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WealthManagementReports

Table of Contents

Cover Page . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

Portfolio Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

Policy Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

Historical Policy Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4

Performance Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

Performance Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6

Household Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

Fixed Income Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

Fixed Income Distribution . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9

Portfolio Appraisal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .10

Transaction Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .12

Realized Gains and Losses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .14

Disclaimer and Terms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .15

Professional Presentation, Clear CommunicationToday’s wealth managers are challenged with strengthening existing clientrelationships and attracting new assets. That’s why Advent offers a widearray of wealth management reports to enable you to communicate moreeffectively with your clients. Professional quality reports from Advent domore than show clients how their assets are performing. They are a primarypoint of client contact that allow you demonstrate your value. In a timewhen the advisory field can seem more crowded than ever, strong reportingcan be a critical competitive differentiator.

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Easy to use. Simply access them via the report menu in Advent Portfolio Exchange.®

Attractive and clear. Explanatory, color-coded graphs and charts helpclients understand the how and why of investments and their performance.

Customized. Reports can be branded with your firm name, logo and graphics.

Comprehensive. Provide a full range of reports to tell your story. You workhard for results for your clients. Make them look their best.

Quarterly ReportDecember 31, 2014Accounts

EVAN CASE IRA

xxxx-1234 - Custodian

EVAN CASE TRUST

XXXX-4321 Custodian

Copyright © 2014 Advent Software, Inc.

Cover pageDifferentiate your firm with a look that allows you to stand apart from other firms.

The cover page offersflexibility to display firmspecific branding that includesa logo and graphics.

Display a single account or allaccounts in a portfolio orhousehold.

1


2

EVAN CASE PORTFOLS t b 30 2007 D US D ll D 31 2010

Accrued Interest 80,179 74,834

Net Contributions/Withdrawals 64,947 952,505

Realized Gains -49,524 -79,635

Unrealized Gains 654,852 1,073,709

Income Received 100,965 267,907

Change in Accrued Interest -19,301 -13,956

Accrued Interest 60,878 60,878

4

U.S. Stock 5,328,804 34.3 0.4

Taxable Bond 4,045,015 26.0 1.3

International Stock 2,054,134 13.2 1.0

Municipal Bond 1,895,367 12.2 4.4

Alternatives 1,476,180 9.5 0.0

Money Market 732,188 4.7 0.1

Your Company

EVAN CASE PORTFOLIO September 30, 2011 - December 31, 2014Gross of Fees | US Dollar

Portfolio OverviewThe Portfolio Overview gives your clients insight into the key metrics of their portfolio.

The Activity Summary displaysthe elements resulting in aportfolio’s change in marketvalue.

The Portfolio Allocationsection uses both a chart (pie,column or bar) and table formatto depict diversification of theportfolio by either industrystandard or customclassification.

The Change in Portfoliographically represents cashflows and changes due tomarket appreciation and/ordepreciation.


6/30/2012

12/31/2011

12/31/2012

12/31/2013

6/30/2013

6/30/2014

12/31/2014

Actual Allocations and TargetAllocations can be run againstindustry standard or customclassifications.

Track portfolio alignment withinvestment policy or strategyand show where actualallocation varies from target.

3

EVAN CASE PORTFOLIO December 31, 2014US Dollar

U.S. Stock 34.3 % 35.0 % -0.7 % 5,328,804

Taxable Bond 26.0 % 25.0 % 1.0 % 4,045,015

International Stock 13.2 % 10.0 % 3.2 % 2,054,134

Municipal Bond 12.2 % 10.0 % 2.2 % 1,895,367

Alternatives 9.5 % 10.0 % -0.5 % 1,476,180

Money Market 4.7 % 10.0 % -5.3 % 732,188

Your Company

Policy OverviewThe Policy Overview depicts current asset allocation vs. a target allocation. This report provides your clients with a clear understanding of how their investments are tracking to their target allocations.


4


4

U.S. Stock 34.3 % 5,328,804 35.0 % 5,436,091 -0.7 % -107,287

Taxable Bond 26.0 % 4,045,015 25.0 % 3,882,922 1.0 % 162,094

International Stock 13.2 % 2,054,134 10.0 % 1,553,169 3.2 % 500,965

Municipal Bond 12.2 % 1,895,367 10.0 % 1,553,169 2.2 % 342,198

Alternatives 9.5 % 1,476,180 10.0 % 1,553,169 -0.5 % -76,989

Money Market 4.7 % 732,188 10.0 % 1,553,169 -5.3 % -820,981

Your Company

Historical Policy OverviewThis powerful report identifies current asset allocation versus a target as well as illustrates allocation changes over time.

Current Asset Allocation vs.Investment Policy illustrateswhere your current allocationvaries from your target in both% and $ terms.

The Asset Allocation Over Timegraph illustrates how allocationto different segments haschanged over the life of theportfolio.


9/30/2011

7/31/2012

5/31/2013

3/31/2014

Choose the PerformanceHistory time period to display.

The graph can reflect TimeWeighted Return (TWR) orGrowth of a Dollar.

View a portfolio’s TWR sinceinception for portfolios andbenchmarks, as well as sub-period performance.

5

EVAN CASE PORTFOLIO D b 31 2010 US D ll

U.S. Stock 5.12 5.09 6.11 9.72 15.25 15.25 13.52 55.80

Taxable Bond 0.11 0.21 -0.09 1.44 4.57 4.57 37.25 39.12

International Stock 0.31 1.03 7.69 10.41 23.28 23.28 -8.06 46.71

Municipal Bond 0.01 0.04 1.72 0.49 3.36 3.36 12.39 14.03

Alternatives 0.12 0.10 0.61 0.85 2.82 2.82 3.73 17.93

Money Market 0.61 0.61 0.61 -2.18 -11.98 -11.98

S&P 500 Total Return -0.02 0.09 6.68 10.76 15.06 15.06 -8.32 -11.38

Barclays Agg. Bond 0.62 1.09 -0.91 -1.96 9.37 9.37 20.03 22.40

Policy Benchmark 0.13 0.27 4.20 6.40 12.09 12.09 -1.60 -3.67

Inception (September 30, 2011) to Date

Your Company 1 of 1

EVAN CASE PORTFOLIO December 31, 2014Net of Fees | US Dollar

Performance OverviewThe Performance Overview report gives you a comprehensive look at the portfolio performance at multiple time periods and compares them to relevantbenchmarks.


12/31/2011

9/30/2011

3/31/2012

9/30/2012

6/30/2012

12/31/2012

3/31/2013

9/30/2013

6/30/2013

12/31/2013

6/30/2014

3/31/2014

9/30/2014

12/31/2014

3/31/2015

Choose to group securities byvarious classifications.

Select the performanceperiods that are meaningful toyou and your clients.

6

Market Month Quarter Latest 1 Latest 3 InceptionValue To Date To Date Year Years To Date

E D b 31 2010 US D ll R ti CEquity

APPLE INC COM 161,280 3.67 13.68 53.07 62.84 69.81

DODGE & COX FDS INTL STK FD 89,275 6.47 6.47 12.12 -22.40 -28.58

EQUITY MANAGER 1 1,800,000 0.00 0.00 1.97 1.97 15.87

EQUITY MANAGER 2 2,600,000 11.11 15.20 22.53 34.78 34.78

FORD MTR CO DEL COM PAR $0.01 167,900 5.33 37.17 66.57

GOOGLE INC CL A 118,794 6.88 12.97 -4.20 -14.10 -15.99

ISHARES TR MSCI EAFE IDX 40,754 8.32 7.02 8.27 -23.75 -17.47

ISHARES TR MSCI EMERG MKT 119,105 7.27 7.30 16.56 141.86

TEMPLETON GLOBAL SMALLER COS CLASS C 1,805,000 7.76 10.91 25.02 21.09

VANGUARD INDEX FDS 500 PORTFOLIO 463,280 6.22 10.24 12.81 -14.30 2.30

Equity 7,365,388 6.59 10.07 17.88 14.07 51.58

Fixed IncomeCALIFORNIA ST ECONOMIC RECOVERY5.000% Due 07-01-16 615,000 0.42 1.25 3.08 10.68 12.48

GENERAL ELECTRIC CO5.000% Due 02-01-17 326,942 -0.19 -1.24

SAN FRANCISCO CALIF CITY&CNTY UNI SCHDST5.000% Due 06-15-19 1,280,367 0.00 -0.75 3.93 12.55 15.22

TIME WARNER COMPANIES INC9.125% Due 01-15-17 474,264 -0.32 -0.02 -1.39 15.54

UNITED STATES TREAS NTS1.875% Due 07-15-17 640,002 0.62 1.09 4.24 14.33 -27.86

UNITED STATES TREAS NTS1.625% Due 01-15-15 614,944 -0.44 0.48 5.32 16.59 -125.10

UNITED STATES TREAS NTS2.000% Due 01-15-16 604,993 -1.10 -0.91

Fixed Income 4,556,512 -0.11 0.06 3.21 13.34 14.44

Alternatives

ALETHEIA MARKET NEUTRAL LP 792,000 0.00 0.00 0.00 0.00 5.78

DRAWBRIDGE DISTRESSED DEBT FUND 763,200 0.00 0.00 0.00 1.92 1.92

GOLDMAN SACHS PRIVATE EQUITY PRTRS LP 585,000 0.00 0.00 5.41 13.04 16.42

LEUTHOLD FDS INC GRIZZLY SHORT 17,550 -10.46 -14.81 -23.19 -32.89 -25.64

POWERSHARES DB CMDTY IDX TRACK UNIT BEN INT 99,180 9.89 14.27 11.90 -12.71 65.16

Alternatives 2,256,930 0.31 0.42 1.59 2.68 9.03

Total 14,178,830 3.32 4.78 8.55 10.56 16.05

Your Company

EVAN CASE PORTFOLIO

Performance SummaryDecember 31, 2014

Gross of Fees | US Dollar


Performance SummaryInvestors will view the Performance Summary to identify securities, their current market value as well as any or all of MTD, QTD, YTD, Latest 1 Year, Latest 3 Years and Inception to Date performance.


7


Household Overview

Asset Class Allocation Portfolio Activity SummaryMonth

To DateQuarterTo Date

YearTo Date

InceptionTo Date

Beginning Market Value 14,985,532 14,679,395 13,230,803 10,125,000

Net Additions 100,354 250,354 1,163,354 2,763,354

Gain/Loss 501,340 686,992 1,248,026 2,871,494

Ending Market Value 15,581,688 15,581,688 15,581,688 15,581,688

Time Weighted Return 3.33 4.64 9.00 24.61

Performance Since Inception

PortfolioMarket

ValueMonth

To DateQuarterTo Date

YearTo Date

InceptionTo Date

EVAN CASE PORTFOLIO 15,581,688 3.33 4.64 9.00 24.61

EVAN CASE IRA 1,295,982 6.44 14.59 21.55 38.49

EVAN CASE TRUST 14,285,706 3.09 3.93 8.07 23.93

Household Performance

Your Company Copyright © 2014 Advent Software, .Inc.

Household OverviewView household membership and important consolidated metrics, including activity, allocation and performance, across multiple custodial accounts. Leverage Advent’s strength in data aggregation to provide insight to your clients.

Allocations can be run againstindustry standard or customclassifications.

Household Performance can bedisplayed for both the entireportfolio and the individualaccounts.


9/30/2011

3/31

/2012

12/31/2011

6/30

/201

29/30

/201

2

3/31

/2013

12/31/20

12

6/30

/201

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12/31/20

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9/30

/201

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6/30

/2014

3/31

/201

4

9/30/2014

3/31

/2015

12/31/20

14

Weighted Averages presentsmetrics specific to the fixedincome portion of the portfolio.

The Fixed Income Totals andFixed Income Allocations by Type display summaryinformation for this portion of your portfolio.

8

EVAN CASE PORTFOLIO

Fixed Income OverviewDecember 31, 2014

US Dollar

Weighted AveragesAverage Yield 2.63

Average Maturity 7.14

Average Coupon 4.69

Average Duration 4.75

Average S&P AA-

Average Moody A1

Average Fitch Not Rated

Fixed Income Allocation by Type

Fixed Income TotalsPar Value 4,719,020

Market Value 5,116,304

Total Cost 4,363,319

Net Gain/Loss 752,985

Annual Income 217,364

Accrued Interest 60,878

Bond Type Market Value % Fixed Income % Portfolio

Corporate Notes and Bonds 1,421,876 27.5% 9.1%

U.S. Treasury Inflation Indexed 1,859,939 35.9% 11.9%

U.S. Municipal Notes and Bonds 1,895,367 36.6% 12.2%

Fixed Income Total 5,177,182 100.0% 33.2%

Your Company Copyright © 2014 Advent Software, Inc.

Fixed Income Over viewThe Fixed Income Overview shows key information for the fixed income assets in the portfolio. With full fixed income functionality, Advent allows you to calculate and report on these investments.


9

EVAN CASE PORTFOLIO

Fixed Income DistributionDecember 31, 2014

US Dollar

Distribution by Maturity

Maturity Number Market Value% Bond

HoldingsAvg.Yield

Avg. Coupon

Avg.Duration

1 Yr - 3 Yrs 4 2,056,208 39.7 % 2.0 4.952 % 1.9

3 Yrs - 5 Yrs 1 614,944 11.9 % 0.0 1.625 % 3.9

5 Yrs - 7 Yrs 1 604,993 11.7 % 0.2 2.000 % 4.8

7 Yrs - 10 Yrs 1 1,280,367 24.7 % 4.1 5.000 % 6.9

Over 10 Yrs 1 620,670 12.0 % 6.8 8.875 % 10.3

Distribution by Maturity

Distribution by S&P Rating

S&P Rating Number Market Value% Bond

HoldingsAvg.Yield

Avg. Coupon

Avg.Duration

AAA 4 3,140,306 60.7 % 1.6 3.129 % 5.0

AA+ 1 326,942 6.3 % 1.6 5.000 % 2.0

A+ 1 615,000 11.9 % 5.0 5.000 % 1.4

BBB 1 474,264 9.2 % 1.9 9.125 % 1.8

BB 1 620,670 12.0 % 6.8 8.875 % 10.3

Distribution by S&P Rating


Fixed Income DistributionThe Fixed Income Distribution report includes the option to display the portfolio’s distribution by maturity, coupon, duration or ratings.

For each of the four quadrantschoose to display data in eithertable, pie or bar chart form.


Securities can be grouped byinvestment type.

Show holdings as of trade orsettle date. Show holdings byindividual tax lot or theposition level.

10

EVAN CASE PORTFOLIO

Portfolio AppraisalDecember 31, 2014

US Dollar

Unit Total Market Pct. UnrealizedQuantity Symbol Security Cost Cost Price Value Assets Gain/Loss

Common Stock

500 aapl APPLE INC COM 189.95 94,975 322.56 161,280 1.0 66,305

10,000 f FORD MTR CO DEL COM PAR $0.01 10.08 100,800 16.79 167,900 1.1 67,100

200 goog GOOGLE INC CL A 707.00 141,400 593.97 118,794 0.8 -22,606

700 efa ISHARES TR MSCI EAFE IDX 80.00 56,000 58.22 40,754 0.3 -15,246

2,500 eem ISHARES TR MSCI EMERG MKT 20.00 50,000 47.64 119,105 0.8 69,105

3,600 dbc POWERSHARES DB CMDTY IDX TRACK UNIT BEN INT 27.50 99,000 27.55 99,180 0.6 180

542,175 707,013 4.5 164,838

Mutual Funds (USD)

2,500.000 dodfx DODGE & COX FDS INTL STK FD 50.00 125,000 35.71 89,275 0.6 -35,725

5,000.000 grzzx LEUTHOLD FDS INC GRIZZLY SHORT 4.72 23,600 3.51 17,550 0.1 -6,050

250,000.000 tesgx TEMPLETON GLOBAL SMALLER COS CLASS C 5.62 1,406,000 7.22 1,805,000 11.6 399,000

4,000.000 vfin.x VANGUARD INDEX FDS 500 PORTFOLIO 112.58 450,330 115.82 463,280 3.0 12,950

2,004,930 2,375,105 15.2 370,175

Corporate Notes and Bonds

400,000 887315AK5 TIME WARNER COMPANIES INC9.125% Due 01-15-15 99.10 396,402 114.36 457,434 2.9 61,031

300,000 369604ay9 GENERAL ELECTRIC CO5.000% Due 02-01-15 109.06 327,166 106.90 320,692 2.1 -6,474

500,000 373298BU1 GEORGIA PAC CORP8.875% Due 05-15-31 0.01 69 123.00 615,000 3.9 614,931

Accrued Interest 28,751 0.2

723,638 1,421,876 9.1 669,488

U.S. Treasury Inflation Indexed

595,385 912828bd1 UNITED STATES TREAS NTS1.875% Due 07-15-15 96.02 571,685 106.63 634,876 4.1 63,190

572,685 912828dh0 UNITED STATES TREAS NTS1.625% Due 01-15-15 96.02 549,884 106.63 610,670 3.9 60,786

550,950 912828ET3 UNITED STATES TREAS NTS2.000% Due 01-15-16 110.22 607,250 108.89 599,933 3.9 -7,317


1,728,820 1,859,939 11.9 116,659

U.S. Municipal Notes and Bonds

600,000 13067jat8 CALIFORNIA ST ECONOMIC RECOVERY5.000% Due 07-01-16 103.94 623,646 100.00 600,000 3.9 -23,646

1,200,000 79771TCH8 SAN FRANCISCO CALIF CITY&CNTY UNI SCHDST5.000% Due 06-15-19 107.27 1,287,216 106.48 1,277,700 8.2 -9,516


Portfolio AppraisalThe Portfolio Appraisal shows your clients all holdings in an account by individual tax lot or position. Information can include quantity, cost, market value, percent of portfolio and yield or unrealized gain and loss.


11

EVAN CASE PORTFOLIO

Portfolio AppraisalDecember 31, 2014

US Dollar

Unit Total Market Pct. UnrealizedQuantity Symbol Security Cost Cost Price Value Assets Gain/Loss


1,910,862 1,895,367 12.2 -33,162

Managed Accounts (USD)

1,440,000 eqtymgr1 EQUITY MANAGER 1 1.15 1,654,000 1.25 1,800,000 11.6 146,000

2,000,000 eqtymgr2 EQUITY MANAGER 2 1.05 2,100,000 1.30 2,600,000 16.7 500,000

3,754,000 4,400,000 28.2 646,000

Hedge Funds (USD)

800,000 aletheia ALETHEIA MARKET NEUTRAL LP 0.94 748,700 0.99 792,000 5.1 43,300

48,000 drawdd DRAWBRIDGE DISTRESSED DEBT FUND 15.60 748,800 15.90 763,200 4.9 14,400

1,497,500 1,555,200 10.0 57,700

Private Equity (USD)

1,500,000 gspriv GOLDMAN SACHS PRIVATE EQUITY PRTRS LP 0.34 502,500 0.39 585,000 3.8 82,500

502,500 585,000 3.8 82,500

Cash Accounts

cash Cash Account 782,188 782,188 5.0

782,188 782,188 5.0

Total Portfolio 13,446,612 15,581,688 100.0 2,074,198


Portfolio Appraisal(Continued)


Select which transaction typesto display from a variety ofchoices.� Call� Contribution� Dividends� Expenses� Interest� Maturities� Purchase� Puts� Return of Capital� Principal Payments� Sales� Withdrawals

At a glance clients can reviewwhat has been purchased andsold within their account.

12

EVAN CASE PORTFOLIO

Transaction SummaryDecember 31, 2013 - December 31, 2014

US Dollar

PurchasesTrade Date Settle Date Quantity Symbol Security Unit Price Amount

3/31/2014 4/6/2014 1,000 bks BARNES & NOBLE INC COM 21.62 21,620

4/1/2014 4/1/2014 700,000 eqtymgr1 Equity Manager 1 1.20 840,000

7/1/2014 7/7/2014 10,000 f FORD MTR CO DEL COM PAR $0.01 10.08 100,800

11/1/2014 11/2/2014 500,000 912828ET3 UNITED STATES TREAS NTS 121.45 607,250

2.000% Due 01-15-16

11/1/2014 11/4/2014 300,000 369604ay9 GENERAL ELECTRIC CO 109.06 327,166

5.000% Due 02-01-15

11/11/2014 11/11/2014 1,000,000 eqtymgr2 Equity Manager 2 1.10 1,100,000

Total Purchases 2,996,836

SalesTrade Date Settle Date Quantity Symbol Security Unit Cost Total Cost Unit Price Proceeds Gain/Loss

4/30/2014 5/5/2014 500 bks BARNES & NOBLE INC COM 21.62 10,810 20.00 10,000 -810

7/31/2014 8/4/2014 500 bks BARNES & NOBLE INC COM 21.62 10,810 25.00 12,500 1,690

10/29/2014 10/29/2014 600,000 041039z76 ARKANSAS ST 104.45 626,688 99.12 594,720 -31,968

5.250% Due 08-01-15

10/29/2014 11/3/2014 600,000 130624ag4 CALIFORNIA ST (CALLABLE ANNUALLY) 100.06 600,348 100.00 600,000 -348

3.625% Due 09-01-16

10/29/2014 11/3/2014 600,000 928109HD2 VIRGINIA ST 105.78 634,662 98.00 588,000 -46,662

5.000% Due 06-01-15

10/29/2014 11/3/2014 600,000 928109HD2 VIRGINIA ST 105.25 631,488 108.00 648,000 16,512

5.000% Due 06-01-15

Total Sales 2,514,806 2,453,219 -61,587


Transaction SummaryThe Transaction Summary Report displays all of the account transactions maintained by Advent giving you an independent record apart from your custodian.


13

EVAN CASE PORTFOLIO

Transaction SummaryDecember 31, 2013 - December 31, 2014

US Dollar

DividendsEx-Date Pay-Date Symbol Security Amount

6/23/2014 6/29/2014 eem ISHARES TR MSCI EMERG MKT 654

6/23/2014 6/29/2014 efa ISHARES TR MSCI EAFE IDX 601

12/21/2014 12/30/2014 efa ISHARES TR MSCI EAFE IDX 377



Total Dividends 2,593

ContributionsTrade Date Settle Date Quantity Symbol Security Unit Price Amount

4/15/2014 4/15/2014 cash Cash Account 500,000


8/31/2014 8/31/2014 divacc Dividend Accrual (usd) 0

9/30/2014 9/30/2014 50,000.000 tesgx TEMPLETON GLOBAL SMALLER COS CLASS C 6.51 325,500



Total Contributions 1,025,500

WithdrawalsTrade Date Settle Date Quantity Symbol Security Unit Price Amount

9/30/2014 9/30/2014 10,000 eqtymgr1 Equity Manager 1 1.25 12,500

Total Withdrawals 12,500


Transaction Summary(Continued)


Quickly identify the securitiessold and the associated shortand long term gains generated.

See a portfolio’s total gains andlosses for a taxable year or anytime frame chosen.

14

EVAN CASE US Dollar December 31, Amort. or Gain Or LossOpen Date Close Date Quantity Symbol Security Cost Basis Accretion Proceeds Short Term Long Term3/31/2014 4/30/2014 500 bks BARNES & NOBLE INC COM 10,810 10,000 -810

3/31/2014 7/31/2014 500 bks BARNES & NOBLE INC COM 10,810 12,500 1,690

10/1/2011 10/29/2014 600,000 041039z76 ARKANSAS ST 626,688 594,720 -10,866

5.250% Due 08-01-15

10/1/2011 10/29/2014 600,000 130624ag4 CALIFORNIA ST (CALLABLE ANNUALLY)

600,348 600,000 -138

3.625% Due 09-01-16

10/1/2011 10/29/2014 600,000 928109HD2 VIRGINIA ST 634,662 588,000 -34,033

5.000% Due 06-01-15

7/1/2012 10/29/2014 600,000 928109HD2 VIRGINIA ST 631,488 648,000 26,132

5.000% Due 06-01-15

Total Gains 1,690 26,132

Total Losses -810 -45,036

Total 2,514,806 2,453,219 879 -18,904

Total Realized Gain/Loss -18,025

Your Company

EVAN CASE PORTFOLIO

Realized Gains and LossesDecember 31, 2013 - December 31, 2014

US Dollar


Realized Gains and LossesRealized Gains and Losses provides a listing of transactions, cost, proceeds, and associated gains or losses categorized by holding period.


1. Sample 8 Investments claims compliance with the Global Investment Performance Standards (GIPS®) and has prepared and presented this report in compliance with the GIPS standards. Sample 8 Investments has been independently verified for the period from 1 April 1996 through 31 December 2014.

Verification assesses whether (1) the firm has complied with all the composite construction requirements of the GIPS standards on a firm-wide basis and (2) the firm’s policies and procedures are designed to calculate and present performance in compliance with the GIPS standards. The Large-Cap SMA Composite has been examined for the period from 1 January 2006 through 31 December 2014. The verification and performance examination reports are available upon request.

2. Sample 8 Investments is an independent investment adviser registered under the Investment Advisers Act of 1940, was founded in March 1996, and manages global large-cap equity, fixed income, and balanced strategies.

3. Beginning 1 January 2006, the composite includes only wrap fee (SMA) portfolios benchmarked to the XYZ Index. Performance results prior to 2006 are based on the Large-Cap Institutional Composite returns.

4. The Large-Cap SMA Composite is comprised of portfolios invested in U.S. equities which have a market capitalization greater than $5 billion.

5. The composite was created in February 2006. A list of composite descriptions is available upon request.

6. All returns are expressed in U.S. dollars. Policies for valuing portfolios, calculating performance, and preparing compliant presentations are available upon request.

7. The XYZ Index returns are provided to represent the investment environment existing during the time periods shown. For comparison purposes, the index is fully invested and includes the reinvestment of income. The returns for the index do not include any trading costs, management fees, or other costs. Index returns have been taken from published sources.

8. “Pure” gross returns, presented below as supplemental information, from 2006 through 2014 do not reflect the deduction of any trading costs, fees, or expenses and are presented for comparison purposes only. “Pure” gross returns prior to 2006 reflect the deduction of trading costs. The SMA fee includes all charges for trading costs, portfolio management, custody, and other administrative fees. Net returns are calculated by subtracting the highest applicable SMA fee (2.50% on an annual basis, or 0.21% monthly) on a monthly basis from the “pure” gross composite monthly return. The standard fee schedule in effect is as follows: 2.50% on total assets.

9. The dispersion is measured by the equal-weighted standard deviation of annual returns of those portfolios that are included in the composite for the full year.

10. At 31 December 2014, the three-year annualized ex-post standard deviation of the composite and the benchmark are 12.3% and 13.2%, respectively.

11. Past performance is not an indicator of future results.

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Disclaimer & TermsDecember 31, 2014


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