. Guerra (Public Health

Research Institute, New York, NY), involved the construction of a molecular switch,

in which a specific probe is embedded within the hairpin sequences that form the

same ribonuclease Ill recognition site, however when the probe sequence hybridizes

to its complementary target, the hairpin sequences fold on themselves to form small

hairpin structures, one of which is a binding-site ('c-loop') for the coat protein of

bacteriophage R17 [67] (Fig. 1.3.1). By incubating the molecular switch in the

presence, or in the absence, of a target with either ribonuclease Ill, or R17 coat

protein, it was confirmed that when the probes are not hybridized to a target, they

cannot form a complex with the R17 coat protein, but they can be digested with

ribonuclease Ill. On the other hand, when the probes are hybridized to a target,

they cannot be digested by ribonuclease Ill, but they can form a complex with the

R17 coat protein. The state of this molecular switch is thus dependent on whether

the probe is hybridized to its target.

23

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Chapter 1

a

b

DNA target Ribonuclease Ill

R17 coat protein

Open­Closed-

Fig. 1.3.1.

...... RNase Ill

Closed

dieS

- - -- + -- - -

w .. -

..... Target

1 R17 coat

~ Open

RNA Device c-loop

- - + + + - -+ - - + - - -- + - - + - +

w w w..,~

-~

a) Conformational change that should occur when a molecular switch hybridizes to its target.

b) Demonstration that the conformation of a molecular switch does change when the probe is hybridized to its target

24

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Introduction

Another target-dependent amplification method is the synthesis of a

replicatable RNA reporter from an open molecular switch. In this case, the

molecular switch consists of a specific probe, which is embedded within a hairpin

stem that forms the promoter binding site for the DNA-directed RNA polymerase of

bacteriophage T7. In the presence of a target, when the molecular switch is in the

open state, a single-stranded DNA template, containing a 3'-terminal sequence that

is complementary to a T7 RNA polymerase promoter and an MDV-1 eDNA

sequence, is annealed and enzymatically extended on the single-stranded switch

sequence, resulting in the synthesis of a 'mini-gene' from which replicatable MDV-1

RNA reporters can be transcribed by incubation with T7 RNA polymerase

(Fig. 1.3.2). However, it was found that the reduction of the background using this

scheme was compromised by another background signal caused by the

unanticipated ability of T7 RNA polymerase to transcribe replicatable MDV-1 RNA

reporters from unhybridized DNA template strands.

A better strategy seems to be one in which two different probes, neither of

which encodes the complete sequence of a replicatable RNA, are joined together

in a target-dependent manner. These 'binary' probes cannot be replicated by

themselves, nor can they serve as templates for the generation of a replicatable

RNA. Only if they are covalently linked, are they able to be replicated, or able to

serve as templates, for the transcription of replicatable RNA reporters. Three

different binary schemes will be presented here, all of which are in various stages

of development.

The most comprehensive way to reduce this principle to practice is to use

two oligonucleotide DNA probes, one of which contains a 5'-terminal-specific probe,

one-third of the MDV-1 eDNA sequence and a double-stranded T7 promoter binding

site, and another one which contains a 3'-terminal-specific probe and two-thirds of

the MDV-1 eDNA sequence. After both probes are perfectly aligned on the target

25

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Chapter 1

Fig. 1.3.2.

'""""'------MDV-1 DNA

J Target

HIV-1 RNA

/"'''''''': .. :::~~ .... ,;.._ _______ _ MDV-1 DNA

' Transcription

MDV-1 RNA

Synthesis of a replica table RNA reporter from an open molecular switch.

sequence, they are covalently joined by a DNA-directed DNA ligase, resulting in the

formation of a functional mini-gene from which replicatable RNA reporters can be

transcribed with T7 RNA polymerase (Fig. 1.3.3).

A more direct binary scheme involves the ligation of two binary RNA

oligonucleotide probes on an RNA target sequence by incubation with a ribozyme,

which is a unique template-directed RNA ligase that is itself an RNA molecule

(Fig. 1.3.4}. This RNA enzyme can only ligate probes that are hybridized to

26

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Introduction

5' HIV-1 RNA 3'

Left Right probe probe

MDV-1 DNA

promoter

.a. T4 DNA ligase

c~zzza 3.

5'

J T7 RNA polymerase

Recombinant MDV-1 RNA

Fig. 1.3.3. Generation of a functional template for the transcription of a rep/icatable RNA when binary probes are ligated to each other on their target.

adjacent positions on the RNA target sequence [68].

Yet another binary scheme utilizes the joining of two binary probes by

incubation with a DNA polymerase instead of a ligase [69]. In this scheme

(Fig. 1.3.5), one of the probes has a terminal segment that hybridizes to a target

molecule, while the other probe has a segment that hybridizes to a complementary

copy of the target. The first binary probe (upper diagram) contains a T7 RNA

polymerase promoter sequence, a template encoding a segment of a replicatable

RNA reporter, and the first probe sequence. After isolation of the complex formed

by the first probe and its target, the hybrids are incubated with an appropriate DNA

27

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Chapter 1

HIV-1 RNA

Left Right probe probe

1/3 MDV-1 RNA

.J,. Ribozyme

Recombinant MDV-1 RNA

Fig. 1.3.4. Generation of a replicatable RNA when binary probes are hybridized to a target and ligated to each other by incubation with a ribozyme.

polymerase. The first probe serves as a primer for its own extension, utilizing the

target molecule as a template. The extended sequence includes a copy of the

target region (dashed line). The extended first probe is then released from the

target by heating, permitting its hybridization to a second probe (middle diagram)

that contains the second probe sequence and a template encoding the remainder

of the replicatable RNA reporter. The second probe serves as a primer for its own

extension, utilizing the extended first probe as a template. Only if both probes

hybridize to their intended targets, will a functional double-stranded T7 promoter,

and a full-length template DNA encoding a replicatable RNA reporter, be generated.

28

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Fig. 1.3.5.

5'

3'

c:::I:I::ICI:t:::::lc::lr:::Jt:::lc:::ac:ICIC 3' Right

probe

LeU probe

T7

Target

I::ICICICICI ____ _

.J. T7 RNA polymerase

Replicatable RNA probe

Introduction

3'

5'

3'

5'

Generation of a functional template for the transcription of a replica table RNA when binary probes are extended on their targets.

Subsequent incubation of this mini-gene with n RNA polymerase results in the

synthesis of replicatable RNA reporters, which can then be amplified exponentially

by incubation with 013 replicase.

An alternative amplification scheme involves the target-directed release of

immobilized replicatable RNA reporters. In this scheme, hybrids of replicatable RNA

hybridization probes and their complementary targets are immobilized through

multiple capture probes on the surface of paramagnetic particles. After the particles

are washed to remove nonhybridized probes, the probe-target hybrids are

enzymatically released from the particles in a target-dependent manner. The

29

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Chapter 1

particles with non-specifically bound replicatable RNA reporters are discarded. The

specifically released replicatable RNA reporters are then exponentially amplified by

incubation with Q~ replicase. The results of such a strategy, in which immobilized

replicatable RNA reporters are specifically released from the surface of

paramagnetic particles by incubation with ribonuclease H, are presented in

Chapter 4.

1.4 Scope of this thesis

The aim of the studies presented in this thesis is to develop target­

dependent amplification strategies that result in the reduction of background signals

caused by the presence of non-specifically bound replicatable MDV-1 RNA

hybridization probes. A synopsis of target-dependent amplification schemes is

presented in Section 1.3. In Chapter 2, an overview of the preliminary work on the

mechanism of ap amplification assays is provided, followed by a brief synopsis of

the current state of the art of Q~ amplification assays. Chapters 3 and 4 provide

a detailed account of the studies in which two different target-dependent

amplification schemes were investigated.

In order to test the validity of the molecular switch concept, a model system

was developed, in which replicatable RNA hybridization probes containing a

molecular switch sequence (that forms a recognition site for E. coli ribonuclease Ill)

were incubated with ribonuclease Ill in the p~esence and absence of simulated

HIV-1 messenger RNA targets {Chapter 3). While it was demonstrated that

molecular switches function on their own (Section 1.3), it appeared that they do not

perform as expected if they are embedded within the replicatable MDV-1 RNA

sequence.

30

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Introduction

In Chapter 4, a novel method is described, which is based on the target­

directed enzymatic release of immobilized replicatable RNA reporters by incubation

with ribonuclease H. It is demonstrated that utilization of this target-dependent

scheme resulted in at least a 1 0-fold increase in the sensitivity of Q~ amplification

assays.

Finally, a summanz1ng synopsis of the different target-dependent 013 amplification strategies that were studied in this thesis, and a prospective for future

research are provided in Chapter 5.

1.5 References

1. Barre-Sinoussi, F., Chermann, J.C., Rey, M.A., Nugeyre, M.T., Chamaret. S., Gruest, J.,

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Chapter 1

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Introduction

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Chapter 1

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replicating RNA molecule." Science 180, 916·927.

39. Mills, D.R., Kramer, F.R., Dobkin, C., Nishihara, T. and Cole, P.E. (1980) "Modification of

cytidines in a Qj) replicase template: analysis of conformation and localization of lethal

nucleotide substitutions." Biochemistry 19, 228-236.

34

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Introduction

40. Bausch, J.N., Kramer, F.R., Miele, E.A., Dobkin, C. and Mills, D.R. (1983) "Terminal

adenylation in the synthesis of RNA by 0{3 replicase." J. Bioi. Chem. 258, 1978-1984.

41. Mills, D.R., Dobkin, C. and Kramer, F.R. (1978) "Template-determined, variable rate of

RNA chain elongation." Ce//15, 541-550.

42. Kramer, F.R. and Mills, D.R. (1981) "Secondary structure formation during RNA synthesis."

Nucleic Acids Res. 9, 5109-5124.

43. Nishihara, T., Mills, D.R. and Kramer, F.R. (1983) "Localization of the Q~ replicase

recognition site in MDV-1 RNA." J. Biochem. 93, 669-67 4.

44. Uzardi, P.M., Guerra, C.E., Lomeli, H., Tussle-Luna, I. and Kramer, F.R. (1988)

"Exponential amplification of recombinant-RNA hybridization probes." Biotechnology 6,

1197-1202.

45. Saiki, R.K, Scharf, S., Faloona, F., Mullis, KB., Horn, G.T., Erlich, H.A. and Arnheim, N.

(1985) "Enzymatic amplification of {3-globin genomic sequence and restriction site analysis

for diagnosis of sickle cell anemia." Science 230, 1350-1354.

46. Erlich, H.A., Gelfand, D. H. and Saiki, R.K (1988) "Specific DNA amplification." Nature331,

461-462.

47. Coutlee, F., Viscid!, R.P., Saint-Antoine, P., Kessous, A. and Yolken, R.H. (1991) "The

polymerase chain reaction: a new tool for the understanding and diagnosis of HIV-1

infection at the molecular level." Molecular and Cellular Probes 5, 241-259.

48. Erlich, H.A., Gelfand, D. and Sninsky, J.J. (1991) "Recent advances in the polymerase

chain reaction." Science252, 1643-1651.

49. Mullis, KB. and Faloona, F.A. {1987) "Specific synthesis of DNA in vitro via a

polymerase-catalyzed chain reaction." Methods Enz. 155, 335-350.

50. Saiki, R.K., Gelfand, D.H., Stoffel, S., Scharf, S.J., Higuchi, R., Horn, G.T., Mullis, K.B. and

Erlich, H.A. (1988) "Primer-directed enzymatic amplification of DNA with a thermostable

DNA polymerase." Science239, 487-491.

51. Lawyer, F.C., Stoffel, S., Saiki, R.K, Myambo, K., Drummond, A. and Gelfand, D.H. (1989)

"Isolation, characterization, and expression in Escherichia coli of the DNA polymerase gene

from Thermus aquaticus." J. Bioi. Chern. 264, 6427-6437.

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Chapter 1

52. Abbott, M.A., Poiesz, B.J .. Byrne, B.C., Kwok, S., Sninsky, J.J. and Ehrlich, G.D. (1988)

"Enzymatic gene amplification: qualitative and quantitative methods for detecting proviral

DNA amplified In vitro." J. Infect. Dis. 158, 1158-1169.

53. Lomeli, H., Tyagi, S., Pritchard, C.G., Uzardi, P.M. and Kramer, F.R. (1989) 'Quantitative

assays based on the use of replicatable hybridization probes.' Clin. Cham. 35, 1826-1831.

54. Pritchard, C.G. and Stefano, J.E. (1991) "Detection of viral nucleic acids by 0~ replicase

amplification." Med. Viral. 10, 67-80.

55. Chetverln, A.B., Chetverina, H.V. and Munishkin, A.V. (1991) "On the nature of

spontaneous RNA synthesis by Q~ replicase." J. Mol. Bioi. 222, 3-9.

56. Bauer, G.J., McCaskill, J.S. and Otten, H. (1989) "Traveling waves of in vitro evolving

RNA.' Proc. NaU. Acad. Sci. USA 86, 7937-7941.

57. Durrant, I. (1990) 'Ught-based detection of biomolecules." Nature 346, 297-298.

58. Fahrlander, P.O. and Klausner, A. (1988) "Amplifying DNA probe signals: A 'Christmas tree'

approach." Biotechnology6, 1165-1168.

59. Urdea, M.S., Running, J., A., Horn, T., Clyne, J., Ku, Land Warner, B.D. (1987) "A novel

method for the rapid detection of specific nucleotide sequences in crude biological samples

without blotting or radioactivity; application to the analysis of hepatitis B virus in human

serum." Gene 61, 253-264.

60. Barany, F. (1991) "Genetic disease detection and DNA amplification using cloned

thermostable ligase." Proc. Nat/. Acad. Sci. USA 88, 189-193.

61. Barany, F. (1991) "The ligase chain reaction in a PCR world." PCR Methods and

Applications 1, 5-16.

62. Winslow, R. M. and Anderson, W.F. (1983) in: The metabolic basis of inheritance (Stanbury,

J.B., Wyngaarden, J.B., Fredrickson, D.S., Goldstein, J.L & Brown, M.S., eds.),

McGraw-Hill, New York, pp. 1666-1710.

63. Walker, G.T., Uttle, M.C., Nadeau, J.G. and Shank, D.O. (1992) "Isothermal in vitro

amplification of DNA by a restriction enzyme/DNA polymerase system." Proc. Natf. Acad.

Sci. USA 89, 392-396.

36

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Introduction

64. Kwoh, D.Y., Davis, G.R., Whitfield, KM., Chappelle, H.L., DiMichele, L.J. and Gingeras,

T.R. (1989) "Transcription-based amplification system and detection of amplified human

immunodefiency virus type 1 with a bead-based sandwich hybridization format." Proc. Nat/.

Acad. Sci. USA 86, 1173-1177.

65. Stoflet, E.S., Koeberl, D.D., Sarkar, G. and Sommer, S.S. (1988) "Genomic amplification

with transcript sequencing." Science 239, 491-494.

66. Sarkar, G. and Sommer, S.S. (1988) "RNA amplification with transcript sequencing

(RAWTS)." Nucleic Acids Res. 16, 5197.

67. Lowary, P.T. and Uhlenbeck, O.C. (1987) "An RNA mutation that increases the affinity of

an RNA-protein interaction." Nucleic Acids Res. 15, 10483-10493.

68. Doudna, J .A. and Szostak, J. W. (1989) "RNA-catalysed synthesis of complementary-strand

RNA." Nature339, 519-522.

69. Kramer, F.R. and Uzardi, P.M. (1989) "Replicatable RNA reporters." Nature339, 401-402.

37

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Chapter 2

Q~ amplification assays

Summary

Amplifiable hybridization probes enable the development of extremely

sensitive bioassays. These novel molecules consist of a probe sequence

embedded within the sequence of a replicatable RNA. The molecules are first

hybridized to target sequences in a conventional manner. The probe-target hybrids

are isolated and the probes are released from their targets. The released probes

are then amplified by incubation with the RNA-directed RNA polymerase,

013 replicase. The replicase copies the probes in an autocatalytic manner in which

each product strand is able to serve as a template for the next round of replication.

The replication process is very rapid, resulting in as many as one billion copies of

each molecule in 30 minutes. The amount of RNA that is made can be readily

detected without using radioisotopes. Theoretically, these assays should be

extraordinarily sensitive, since only one probe molecule is required to start the

amplification process. In practice however, the sensitivity of these assays is limited

by the presence of nonhybridized probes that persist, despite extensive washing of

the probe-target hybrids. In our hands, the current limit of detection is about 10,000

molecules of target. However, in commercial versions of this assay the limit of

detection is reported to be about 600 molecules. This would enable the detection

ofthe 5,000 retroviral messenger RNAs which are present in a single HIV-1 infected

cell in a clinical sample.

39

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Chapter 2

2.1 Introduction

A legitimate validation and evaluation of the design of target-dependent

amplification assays depends on a thorough understanding of the ways in which the

structure of amplifiable nucleic acid hybridization probes affects replicative function

and determines the means by which signal generation is achieved in such assays.

Therefore, an overview of the preliminary work on the mechanism of Qj3

amplification is provided in this chapter, followed by a brief synopsis of the current

state of the art of Qj3 amplification assays.

2.2 Mechanism of RNA synthesis by Q[) replicase

Of3 replicase mediates the exponential synthesis of infectious viral RNA from

bacteriophage Qj3. Single-stranded RNAs serve as templates for the synthesis of

complementary single-stranded products. Both the product strand and the template

strand are released from the replication complex and are free to serve as templates

in subsequent rounds of synthesis of additional complementary strands [1]. As a

consequence the number of RNA strands increases exponentially as the reaction

proceeds. The replication cycle of Of3 replicase is schematically depicted in

Fig. 2.2.1.

Qj3 replicase is highly selective for its own viral RNA template, since no

other viral RNA. nor any E. coli RNA. will serve as a template for exponential RNA

synthesis [2]. There are however a number of naturally occurring Qj3 replicase

templates that are much smaller than QJ) RNA These RNAs have been isolated

from in vitro 013 replicase reactions that were incubated in the absence of

exogenous template RNAs. They include: MDV-1 RNA [3]. microvariant RNA [4],

the nanovariant RNAs [5], R0120 RNA [6], RQ135 RNA [7], and cordycepin-tolerant

RNA [8, 9]. These RNAs originate in Qj3 phage-infected E. coli by recombination

40

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Fig. 2.2.1.

Qj) amplification assays

0

5''------'® '------:3',

5'

Replication cycle of Q(3 replicase. The circle represents 0(3 replicase; the straight line represents a single-stranded RNA template and the waved line represents its complementary product strand [8}.

among RNAs that occur in the cell [7]. Although the biological role of these RNAs

is not known, they have been extensively characterized and are excellent templates

for Q(i replicase.

Of the above mentioned small naturally occurring templates MDV-1 RNA

has been studied most extensively. Figure 2.2.2 shows the sequence of both

complementary strands of MDV-1 RNA [10, 11]. It has been shown that specific

regions of MDV-1 RNA are required by Q(i replicase to perform its different

replication functions. A highly structured region in the middle of each

complementary strand must be present for the replicase to recognize and bind to

MDV-1 RNA [12]. This central recognition region contains hairpins that were found

to be hypersusceptible to ribonuclease T1 cleavage [13), and is therefore situated

on the exterior of the molecule.

41

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Chapter 2

Fig. 2.2.2. Nucleotide sequence of MDV-1 RNA {1 OJ.

In addition to the central replicase binding site, a particular cytidine-rich

3'-terminal sequence is required for Q~ replicase to initiate product strand synthesis

[14, 15]. It was found that the 5'-terminal sequence of the template is not required

for the synthesis of multiple copies of complementary RNA [16]. However, it is

indispensable for exponential synthesis, since it serves as a template for the

required 3'-initiation sequence in the product strand.

The secondary structure of MDV-1 {+) RNA, shown in Fig. 2.2.3, was

predicted by a computer analysis to be most stable [17]. This model is consistent

with structural evidence obtained by chemical modification [18], observation of band

compression regions in sequencing gels [11, 19], and structure mapping with

ribonuclease T1 [20]. Both the internal replicase binding site and the cytidine-rich

3' -terminal initiation sequence {indicated by the bold letters in Fig. 2.2.3) were

identified as the only two significant regions of homology between the nucleotide

sequences of MDV-1 RNA and Q~ RNA [12].

42

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Fig. 2.2.3.

0{) amplification assays

Secondary structure of MDV-1(+) RNA predicted by a computer program [17]. The regions of homology with Q~ RNA are indicated by the bold letters. The site that was selected for insertion of a polylinker is indicated by the bold arrow [21}.

2.3 Recombinant MDV-1 RNA

Autocatalytic synthesis of heterologous RNAs can be achieved if

heterologous sequences are inserted at an appropriate site within MDV-1 RNA. An

appropriate insertion site was found in a hairpin loop of MDV-1 RNA (indicated by

the bold arrow in Fig. 2.2.3) that was known to be located on the exterior of the

molecule, where it was least likely to disturb the structure of the regions that are

required for template recognition and product strand initiation [21].

The first recombinant RNA was prepared by cleaving MDV-1 (+) RNA at the

selected insertion site by digestion with ribonuclease T1 and then inserting

decaadenylic acid into the site by direct ligation by incubation with bacteriophage

43

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Chapter2

T4 RNA ligase [21]. The resulting 231-nucleotide recombinant was an excellent

template for Q~ replicase. The products consisted of full-length copies of the

recombinant RNA, and both complementary strands were synthesized. An analysis

of the kinetics of recombinant RNA synthesis demonstrated that the amount of

recombinant RNA increased exponentially at a rate that was indistinguishable from

that of MDV-1 RNA [21].

In order to faciliate the synthesis of recombinant RNAs a DNA copy of

MDV-1 RNA was prepared [16] and inserted into a plasmid immediately downstream

from a bacteriophage T7 promoter [22]. which was directed towards the MDV-1

eDNA sequence. The plasmid can be used as a template for in vitro transcription

of MDV-1 RNA after it is linearized by digestion with endonuclease Sma I.

Transcription begins with the first nucleotide of MDV-1 RNA and ends when the

polymerase runs off the end of the plasmid just after incorporating the last

nucleotide of MDV-1 RNA (Fig. 2.3.1).

The plasmid was modified to enable cloning of synthetic hybridization probes

by inserting a polylinker within the MDV-1 eDNA sequence. Recombinant RNAs can

be generated by inserting heterologous DNA sequences into one of the unique

restriction sites in the polylinker of the obtained plasmid pT7-MDV-poly [23]

(Fig. 2.3.2.), and then utilizing the resulting recombinant plasmids as templates for

transcription by incubation with T7 RNA polymerase.

2.4 Replicatable hybridization probes

Recombinant MDV-1 RNA molecules function both as a hybridization probe

and as a template for exponential synthesis by Q~ replicase. The first probe

sequences that were employed to demonstrate their bifunctional role were known

44

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Plasmid Cleaved by Sma I

Fig. 2.3.1. S y n t h e s is o f replicatable MDV-1 RNA by transcription from a plasmid.

QjJ amplification assays

$mal

Fig. 2.3.2. Structure of plasmid pT7·MDV·pofy used as a vector for the construction of recombinant MDV-1 RNAs {23}.

to hybridize specifically to the repititive DNA of Plasmodium falciparum, one of the

protozoans that cause malaria. It was demonstrated that the recombinant RNAs

were able to hybridize specifically to complementary DNA targets and they were

also able to serve as templates for exponential amplification by Q~ replicase [23].

A series of Q~ replicase reactions were initiated with decreasing amounts

of the recombinant RNA hybridization probes. The results (shown in Fig. 2.4.1)

demonstrate that as many as one billion copies of each RNA molecule can be

synthesized. A reaction initiated with 0.14 fg of recombinant RNA (1 ,000 molecules)

produced 129 nanogram of recombinant RNA product after 30 minutes of

incubation. Electrophoretic analysis confirmed that the RNA synthesized in each

reaction was recombinant RNA (see inset to Fig. 2.4.1), except for the reaction to

which no exogenous template had been added. The RNA that was present in this

45

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Chapter 2

0> ::l.

i 3

.!:! "' (I) £: c: >. 2 (/)

<( z a:

10 20 30

Time ( minutes )

w•

107

10'

w'

Fig. 2.4.1. Kinetics of Q[:l amplification reactions initiated with different amounts of template RNA {23).

a.or----------,

2.5

a! .!:! 3l 1.5

! <( 1.0

~

0.5

101 103 105 10' 109

Initial RNA ( molecules )

Fig. 2.4.2. Logarithmic relationship between initial number of RNA molecules and amount of RNA synthesized [23].

reaction tube was MDV-1 RNA, as expected, since the method that was used for

the isolation of Q~ replicase [24] yielded an enzyme preparation that was

contaminated with small amounts of MDV-1 RNA [25]. At present, commercially

prepared 013 replicase preparations are available (Gene-Trak Systems,

Framingham, MA) that are free of contaminating RNAs [26].

The results shown in Fig. 2.4.2 demonstrate the unique kinetic character of

a set of 0(3 repliase reactions that have achieved saturation (i.e., when the amount

of RNA molecules exceeds the amount of active replicase molecules). The amount

of RNA synthesized in 25 minutes is plotted against the logarithm of the number of

recombinant molecules that were present initially. The results demonstrate that the

amount of RNA synthesized in each reaction is linearly proportional to the logarithm

of the amount of RNA that was present initially, allowing qualitative determinations

of the number of targets in a sample to be made over a range of at least six orders

of magnitude.

46

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Q(3 amplification assays

2.5 Ql) amplification assays

In designing an assay format for the detection of nucleic acids in general,

and for the detection of retroviral messenger RNAs in particular, a number of

standard criteria should be considered. In general it is desirable to simultaneously

screen large numbers of samples for a number of different types of pathogenic

agents. Therefore the assay· format should be fast, simple, and above all, universal

in design. Besides these general requirements, the main concern for Qf)

amplification assays is to remove nonhybridized probes in an extremely efficient

manner, because nonhybridized probes generate a background signal by being

amplified along with legitimately hybridized probes.

Two advancements have led to an efficient design for Q(l amplification

assays. First, it was discovered that the hybridization of RNA probes is extremely

efficient in solutions of the chaotropic salt, guanidine thiocyanate [27], and that

concentrated solutions of guanidine thiocyanate lyse cells, denature all proteins

(including nucleases}, liberate nucleic acids from cellular matrices, and unwind DNA

and RNA molecules, permitting hybridization to occur without interference from

cellular debris [28J. Thus, the need for sample fractionation or the isolation of

subcellular components has become obsolete. The use of guanidine thiocyanate

in nucleic acid hybridization assays not only allows a significant reduction in total

analysis time, it also provides a means of standard sample handling and

detoxification that is readily automatable.

Second, a procedure known as 'reversible target capture' [29-32] has

provided an extremely efficient means of removing nonhybridized amplifiable RNA

probes. In this improved sandwich hybridization technique [33, 34], probe-target

hybrids are linked through multiple capture probes to paramagnetic particles. After

the particles are washed to remove the nonhybridized probes, the hybrids are

released from the particles and bound to a new set of particles for another round

47

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Chapter 2

Paramagnetic Particle

Repllcatable Probe

Fig. 2.5.1. Schematic representation of the complex formed when a capture probe links a probe-target hybrid to an oligo(dT) group on the surface of a paramagnetic particle {35].

of washing. Repeating this procedure leads to a reduction in the number of

nonhybridized probes of at least seven orders of magnitude [30).

A reversible target capture assay consists of three consecutive sections:

hybridization of the replicatable recombinant RNA probes to the targets present in

the sample, separation and isolation of the formed probe-target hybrids from the

excess of nonhybridized probes, and amplification of the isolated hybridization

probes. Prior to the assay, all samples are denatured by dissolving them in a 5 M

guanidine thiocyanate (GuSCN) solution. Subsequently, two different types of

hybridization probes are added. One type is an amplifiable probe, which consists

48

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Qjl amplification assays

of a replicatable recombinant RNA, containing the embedded oligoribonucleotide

probe sequence that is specific for the target of interest, and the other type is a

capture probe, which consists of a different target-specific oligodeoxyribonucleotide

probe sequence, to which a 3'-poly(dA),00_150 tail has been added. Both target­

specific probe sequences are relatively short (30-40 nucleotides) and hybridize to

proximal regions of the target molecule. After the GuSCN concentration is halved

by addition of hybridization buffer, hybridization occurs by incubation at 37 oc. After

completion of the hybridization process, the ternary complexes consisting of

replicatable probe-target-capture-probe hybrids are bound to the surface of

paramagnetic particles. These sub-micron particles have ferric oxide cores, that

possess convoluted surfaces, which are coated with silicon hydrides to which

numerous oligo(dT),4 groups have been covalently linked. Linking of the ternary

complexes to the paramagnetic particles is established through hybridization of the

3'-poly(dA) tails of the capture probes to the oligo(dT) groups on the surface of the

particles. Figure 2.5.1 schematically depicts a captured ternary complex. After

capture, nonhybridized probes are washed away by a successive series of steps

that involve vortexing of the suspended particles, placing the tubes in a magnetic

device to draw the particles to the walls of the tubes, aspirating the supernatant,

replacing the supernatant with a fresh GuSCN solution, and finally removing the

tubes from the magnetic field.

This washing procedure is repeated twice, after which the particles are

resuspended in a more concentrated GuSCN solution. At this higher concentration

of GuSCN, the relatively weak hybrids formed between the 3'-poly(dA) tails of the

capture probes and the oligo(dT) groups on the surface of the particles are

dissociated and the ternary probe-target complex is released into solution. The

stripped particles are subsequently drawn to the walls of the tubes, and the

supernatant, which contains the released probe-target complexes, is transferred to

a set of new tubes that contain fresh particles. The GuSCN concentration is then

lowered by addition of wash buffer, and the ternary probe-target complexes are

49

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Chapter 2

recaptured by hybridization of the 3'-poly(dA) tails of the capture probes to the

oligo(d1) groups on the surface of the new particles. The recapture efficiency of the

probe-target hybrids in a standard reversible target capture assay is approximately

80% [26].

Transferring probe-target hybrids from one set of solid supports to another

set of solid supports efficiently reduces the number of nonhybridized probes that

adhere to the surfaces of the solid supports. Each round of reversible target

capture results in an approximately 1 000-fold reduction in the background level [26].

After three rounds of reversible target capture, the particles are washed in a pre­

release high-salt buffer to remove the GuSCN, which inhibits Q~ replicase. Finally,

the particles are resuspended in a low-salt buffer to elute the ternary hybrids from

the particles. The stripped particles are then drawn to the walls of the tube and the

supernatant is transferred to a new tube. The supernatant is then heated briefly to

free the replicatable hybridization probes from their targets, and aliquots of the

supernatant are added to a reaction mixture that contains Q~ replicase.

The kinetics of the resulting amplification reactions provide quantitative

information that can be used to calculate the number of replicatable hybridization

probes that were initially present in each sample. Since the number of amplifiable

probes isolated by this procedure is determined by the number of target molecules,

these data provide a direct indication of the number of target molecules that were

present in the original sample. Figure 2.5.2 graphically illustrates how the kinetic

data of such amplification reactions can be interpreted. These results were obtained

from a model assay, in which replicatable HIV-1 probes were hybridized to serial

dilutions of simulated HIV-1 messenger RNA target molecules [35]. Figure 2.5.3

shows the nucleotide sequence and predicted secondary structure of the

replicatable HIV-1 hybridization probe, which contains a 30-nucleotide-long

sequence that is complementary to nucleotides 4,577-4,606 in the pol gene of

HIVNL43 [36]. The number of HIV-1 transcripts that were used in the model assay

50

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1,000,000,000

100,000,000

10,000,000

1,000,000

100,000

10,000

1,000

10 12 14

Oil amplification assays

16 1 8 20 22 24 26 28

Time (minutes)

Fig. 2.5.2. Kinetic analysis of amplification reactions initiated with replicatabfe probes isolated by the reversible target capture procedure [35}.

varied from 103 to 109 molecules. Each reaction tube contained 2 x 1 09 replicatable

HIV-1 probes and 1011 capture probes. After three complete cycles of reversible

target capture, the isolated probes were released from their targets and amplified

exponentially by incubation with Q~ replicase. During the amplification process,

each reaction was sampled every minute, and aliquots of each sample were dot­

blotted onto a nylon membrane. The inclusion of [a-32P] ribonucleoside

triphosphates during the amplification reaction permitted the visualization of the

amplified RNA by autoradiography. The density of each dot corresponds to the

amount of RNA that was present at each time point. An electrophoretic analysis of

the amplified RNA in each reaction confirmed that only recombinant HIV-1 reporters

were synthesized during the amplification reaction.

51

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Chapter 2

Fig. 2.5.3. Replicatab/e HIV-1 hybridization probe {35}. The nucleotide sequence was folded into the secondary structures predicted to be most stable by a computer program {17]. The probe sequence (bold letters) is located on the exterior of the molecule, where it is free to hybridize to its target, and where it is less likely to interfere with the sequences and structures required for replication {12}.

At the beginning of the reaction, while there was still a large excess of Q~

replicase molecules, the number of RNA molecules doubled approximately every 33

seconds. This exponential amplification process continued until the concentration

of RNA molecules equaled the concentration of Q~ replicase molecules. After

reaching this saturation point, the kinetics of RNA synthesis changed from

exponential to linear.

There are two different ways to interpret amplification results. One way is

demonstrated in Fig. 2.5.2. These results show that the time it takes for a particular

52

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Of3 amplification assays

amplification reaction to reach the linear phase, (which is about the time at which

the dots become visible in the autoradiogram), is inversely proportional to the

logarithm of the number of target molecules present in the corresponding sample. In

other words, for each 1 0-fold reduction in the number of target molecules that are

present in a sample, an additional period of incubation must occur in order for a

particular, though arbitrary, amount of RNA molecules to be synthesized.

Alternatively, during the linear phase of the amplification reaction, a direct

linear relationship exists between the logarithm of the number of targets that are

present in a sample and the amount of RNA that is synthesized at a particular,

though arbitrary, time point. In either case, due to the logarithmic nature of these

relationships, the inclusion of known standards along with unknown samples to be

tested, allows quantitative measurements to be made over an extremely wide range

of target concentrations.

2.6 Determining the sensitivity of Q~ amplification assays

The results presented in Fig. 2.5.2 also indicate the limit of detection of

these amplification assays. Although the amplification reactions that correspond to

samples containing 109, 108

, 107, 106

, 105, and 104 targets, achieve saturation at

successively longer times, there is no significant difference in the kinetics of the

amplification reactions that correspond to the samples containing 104 and 103 target

molecules. Thus, the limit of detection in this model assay was about 10,000 to

20,000 target molecules. Because electrophoretic analysis of the amplified RNA in

each sample indicated that only recombinant RNA was synthesized, it is inferred

that the limit of detection of the assay is determined by the persistence of

nonhybridized probes that were not removed, despite the extensive washing that

occurred during the reversible target capture process.

53

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Chapter 2

2. 7 References

1. Dobkin, C., Mills, D.R., Kramer, F.R. and Spiegelman, S. (1979) "RNA replication: required

intermediates and the dissociation of template, product and Of) replicase. • Biochemistry 18,

2038-2044.

2. Spiegelman, S., Haruna, 1., Holland, I.B., Beaudreau, G. and Mills, D. (1965) "The

synthesis of a self-propagating and infectious nucleic acid with a purified enzyme." Proc.

Nat/. Acad. Sci. 54, 919-927.

3. Kacian, D.L., Mills, D.R., Kramer, F.R. and Spiegelman, S. (1972) "A replicating RNA

molecule suitable for a detailed analysis of extracellular evolution and replication. • Proc.

Nat/. Acad. Sci. USA 69, 3038-3042.

4. Mills, D.R., Kramer, F.R., Dobkin, C., Nishihara, T. and Spiegelman, S. (1975) "Nucleotide

sequence of microvariant RNA: another small replicating molecule." Proc. Nat/. Acad. Sci.

USA 72, 4252-4256.

5. Schaffner, W., Ruegg, KJ. and Weissmann, C. (1977) "Nanovariant RNAs: nucleotide

sequence and interaction with bacteriophage Of) replicase." J. Mol. Bioi. 117, 877-907.

6. Munishkin, A.V., Voronin, L.A. and Chetverin, A.B. (1988) "An in vivo recombinant RNA

capable of autocatalytic synthesis by Of> replicase." Nature 333, 473-475.

7. Munishkin, A., Voronin, L.A., Ugarov, V.I., Bondareva, L.A., Chetverina, H.V. and Chetverin,

A.B. (1991) "Efficient templates for Of) replicase are formed by recombination from

heterologous sequences." J. Mol. Bioi. 221, 463-472.

8. Priano, C., Kramer, F.R. and Mills, D.R. (1987) "Evolution of the RNA coliphages: the role

of secondary structures during RNA replication. • Cold Spring Harb. Symp. Quant. Bioi. 52,

321-339.

9. Priano, C., Mills, D.R. and Kramer, F.R. (1991) "Sequence, structure and evolution of a

77-nucleotide template for Of) replicase." Nucleic Acids Res. in preparation.

10. Mills, D.R., Kramer, F.R. and Spiegelman, S. (1973) "Complete nucleotide sequence of a

replicating RNA molecule." Science 180, 916-927.

11. Kramer, F.R. and Mills, D.R. (1978) uRNA sequencing with radioactive chain-terminating

ribonucleotides. • Proc. Nat/. Acad. Sci. USA 75, 5334-5338.

54

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0[3 amplification assays

12. Nishihara, T., Mills, D.R. and Kramer, F.R. (1983) "Localization of the 0~ replicase

recognition site in MDV-1 RNA." J. B/ochem. 93, 669-674.

13. Kramer, F.R., Mills, D.R. and Rudner, R. (1992) "Selection of mutant RNA resistant to

ribonuclease T1." J. Mol. Bioi. In preparation.

14. Schwyzer, M., Billeter, M.A. and Weissmann, C. (1972) "Studies on the template

requirements of 013 replicase." Experientia 28, p 750.

15. Rensing, U. and August, J.T. (1969) "The 3'-terminus and the replication of phage RNA."

Nature (London) 224, 853-856.

16. Bausch, J.N., Kramer, F.R., Miele, E.A., Dobkin, C. and Mills, D.R. (1983) "Terminal

adenylation in the synthesis of RNA by 013 replicase.• J. Bioi. Chem. 258, 1978-1984.

17. Zuker, M. and Stiegler, P. {1981) uoptimal computer folding of large RNA sequences using

thermodynamics and auxiliary information." Nucleic Acids Res. 9, 133-148.

18. Mills, D.R., Kramer, F.R., Dobkin, C., Nishihara, T. and Cole, P.E. (1980) "Modification of

cytidines in a 0(3 replicase template: analysis of conformation and localization of lethal

nucleotide substitutions.• Biochemistry 19, 228-236.

19. Mills, D.R. and Kramer, F.R. (1979) "Structure-independent nucleotide sequence analysis."

Proc. Nat/. Acad. Sci. USA 76, 2232-2235.

20. Kramer, F.R. and Mills, D.R. (1981) "Secondary structure formation during RNA synthesis."

Nucleic Acids Res. 9, 5109-5124.

21. Miele, E.A., Mills, D.R. and Kramer, F.R. (1983) "Autocatalytic replication of a recombinant

RNA." J. Mol. Bioi. 171, 281-295.

22. Axelrod, V.D. and Kramer, F.R. (1985) "Transcription from bacteriophage T7 and SP6 RNA

polymerase promoters in the presence of 3'-deoxyribonucleoside 5'-triphosphate chain

terminators.• Biochemistry 24, 5716-5723.

23. Uzardi, P.M., Guerra, C.E., Lomeli, H., Tussle-Luna, I. and Kramer, F.R. (1988)

"Exponential amplification of recombinant-RNA hybridization probes. • Biotechnology 6,

1197-1202.

24. Eoyang, L. and August, J.T. (1971) "Otl RNA polymerase from phage Ofl-infected E. coli."

Proc. in Nucleic Acid Res. 2, 829-839.

55

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25. Kramer, F.R., Mills, D.R., Cole, P.E., Nishihara, T. and Spiegelman, S. (1974) "Evolution

in vitro: sequence and phenotype of a mutant RNA resistant to ethidium bromide. • J. Mol.

Bioi. 89, 719-736.

26. Pritchard, C. G. and Stefano, J.E. (1991) "Detection of viral nucleic acids by Ql) replicase

amplification.• Med. Virol. 10, 67-80.

27. Thompson, J. and Gillespie, D. (1987) "Molecular hybridization with RNA probes in

concentrated solutions of guanidine thiocyanate." Anal. Biochem. 163, 281-291.

28. Pellegrino, M.G., Lewin, M. and Meyer Ill, W.A. (1987) "A sensitive solution hybridization

technique for detecting RNA in cells: application to HIV in blood cells." Biotechniques 5,

452-459.

29. Hunsaker, W.R., Sadri, H., Lombardo, M. and Collins, M.L. (1989) "Nucleic acid

hybridization assays employing dA-tailed capture probes; II. Advanced multiple capture

methods." Anal. Biochem. 181, 360-370.

30. Morrissey, D.V., Lombardo, M., Eldredge, J.K, Kearney, K.R., Groody, E.P. and Collins,

M.L. (1989) "Nucleic acid hybridization assays employing dA-tailed capture probes; I.

Multiple capture methods." Anal. Biochem. 181, 345-359.

31. Morrissey, D. and Collins, M. (1989) "Nucleic acid hybridization assays employing dA-tailed

capture probes. Single capture methods." Mol. Cell Probes 3, 189-207.

32. Thompson, J., Solomon, R., Pellegrino, M., Sakai, K., Lewin, M., Feild, M., Castrovinci, M.,

Sacramone, L. and Gillespie, D. (1989) • A noise-free molecular hybridization procedure for

measuring RNA in celllysates." Anal. Biochem. 181, 371-378.

33. Ranki, M., Paiva, A., Virtanen, M. and Soderlund, H. (1983) "Sandwich hybridization as a

convenient method for detection of nucleic acids in crude samples. • Gene 21, 77-85.

34. Syvanen, A., Laaksonen, M. and Soderlund, H. (1986) "Fast quantification of nucleic acid

hybrids by affinity-based hybrid collection.• Nucleic Acids Res. 14, 5037-5048.

35. Lomeli, H., Tyagi, S., Pritchard, C.G., Lizardi, P.M. and Kramer, F.R. (1989) "Quantitative

assays based on the use of replicatable hybridization probes." Clin. Chern. 35, 1826-1831.

36. Adachi, A., Gendelman, H. E., Koenig, S., Folks, T., Willey, R., Rabson, A. and Martin, M.A.

(1986) "Production of acquired immunodeficiency syndrome-associated retrovirus in human

and nonhuman cells transfected with an infectious molecular clone. • J. Virol. 59, 284-291.

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Chapter 3

Selective destruction of recombinant MDV RNA hybridization probes by ribonuclease Ill

Summary

The feasibility of the proposed molecular switch concept was investigated

in a model system consisting of: 1) recombinant MDV RNAs that were engineered

to contain 44-nucleotide-long internal probe sequences, which were embedded

within the 21-basepair-long dicB R3-R4 ribonuclease Ill recognition site [1], and 2)

simulated HIV-1 messenger RNA targets, which were transcripts of a conserved

region of the HIV-1 pol gene. It was found that the probe-target hybrids that were

formed after hybridization unexpectedly formed other (different) ribonuclease Ill

recognition sites, which were processed as well as the original dicB R3-R4 site that

was incorporated into the molecular switch sequence. Shortly after this discovery,

a ribonuclease Ill consensus sequence was proposed [2], which was in satisfactory

agreement with our observations. Replacement of the probe region with two new

probe sequences, that were the least homologous to the proposed consensus

sequence, as well as variation of either the ribonuclease Ill concentration or the

magnesium concentration (in order to induce differential processing of the different

types of ribonuclease Ill sites), did not resolve the problem. Further research with

corresponding DNA targets in the same model system revealed that recombinant

MDV RNA probes can simultaneously hybridize to their targets and be processed

by ribonuclease Ill, suggesting the coexistence of partially unwound molecular

switch stems and partially formed probe-target hybrids. Alternatively, these results

could be interpreted as the consequence of a relatively fast shift in the dynamic

equilibrium that exists between the two conformational states of the molecular

switch, in which case the outcome is dictated by a run off mechanism driven by the

irreversible elimination by ribonuclease Ill cleavage of molecules that exist in the

closed state.

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3.1 Introduction

3.1.1 Target-dependent assays that employ probes that contain a molecular

switch

The objective of the study presented in this chapter was to reduce the

background caused by the persistence of nonhybridized amplifiable recombinant

MDV RNA probes used in reversible target capture assays [3]. To accomplish this

goal, a target-dependent amplification strategy was developed, in which signal

generation is linked to the state of a molecular switch, which is a region of the MDV

RNA probe that changes its conformation when the probe hybridizes to its target [4].

Target

Probe

a b a

Fig. 3.1.1.1. Schematic representation of a replicatable RNA containing a molecular switch. A probe sequence is embedded within shorter complementary switch sequences (a and b). In the absence of a target (lower diagram), the complementary switch sequences hybridize to each other, forming a double-stranded hairpin stem, which is a recognition site for RNase Ill. When the probe is hybridized to its target (upper diagram), the probe and target form a rigid and more stable duplex, which (because of its greater length and resistance to bending) physically forces the switch sequences into a single­stranded conformation, thus eliminating the RNase Ill binding site.

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The molecular switch consists of a specific probe embedded within two short

complementary oligoribonucleotide sequences (Fig. 3.1.1.1). In the absence of a

target, these complementary sequences pair with each other and form a hairpin

stem that is a specific recognition site for ribonuclease Ill [5-8]. In the presence of

a target, the sequences in the hairpin stem are forced apart into a single-stranded

conformation as a result of the formation of the longer and relatively more stable

and bending-resistant probe-target hybrid [9]. As a consequence of this allosteric

conformational transformation, the ribonuclease Ill recognition site is eliminated.

Incubation of the probe-target hybrids with ribonuclease Ill, prior to amplification in

the presence of 013 replicase, should therefore result in the selective destruction of

nonhybridized probes.

3.1.2 Selecting a ribonuclease Ill site

In selecting and designing the ribonuclease Ill recognition site, a number of

selection criteria were applied. First, the presence of the ribonuclease Ill recognition

site should not interfere with the structure of the MDV RNA core, nor should it

interfere with the availability of the probe region. In the absence of a target, it

should form an accessible, segregated and stable functional domain, which is

readily recognized by ribonuclease Ill. Second, the incorporation of the

ribonuclease Ill site into the MDV-1 RNA sequence should neither interfere with the

replicatability, nor with the hybridization potential of the recombinant hybridization

probe. Third, the cleavage characteristics of the selected site should permit a

selective and efficient processing in vitro, resulting in the virtually complete

destruction of nonhybridized probes. Fourth, the ratio of the length of the probe

sequence relative to the length of the switch sequences should be approximately

2:1, in order to drive the conformational change of the switch in the presence of the

target, and in order to prevent the switch sequences from interacting with each other

in the 'open' switch state. Furthermore, it is desirable to select a continuous type

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Chapter3

of recognition site, rather than a bulging type, since continuous types of cleavage

sites are better substrates for ribonuclease Ill [6, 7]. Moreover, when bulging types

are employed, endonucleolytic cleavage usually occurs in only one of the strands

of the hairpin (nicking), whereas with continuous types, both strands are usually

processed. This is desirable, since it maximizes the probability of destroying

nonhybridized probes.

3.2 Materials and methods

3.2.1 Enzymes and oligonucleotides

Bacteriophage T7 RNA polymerase (EC 2.7.7.6} and T4 DNA polymerase

were purchased from Promega (Madison, WI). Calf thymus terminal

deoxynucleotidyl transferase (EC 2.7.7.31) was obtained from Supertechs

(Bethesda, MD). Radiolabeled [a-32P]ATP (110 TBq/mmol), [y-32PJATP

{110 TBq/mmol} and [a-32P]CTP (110 TBq/mmol) were obtained from DuPont

(Wilmington, DE), while unlabeled deoxyribonucleoside triphosphates and

ribonucleoside triphosphates were purchased from Pharmacia LKB Biotechnology

(Piscataway, NJ). Calf intestine alkaline phosphatase, the Klenow fragment of

E. coli DNA polymerase I, bovine pancreatic deoxyribonuclease I, and E. coli

endoribonuclease H were purchased from Boehringer Mannheim (Indianapolis, IN}.

Restriction endonucleases, T 4 polynucleotide kinase and T 4 DNA ligase were

obtained from New England Biolabs (Beverly, MA). Q(:> replicase (EC 2.7.7.48) was

acquired from Gene-Trak Systems (Framingham, MA}. The replicase was purified

by the method of DiFrancesco [1 0] from a recombinant E. coli clone containing the

65 kD viral 13 subunit of the replicase in an expression plasmid [11]. Q(:> replicase

purified by this method does not synthesize a product in the absence of exogenous

template under standard replication conditions. The enzyme is stable and its activity

remains unchanged for at least five years when stored in a glycerol solution at

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-20 oc. Purified E. coli endoribonuclease Ill (EC 3.1.4.24) was a kind gift of

dr. Donald Court, (National Cancer Institute, (Frederick Cancer Research Facility),

National Institutes of Health, Frederick, MD}. Single-stranded

oligodeoxyribonucleotides were either purchased from Operon Technologies, Inc.

(Alameda, CA), or were prepared by using ~-cyanoethyl phosphoramidite chemistry

[12], on a 380 A DNA synthesizer (Applied Biosystems, Foster City, CA). Water

used in all experiments was deionized, using a Modulab Type II water purification

system (Continental Water Systems Corporation, San Antonio, TX), and then glass

distilled.

3.2.2 Bacterial strains, bacteriophages and standard laboratory procedures

Unless otherwise indicated, methods for cultivation of E. coli bacteria and

M13 bacteriophages, DNA preparation and DNA manipulation techniques, as well

as transformation and transfection procedures, were performed essentially as

described by Maniatis eta/. [13].

3.2.3 Selection of the ribonuclease Ill site

From the thirty-five viral and cellular primary ribonuclease Ill processing sites

that have currently been studied and characterized [1, 2, 14-27], only three sites

were eligible for incorporation into the replicatable MDV RNA hybridization probes

because of the selection criteria mentioned in Section 3.1.2. These three

ribonuclease Ill processing sites were the complementary RNA segments flanking

the E. coli 16S rRNA and 23S rRNA sequences in the 30S rRNA precursor [6, 7,

14, 28-35], and the E. coli dicB R3-R4 site [1]. To reconstruct each processing site,

radiolabeled oligoribonucleotide hairpin transcripts were made by transcription of

synthetic oligodeoxyribonucleotlde sequences in vitro [36, 37]. Prior to transcription

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with T7 RNA polymerase in the presence of [a-32P]CTP or [a-32P]ATP, the

oligodeoxyribonucleotide sequences were converted to double-stranded hybrids by

annealing the T7-TOP promoter oligodeoxyribonucleotide to one of the

corresponding ribonuclease Ill oligonucleotide sequences (Table 3.2.3.1), and then

extending the annealed oligoribonucleotide by incubation with the Klenow fragment

of DNA polymerase I.

Table 3.2.3.1.

T7TOP: TAA

16S: AGT AAT

23S: AAA TTA TCG

dicB: CAC TGT

Synthetic oligonucleotide sequences used for the construction of selected ribonuclease 111 processing sites.

TAC GAC TCA CTA TAG

GCC CAC ACA GAT TGT CTG ATA AAA AAA TCA GAC CTG TGT GAG CAC TCC TAT AGT GAG TCG TAT TA

CAC CTT CGG CGT TGT AAG GTT AAG CAA AAA AGC ACC TCA CAA CCC GAA GAT GTT TCC TAT· AGT GAG TAT TA

CAC ATC ACA AAA TTC ACT AAA AAA AAT GAA TTT GAT GCA GTG CCT ATA GTG AGT CGT ATT A

The RNA transcripts were each incubated in vitro in the presence of

ribonuclease Ill, and the digestion products were analyzed by polyacrylamide gel

electrophoresis under denaturing conditions (Section 3.2.1 0). Of the three sites that

were tested, only the E. coli dicB R3-A4 site was accurately and efficiently

processed by ribonuclease Ill. As expected, the two-base-pair-staggered

endoribonucleolytic cleavage occurred in the continuous double-stranded RNA

duplex 5' ... UCAC*AAIUUGu+GA··· 3' at the positions indicated by the arrows

(results not shown).

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3.2.4 Design and construction of replicatable HIV-1 probes

Recombinant MDV-1 RNAs containing inserted HIV-1 specific probe

sequences were synthesized in vitro by transcription from double-stranded DNA

fragments with T7 RNA polymerase [36, 37]. The DNA fragments containing a T7

promoter and recombinant MDV eDNA sequences were synthesized in vitro by the

polymerase chain reaction (PCR) 1 [38, 39]. Polymerase chain reactions were

performed in a Coy Temp Cycler (Coy Laboratory, Ann Arbor, Ml). All necessary

reagents were obtained from a PCR-kit, purchased from Promega (Madison, WI).

The templates that were used in the polymerase chain reaction consisted of cloned

single-stranded recombinant M13 DNA cassettes, which were derived from a

recombinant bacteriophage M13 clone that contained the MDV eDNA sequence

immediately downstream from a T7 promoter sequence. A library of different single­

stranded recombinant M13 vectors was made by oligonucleotide-mediated. site­

directed mutagenesis [13, 40). The convenient in vitro preparation of these

recombinant MDV transcription cassettes was facilitated by the use of a universal

set of specific amplification primers in the polymerase chain reaction (Table 3.2.4.1 ).

All M13 constructs originated from recombinant bacteriophage M13 clone

M13-MDV-poly-4 (7,479 nt), which was obtained by cloning the Hind 111-Eco Rl

fragment of the plasmid that is identical to plasmid pT7-MDV-poly [41] (except that

the polylinker sequence is present in the opposite orientation}, into the Hind 111-

Eco Rl sites of M13mp10 Rf® (Boehringer Mannheim, Indianapolis, IN).

M13-int-A was obtained by oligonucleotide-mediated, site-directed

mutagenesis of M13-MDV-poly-4. The RNA transcripts that were generated from

In the PCR reaction, the following thermal profile was used: denaturation: 1 min at 94 oc; primer annealing: 2 min at 55 oc; primer extension: 3 min at 72 oc; number of cycles: 40.

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Table 3.2.4.1. Universal oligonucleotide primers used in PCR.

Forward primers:

REPAIRt: GGC CAG TGC CAA GCT TGT CGA CTA ATA CGA CTC ACT ATA GGG GAC cc

T7-TOP: TAA TAC GAC TCA CTA TAG

Reverse primers:

T7-2A: GGG AAC CCC CCT TCG GGG GGT CA

T7-2*: GAT TAC GAA TTC CCG GGA AC

This primer generates a 22 bp extension upstream of the T7 promoter sequence. This primer generates a 14 bp extension downstream of the Sma I site, which coincides with the end of the MDV sequence.

this construct were 266 nucleotides long and contained a 44-nucleotide-long HIV-1

specific probe sequence, which is complementary to nucleotides 4,532-4,575 in

HIVNL43 [42]. and which was inserted into the polylinker in place of positions 63

through 89 in the corresponding MDV-poly-4 RNA transcript.

M13-int-B was derived from M13-int-A by an oligonucleotide-mediated, site­

directed mutagenesis procedure that involved three rather than two oligonucleotide

primers (Table 3.2.4.2). One oligonucleotide was a universal M13 sequencing

primer. Each of the other primers contained one of the two complementary

molecular switch sequences that form the dicB R3-R4 ribonuclease Ill processing

site [1]. Both primers were phosphorylated by incubation with bacteriophage T4

polynucleotide kinase [13, 40]. The M13 sequencing primer and both

phosphorylated primers were annealed to the single-stranded M13-int-A DNA

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template, in such a way that both annealed phosphorylated oligonucleotide primers

were aligned at the centre of the HIV-1 specific sequence of M13-int-A, where they

formed a continuous 'double-omega' shape. Subsequently, the two annealed

phosphorylated primers were ligated to each other by incubation with T 4 DNA ligase

overnight at 16 oc. The next day, the primers were extended [13], and the resulting

heteroduplex DNA was transfected into competent E. co/iJM1 09 cells. The plaques

that were obtained after plating and growing the cells were screened in a single

reaction that was performed in 1 x KGB solution [13], in which 1) the M13 specific

REPAIR primer (Table 3.2.4.1) was annealed and extended on the isolated single­

stranded DNA templates by incubation with the Klenow fragment of E. coli DNA

polymerase I, 2) the resulting heteroduplex DNA was digested with Sma I, and 3)

the resulting double-stranded DNA fragments were transcribed in the presence of

[a-32P]CTP with T7 RNA polymerase. The radiolabeled reaction products were

subsequently analyzed by polyacrylamide gel electrophoresis under denaturing

conditions, and recombinant M13 clones that contained the inserted molecular

switch sequences were identified in the corresponding autoradiogram by the

presence of an RNA fragment, which was 48 nucleotides longer than the RNA

fragments that were obtained from the M13-int-A parental clone. The presence of

the ribonuclease Ill processing site in the MDV-int-B RNA transcripts that were

obtained from the selected M13-int-B clone was confirmed by incubating the RNA

transcripts with different amounts of ribonuclease Ill under conditions that are

described below (Section 3.2.9). Fig. 3.2.4.1 shows that the MDV-int-B RNA

transcripts were accurately cleaved by ribonuclease Ill. The cleavage resulted in

three discrete RNA fragments that are 171, 77 and 66 nucleotides long. These

three fragments correspond respectively to the right and the left part of the

MDV-int-B molecule, and to the embedded probe sequence, which is flanked by

fragments of the molecular switch sequences.

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Chapter 3

314 nt+-

171 nt ....

77nt+-66nt+-

1 2 3 4 5 6 7 8

Fig. 3.2.4. 1. Specific cleavage of MDV-int-B RNA transcripts by ribonuclease Ill. MDV-int·B RNA was synthesized in the presence of fa-32 P)CTP by in vitro enzymatic transcription of a PCR fragment. Atiquots of internally labeled MDV-int-B RNA were treated with different amounts of ribonuclease Ill in 10 ~tl volumes at 37 °C for 15 minutes. The reaction products were analyzed by electrophoresis through an 8% polyacrylamide gel containing TBE buffer and 7 M urea. Lane 1 contained radiolabeled MDV-int-B RNA in the absence of ribonuclease Ill. The amounts of ribonuclease Ill that were used in the reactions in lanes 2-8 were, respectively: 0.1, 0.5, 1, 5, 10, 50 and 100 ng of purified ribonuclease Ill. From the top to the bottom, the lengths of the RNA fragments are: 314, 171, 77 and 66 nucleotides.

Fig. 3.2.4.2. Replicatable HIV-1 specific MDV-int-B RNA hybridization probe. The nucleotide sequence was folded into the secondary structures predicted to be most stable by a computer program [43}. The probe sequence is embedded within molecular switch sequences that form a recognition site for ribonuclease Ill (bold letters}. The probe sequence is located on the exterior of the molecule, where it is free to hybridize to its target. The ribonuclease Ill cleavage sites are indicated by arrows.

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The MDV-int-B RNA transcripts that were generated from the M13-int-B

construct (Fig. 3.2.4.2) were 314 nucleotides long, and contained a 44-nucleotide­

long HIV-1 specific probe sequence, which was embedded within the 21-basepair­

long molecular switch sequences that form the dieS R3-R4 ribonuclease Ill site [1].

The HIV-1 specific probe sequence was complementary to the nucleotides

4,530-4,573 in HIVNL43 [42].

The constructs M 13-int-B 1 and M 13-int-92 were similar to M 13-int-B, except

that the H IV-1 specific probe sequence was different in all three constructs.

M13-int-B1 and M13-int-B2 were both derived from M13-MDV-poly-4 by a

mutagenesis procedure, in which the mutagenesis linkers were preassembled

in vitro prior to annealing to the single-stranded DNA target. Each mutagenesis

linker was preassembled from three synthetic oligonucleotides (Table 3.2.4.2).

The M13-int-Bi mutagenesis linker was constructed from oligonucleotides

#1, #2.1 and #3, and the M13-int-B2 mutagenesis linker was constructed from

oligonucleotides #1, #2.2 and #3. In the preassemblage procedure, the

oligonucleotides #1 and #3, which are partly complementary to each other, were

preannealed to form an initial primer complex. Due to their self-structure, both

oligonucleotides #2.1 and #2.2 formed an extended hairpin loop. The initial primer

complex was subsequently mixed with either hairpin loop #2.1, or #2.2, and the

synthesis of both mutagenesis linkers was completed by ligating the three

oligonucleotides in each linker to each other by incubation with T4 DNA ligase

overnight at 16 °C. After isolation and purification from the reaction mixture by

preparative polyacrylamide gel electrophoresis under denaturing conditions, the

130-nucleotide-long oligonucleotides were phosphorylated by incubation with T 4

polynucleotide kinase, and the linkers were then used for oligonucleotide-mediated,

site-directed mutagenesis [13, 40]. After transfection of competent E. coli .. IM109

cells, the recombinant M13 bacteriophages were screened by primer extension and

restriction analysis. For this purpose, the [32P]5'-endlabeled REPAIR primer

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Table 3.2.4.2. Oligonucleotides used for site-directed mutagenesis.

dicB-1: ACG GGA GTT CGA CCG TGA CGT TTC ACT GCA TCA CAA AAT TCA TTG TAT GTA TTG TTT TTA CTG GCC

dicB-2: ATC TTC CTG CTA ATT TTA AAA GAG TGA ATT TTG TGA TGT GGT GTT TAG TCA CGG GCT AGC GCT TTC

#1: CCT CGT ACG GGA GTT CGA CCG TCA CTG CA

#2.1: TCA CAA AAT TCA TTC TGC TTG ATT CCC GCC CAC CAA CAG GCG GCC TTA ACC GTA GCA CAG TGA AT

#2.2: TCA CAA AAT TCA TTC TAC TGC CCC TTC ACC TTT CCA GAG GAG CTT TGC TGG TCC TTT CAG TGA AT

#3: TTT GTG ATG TGG TGA CGG GCT AGC GCT TTC GCG CTC

M13: GTA AAA CGA CGG CCA GT

(Table 3.2.4.1) was hybridized in 1 x KGB solution [13) to the DNA that was isolated

from selected plaques. In the same reaction mixture, the primer was extended by

incubation with the Klenow fragment of E. coli DNA polymerase I, and the resulting

heteroduplex DNA was simultaneously digested with endonuclease Eco Rl. The

reaction products were analyzed by polyacrylamide gel electrophoresis under

denaturing conditions, and the recombinant M13 bacteriophages were identified from

the presence in the corresponding autoradiogram of DNA fragments that were 56

nucleotides longer than the DNA fragments that were obtained from the

M13-MDV-poly-4 parental clone. The presence of ribonuclease Ill processing sites

in the selected M13-int-81 and M13-int-B2 clones was confirmed by incubating the

RNA transcripts obtained from these constructs with ribonuclease Ill under

conditions described below (Section 3.2.9). The MDV-int-81 and MDV-int-82

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transcripts that were generated from the M13-int-81 and the M13-int-B2 constructs

(Fig. 3.2.4.3) were both 300 nucleotides long, and contained both a different 44·

nucleotide-long HIV-1 specific probe sequence, which in both cases is embedded

within the 21-basepair-long molecular switch sequences that form the dicB R3-R4

ribonuclease Ill site [1]. The HIV-1 specific probe sequences were, respectively,

complementary to nucleotides 4,597-4,640 and nucleotides 4,934-4,977 in HIVNL43

[42]. All recombinant M13 constructs were sequenced by the dideoxy chain­

termination procedure [44].

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b

Probe

Fig. 3.2.4.3. Replicatabfe HIV-1 specific RNA hybridization probes MDV-int-81 (a) and MDV-int-82 (b). The nucleotide sequences are folded into the secondary structures predicted to be most stable by a computer program [43]. The probe sequences are embedded within molecular switch sequences that form a ribonuclease Ill recognition site (bold letters). The probe sequences are located on the exterior of the molecule, where they are free to hybridize to their targets. The ribonuclease Ill cleavage sites are indicated by arrows.

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3.2.5 Design and construction of simulated HIV·1 targets

Simulated HIV-1 messenger RNA targets were prepared by in vitro

transcription [36, 37] of a cloned fragment of the H IV-1 pol region that codes for the

entire viral integrase protein. The fragment was obtained by performing a

polymerase chain reaction2 [38, 39] on the infectious recombinant proviral clone

pNL4-3 [42] with two HIV-1 specific linker-adaptor primers (Table 3.2.5.1 ).

Table 3.2.5.1.

PCR #1:

PCR #2:

BstNI:

HIV-1 specific linker-adaptor primers used in PCR, and the M13 specific primer used to screen recombinant M13 bacteriophages.

GAC AAG CTT TTT AGA TGG AAT AGA AAA

(Hind Ill)

AGG ATC CCC GGG CCT CAT CCT GTC TAC TT

(Ava 1/Xma I)

GGT AAC GCC AGG GTT TTC CCA G

The resulting PCR product (881 bp) was digested successively with Hind Ill

and Ava I, and the resulting 866 bp fragment was cloned immediately downstream

from the T7 promoter sequence in the Hind Ill and Ava I sites of pGEM®-4

(Promega, Madison, WI). The resulting plasmid was called pGEM-int. The RNA

transcripts, which were obtained by transcription of Sma I linearized pGEM-int with

T7 RNA polymerase were 879 nucleotides long, and corresponded to nucleotides

4,230-5,091 in HIVNL43 [42].

2 In the PCR reaction, the following thermal profile was used: denaturation: 1 min at 94 oc; primer annealing: 2 min at 55 oc; primer extension: 3 min at 72 oc; number of cycles: 40.

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Constructs M13int10 (RF) (8,077 bp) and M13int11 (RF) (8,078 bp)

contained the HIV-1 pol region (described above) in opposite orientations, and were

derived respectively from M13mp10 (RF)® and M13mp11 (RF)® (Boehringer

Mannheim, Indianapolis, IN). The 866 bp fragment, which was obtained by

digestion of pGEM-int with Hind Ill and Xma I, was cloned into M13mp10 (RF) and

M13mp11 (RF) in place of their Hind 111-Xma I fragments. The resulting

recombinant plasmids were transfected into competent E. co/iJM109 cells, and M13

mutants were identified by screening the single-stranded DNA from the resulting

plaques by primer extension and restriction analysis. For this purpose, the

[32P]5' -labeled 22-nucleotide-long M13 specific BstN I oligonucleotide (Table 3.2.5.1)

was hybridized to the single-stranded M13 DNA that was isolated from the resulting

plaques. The primer was extended by incubation with the Klenow fragment of

E. coli DNA polymerase I in 1 x KGB solution [13], and the resulting heteroduplex

DNA was then digested with either Pvu II or Ava II in the same reaction mixture.

The reaction products were analyzed by polyacrylamide gel electrophoresis under

denaturing conditions, and the M13int10 and M13int11 containing mutants were

identified in the corresponding autoradiograms, respectively, from the presence of

a 172-nucleotide-long DNA fragment (obtained by Pvu II digestion), and a 222-

nucleotide-long DNA fragment (obtained by Ava II digestion). The orientation of the

inserted HIV-1 pol region in single-stranded M13int10 DNA and single-stranded

M13int11 DNA is, respectively, sense and anti-sense, relative to the probe

sequences within the constructed replicatable MDV RNA probes (Section 3.2.4).

The nucleotide sequence of the RNA targets that were obtained by transcription of

pGEM-int was confirmed by RNA sequencing [45]. The nucleotide sequences and

orientations of both single-stranded recombinant M 13 vectors were confirmed by the

dideoxy chain-termination procedure [44].

An oligonucleotide RNA target was synthesized in vitro by transcription of

a synthetic DNA fragment by incubation with T7 RNA polymerase [36, 37]. The

DNA fragment was obtained by annealing and Klenow-extension of the T7-TOP

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primer (Table 3.2.4.1) on the synthetic oligonucleotide

CCATTGTCTGTATGTATTGTTTTTACTGGCCATCTTCCTGCTAATTTTAAAAGC

CTATAGTGAGTCGTATTA. The resulting RNA transcripts were 55 nuc!eotides long

and were identical to nucleotides 4,532-4,582 in HIVNL43 [42]. Furthermore, a

synthetic oligodeoxyribonucleotide (53 mer) was synthesized, whose sequence was

also identical to nucleotides 4,532-4,582 in HIVNL43 [42].

3.2.6 Capture probes

Four different single-stranded capture probes, complementary to selected

regions of the target nucleic acid, were prepared by automated synthesis. The

capture probes are complementary to nucleotide sequences 4,465-4,503,

4,641-4,665,4,700-4,740 and 4,741-4,779 in HIVNL43 [42]. A poly(dA) tail of about

150 residues was added to each capture probe by incubation with terminal

deoxynucleotidyl transferase [46].

3.2.7 Hybridization

Replicatable MDV RNA probes were hybridized to their corresponding DNA

or RNA targets in 500 Ill polypropylene Eppendorf tubes (Bio-Rad, Richmond, CA)

in 9 Ill of a buffer solution containing 100 mM potassium chloride, 20 mM Tris-HCI

(pH 8.0) and 100 !lM EDTA-NaOH (pH 8.0). The mixtures, containing the probes

and targets, were first thermally denatured in a boiling water bath, that was then

allowed to gradually cool down to room temperature over a period of about one

hour. Probe-target hybrids that were isolated by one round of target capture

(without transfer to a second set of paramagnetic particles) were formed in

polypropylene titertubes (Bio-Rad, Richmond, CA) in 100 Ill of a hybridization buffer

containing 2.5 M guanidine thiocyanate (Fiuka Chemical, Hauppage, NY), 400 mM

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Tris-HCI (pH 7.5), 80 mM EDTA-NaOH (pH 8.0), 0.5% (w/v) sodium Iaury! sarcosine

(Sigma, St. Louis, MO) and 0.5% (w/v) bovine serum albumin (Fraction V,

Boehringer Mannheim, Indianapolis, IN), to which 2.5 ng (1011 molecules) of each

of the four capture probes {Section 3.2.5) was added. The mixtures were incubated

overnight at 37 oc to allow the formation of ternary hybrids between the capture

probes, targets and replicatable MDV RNA probes.

3.2.8 Qj) amplification

Recombinant MDV RNA transcripts were exponentially amplified in a

reaction buffer containing 1 00 mM Tris-HCI (pH 7.6), 10 mM MgCI2, 400 ~tM ATP,

400 !!M GTP, 400 ~ UTP, 40 ~-tM [a-32P]CTP and 1.24 !!9 of purified Of} replicase

per 25 ~-tl reaction volume. The reactions were stopped by addition of 9 volumes of

an ice-cold stop mixture containing 120 mM NaCI and 20 mM EDTA-NaOH {pH 8.0).

The EDTA from the stop mixture chelates the magnesium in the reaction, preventing

further replication.

3.2.9 Ribonuclease Ill and ribonuclease H processing

Endoribonuclease Ill cleavage reactions were performed in 10 Ill of a

reaction buffer containing 20 mM Tris-HCI {pH 8.0), 10 mM MgCI2, 150 mM NH4CI

and 25 ng of purified ribonuclease Ill. The reaction mixtures were incubated for 15

minutes at 37 oc, and the reactions were stopped by placing the reaction tubes in

an ice bath. Endoribonuclease H cleavage reactions were performed in 1 0 Ill of a

reaction buffer containing 20 mM Tris-HCI (pH 8.0), 10 mM MgCI2, 50 mM KCI,

1 mM OTT and 25 ng of ribonuclease H (Boehringer Mannheim, Indianapolis, IN).

The reaction mixtures were incubated for 30 minutes at 37 °C, and the reactions

were stopped by placing the reaction tubes in an ice bath.

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3.2.10 Gel electrophoresis

Synthetic oligonucleotides were analyzed by electrophoresis through 15%

(w/v) polyacrylamide (acrylamide/bisacrylamide 19:1) gels containing T8E buffer;

recombinant MDV RNA transcripts and DNA fragments were analyzed under

denaturing conditions on 6-8% (w/v) polyacrylamide (acrylamide/bisacrylamide 19:1)

gels containing TBE buffer and 7 M urea; and RNA transcripts obtained from

pGEM-int (Section 3.2.4) were analyzed on 4% (w/v} polyacrylamide

(acrylamide/bisacrylamide 19:1} gels containing T8E buffer and 7 M urea. Samples

were denatured prior to loading by boiling for 2 minutes in a formamide sample­

loading buffer [13]. The samples were not allowed to cool down, and were loaded

hot on prerun polyacrylamide gels. Gel electrophoresis was performed in 'Tall

Mighty Small' vertical slab gel units (model SE 280), that were purchased from

Hoefer Scientific Instruments (San Francisco, CA). The units were operated under

constant voltage (between 350 V and 450 V) at 80 W/m.

Restriction endonuclease reaction products were analyzed on 0.6% (w/v)

agarose gels. Gel retardation experiments with RNA-DNA probe-target hybrids were

performed by 1% (w/v) submarine agarose gel electrophoresis. Polymerase chain

reaction products were analyzed on 2% agarose gels. Agarose gel electrophoresis

was performed under constant voltage (electric field strength: 600 to 800 V/m).

3.3 Results

The hybridization performance of the constructed recombinant MDV RNA

probes MDV-int-A, MDV-int-B, MDV-int-81 and MDV-int-82 was tested in a target

capture experiment, in which the target was the full-length HIV-integrase RNA

(879 nt), which was obtained by transcription of pGEM-int (Section 3.2.5). The

probes were radiolabeled by incorporation of [a-32P]CTP during their transcription

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from the corresponding DNA templates. Approximately 1011 molecules of each of

the recombinant MDV RNA probes, and 1011 molecules of capture probes

(Section 3.2.6), were hybridized overnight at 37 oc in 100 J.tl of hybridization buffer

(2.5 M GuSCN) to 1012 molecules of RNA target. The ternary probe-target hybrids

that were formed during the hybridization were captured for 5 minutes at 37 oc on

d(T) 14-coated paramagnetic particles (Gene-Trak Systems, Framingham, MA) in

200 J.tl hybridization buffer (1.25 M GuSCN; 0.0625% solids). The probe-target

hybrids were isolated by one round of target capture. The tubes containing the

paramagnetic particles and the captured probe-target hybrids were placed in a

magnetic separation device (Gene-Trak Systems, Framingham, MA), and the

nonhybridized probes were removed by aspirating the supernatant. The remaining

probes that were captured on the paramagnetic particles were then washed with

200 J.tl wash buffer containing 1.5 M GuSCN. Washing was repeated twice.

GuSCN was then removed by three rounds of washing with 200 J.tl pre-amplification

buffer containing 50 mM Tris-HCI (pH 8.0), 1 mM EDTA-NaOH (pH 8.0), 300 ~-tM

KCI and 0.5% NP40 (Gene-Trak Systems, Framingham, MA). Finally, the probe­

target hybrids were eluted from the paramagnetic particles in 50 ~-tl TE during a 10

minute incubation at 37 °C. The presence of the hybridized probes was revealed

by monitoring the radioactivity of each of the eluted solutions. As expected, all the

recombinant MDV RNA probes hybridized to more or less the same extent to their

corresponding RNA target regions.

Subsequently, serial dilutions of the isolated replicatable probes were

amplified with Q~ replicase (Section 3.2.8). All recombinant MDV RNA probes were

amplifiable, although for each probe, optimal amplification conditions were obtained

with different Mg2+ concentrations.

The principle of the molecular switch concept was tested in an experiment

in which recombinant MDV RNA probes were incubated with ribonuclease Ill in the

absence, and in the presence, of a target. Two replicatable MDV RNA probes were

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used that contained the same 44-nucleotide-long HIV-1 specific probe sequence

(except for a two-nucleotide frameshift (Section 3.2.4)). One probe was embedded

within the dicB R3-R4 molecular switch sequence containing the ribonuclease Ill

recognition site [1] (MDV-int-8), while the other probe was directly inserted into the

MDV-1 RNA sequence (MDV-int-A). Both probes were radio labeled by incorporation

of [a.-32P]CTP during the in vitro transcription from the corresponding DNA templates

with T7 RNA polymerase. The probes were hybridized to three different targets,

that were present in at least a 1 0-fold excess in 9 t-tl hybridization buffer containing

22 mM Tris-HCI (pH 8.0), 11 mM MgCI2, and 166 mM NHPI. The targets consisted

of a complementary DNA oligonucleotide sequence (53 nt), a complementary RNA

oligonucleotide sequence (55 nt), and full-length HlV-integrase RNA (879 nt), which

was obtained by transcription from pGEM-int (Section 3.2.5). After completion of

the hybridization, the resulting probe-target hybrids were incubated for 15 minutes

at 37 oc in 10 t-tl containing 564 ng purified ribonuclease Ill. Immediately thereafter,

the reaction mixtures were chilled in an ice bath, and 50 t-tl ice-cold formamide

sample-loading buffer [13] was added. Aliquots of 20 ~-tl were subsequently

analyzed by electrophoresis under denaturing conditions through an 8%

polyacrylamide slab gel containing TBE buffer and 7 M urea. After electrophoresis,

the gel was dried on Whatman 3 MM paper in a vacuum gel dryer, and an

autoradiogram was prepared by exposing the dried gel to an X-ray film for 30

minutes. The results are shown in Fig. 3.3.1.

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314 nt 266 nt

171 nt

1 2 3 4 5 6 7 8 9 10

Fig. 3.3.1. Analysis of ribonuclease l/1 cleavage products. 10 ng of FPJ radiolabeled MDV-int-A and MDV-int-8 RNA probes were hybridized in 9 Ill of ribonuclease Ill buffer to 1 pmol of, respectively, a DNA oligonucleotide target, an RNA oligonucleotide target, and full-length HIV-1 integrase RNA. The resulting probe-target hybrids were incubated far 15 minutes at 37 oc after the addition of 11-11 purified ribonuclease Ill (564 ng). The reaction products were analyzed by electrophoresis through an 8% polyacrylamide gel containing T8E buffer and 7 M urea. Lanes 1 and 2 contained the MDV-int-A (266 nt) and MDV-int-8 (314 nt) RNA probes in the absence of a target. Lanes 3 and 4 contained MDV-int-A and MDV-int-8 RNA probes that were incubated with ribonuclease Ill in the absence of a target. Lanes 5 and 6 contained MDV-int-A and MDV-int-8 RNA probes that were incubated with ribonuclease Ill after hybridization to a complementary DNA oligonucleotide target. Lanes 7 and 8 contained MDV-int-A and MDV-int-8 RNA probes that were incubated with ribonuclease Ill after hybridization to a complementary RNA oligonucleotide target. Lanes 9 and 10 contained MDV-int-A and MDV-int-8 RNA probes that were incubated with ribonuclease Ill after hybridization to full-length HIV-integrase RNA target.

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The results shown in Fig. 3.3.1 demonstrate that in the absence of a target,

the MDV-int-8 probe (314 nt) is accurately cleaved by ribonuclease Ill, resulting in

the formation of a 171-nucleotide-long RNA fragment corresponding to the right part

of the molecule, a 77-nucleotide-long RNA fragment corresponding to the left part

of the molecule, and a 66-nucleotide-long RNA fragment containing the embedded

HIV-1 specific probe sequence (lane 4). Since the MDV-int-A probe (266 nt) does

not contain a ribonuclease 111 site, it is not processed by ribonuclease Ill in the

absence of a target (lane 3). Surprisingly however, in the presence of the full-length

HIV-integrase RNA target the MDV-int-A probe is processed by ribonuclease Ill,

resulting in the formation of two RNA fragments of approximately 17 4 nt and 92 nt

(lane 9). Ribonuclease Ill cleavage of the MDV-int-A RNA probe also occurred with

the RNA oligonucleotide target (lane 7). (Since the amount of RNA oligonucleotide

target in this particular reaction was limiting, ribonuclease Ill processing was

incomplete). The MDV-int-A probe was not cleaved when the oligonucleotide target

was a DNA instead of an RNA sequence (lane 5). This was expected, since

ribonuclease Ill cannot process DNA-RNA hybrids. The MDV-int-8 RNA probes

were processed by ribonuclease Ill in the presence of each of the three different

types of targets (lanes 6, 8 and 1 0). The results presented in Fig. 3.3.1 show that

in ribonuclease Ill reactions in the presence of RNA targets (lanes 8 and 1 0), two

of the resulting cleavage products migrated the same distance as two of the

cleavage products that were obtained in the absence of targets (i.e., the

171-nucleotide-long RNA fragment corresponding to the right part of the MDV-int-8

molecule and the 77-nucleotide-long RNA fragment corresponding to the left part

of the MDV-int-8 molecule (lane 4)}. Furthermore, the results show that the

66-nucleotide-long RNA cleavage fragment corresponding to the embedded probe

sequence could not be detected in lanes 8 and 10.

These results can only be rationalized by the formation of a new (different)

ribonuclease Ill recognition site in the probe-target hybrid. Soon after its isolation,

it was known that ribonuclease Ill efficiently cleaves high-molecular-weight double-

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stranded RNA (5]. Since then, many investigators have explored the nature of the

specificity of ribonuclease Ill processing of primary (i.e., those utilized in vivo [6])

substrates. Several attempts were made to identify conserved sequence elements

in these primary processing signals (14, 23, 24, 30], and it was found that most, if

not all, primary substrates possess a CUU/GAA box, or a close variation thereof,

proximal to the ribonuclease Ill cleavage site. Furthermore, a hypothetical

'double stranded RNA mimicry' model for ribonuclease Ill processing of phage T7

primary signals was proposed [7]. The structural features of this hypothetical model

include coaxial stacking of the upper and lower stems of the T7 ribonuclease Ill

processing site, accompanied by precise folding of the internal loop into the major

grooves of the lower and upper stems. The proposed folding of the internal loop

would be stabilized by specific Watson-Crick and non-Watson-Crick hydrogen

bonds, involving base-pair triplets. Since the resulting structure has the overall

dimensions of double-stranded RNA. the model exhibits double-stranded RNA

mimicry.

However, other investigators have recently found that this double-stranded

RNA mimicry structure in T7 ribonuclease Ill processing signals, if it exists, is not

essential for ribonuclease Ill processing [47]. Moreover, it was found that the

conserved CUU/GAA box is not required for in vitro enzymatic processing of

ribonuclease Ill cleavage signals [47]. Thus, the nature of the specificity

determinants in ribonuclease Ill processing signals remains elusive.

An alternative approach in determining the sequence specificity of

ribonuclease Ill processing signals was used by Krinke and Wulff [2]. They

compiled the sequences of thirty-five known natural cleavage sites. A consensus

sequence for ribonuclease Ill processing was derived from a statistical analysis of

the frequency of occurrence of the nucleotides for each position within the known

ribonuclease Ill sites.

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Their model was used in the current study to determine if any sequence

homology did exist between the probe sequence in MDV-int-B RNA and the

proposed ribonuclease Ill consensus site. While the dicB R3 and R4 sequences in

the molecular switch had, respectively, 13 and 11 matches with the consensus

sequence out of 16 possible matches, the probe sequence within MDV-int-B RNA

had 12 matches with the consensus sequence. Thus, the model was in good

agreement with our observations.

After this realization, the model was used to search for new probe

sequences within the HIV-1 integrase domain that were the least likely to be

homologous to the ribonuclease Ill consensus sequence. The search procedure

involved scanning the entire HIV-1 integrase sequence, utilizing a computer

algorithm that assigned a score to a 44-nucleotide-long window, which represented

the desired length of the probe sequence, for each position in the integrase

sequence. The score was calculated by summing the number of matches to the

ribonuclease Ill consensus sequence for each of the 19 possible positions of the

26-nucleotide-long consensus sequence within the 44-nuc!eotide-long window. The

locations of the 44-nucleotide-long probe regions that were the least homologous

to the proposed ribonuclease Ill consensus site were identified by selecting those

probe sequences that had the lowest score. As a result of this procedure, two

hypothetical 'non-cleavage' s.ites were obtained. Both the sequences were inserted

within the dicB R3-R4 molecular switch sequences and cloned within

M13-MDV-poly-4 by an oligonucleotide-mediated, site-directed mutagenesis method

(Section 3.2.4). The resulting constructs were called M13-int-B1 and Mi3-int-B2.

Both single-stranded recombinant M13 constructs were cloned in vitro along

with the M13-int-A and M13-int-B constructs by the polymerase chain reaction

(Section 3.2.4). The resulting PCR products, and a Sma I linearized MDV-hiv(+)

plasmid [3], were transcribed by incubation with T7 RNA polymerase in the

presence of [a:-32P]CTP. The radiolabeled recombinant RNA probes were then

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hybridized, along with capture probes, in a 2.5 M GuSCN hybridization buffer to full­

length HIV-1 integrase ANA targets during an overnight incubation at 37 oc. The

next day, the ternary probe-target hybrids were isolated after one round of the target

capture procedure. The double-stranded probe-target hybrids were eluted from the

paramagnetic particles in 50 ~-tl TE, during a 10 minute incubation at 37 °C. (During

elution, only the hybrids formed between the capture probes and the oligo(d1)

groups on the paramagnetic particles dissociated). The isolated double-stranded

ANA-ANA probe-target hybrids were then incubated for 15 minutes with

ribonuclease Ill, and the ribonuclease Ill reaction products were subsequently

analyzed under denaturing conditions by electrophoresis through an 8%

polyacrylamide gel containing TBE buffer and 7 M urea. It was found that all the

tested recombinant ANA probes in the double-stranded ANA-ANA probe-target

hybrids were efficiently processed by ribonuclease Ill. Even MDV-hiv( +) RNA, which

contained a 30-nucleotide-long HIV-1 specific probe sequence [3]. was processed

efficiently by ribonuclease Ill in the presence of the full-length HIV-1 integrase ANA

target. This was an unexpected result, since MDV-hiv(+) RNA does not contain a

ribonuclease Ill recognition site, and it is not processed by ribonuclease Ill in the

absence of the target.

In order to investigate the possibility that the dicB R3-A4 site and the

ribonuclease Ill sites in the probe-target hybrids were cleaved with different

efficiencies, the ANA-RNA probe-target hybrids were incubated under conditions in

which either the Mg2+ concentration or the ribonuclease Ill concentration was varied.

However, no conditions were found in which cleavage of the dicB A3-R4 site was

significantly preferred over cleavage of the probe-target hybrid sites.

Although the implication of these results was that the constructed molecular

switch probes could not be used in combination with ANA targets, they could

perhaps still be employed with DNA targets. Therefore, the study of the molecular

switch was continued to determine whether the switch concept was valid for DNA

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targets. From the results of the initial ribonuclease Ill processing experiment

(shown in Fig. 3.3.1) it was concluded that additional ribonuclease Ill cleavages

occurred other than the ribonuclease Ill cleavages at the sites in the probe-target

hybrids. For example, in Fig. 3.3.1, the result that two of the ribonuclease Ill

processing products in lanes 8 and 1 0 were identical to the RNA cleavage products

that correspond to the left and right part of the MDV-int-B probe (lane 4), could be

explained by the hypothesis that after the primary ribonuclease Ill cleavage in the

probe-target hybrid, the switch sequences collapsed on each other under the

compelling strain that presumably exists in the molecule (due to strong interactions

between the left and the right part of the MDV RNA molecule). After the collapse,

secondary ribonuclease Ill processing of the re-formed dicB R3-R4 site could have

occurred, resulting in the formation of the observed cleavage products. (The two r

short cleavage products resulting from the processing of the embedded probe

sequence could not be detected in this gel). However, the same two cleavage

products (corresponding to the left and the right part of the MDV RNA molecule)

were also observed in lane 6, where the target was a DNA oligonucleotide. Since

RNA-DNA probe-target hybrids could not have been processed by ribonuclease Ill,

the results could not be explained by this hypothesis. Since the cleavage profiles

in lane 4 and lane 6 were identical, these results appeared to suggest instead, that

the MDV-int-B probes did not hybridize to their DNA oligonucleotide targets at all.

In order to resolve this matter, a follow-up experiment was performed, in

which the hybridization of the probes to their corresponding DNA oligonucleotide

targets was investigated further. After repeating the hybridization process under the

same conditions as in the initial experiment, the reaction mixtures were incubated

for 30 minutes at 37 oc with ribonuclease H. The reaction products were analyzed

by electrophoresis under denaturing conditions on an 8% polyacrylamide gel

containing TBE buffer and 7 M urea. The results are shown in Fig. 3.3.2.

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314 nt .... 266 nt .... 244 nt ....

1 2 3 4 5 6 7 8 9 10

Fig. 3.3.2. Specific ribonuclease H processing of MDV-int-A and MDV-int-8 RNA. Prior to ribonuclease H incubation, the internally radio/abe/ed recombinant MDV RNA probes in lanes 1-6 were hybridized to the DNA oligonucleotide target. The probes in lanes 7-10 were incubated with the anti-sense complement of the DNA oligonucleotide target sequence. All mixtures were incubated for 30 minutes at 37 oc in 10 Ill containing 25 ng ribonuclease H. The reaction products were analyzed by electrophoresis under denaturing conditions on an 8% polyacrylamide gel containing T8E buffer and 7 M urea. The reaction mixtures in lanes 1 and 2 contained MDV-po/y-4 RNA. The reaction mixtures in fanes 3, 4, 7 and 8 contained MDV-int-A RNA, and the reaction mixtures in lanes 5, 6, 9 and 10 contained MDV-int-8 RNA. The reaction mixtures in the even lanes were treated with ribonuclease H, while the reaction mixtures in the odd fanes were treated with a mock­buffer containing 20 mM Tris-HCI (pH 8.0) solution.

The results shown in Fig. 3.3.2 demonstrate that both the MDV-int-A and the

MDV-int-B RNA probe specifically hybridized to their complementary DNA

oligonucleotide target, since the probe-target hybrids were cleaved by

ribonuclease H (which only cleaves RNA in an RNA-DNA heteroduplex), resulting

in the formation of the cleavage products corresponding to the left and the right

parts of the RNA prc;>bes (lanes 4 and 6). Ribonuclease H processing did not occur

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when the recombinant MDV RNA probes were incubated with the anti-sense

complement of the selected DNA oligonucleotide sequence (i.e., when hybridization

of the probe to a target could not occur). Ribonuclease H processing was specific

with respect to the probe region, and did not occur within the MDV RNA sequence,

since MDV-poly-4 RNA probes were not cleaved (lanes 1 and 2).

Although these results demonstrated that both the MDV-int-A and the

MDV-int-B RNA probe specifically hybridized to the DNA oligonucleotide target, it

might be argued that the small DNA oligonucleotide target might have been

(partially) displaced from the probe-target hybrids in the absence of topological

constraining substituents. Partial unwinding of the intertwined probe-target strands

could have resulted in the conversion of the open state of the molecular switch to

the closed state. In order to test this hypothesis, the DNA target sequence was

embedded within a large single-stranded circular bacteriophage M13 DNA. The

complete HIV-1 integrase eDNA sequence was cloned in both orientations in

M13mp10 and M13mp11. The recombinant vectors were called M13int10 and

M13int11. The orientation of the integrase eDNA sequence in the single-stranded

M13 DNA templates was, respectively, sense and anti-sense, relative to the probe

sequences in the constructed recombinant MDV RNA probes (Section 3.2.4).

Internally radiolabeled MDV-int-81 RNA probes were synthesized by

transcription in vitro from a synthetic DNA fragment obtained by the polymerase

chain reaction with T7 RNA polymerase in the presence of [a-32P]CTP

(Section 3.2.4). The 300-nucleotide-long RNA transcripts were purified by

preparative gel electrophoresis through an 8% polyacrylamide gel containing TBE

buffer and 7 M urea [13]. Aliquots of 1.2 ng of purified MDV-int-82 RNA were

subsequently incubated in 12 J.tl hybridization buffer containing 160 mM potassium

chloride and 34 mM Tris-HCI (pH 8.0) with at least 1 0 pmol of either single-stranded

M13int10 DNA, single-stranded M13int11 DNA, or full-length HIV-1 integrase RNA.

Prior to hybridization, the RNA probes were denatured by boiling the reaction

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mixtures for 2 minutes in a boiling water bath. The mixtures were then allowed to

gradually cool down to room temperature over a period of about one hour. Aliquots

of 2 r.tl of each of the hybridization mixtures were then incubated in 1 0 ~-tl with either

ribonuclease Ill reaction buffer containing 65 ng purified ribonuclease Ill, or

ribonuclease H reaction buffer containing 25 ng ribonuclease H (Section 3.2.9). The

mixtures containing ribonuclease Ill were incubated for 15 minutes at 37 oc, and the

mixtures containing ribonuclease H were incubated for 30 minutes at 37 °C. The

reaction products were analyzed by electrophoresis, both under non--denaturing and

denaturing conditions, in, respectively, a 1% agarose gel containing T6E buffer, and

an 8% polyacrylamide gel containing TBE buffer and 7 M urea. The results are

shown in Fig. 3.3.3.

The results shown in Fig. 3.3.3 demonstrate that all the recombinant

MDV-int-B2 RNA probes hybridized to their complementary DNA targets contained

within single-stranded M13int11 DNA molecules. As a result of hybridization to the

8,078-nucleotide-long M13int11 DNA sequences, the MDV-int-62 RNA probes,

which are only 300 nucleotides long, were retarded during agarose gel

electrophoresis (lanes 1 and 3). None of the MDV-int-B2 RNA probes hybridized

to the single-stranded M13int10 DNA molecules, in which the target sequence was

present in the same sense orientation relative to the probe sequence (lanes 1 and

2). A smaller gel retardation effect was obtained with the smaller HIV-1 integrase

RNA target (879 nt) (lane 6). The results shown in Fig. 3.3.3 also demonstrate that

although the MDV-int-62 RNA probes specifically hybridized to their complementary

DNA targets (lanes 3, 5 and 14), no significant protection against ribonuclease Ill

processing of the MDV-int-B2 RNA probes was obtained (lanes 4 and 13). As

expected, the RNA-RNA probe-target hybrids were also cleaved by ribonuclease Ill

(lane 16).

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1% agarose gel electrophoresis

1 2 3 4 5 6

164-+-

70/664-­..... 300

Selective destruction ....

8% polyacrylamide gel electrophoresis

7 8 9 10 11 12 13 14 15 16

Fig. 3.3.3. Analysis of hybridization and processing characteristics of molecular switch RNA probe MDV-int-82. Internally radiolabeled MDV-int-82 RNA probes were incubated with full-length HIV-1 integrase RNA and with the single-stranded recombinant bacteriophage M13 DNAs M13int10 (8,077 nQ and M13int11 (8,078 nt), which contained the HIV-1 integrase eDNA target sequence in, respectively, the anti-sense and the sense orientation relative to the HIV-1 sequence in the MDV-int-82 RNA probe. Aliquots of the mixtures were treated with ribonuclease Ill or ribonuclease H, and the reaction products were analyzed by electrophoresis under non-denaturing conditions on a 1% agarose gel containing T8E (left: lanes 1-6), and under denaturing conditions on an 8% polyacrylamide gel containing T8E and 7 M urea (right: lanes 7-16). Lanes 1 and 7 contained the MDV-int-82 RNA probe (300 nt) in the absence of a target. Lane 8 contained the ribonuclease Ill cleavage products of the RNA probe in the absence of a target. Lanes 2, 9, 3 and 12 contained the RNA probe after it was incubated with, respectively, the single-stranded M13int10 DNA (lanes 2 and 9), and the single-stranded M13int11 DNA (lanes 3 and 12). Lanes 10 and 11 contained the incubation mixtures of the RNA probe and the single-stranded M13int10 DNA target after ribonuclease Ill treatment (lane 10), and after ribonuclease H treatment (lane 11). Lanes 4, 5, 13 and 14 contained the incubation mixtures of the RNA probe and the single-stranded M13int11 DNA target after ribonuclease f/1 treatment (lanes 4 and 13), and after ribonuclease H treatment (lanes 5 and 14). Lanes 6 and 15 contained the incubation mixture of the RNA probe and full-length HIV-1 integrase RNA (879 nt). Lane 16 contained the same mixture after ribonuclease Ill treatment.

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3.4 Discussion

In this study, the feasibility of the molecular switch concept was investigated

in a model system consisting of 1) recombinant MDV RNAs that were engineered

to contain 44-nucleotide-long internal probe sequences, which were embedded

within the 21-basepair-long dicB R3-R4 ribonuclease Ill recognition site [1], and 2)

simulated HIV-1 messenger RNA targets, which were transcripts of a conserved

region of the HIV-i pol gene.

It was demonstrated that all the recombinant MDV RNA probes described

in this study hybridize specifically to their corresponding RNA targets, since they

could all be quantitatively isolated from their corresponding probe-target hybrids by

the reversible target capture procedure (Chapter 2). Moreover, it was shown that

these RNA probes also specifically hybridize to their corresponding complementary

DNA targets, since the resulting probe-target hybrids could be specifically cleaved

by ribonuclease H. Furthermore, hybridization of these RNA probes was very

selective, since in the presence of a large excess of single-stranded recombinant

bacteriophage M13 DNA targets, hybridization occurred only when the target region

was present in the anti-sense orientation relative to the probes.

However, the results also demonstrated that hybridization of these

recombinant MDV RNA probes provided no significant protection against

ribonuclease Ill cleavage. For all the described recombinant MDV RNA probes it

was found that after hybridization other (different) ribonuclease Ill recognition sites

were unexpectedly created in the probe-target hybrids, which were processed as

well as the original dicB R3-R4 site that was accommodated within the molecular

switch sequence.

Substitution of the probe region by new probe sequences that were the least

homologous to the proposed ribonuclease Ill consensus sequence [2], as well as

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Selective destruction ....

variation of either the ribonuclease I! I concentration or the magnesium concentration

(in order to induce differential processing of the different types of ribonuclease Ill

sites), did not prevent this phenomenon from occurring.

With DNA targets, this problem should obviously play no role. Nevertheless,

the results demonstrated that while these recombinant MDV RNA probes were

hybridized to their DNA targets, ribonuclease Ill processing still occurred.

These results could be explained in two ways. First, it could be assumed

that a predominant fraction of the population of switch molecules exists in the fully

open conformation when they are hybridized to their complementary targets.

However, since nucleic acid hybridization is a dynamic reversible process, an

undetermined small fraction of the probe molecules would always (transiently} exist

in the closed conformation. Since it might be assumed that ribonuclease Ill

processing of the molecules in the closed conformation is relatively fast and

irreversible, as a consequence the dynamic equilibrium between the open and

closed states of the molecular switch would continuously shift in the direction of the

closed state, which would ultimately result in the cleavage of all the probe molecules

that initially existed in the open conformation. This hypothesis is supported by an ,

earlier unpublished study by dr. Sanjay Tyagi (Public Health Research Institute, New

York, NY}. In this study, a synthetic DNA oligonucleotide was used that contained

a molecular switch, in which the switch sequences formed a double-stranded

endonuclease restriction site in the absence of a target. It was found that although

the DNA oligonucleotide probes were completely hybridized to their complementary

DNA oligonucleotide targets, they could still be digested with the restriction enzyme.

Alternatively, these results could be explained by assuming that the switch

molecules are not truly in the open conformation, nor truly in the closed

conformation, when they are hybridized to their complementary targets. Instead,

they could adopt an intermediate conformation, in which partially unwound molecular

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switch stems coexist with partially formed probe-target hybrids. This intermediate

conformation could be stabilized by the binding of ribonuclease Ill, as well as by the

strong secondary and tertiary interactions that occur between the left and the right

parts of the MDV RNA molecule.

Furthermore, in the original design of the molecular switch it was assumed

that the double-helix formed by the probe-target hybrid would physically behave as

a rigid rod in the absence of any strain (based on the circularization experiments of

Shore eta/. [9]). However, it is known that double-stranded DNA helices can be

considerately bent by the binding of proteins [9]. Therefore, it is not inconceivable

that double-stranded DNA-RNA helices can be bent under internal strain within the

molecules. In addition, it is not inconceivable that under certain conditions regions

of single-stranded RNA can be elongated relative to regions of double-stranded

RNA helices, which are rather compacted. Both factors mentioned above could

contribute to the formation of a stable intermediate, in which both the hybrids in the

molecular switch stem and in the probe-target duplex could coexist.

3.5 Acknowledgements

We thank Hilda Lomeli and dr. Sanjay Tyagi (Public Health Research

Institute, New York, NY), respectively for the preparation of the MDV-hiv(+} plasmid,

and for kindly providing the single-stranded recombinant M13 DNAs M13-MDV­

poly-4 and M13-int-A, as well as plasmid pGEM-int.

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3.6 References 1. Faubladier, M., Cam, K. and Bouche, J.-P. (1990) "Escherichia coli cell division inhibitor

DicF-RNA of the dicB operon. Evidence for its generation in vivo by transcription

termination and by RNase Ill and RNase E-dependent processing.• J. Mol. Bioi. 212,

461-471.

2. Krinke, L. and Wulff, D.L. (1990) "The cleavage specificity of RNase Ill." Nucleic Acids Res.

18, 4809-4815.

3. Lomeli, H., Tyagi, S., Pritchard, C.G., Lizardi, P.M. and Kramer, F.R. (1989) "Quantitative

assays based on the use of replicatable hybridization probes. • Clin. Chem. 35, 1826-1831.

4. Kramer, F.R. and Lizardi, P.M. (1989) "Replicatable RNA reporters." Nature 339, 401-402.

5. Robertson, H.D., Webster, R.E. and Zlnder, N.D. (1968) "Purification and properties of

ribonuclease Ill from Escherichia coli." J. Bioi. Chern. 243,82-91.

6. Robertson, H.D. (1982) "Escherichia coli ribonuclease Ill cleavage sites." Ce//30, 669-672.

7. Robertson, H.D. and Barany, F. (1978) "Enzymes and mechanisms in RNA processing."

In: Proceedings of the 12th FEBS congress, Pergamon Press, Oxford, pp. 285-295.

8. Nashimoto, H. and Uchida, H. (1985) "DNA sequencing of the Escherichia coli ribonuclease

1!1 gene and its mutations.• Mol. Gen. Genet. 201, 25-29.

9. Shore, D., Langowski, J. and Baldwin, R.L. (1981) "DNA flexibility studied by covalent

closure of short fragments into circles." Proc. Nat/. Acad. Sci. USA 78, 4833-4837.

10. DiFrancesco, R. (1989) "Purification of Qj3 replicase." US Patent Application Number

07/364,306.

11. Mills, D.R. (1988) "Engineered recombinant messenger RNA can be replicated and

expressed inside bacterial cells by an RNA bacteriophage replicase." J. Mol. Bioi. 200,

489-500.

12. Caruthers, M.H., Barone, A.D., Beaucage, S.L., Dodds, D.R., Fisher, E.F., McBride, L.J.,

Matteucci, M., Stabinsky, Z. and Tang, J.Y. (1987) "Chemical synthesis of

deoxyoligonucleotides by the phosphoramidite method." Methods Enzym. 154, 287-313.

13. Maniatis, T., Fritsch, E.F. and Sambrook, J. (1989) Molecular Cloning: A Laboratory

Manual, Second edition. Cold Spring Harbor Laboratory Press, Cold Spring Harbor, New

York.

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ChapterS

14. Bram, R.J., Young, R.A. and Steitz, J.A. (1980) "The ribonuclease Ill site flanking 23S

sequences in the 30S ribosomal precursor RNA of E. coli." Cel/19, 393-401.

15. Dunn, J.J. and Studier, W.F. (1983) "Complete nucleotide sequence of bacteriophage T7

DNA and the locations of T7 genetic elements.• J. Mol. Bioi. 166, 477-535.

16. Saito, H. and Richardson, C.C. (1981) "Processing of mANA by ribonuclease Ill regulates

expression of gene 1.2 of bacteriophage T7." Cell27, 533-542.

17. Hughes, J.A., Brown, L.R. and Ferro, A.J. (1987) "Nucleotide sequence and analysis of the

coliphage T3 S-adenosylmethionine hydrolase gene and its surrounding ribonuclease Ill

processing sites." Nucleic Acids Res. 15, 717-729.

18. Regnier, P. and Grunberg-Manago, M. (1989) "Cleavage by RNase Ill in the transcripts of

the met Y..nus-A-infB operon of Escherichia coli releases the tRNA and initiates the decay

of the downstream mANA." J. Mol. Bioi. 210, 293-302.

19. Regnier, P. and Portier, C. (1986) "Initiation, attenuation and RNase Ill processing of

transcripts from the Escherichia coli operon encoding ribosomal protein S15 and

polynucleotide phosphorylase. • J. Mol. Bioi. 187, 23-32.

20. Bardwell, J.C.A., Regnier, P., Chen, S.-M., Nakamura, Y., Grunberg-Manago, M. and Court,

D.L. (1989) "Autoregulation of RNase Ill operon by mANA processing." EMBO J. 8,

3401-3407.

21. Schmeissner, U., McKenney, K., Rosenberg, M. and Court, D. (1984) "Removal of a

terminator structure by RNA processing regulates int gene expression." J. Mol. Bioi. 176,

39-53.

22. Altuvia, S., Locker, G.H., Koby, S., Ben, N.O. and Oppenheim, A.B. (1987) "RNase Ill

stimulates the translation of the clll gene of bacteriophage lambda." Proc. Nat/. Acad. Sci.

USA 84, 6511-6515.

23. Daniels, D.L., Subbarao, M.N., Blattner, F.R. and Lozeron, H.A. (1988) "0-mediated late

gene transcription of bacteriophage A: RNA start point and RNase Ill processing sites in

vivo." Virology 167, 568-577.

24. Steege, D.A., Cone, K.C., Queen, C. and Rosenberg, M. (1987) "Bacteriophage i. N gene

leader RNA. RNA processing and translational initiation signals." J. Bioi. Cham. 262,

17651·17658.

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25. Krinke, Land Wulff, D.L (1987) "OOP RNA, produced from multicopy plasmids, inhibits

lambda ell gene expression through an RNase Ill-dependent mechanism." Genes Dev. 1,

1005-1013.

26. Blomberg, P., Wagner, E.G.H. and Nordstrom, K. (1990) "Control of replication of plasmid

R1: the duplex between the antisense RNA, CopA, and its target, CopT, is processed

specifically in vivo and in vitro by RNase Ill." EMBO J. 9, 2331-2340.

27. Pragai, B. and Apirion, D. (1981) "Processing of bacteriophage T4 tRNAs; the role of

RNAase Ill." J. Mol. Bioi. 153, 619-630.

28. Robertson, H. D., Pelle, E.G. and McClain, W.H. (1980) "RNA processing in an £Escherichia

coli strain deficient in both RNase P and RNase Ill" in: Transfer RNA: biological aspects

(Soli, D., Abelson, J.N. & Schimmel, P.R., eds.), 9B, Cold Spring Harbor monograph series,

New York, pp. 107-122.

29. Gegenheimer, P. and Apirion, D. (1980) "Precursors to 16S and 23S ribosomal RNA from

a ribonuclease 11r strain of Escherichia coli contain intact RNase Ill processing sites.•

Nucleic Acids Res. 8, 1873-1891.

30. Gegenheimer, P. and Apirion, D. (1981) "Processing of RNA." Microbiol. Rev. 45,506-509.

31. King, T.C., Sirdeshmukh, R. and Schlessinger, D. (1984) "RNase Ill cleavage is obligate

for maturation but not for function of £Escherichia coli pre-23S rRNA. • Proc. Natl. A cad. Sci.

USA81, 185-188.

32. King, T.C., Sirdeshmukh, R. and Schlessinger, D. (1986) "Nucleolytic processing of

ribonucleic acid transcripts in procaryotes." Microbiol. Rev. 50, 428-451.

33. Sirdeshmukh, R. and Schlessinger, D. (1985) "Ordered processing of £Escherichia coli 23S

rRNA in vitro." Nucleic Acids Res. 13, 5041·5054.

34. Srivastava, A.K. and Schlessinger, D. (1989) "Processing pathway of £Escherichia coli 16S

precursor rRNA." Nucleic Acids Res. 17, 1649-1663.

35. Stark, M.J.R., Gourse, R.L., Jemiolo, O.K. and Dahlberg, A.E. (1985) "A mutation in an

£Escherichia coli ribosomal RNA operon that blocks the production of precursor 23 S

ribosomal RNA by RNase Ill in vivo and in vitro." J. Mol. Bioi. 182, 205-216.

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36. Lowary, P., Sampson, J., Milligan, J., Groebe, D. and Uhlenbeck, O.C. (1986) in: Structure

and Dynamics of RNA (van Knippenberg, P.H. & Hilbers, C.W., eds.), Plenum Press, New

York, pp. 69-76.

37. Milligan, J.F., Groebe, D.R., Witherell, G.W. and Uhlenbeck, O.C. (1987)

"Oiigoribonucleotide synthesis using T7 RNA polymerase and synthetic DNA templates."

Nucleic Acids Res. 15, 8783-8798.

38. Erlich, H.A., Gelfand, D.H. and Saiki, R.K (1988) "Specific DNA amplification." Nature331,

461-462.

39. Mullis, KB. and Faloona, F.A. (1987) "Specific synthesis of DNA in vitro via a

polymerase-catalyzed chain reaction." Methods Enz. 155, 335-350.

40. Zoller, M.J. and Smith, M. (1987) "Oligonucleotide-directed mutagenesis: A simple method

using two oligonucleotide primers and a single-stranded DNA template. • Methods Enzymol.

154, 329-350.

41. Lizardi, P.M., Guerra, C.E., Lomeli, H., Tussie-Luna, I. and Kramer, F.R. (1988)

"Exponential amplification of recombinant-RNA hybridization probes." Biotechnology 6,

1197-1202.

42. Adachi, A., Gendelman, H. E., Koenig, S., Folks, T., Willey, R., Rabson, A. and Martin, M.A.

(1986) "Production of acquired immunodeficiency syndrome-associated retrovirus in human

and nonhuman cells transfected with an infectious molecular clone." J. Virol. 59, 284-291,

43. Zuker, M. and Stiegler, P. (1981) "Optimal computer folding of large RNA sequences using

thermodynamics and auxiliary information." Nucleic Acids Res. 9, 133-148.

44. Sanger, F., Nicklen, S. and Coulson, A.A. (1977) "DNA sequencing with chain terminating

inhibitors." Proc. Nat!. Acad. Sci. USA 74, 5463-6467.

45. Wiener, J.R. and Joklik, W.K (1987) "Comparison of the reovirus serotype 1, 2, and 3 S3

genome segments encoding the nonstructural protein uNS." Virology 161, 332-339.

46. Nelson, T. and Brutlag, D. (1979) "Addition of homopolymers to the 3' ends of duplex DNA

with terminal transferase." Methods Erizymol. 88, 41-47.

47. Chelladurai, B.S., Li, H. and Nicholson, A.W. (1991) "A conserved sequence element in

ribonuclease Ill processing signals is not required for accurate in vitro enzymatic cleavage. •

Nucleic Acids Res. 19, 1759-1766.

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Chapter 4

Specific release of immobilized replicatable MDV RNA hybridization probes by ribonuclease H

Summary

A novel method has been developed for reducing background signal

generation caused by the persistence of non-specifically bound amplifiable RNA

hybridization probes in reversible target capture assays. In such assays, probe­

target hybrids are immobilized through multiple capture probes on paramagnetic

particles. After the particles are washed to remove the nonhybridized probes, the

probe-target hybrids are released from the particles and bound to another set of

particles for another round of washing. Prior to amplification with the RNA directed­

RNA polymerase Q~ replicase, both specifically captured probe-target hybrids, as

well as a small number of persistent non-specifically bound amplifiable RNA

hybridization probes, are released from the paramagnetic particles by a target­

independent elution method.

The novel method is based on the target-directed enzymatic release of the

immobilized probe-target hybrids from the paramagnetic particles by incubation with

ribonuclease H. The effectiveness of this novel method was demonstrated in a

model assay for the detection of HIV-1 messenger RNAs, in which the final release

of the amplifiable RNA hybridization probes was accomplished either through elution

with a 'low-salt' solution containing 10 mM Tris-HCI (pH 8.0) and 1 mM EDTA-NaOH

(pH 8.0), or through enzymatic cleavage of the simulated messenger RNA target

strands by incubation with ribonuclease H. The results indicate that target­

dependent, ribonuclease H-mediated release re.sulted in at least a 10-fold increase

in the sensitivity of Q~ amplification assays.

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4.1 Introduction

An inevitable and major problem in the implementation of extremely

sensitive diagnostic bioassays, in which target recognition is coupled to a signal

amplification system, is the inherent background signal generation caused by non­

specifically bound probe molecules. The signal-to-noise ratio of such assays has

been significantly increased by employing the principle of reversible target capture

[1-4].

In this procedure, RNA-RNA probe-target hybrids are captured and

immobilized through poly(dA) tailed DNA oligonucleotide capture probes on sub­

micron oligo(dT)-coated ferric oxide paramagnetic particles. After the probe-target

hybrids have been immobilized on the paramagnetic particles, the suspension is

placed in a magnetic separation device to separate the suspended paramagnetic

particles from the hybridization solution, and the excess of nonhybridized amplifiable

RNA hybridization probes is removed by aspirating the supernatant. The

paramagnetic particles containing the bound probe-target hybrids are then washed

several times to further remove any nonhybridized probe molecules.

The efficiency of removing the non hybridized probes is remarkably improved

when the immobilized probe-target hybrids are released and recaptured on fresh

paramagnetic particles [2]. Release of the captured probe-target hybrids is

accomplished by raising the concentration of the chaotropic agent, guanidine

thiocyanate, in the wash solution. Since the DNA-DNA bonds between the oligo(dT)

groups on the surface of the paramagnetic particles and the poly(dA) groups at the

3' -ends of the capture probes are relatively weak compared to the stronger

DNA-RNA bonds formed between the capture probes and the targets, and the much

stronger RNA-RNA bonds formed between the targets and the amplifiable RNA

hybridization probes, only the hybrids formed between the capture probes and the

oligo(dT) groups are dissociated. Recapture of the probe-target hybrids is

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accomplished by lowering the guanidine thiocyanate concentration again by the

addition of a suspension of fresh paramagnetic particles.

After repeating this washing and transferring process a few times, the probe­

target hybrids are incubated in a solution containing 10 mM Tris-HCI and

1 mM EDTA. In this low-salt buffer, the hybrids formed between the poly(dA)

groups of the capture probes and the oligo(dT) groups of the paramagnetic particles

are dissociated, resulting in the release of the probe-target hybrids. The probe­

target hybrids are then isolated from the paramagnetic particles, and after the

probes are freed from their targets, they are amplified exponentially by incubation

with Q(j replicase.

Although this procedure efficiently removes nonhybridized amplifiable RNA

hybridization probes, it does not remove the excess of capture probes, which are

carried along during the entire reversible target capture process. Thus, during the

final elution of the probe-target complexes from the paramagnetic particles, these

capture probes are also released. Since nonhybridized amplifiable RNA

hybridization probes are likely to be non-specifically bound or entangled within these

capture probes, it is presumed that the release of these capture probes contributes

considerately to the background.

Enzymatic release of the immobilized probe-target hybrids by ribonuclease H

should therefore result in a lower background, since, in the 'salty' 1 x KGB

incubation solution, the capture probes remain immobilized during the release.

Moreover, the release is target-dependent and . will only occur if specific

capture probe-target recognition has occurred.

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4.2 Materials and methods

4.2.1 Enzymes and nucleotides

Bacteriophage T7 RNA polymerase (EC 2.7.7.6) was purchased from

Promega (Madison, WI). Calf thymus terminal deoxynucleotidyl transferase

(EC 2.7.7.31) was obtained from Supertechs (Bethesda, MD). Radiolabeled

[a.-32P]CTP (110 TBq/mmol) was obtained from DuPont (Wilmington, DE). while

unlabeled ribonucleoside triphosphates were purchased from Pharmacia LKB

Biotechnology (Piscataway, NJ). Escherichia co/iendoribonuclease H was obtained

from Boehringer Mannheim (Indianapolis, IN). Restriction endonuclease Sma I was

obtained from New England Biolabs (Beverly, MA). Ql) replicase (EC 2.7.7.48) was

acquired from Gene-Trak Systems (Framingham, MA). The replicase was purified

by the method of DiFrancesco [5] from a recombinant E coli clone containing the

65 kD viral f3 subunit of the replicase in an expression plasmid [6]. Qj3 replicase

purified by this method does not synthesize a product in the absence of exogenous

template under standard replication conditions. The enzyme is stable and its activity

remains unchanged for at least five years when stored in a glycerol solution

at - 20 oc. Water used in all experiments was deionized using a Modulab Type II

water purification system (Continental Water Systems Corporation, San Antonio,

TX), and then glass distilled.

4.2.2 Capture probes

Two different single-stranded capture probes, complementary to selected

regions of the target nucleic acid, were prepared by automated synthesis. The

capture probes were complementary to the nucleotides 4,460-4,503 and 4, 7 40-4,789

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in HIVNL43 [7]. A poly(dA) tail of about 150 residues was added to each capture

probe by incubation with terminal deoxynucleotidyl transferase [8].

4.2.3 Replicatable MDV RNA hybridization probe

Recombinant MDV-1 RNA containing an inserted HIV-1 pol specific

sequence complementary to nucleotides 4,577-4,606 of HIVNL43 [7] was

synthesized in vitro by transcription from a recombinant plasmid. The plasmid was

constructed as described by Lomeli et a/ [9]. The nucleotide sequence in the

recombinant region of the cloned plasmid was confirmed by the Sanger dideoxy

chain termination method [10]. After linearization with Sma I, the plasmid was

transcribed with T7 RNA polymerase [11, 12]. The resulting MDV-hiv(+) RNAs are

excellent templates for exponential amplification by Q~ replicase.

4.2.4 Paramagnetic particles

Sub-micron ferric oxide paramagnetic particles that were coated with

oligo(dT) groups were obtained from Gene-Trak Systems, (Framingham, MA). The

oligo(dT) groups consisted of 14 thymidine residues. The final suspension of the

particles was 0.125 % (w/V) solids with a binding capacity of 300 pmol d(A)50

per mg.

4.2.5 Hybridization

HIV-1 messenger RNA targets were prepared by in vitro transcription from

a recombinant plasmid (pGEM-int) containing the HIV-1 pol region that codes for the

entire viral integrase protein. This plasmid was constructed as described in

Section 3.2.5. After linearization with Sma I, the plasmid was transcribed with T7

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Chapter 4

RNA polymerase [11, 12]. The resulting HIV-1 integrase RNA transcripts were used

as simulated HIV-1 messenger RNA targets to which replicatable MDV-hiv(+) RNA

probes were hybridized in polypropylene titertubes (Bio-Rad, Richmond, CA) in

1 00 111 of a hybridization solution containing 2.5 M guanidine thiocyanate (Fiuka

Chemical, Hauppage, NY), 400 mM Tris-HCI (pH 7.5), 80 mM EDTA-NaOH

(pH 8.0), 0.5% (w/v) sodium lauryl sarcosine (Sigma, St. Louis, MO), and 0.5% (w/v)

bovine serum albumin (Fraction V, Boehringer Mannheim, Indianapolis, IN). Two

series of serially diluted simulated HIV-1 messenger RNA targets were prepared.

The target concentration in each of the series was varied from 1 03 molecules to 1 08

molecules. Each reaction tube contained 1010 molecules of MDV-hiv( +) RNA probes

and 6 x 1010 molecules of each of the capture probes (Section 4.2.2). The mixtures

were incubated overnight at 37 oc to allow the formation of the ternary hybrids

between the capture probes, targets and replicatable MDV RNA probes.

4.2.6 Reversible target capture

After completion of hybridization, an equal volume of a suspension of

paramagnetic particles was added to the hybridization mixtures, reducing the

guanidine thiocyanate (GuSCN) concentration to 1.25 M. The probe-target hybrids

were captured on the paramagnetic particles during a 10 minute-incubation at

37 oc. The reaction tubes were then placed in a magnetic separation device

(Gene-Trak Systems, Framingham, MA) causing the rapid separation of the

paramagnetic particles (with the bound probe-target hybrids) and the hybridization

solution containing the excess of nonhybridized RNA probes. The supernatant of

each reaction tube was aspirated and immediately replaced by 200 ~-tl wash solution

containing 1.5 M GuSCN, 400 mM Tris-HCI (pH 7.5), 80 mM EDTA-NaOH (pH 8.0),

0.5% (w/v) sodium lauryl sarcosine, and 0.5% (w/v) bovine serum albumin. The

tubes were then withdrawn from the magnetic field, and the probe-target hybrids

attached to the paramagnetic particles were washed by vigorous agitation on a

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multi-tube vortex-type mixer (American Hospital Supply, McGaw Park, IL). The

particles were again collected and separated from the solutions in the magnetic

separation device, and the supernatant of each tube was again aspirated and

replaced by 200 ~I of 1.5 M GuSCN wash solution, and the particles were again

agitated. The supernatant of each tube was again aspirated. However, this time

they were replaced by 100 ~I of a release buffer containing 3.25 M GuSCN. The

suspensions were mixed and incubated for 5 minutes at 37 oc. In this more­

concentrated GuSCN solution, the relatively weak bonds between the 3'-poly(dA)

tails of the capture probes and the oligo(dT) groups on the surface of the

paramagnetic particles are dissociated, resulting in the release of the probe-target

hybrids. However, the much stronger bonds between the capture probes and the

targets, and between the replicatable RNA probes and the targets, remain intact [2].

The stripped particles were collected and separated from the solutions containing

the released probe-target hybrids in the magnetic separation device, and the

supernatant from each reaction tube was transferred to a new reaction tube. The

stripped particles were discarded and 100 JL1 of fresh paramagnetic particles was

added to each transferred supernatant, reducing the GuSCN concentration to

1.62 M. The tubes were incubated at 37 oc for 5 minutes to allow the probe-target

hybrids to be recaptured on the paramagnetic particles. The entire process of

washing and transferring the probe-target hybrids to fresh paramagnetic particles

was repeated once more. After the probe-target hybrids were captured for the third

time on the paramagnetic particles, they were washed twice with 200 ~I of a

1.5 M GuSCN wash solution, then washed three times with 200 ~I of a solution

containing 50 mM Tris-HCI (pH 8.0), 1 mM EDTA-NaOH (pH 8.0), 300 mM KCI, and

0.5% NP40 (Gene-Trak Systems, Framingham, MA) to remove the GuSCN, which

inhibits 013 replicase, and finally, washed one more time in 200 ~I of 1 x KGB

solution [13]. After removing the supernatant from the last wash by aspiration, the

paramagnetic particles from both serial dilution series were incubated for 15 minutes

at 37 octo release the probe-target hybrids. The reaction tubes from the first series

were incubated in 50 ~I 10 mM Tris-HCI buffer (pH 8.0) containing 1 mM EDTA-

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NaOH (pH 8.0), and the reaction tubes from the second series were incubated in

50 ~-tl 1 x KGB solution containing 0.5 units of ribonuclease H. After releasing the

probe-target hybrids from the surface of the paramagnetic particles, the particles

were collected in the magnetic separation device, and the supernatant from each

reaction tube was transferred to a new reaction tube.

4.2. 7 Ql) amplification

Two series of amplification reactions were prepared, each containing 35 f-1.1

of the final supernatant from a corresponding sample containing probe-target hybrids

isolated by the reversible target capture procedure. Prior to amplification, the

supernatant from each reaction tube was incubated in a boiling water bath for 1

minute to free the replicatable RNA hybridization probes from their targets. The

released MDV-hiv( +) RNA molecules were amplified exponentially at 37 oc in 100 ~-tl

of a reaction buffer containing 100 mM Tris HCI (pH 7.6), 10 mM MgCI2, 400 t-tM

ATP, 400 ~-tM GTP, 400 t-tM UTP, 40 ~-tM [a-32P]CTP and 5 f-1.9 of purified Ql)

replicase. The tubes were warmed to 37 oc to initiate the reactions. The reactions

for each serial dilution series were incubated in parallel. The amplification reactions

from each series were performed in succession. Starting 8 minutes after the

initiation of the amplification reactions, 4 111 aliquots of each of the reactions were

sampled every minute, until the reactions were incubated for 19 minutes. The

reactions were stopped by mixing the samples with 36 t-tl of an ice-cold stop mixture

containing 120 mM NaCI and 20 mM EDTA-NaOH (pH 8.0). The size and

homogeneity of the [32P]RNA amplification products in 5 v.l aliquots of each of the

144 samples were determined by electrophoresis under denaturing conditions in an

8% polyacrylamide gel containing TBE buffer and 7 M urea. Finally, the (32P]RNA

amplification products in 10 f-1.1 aliquots of each of the 144 samples were dot-blotted

in a vacuum filtering manifold (Bio-Rad, Richmond, CA) onto a 'Zeta-Probe'

quaternary-amine-derivatized nylon membrane (Bio-Rad, Richmond, CA) after

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addition of 190 f.ll of an ice-cold precipitation solution containing 360 mM phosphoric

acid, 20 mM sodium pyrophosphate, and 2 mM EDTA-NaOH (pH 8.0). Each bound

sample was then washed 1 0 times with 200 ~tl of the same solution to remove

unincorporated [a-32P]CTP. After the membrane was released from the dot-blot

manifold, it was washed further in three 15-minute washes in 200 ml ice-cold wash

solution. The membrane was then air-dried, and the [32P]RNA amplification products

present in each sample were visualized by autoradiography. Finally, the amount of

RNA present in each dot-blot was quantitated by monitoring the radioactivity on the

membrane in a Betascope 603 blot analyzer (Betagen, Waltham, MA).

4.3 Results

The effectiveness of target-dependent, ribonuclease H-mediated release was

investigated in a model assay in which replicatable HIV-1 RNA hybridization probes

were hybridized to serial dilutions of simulated HIV-1 messenger RNA target

molecules in the presence of guanidine thiocyanate [14]. After hybridization, the

resulting probe-target hybrids were isolated by three cycles of reversible target

capture on paramagnetic particles. The hybridized probes were finally released

from the paramagnetic particles during a 15 minute-incubation at 37 oc either in a

solution containing 10 mM Tris-HCI (pH 8.0) and 1 mM EDTA-NaOH {pH 8.0), or

in 1 x KGB solution containing ribonuclease H. The released probes were then

exponentially amplified by incubation with Q~ replicase, and samples of each

amplification reaction were taken at 1-minute intervals. Electrophoretic analysis of

the size and homogeneity of the RNA products that were present in each sample

indicated that only MDV-hiv RNA was synthesized.

For both of the methods of release, aliquots of the corresponding

amplification samples were blotted onto a nylon membrane, and the radiolabeled

[32P]MDV-hiv RNA was visualized by autoradiography (Fig. 4.3.1). The amount of

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RNA that was synthesized in each of the samples was quantitated by monitoring the

radioactivity of each of the 'dots' on the membrane with a Betascope blot analyzer

(Table 4.3.1 and 4.3.2).

a

t j 2' :I {!. l ... ;!: e ::c -

b

• i {!. i ,.. 0 :> e :c -

100,000,000

10,000,000

1,000,000

100,000

10,000

1,000

100,000,000

10,000,000

1,000,000

100,000

10,000

1,000

8 9 10 11 12 13 14 15 16 17 18 19

Time (minutes)

8 9 10 11 12 13 14 15 16 17 18 19

Time (minutes)

Fig. 4.3.1. Kinetic analysis of amplification reactions. Replicatable MDV-hiv(+) RNA hybridization probes were hybridized to serial dilutions of simulated HIV-1 messenger RNAs, and were then released either in a target-independent manner by incubation in a solution containing 10 mM Tris-HCI (pH 8.0) and 1 mM EDTA-NaOH (pH 8.0) (a}, or in a target-dependent manner by incubation in 1 x KGB solution containing ribonuclease H (b), and then amplified exponentially by incubation with 0!3 replicase.

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Table 4.3.1. Amount of reporter RNA synthesized (cpm) as a function of the time (min). Probe-ta h b 'd d be I ed b at f It .rget y n s an capture pro s were reeas yremov o sa.

lime log ( number of HIV·1 target molecules )

(min) 3 4 5 6 7 8

8 22 21 22 67 234 482

9 64 61 76 237 469 747

10 173 139 187 431 722 1108

11 338 342 326 544 931 1213

12 554 398 464 694 1008 1558

13 622 629 624 878 1382 1940

14 844 694 765 977 1427 2038

15 978 896 897 1033 1546 2383

16 811 763 820 1154 1448 2017

17 1056 907 895 1054 1532 1924

18 1317 1130 1171 1261 1560 1998

19 922 1110 1318 1356 1610 2043

Table 4.3.2. Amount of reporter RNA synthesized (cpm) as a function of the time (min). Probe­target hybrids (but not capture probes) were released by ribonuclease H digestion

lime log ( number of HIV·1 target molecules )

(min\ 3 4 5 6 7 8

8 18 15 18 25 26 57

9 17 13 14 27 60 237

10 15 18 18 47 165 458

11 32 23 30 180 367 798

12 83 46 98 380 748 1017

13 249 169 285 824 1101 1347

14 460 363 462 914 1062 1379

15 722 434 668 1129 1102 1773

16 701 738 773 1253 1329 2130

17 961 1044 1032 1305 1569 1899

18 1168 1160 1405 1552 1669 2146

19 1254 1344 1232 1381 1832 2157

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The results shown in Fig. 4.3.1 and quantified in Tables 4.3.1 and 4.3.2

demonstrate the characteristic inverse logarithmic dose-response relationship that

exists between the logarithm of the number of targets that are initially present in a

sample and the time it takes to synthesize a particular, though arbitrary, amount of

RNA. The fewer the number of simulated targets that were initially present, the

fewer the number of replicatable probes that could hybridize to them, and thus the

fewer the number of replicatable probes that could serve as templates for the

exponential amplification reaction.

The results also demonstrate that ribonuclease H-mediated release of the

probe-target hybrids from the surface of the paramagnetic particles results in a

lower background. In the reactions initiated with replicatable probes that were

released in a low-salt TE solution, the kinetic results corresponding to the samples

in which 106 and 105 target molecules were initially present could still be

distinguished from one another. However, the kinetic results corresponding to the

samples in which fewer than 105 target molecules were initially present could not be

distinguished from one another. Therefore, for this assay the limit of detection was

approximately 105 target molecules. In the reactions in which the replicatable

probes were released by incubation with ribonuclease H, the kinetic results

corresponding to the samples in which 1 05 and 1 04 target molecules were initially

present could still be distinguished from one another. However, the kinetic results

corresponding to the samples in which fewer than 104 target molecules were initially

present could not be distinguished from one another. Therefore, the limit of

detection for this assay was improved to approximately.104 target molecules.

From initial experiments, it was known that the efficiency of release of the

probe-target hybrids from the surface of the paramagnetic particles was not

significantly different for both release methods. Also, it was shown that

ribonuclease H cleavage was target-directed and occurred only at those regions of

the RNA target strands that interacted specifically with the capture probes.

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4.4 Discussion

During exponential synthesis, the time it takes for the number of molecules

in an RNA population to double is a constant for a given set of reaction conditions

[15]. This relationship is expressed in the following equation:

N-No2tld

where N0 is the number of RNA molecules initially present; t is the time of

incubation; dis the characteristic time it takes for the RNA population to double; and

N is the number of RNA molecules that are present at time t. This equation can be

rewritten as follows:

where (-log 2)/d is a constant. If we consider the situation that occurs when a

particular, though arbitrary, amount of replicatable reporter RNA has been

synthesized, then log N is also a constant. Under these conditions, there is a linear

relationship between t (which represents the time it takes for the RNA population to

grow to N strands) and log N()o thus allowing the number of strands that were initially

present to be calculated. Since it can be inferred from the results shown in Tables

4.3.1 and 4.3.2 that it took approximately 2.5 minutes longer to synthesize a certain

(arbitrary) amount of RNA in the reactions in which the probe-target hybrids were

released by incubation with ribonuclease H, than in the reactions in which the probe-•

target hybrids were released in low-salt buffer, and since under the reaction

conditions employed the doubling time of the replicatable MDV-hiv RNA reporter

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Chapter4

Fig. 4.4.1.

RNase H RNaseH

Ribonuclease H-directed release of immobilized replicatable hybridization probes from the surface of paramagnetic particles.

was approximately 33 seconds [9], it was estimated that the number of non­

specifically hybridized replicatable probes that were released during ribonuclease H

incubation was reduced by approximately a factor of 23 relative to the number of

non-specifically hybridized replicatable probes that were released during incubation

in the low-salt TE buffer.

This increase in assay sensitivity results from the selectivity of

ribonuclease H release. The hybridized replicatable probes are released by

cleavage of the target RNA when it is hybridized to the 5'-end of the DNA capture

probe (Fig. 4.4.1). However, the DNA capture probes and their associated non­

specifically hybridized replicatable probes (that cause the background) remain

hybridized to the oligod(T) groups on the surface of the paramagnetic particles.

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4.5 Acknowledgements

We thank Hilda Lomeli for the preparation of plasmid MDV-hiv(+), and

dr. Sanjay Tyagi (Public Health Research Institute, New York, NY) for kindly

providing plasmid pGEM-int.

4.6 References

1. Hunsaker, W.R., Badri, H., Lombardo, M. and Collins, M.L. (1989) "Nucleic acid

hybridization assays employing dA-tailed capture probes; 1!. Advanced multiple capture

methods. • Anal. Biochem. 181, 360-370.

2. Morrissey, D.V., Lombardo, M., 8dredge, J.K, Kearney, KR., Groody, E.P. and Collins,

M.L. (1989) "Nucleic acid hybridization assays employing dA-tailed capture probes; I.

Multiple capture methods." Anal. Biochem. 181, 345-359.

3. Morrissey, D. and Collins, M. (1989) "Nucleic acid hybridization assays employing dA-tailed

capture probes. Single capture methods." Mol. Cell Probes3, 189-207.

4. Thompson, J., Solomon, R., Pellegrino, M., Sakai, K, Lewin, M., Feild, M., Castrovinci, M.,

Sacramone, L. and Gillespie, D. (1989) "A noise-free molecular hybridization procedure for

measuring RNA in celllysates." Anal. Biochem. 181, 371-378.

5. DiFrancesco, R. (1989) "Purification of Q~ replicase." US Patent Application Number

07/364,306.

6. Mills, D.R. (1988) "Engineered recombinant messenger RNA can be replicated and

expressed inside bacterial cells by an RNA bacteriophage replicase." J. Mol. Bioi. 200,

489-500.

7. Adachi, A., Gendelman, H.E., Koenig, S., Folks, T., Willey, R., Rabson, A. and Martin, M.A.

(1986) "Production of acquired immunodeficiency syndrome-associated retrovirus in human

and nonhuman cells transfected with an infectious molecular clone." J. Virol. 59, 284-291.

a. Nelson, T. and Brutlag, D. (1979) "Addition of homopolymers to the 3' ends of duplex DNA

with terminal transferase." Methods Enzymol. 68, 41-47.

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Chapter4

9. Lomeli, H., Tyagi, S., Pritchard, C.G., Uzardi, P.M. and Kramer, F.R. (1989) "Quantitative

assays based on the use of replica table hybridization probes. • CJin. Chern. 35, 1826-1831.

10. Sanger, F., Nicklen, S. and Coulson, A.R. (1977) "DNA sequencing with chain terminating

inhibitors." Proc. Natl. Acad. Sci. USA 74, 5463-6467.

11. Lowary, P., Sampson, J., Milligan, J., Groebe, D. and Uhlenbeck, O.C. (1986) in: Structure

and Dynamics of RNA (van Knippenberg, P.H. & Hilbers, C.W., eds.), Plenum Press, New

York, pp. 69-76.

12. Milligan, J.F., Groebe, D.R., Witherell, G.W. and Uhlenbeck, O.C. (1987)

"Oiigoribonuclaotide synthesis using T7 RNA polymerase and synthetic DNA templates. •

Nucieic Acids Res. 15, 8783-8798.

13. Maniatis, T., Fritsch, E.F. and Sambrook, J. (1989) Molecular Cloning: A Laboratory

Manual, Second edition. Cold Spring Harbor Laboratory Press, Col~ Spring Harbor, New

York.

14. Thompson, J. and Gillespie, D. (1987) "Molecular hybridizatio.n with RNA probes in

concentrated solutions of guanidine thiocyanate.• Anal. Biochem. 183, 281-291.

15. Kramer, F.R., Mills, D.R., Cole, P.E., Nishihara, T. and Spiegelman, S. (1974) "Evolution

in vitro: sequence and phenotype of a mutant RNA resistant to ethidium bromide." J. Mol.

Bioi. 89, 719-736.

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Chapter 5

Prospective

In order to be able to fully benefit from the extreme sensitivity that

013 amplification assays can offer, it is necessary to reduce background signal

generation caused by non-specifically hybridized replica table probes. This objective

can be achieved through the use of target-dependent amplification mechanisms.

In this thesis, a number of different target-dependent 0(3 amplification strategies

have been presented. In these strategies, signal generation is obligately linked to

the recognition and binding of the hybridization probe and its complementary target

A number of different approaches have been employed to reduce this

principle to practice. The concept of the molecular switch was introduced, and its

validity was tested in model systems, in which the different states of the switch in

the presence, and the absence, of a target formed the basis of target-dependent

signal generation systems. It was found that in case the specific probe sequence

was contained within a small oligonucleotide hairpin stem, the state of the molecular

switch was dependent on whether the probe was hybridized to its target However,

when the probe sequence was contained within molecular switch sequences that

were embedded within the replicatable MDV-1 RNA sequence, the molecular switch

did not perform as expected, presumably because of the strong interactions that

occur between the left and the right parts of the MDV RNA molecule.

Another approach is to employ binary amplification schemes, in which parts

of the probe molecule, neither of which are replicatable on their own, are combined

to form a functional replicatable hybridization probe. Combination of the non­

replicatable parts requires the participation of the target Therefore, signal

generation is target-dependent Binary amplification schemes are currently under

development and offer promising perspectives.

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Chapters

A novel approach to establish target-dependent signal generation in 013 amplification assays is based on the selective release of probe-target hybrids, which

are immobilized on solid supports. In the reversible target capture procedure,

specifically hybridized replicatable probes are released from the surface of

paramagnetic particles by ribonuclease H cleavage of the target RNAs when they

are hybridized to the 5'-ends of polyd(A}-tailed DNA capture probes. The excess

of DNA capture probes and their associated non-specifically hybridized background

generating probes, which are cycled through the entire reversible target capture

procedure, remain hybridized to the oligod(T) groups on the surface of the

paramagnetic particles.

Alternatively, the excess of polyd(A)-tailed DNA capture probes could be

eliminated by employing another type of capture probes that are 5' -biotinylated. In

the final recapture step in the reversible target capture procedure, the probe-target­

capture probe complexes could be recaptured on streptavidine-coated paramagnetic

particles instead of oligod(T)-coated particles. After recapture on these fresh

paramagnetic particles, the excess of polyd(A)-tailed DNA capture probes could be

removed by washing the recaptured probe-target hybrids. The probe-target hybrids

could then be released from the surface of the streptavidine-coated paramagnetic

particles by incubation with ribonuclease H. The replicatable probes could then be

amplified exponentially by incubation with 013 replicase.

It is to be expected that the detection limit of Ql) amplification assays can

ultimately be further reduced if different target~dependent amplification schemes are

combined. Future research should therefore focus on the utilization and integration

of different target-dependent amplification schemes in a single assay format.

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Summary

Summary

Amplifiable nucleic acid hybridization probes enable the development of

extremely sensitive bioassays for the detection of infectious agents in biomatrices.

The underlying strategy of these diagnostic assays is to selectively amplify a

reporter, that signals the specific interaction between the target and the probe, prior

to detection, quantification and further analysis of the analyte. This objective is

achieved through the use of bifunctional molecules that consist of a specific probe

sequence embedded within the sequence of a replicatable RNA. The molecules are

first hybridized to target sequences in a conventional manner. The resulting probe­

target hybrids are then isolated and the probes are released from their targets. The

released probes are then amplified by incubation with the RNA-directed RNA

polymerase, Of' replicase. The replicase copies the probes in an autocatalytic

manner, in which each product strand is able to serve as a template for the next

round of replication. The resulting exponential amplification process is very rapid,

resulting in as many as one billion copies of each molecule in 30 minutes. With this

level of amplification, the amount of RNA that is made can be readily detected

without using radioisotopes.

Theoretically, these assays should be extraordinarily sensitive, since only

one probe molecule is required to initiate the amplification process. In practice

however, an inevitable problem is the inherent background signal generation by non­

specifically bound probe molecules that persist, despite extensive washing of the

probe-target hybrids. The aim of the studies presented in this thesis was to reduce

this background by developing amplification systems, in which signal generation is

obligately coupled to target recognition.

In Chapter 1, a description of the field is given, in which a number of signal

different amplification methods are discussed. Furthermore, a brief synopsis ofa

number of target-dependent O(j amplification strategies is provided.

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Summary

In Chapter 2, an overview of the preliminary work on the mechanism of Q~

amplification is provided, followed by a brief synopsis of the current state of the art

of Q~ amplification assays.

In Chapter 3, a target-dependent amplification concept is presented, in

which replicatable hybridization probes are employed that contain a molecular

switch. A molecular switch is a region of the probe molecule that changes its

conformation when the probe hybridizes to its target. The molecular switch

consisted of a specific probe embedded within two complementary

oligoribonucleotide sequences, that formed, in the absence of a target, a hairpin

stem that is a specific recognition site for ribonuclease Ill. In the presence of a

target, the molecule undergoes a conformational transformation, in which the

ribonuclease Ill site is eliminated. In order to test the validity of the molecular

switch concept, a model system was developed, in which these recombinant RNA

hybridization probes were incubated with ribonuclease Ill, respectively, in the

absence and in the presence of an RNA target. It was found that the probe-target

hybrids that were formed after hybridization unexpectedly formed other (different)

ribonuclease Ill recognition sites, which were efficiently processed by

ribonuclease Ill. Further research with DNA targets in the same model system

revealed that recombinant MDV RNA probes can simultaneously hybridize to their

targets and be processed by ribonuclease Ill. Thus, it appeared that selective

destruction of recombinant MDV RNA hybridization probes containing a molecular

switch was not feasible.

In Chapter 4, a novel method is described, which is based on the target­

directed enzymatic release of immobilized probe-target hybrids from the surface of

paramagnetic particles by incubation with ribonuclease H. The results demonstrate

that target-dependent, ribonuclease H-mediated release resulted in at least a 1 0-fold

increase in the sensitivity of Q~ amplification assays.

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Summary

Finally, in Chapter 5, a summarizing synopsis of the different target­

dependent 0[3 amplification strategies that were studied in this thesis is provided,

and a prospective is given for future research.

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Samenvatting

Samenvatting

Amplificeerbare nucleine zuur hybridizatie probes maken de ontwikkeling van

extreem gevoelige testen voor de detectie van infektieuze agentia in biomatrices

mogelijk. De onderliggende strategie bij deze diagnostische testen is om selectief

een 'verslaggevend molecuul' (reporter) te amplificeren, dat de specifieke interactie

tussen het 'doelmolecuul' (target) en de probe signaleert, alvorens detectie,

kwantificering en verdere analyse plaatsvinden. Dit is mogelijk door het gebruik van

bifunctionele moleculen, die bestaan uit een specifieke probesequentie, die is

ingebed in de sequentie van een repliceerbaar RNA. Deze moleculen worden in

eerste instantie op een conventionele manier gehybridizeerd met de doelmolecuul

sequenties. De gevormde probe-doelmolecuul hybrid en worden dan ge'isoleerd, en

de probes worden ontdaan van hun doelmoleculen. De vrije probes worden

vervolgens geamplificeerd door middel van incubatie met de RNA-afhankelijke RNA

polymerase, Ql) replicase. De replicase kopieert de probes op een autokatalytische

manier, waarbij elke produktketen kan dienen als mal voor een volgende ronde van

replicatie. Het resulterende exponentiele amplificatieproces is zeer snel, en Ievert

voor elk molecuul in 30 minuten een miljard kopieen op. Met dit amplificatieniveau

kan de gevormde hoeveelheid RNA gemakkelijk worden aangetoond zonder het

gebruik van radioisotopen.

Theoretisch zijn deze testen buitengewoon gevoelig, omdat slechts een

probemolecuul nodig is om het amplificatieproces op te starten. In de praktijk

echter, vormt de inherente achtergrondsignaalgeneratie van hardnekkige niet­

specifiek gebonden probemoleculen, die ondanks uitgebreid wassen van de probe­

doelmolecuul hybriden niet te verwijderen zijn, een niet te voorkomen probleem.

Het doel van de in dit proefschrift gepresenteerde studies was het reduceren van

deze achtergrond door amplificatiesystemen te ontwikkelen, waarbij signaalgeneratie

onverbrekelijk is verbonden aan de herkenning van het doelmolecuul.

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Samenvatting

In Hoofdstuk 1 wordt het werkgebied omschreven, waarbij een aantal

verschillende signaal amplificatiemethoden aan de orde komen. Voorts wordt een

beknopt overzicht gegeven van een aantal doelmolecuul-afhankelijke 0(3 amplificatie

strategieen.

In Hoofdstuk 2 wordt een overzicht gegeven van het eerder verrichtte

onderzoek naar het mechanisme van 0(3 amplificatie, gevolgd door een beknopt

overzicht van de huidige stand van zaken met betrekking tot Of3 amplificatietesten.

In Hoofdstuk 3 wordt een doelmolecuul-afhankelijk amplificatie concept

gepresenteerd, waarbij repliceerbare hybridizatie probes worden gehanteerd die een

moleculaire schakelaar bevatten. Een moleculaire schakelaar is een gedeelte van

het probemolecuul dat van conformatie verandert, wanneer de probe hybridizeert

met het doelmolecuul. De moleculaire schakelaar bestond uit twee complementaire

oligoribonucleotide sequenties, die in de afwezigheid van een doelmolecuul een

haarspeld-dubbele-helix-struktuur (hairpin stem) vormden die specifiek wordt

herkend door ribonuclease Ill. In de aanwezigheid van een doelmolecuul ondergaat

het probemolecuul een conformationele verandering, waarbij de ribonuclease Ill

herkennings-struktuur verloren gaat. Om de geldigheid van het moleculaire

schakelaar concept te testen werd een modelsysteem ontwikkeld, waarbij deze

recombinant RNA hybridizatie probes warden gei'ncubeerd met ribonuclease Ill,

respectievelijk in de afwezigheid, en in de aanwezigheid, van een RNA

doelmolecuul. Gevonden werd dat de na hybridizatie gevormde probe-doelmolecuul

hybriden onverwachts andere (verschillende) ribonuclease Ill herkennings­

strukturen vormden, die efficient warden verwerkt door ribonuclease Ill. Verder

onderzoek in dit modelsysteem met DNA doelmoleculen leverde het inzicht op dat

recombinant MDV RNA probes kunnen hybridizeren met hun doelmoleculen en

tegelijkertijd kunnen worden verwerkt door ribonuclease Ill. Aldus bleek dat de

selectieve destructie van recombinant MDV RNA hybridizatie probes die een

moleculaire schakelaar bevatten niet haalbaar was.

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Sam en vatting

In Hoofdstuk 4 wordt een nieuwe methode beschreven, welke is gebaseerd

op de doelmolecuul-afhankelijke ontkoppeling van ge'immobilizeerde probe­

doelmolecuul hybrid en aan het oppervlak van paramagnetische deelijes door middel

van incubatie met ribonuclease H. De resultaten demonstreren dat de

doelmolecuul- en ribonuclease H-afhankelijke ontkoppeling resulteerde in een

minstens 10-voudige toename in de gevoeligheid van 013 amplificatietesten.

Tenslotte wordt in Hoofdstuk 5 een samenvattend overzicht gegeven van de

verschillende doelmolecuul-afhankelijke Of3 amplificatie strategieen die zijn

bestudeerd in dit proefschrift, waarbij een beeld wordt geschetst van het te

verwachten toekomstige onderzoek.

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List of Abbreviations

AIDS

bp

cat

eDNA

CZE ds

ECC EDTA

ELISA

FPLC

GAWTS

GC

GuSCN

HIV

HPCE HPLC ITP

KGB

LCR LIFO

MDV

MECC mRNA

nt

PCR

PSTV

RAWTS

RIA

acquired immunodeficiency syndrome

base pairs

ch loram ph en icol actetyltransferase

copy DNA

capillary zone electrophoresis

double-stranded

electrokinetic capillary chromatography

ethylenediamine tetraacetic acid

enzyme-linked immuno sorbent assay

fast performance liquid chromatography

genomic amplification with transcript sequencing

gas chromatography

guanidine thiocyanate

human immunodefiency virus

high performance capillary electrophoresis

high performance liquid chromatography

isotachophoresis

potassium glutamate buffer

ligase chain reaction

laser induced fluorescence detection

midivariant

micellar electrokinetic chromatography

messenger RNA

nucleotides

polymerase chain reaction

potato spindle tuber virus

RNA amplification with transcript sequencing

radio immuno assay

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RNase

SDA

ss

TAS

TBE

TE

Tris

uv

120

ribonuclease

strand displacement amplification

single-stranded

transcription-based amplification system

tris-borate EDTA

10 mM Tris-HCI, 1 mM EDTA-NaOH

tris [hydroxymethyl] amino methane

ultraviolet

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Nawoord

Mijn dank gaat uit naar iedereen die op welke wijze dan ook heeft bijgedragen aan de totstandkoming van dit proefschrift. In de eerste plaats wil ik mijn promotoren Frans Everaerts en Chris De Bruijn bedanken voor hun belangstelling en begeleiding tijdens mijn studies en voor de gelegenheid die zij mij boden tot het verrichten van mijn promotieonderzoek. In het bijzonder bedank ik Frans Everaerts voor zijn niet aflatende vertrouwen in mij, en omdat hij in meer dan een opzicht een rots in de branding was.

Voorts zou ik Wiel Hoekstra, Jan Tommassen, en aile medewerkers van Moleculaire Microbiologie (en aile andere afdelingen binnen Trans 3) van de Rijksuniversiteit Utrecht willen bedanken voor de plezierige werksfeer, en voor alles wat ze mij in een jaar hebben geleerd. In het bijzonder ben ik dank verschuldigd aan mijn oud-kamergenoot Dirk Bosch, die mij op het wilde idee heeft gebracht wat uiteindelijk toch tot dit proefschrift heeft geleid.

Eveneens wil ik Wim Quint en medewerkers van het Diagnostisch Centrum SSDZ in Delft bedanken.

Verder bedank ik Carel Cramers voor zijn belangstelling in mijn onderzoek en aile collega promovendi en andere medewerkers van de vakgroep (in het bijzonder Denise Tjallema en Hans van Rijsewijk) voor de collegiale en vriendschappelijke steer.

Above all, I would like to thank Fred Kramer, Sanjay Tyagi, David Zhang, Ying Wu, Sasha and Lena Chetverin, and all the other colleagues from the Public Health Research Institute in New York City for the generous hospitality and fruitful and stimulating cooperation during the two exciting years that I have stayed in your lab. Especially, I would like to thank Fred Kramer for his sincere enthusiasm, confidence and support for everything I undertook, and Sanjay Tyagi for being a patient teacher and for all the brilliant ideas and long discussions that we've had. Thanks a lot!

Tenslotte bedank ik mijn ouders, die mij de mogelijkheid boden om een academische studie te volgen, en die mij daarin in aile opzichten altijd hebben

gesteund.

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Curriculum Vitae

De schrijver van dit proefschrift werd geboren op 26 oktober 1963 te

Wemeldinge (Zid). Na het doorlopen van het Voorbereidend Wetenschappelijk

Onderwijs aan het St. Willibrord College te Goes, werd in september 1982 een

aanvang gemaakt met de studie Scheikundige Technologie aan de Technische

Hogeschool Eindhoven. Het propaedeutisch examen werd behaald in september

1983. Het afstudeerwerk werd verricht in de vakgroep Organische Chemie onder

Ieiding van prof.dr. H.M. Buck. Ter voorbereiding op het ingenieursexamen werd

onder Ieiding van dr. N. Overbeeke een industriele stage doorlopen binnen de

Sectie Gene Technology and Fermentation van het Unilever Research Laboratorium

te Vlaardingen. Na het afleggen van het ingenieursexamen in april 1987 werd in

mei 1987 binnen de vakgroep lnstrumentele Analyse onder Ieiding van

prof.dr.ir. F.M. Everaerts en prof.dr. C.H.M.M. De Bruijn begonnen met de

Tweejarige Onderzoekers Opleiding Proces en Produkt Ontwikkeling aan de

Fakulteit der Scheikundige Technologie van de Technische Universiteit Eindhoven.

Het in het kader van deze opleiding verrichte onderzoek vond plaats binnen de

vakgroep Moleculaire Cel Biologie, Projektgroep Moleculaire Microbiologie, onder

Ieiding van prof.dr. W.P.M. Hoekstra en dr. J.P.M. Tommassen aan de Fakulteit der

Biologie van de Rijksuniversiteit Utrecht. In mei 1988 werd het exam en, behorende.

bij de cursus Stralingshygiene, deskundigheidsniveau 3 (C-bevoegdheid) met

gunstig gevolg afgelegd. Het examen van de Tweejarige Onderzoekers Opleiding

werd in april 1989 afgelegd, waarna in mei 1989 aansluitend werd begonnen met

het promotieonderzoek binnen de vakgroep I nstrumentele Analyse onder Ieiding van

prof.dr.ir. F.M. Everaerts en prof.dr. C.H.M.M. De Bruijn aan de Fakulteit der

Scheikundige Technologie van de Technische Universiteit Eindhoven. Het promotie­

onderzoek werd vanaf mei 1989 tot en met april 1990 verricht in het Diagnostisch

Centrum SSDZ te Delft onder Ieiding van dr. W.G.V. Quint, en vanaf mei 1990 tot

en met februari 1992 in het Public Health Research Institute, Department of

Molecular Genetics, te New York, onder Ieiding van prof.dr. F.R. Kramer en

dr. S. Tyagi.

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STELLING EN

De interpretatie door Chelladurai, Li en Nicholson, in hun studie naar geconserveerde sequentie elementen in ribonucleas.e Ill verwerkingssignalen, dat het 'moleculaire lineaal' model van Robertson, Krinke en Wulff hun resultaten niet ondersteunt is onjuist.

Chelladural, B.S., U, H. en Nicholson, A.W. (1991) Nucleic Acids Res. 19, 1759-1766 Robertson, H.D. (1982} Ce/130, 669-672 Krinke, Len Wulff, D.L. (1990) Nucleic Acids Res. 18, 4809-4815

2

De voorspelling van 'non-cleavage sites' op basis van het E. coli endoribonuclease Ill consensus model van Krinke en Wulff is niet relevant met betrekking tot de keuze van de probesequentie in het moleculaire schakelaar model van Kramer en Lizardi. Dit proefschrlft.

Krinke, L. en Wulff, D.L. {1990) Nucleic Acids Res. 18, 4809-4815 Kramer, F.R. en Lizard/, P.M. (1989) Nature 339, 401-402

3

De toekenning van de naam 'polymerase chain reaction' (PCR) aan de door Saiki et at. geintroduceerde DNA amplificatie techniek is bepaald ongelukkig te noemen, daar deze techniek in principe niet op een kettingreaktie berust.

Saiki, R.K. eta/., (1985) Science 230, 1350-1354

4

Bij de valldering van een nieuwe detectiemethode voor infektieuze pathogene micro­organismen dient te worden uitgegaan van de klinisch relevante detectielimiet in plaats van de technisch haalbare detectielimiet.

5

Het onderzoek naar en de ontwikkeling van extreem gevoelige diagnostics voor het detecteren van uiterst geringe hoeveelheden ziekteverwekkende micro-organismen is een vereiste voor de volksgezondheid en de milieu-hygiene. Dit proefschrift.

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6

Gevestigde technologie heeft de neiging zich te handhaven ondanks nieuwe technologie.

7

Zonder de ontdekking van 'de nieuwe wereld' in 1492 door Christopher Columbus zou de wereld er vandaag anders uitzien.

8

Het uitoefenen van de judosport op jeugdige leeftijd komt zowel ten goede aan de ontwikkeling van de motoriek van het spierenst~lsel als de karaktervorming en het incasseringsvermogen op latera leeftijd.

9

Een milieuheffing voor de pleziervaart is in strijd met hat principe 'de vervuiler betaalt'.

10

Federale restricties op de handel in vuurwapens zou de criminaliteit in de Verenigde Staten kunnen terugdringen.

11

Weten waar je te weten kunt komen wat je niet weet is belangrijker dan veel weten. Bert de Vries.

12

Als het niet kan zoals het moet, dan moet hat maar zoals het kan. Hans Wiegel.

H.J. Blok Eindhoven, 2 juni 1992