Working with you to provide corporate and financial outsourcing solutions

Supporting clients through our New York representative office

Capita International Financial Services (US) sits within the Investor and Banking Services Division of Capita plc – a FTSE 100 company and the UK’s leading provider of outsourcing services

With a market capitalization in excess of $8 billion, being part of Capita plc underpins our financial strength and stability. It also gives us access to other specialist teams, such as shareholder services, loan servicing and fund administration, enabling us to extend and enhance our support to meet a diverse range of client requirements

We are an experienced provider of corporate and financial outsourcing solutions to a wide range of institutional, corporate, financial, fund and private clients worldwide from our offices in Amsterdam, Budapest, Dublin, Jersey, London, Luxembourg and Zurich. We provide contact support for our North American clients through our New York representative office

AMSTERDAM

BUDAPEST

DUBLIN

JERSEY

LUXEMBOURG

LONDON

ZURICH

NEW YORKREPRESENTATIVE OFFICE

Offices in:

FRANKFURT

Our experience

Offshore driller

Providing a full suite of director and corporate services for SPVs owning oil rigs and onward leasing

Some of our clients and the services we provide…

Offshore driller

Providing a full suite of director and corporate services for SPVs owning oil rigs and drill ships and engaged in financing and onward leasing structures

Offshore driller

Providing a full suite of director and corporate services for SPVs owning oil rigs and onward leasing

Emerging technology and biotech/pharmaceutical companies

Provision of directors, domiciliation, office space, accounting, invoicing and company secretarial services for royalty companies / IPR migration

Offshore driller

Providing a full suite of director and corporate services for SPVs owning oil rigs and onward leasing

Private equity fund investing in/establishing aviation entities

Providing a full suite of director, corporate and lease administration services for operating companies or SPVs involved in aviation leasing and asset finance transactions

Offshore driller

Providing a full suite of director and corporate services for SPVs owning oil rigs and onward leasing

Real estate investor

Administering over 50 real estate holding SPVs and underlying property companies and acting as loan servicer to acquired distressed commercial real estate debt portfolio

Offshore driller

Providing a full suite of director and corporate services for SPVs owning oil rigs and onward leasing

International bank

Comprehensive back office administration outsourcing, including treasury, loan administration, financial, risk and MIS reporting, regulatory reporting, collateral management and systems administration services

Offshore driller

Providing a full suite of director and corporate services for SPVs owning oil rigs and onward leasing

US multinational

Outsourced corporate treasury services, including cash management, FX execution, multi-lateral netting, exposure reporting, hedge accounting and financial reporting

Corporate services

We provide a wide range of corporate services in each of our jurisdictions, including company administration, accounting, operational support, trustee and shareholder services to a diverse range of corporate structures and schemes, such as:

• International financing structures

• Front, middle and back office services for financial institutions and corporate treasuries

• Aviation leasing and asset financing companies

• Structured finance SPVs

• M&A acquisition holding companies

• Real estate acquisition structures

Capital markets

Our specialist services meet myriad requirements within the international debt and equity markets:

• Asset services

• Debt-related services, including distressed commercial real estate loan servicing

• Offshore IPO services

Fund services

To support funds and fund managers, we do everything from setting up and administering funds for any type of vehicle to providing efficient and reliable custody, trustee and escrow services:

• Fund administration

• Management company outsourcing

• Custody and trustee services

Our servicesOur range of services is tailored to meet clients’ needs and includes:

In February 2012, Capita collaborated with BoardRoom Limited, one of Asia’s leading providers of outsourced business solutions. This collaboration enables us to leverage our local expertise and client base to develop and create opportunities for existing and new clients:

Why Capita• We’re part of Capita plc, the UK’s leading provider of

outsourcing services – so you know you are in safe hands

• Scalability – no project is too large or small – we can grow with you, whatever your needs

• Being truly independent of any banking institution, investment manager, legal or accountancy firm, we have no conflicts of interest when providing a comprehensive range of services for our clients

• Our depth of experience and industry knowledge have led to trusting partnerships with our clients – we have the knowledge, insight and understanding to implement solutions efficiently and effectively

• We take a tailored approach to our clients’ needs, assigning dedicated teams with the necessary language capability, to ensure we deliver an unparalleled level of professional service

ServicesJE NL HU IE LU CH UK DE AU CN HK MY SG

Accounting & payroll

Asset services

Corporate actions

Corporate secretarial & governance

Custody services

Escrow

Dividend re-investment schemes

Electronic communications – shareholder & client portals

Exchange Traded Funds (ETF)

Fund administration

Internal audit

Investor relations services

iPad delivered board solutions

IPOs and IPO register

Private wealth structure management

Registered office & director services

Share dealing

Share plan

Share registry

Shareholder meeting services

Tax compliance

Treasury

Provided by our strategic partner, Boardroom Limited

Let’s talkGuy M. Dominy Director Capita International Financial Services (US) Tel: +1 646 354 6527 Email: guy.dominy@capitaifs.com

Sarah McNamaraSenior Vice PresidentCapita International Financial Services (US) Tel: +1 646 354 6528Email: sarah.mcnamara@capitaifs.com

www.capitaifs.com www.capitafiduciary.comwww.capitaassetservices.ie

Capita Investor and Banking Services (“CIBS”) is headquartered in London, with a network of offices in the Channel Islands, Germany, Hungary, Ireland, Luxembourg, The Netherlands, Switzerland and the UK. CIBS is a division of Capita plc. Capita International Financial Services (US) is the US representative office of Capita Trust Company (Ireland) Limited. Capita International Financial Services (US) is not an agent and does not have the authority to act on behalf of the other companies in the Capita Fiduciary Group, Capita Asset Services and any other part of CIBS

Neither Capita plc nor any of its subsidiary and associated companies carry out regulated business in the US or market financial products into the US. Capita businesses may provide administration services for financial products issued, distributed or managed by third party regulated firms. Such products may, however, not be available to US Persons. For more information, please consult Capita International Financial Services (US)