www.theiia.org/research defining the future the iia research foundation
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www.theiia.org/Research
Defining the Future
The IIA Research
Foundation
www.theiia.org/Research
Agenda
• What is The Foundation?
• 30th Anniversary
• Supporting The Foundation
• Scholarships and Grants
• Foundation Products
– Research reports
– Educational products
– Common Body of Knowledge (CBOK)
• Chapter and Affiliate Resources
www.theiia.org/Research
What is The Foundation?
• A nonprofit 501(c)(3)
corporation
• Operated by voluntary support from the internal auditing profession
• Oversees research and educational products
www.theiia.org/Research
IIA Research Foundation30th Anniversary
•Founded in 1976 as the Foundation for Auditability Research and Education (FARE)
•More than 150 research reports produced
•More than $4 million dollars in contributions
“Producing Pearls of Wisdom for 30 Years”
www.theiia.org/Research
Mission
The Institute of Internal Auditors Research Foundation is the integrated research and educational products arm of The IIA dedicated to facilitating the effective management of the internal audit guidance life cycle and developing global guidance resources.
www.theiia.org/Research
Objectives To support research and education in internal auditing and to promote the internal auditing profession by…
•Researching emerging issues•Developing educational tools and materials for established internal audit practices
•Ensuring integration and alignment with all relevant IIA activities
•Continuously reassessing internal audit practice and refreshing the CBOK
www.theiia.org/Research
Governance Board of Members (IIA Board of
Directors)
Board of Trustees
Board of Research & Education Advisors
www.theiia.org/Research
Headquarters StaffDominique Vincenti, Executive Director
Eugene O’Neill, Director of Finance
Charity Prentice, Vice President-Research
Nicki Creatore, Research Foundation Operations Manager
Erin Weber, Educational Products Operations Specialist
Krista Kuhr, Educational Products Administrator
Bonnie Ulmer, Director-Educational Products
Lee Ann Campbell, Senior Editor
Jeffrey Swerdlow, Director-Project Management Research
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Financial Support
• Corporations
• IIA Affiliates
• Individuals
ALL U.S. CONTRIBUTIONS TAX-DEDUCTIBLE
www.theiia.org/Research
Financial Support
Contributions support:
•Research Projects•Educational and Technical Forums•Educational grants•IIA-Endorsed Curricula
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Financial SupportFinancial Support
3030thth Anniversary Donor Anniversary Donor Specials• Organizations:
– Recognition on IIARF website
– Master Key subscription
– “Pathway to Progress” commemorative brick
– Recognition on signage at IIARF Bookstore onsite at IIA events
– Recognition in Annual Report
www.theiia.org/Research
Financial SupportFinancial Support
3030thth Anniversary Donor Anniversary Donor Specials• Individuals:
– Commemorative business card case for any contribution of $30 or above.
– Commemorative business card case and brick on IIA Pathway to Progress for contribution of $300 or above.
www.theiia.org/Research
Master Key Program
• $1,000 donation – receive all research reports automatically
• $3,000 donation – receive all Research Foundation publications
• $5,000 donation – receive all Research Foundation publications, recognition as research sponsor, and an invitation to a Chairman’s roundtable
www.theiia.org/Research
Scholarships and Grants• Esther R. Sawyer Scholarship Award
• Funded by a grant from the Sawyer family
• Awarded to students at IIA endorsed schools pursuing studies in internal auditing
• Grant amount of $5,000 with up to $3,000 to the school
www.theiia.org/Research
2005 Completed Reports
Audit Committee Effectiveness—What Works Best, 3rd Edition
• Continuous Auditing: An Operational Model for Internal Auditors
• Factors Affecting Corporate Governance and Audit Committees in Selected Countries (France, Germany, the Netherlands, the United Kingdom, and the United States)
• XBRL: Potential Opportunities and Issues for Internal Auditors
Sarbanes-Oxley Section 404 Work: Looking at the Benefits (published online)
www.theiia.org/Research
2005 Academic Research
Control Practices in Collaborative Inter-organizational Settings
The Role of the Internal Audit Function in Enterprise-wide Risk Management (ERM)
Survey and Analysis of Communication Systems Required by the SOX Act of 2002
Enterprise Risk Management and the Internal Audit Function
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Projects in Progress
• Taking It to the Next Level: Sarbanes-Oxley and COSO ERM
• Behavioral Aspects of Internal Auditing
• The Internal Audit Function’s Corporate Governance Relationships
www.theiia.org/Research
2005 Educational Products
• Auditing Security and Controls of Windows® 2000 and Windows® XP Professional
• Auditing Security and Controls of Windows® Active Directory® and Group Policy Objects
• Auditing Security and Controls of Windows® Active Directory® DomainsAuditing Security and Controls of Windows® Server 2000 and Windows® Server 2003
• Auditing the Casino Floor: A Handbook for Auditing the Casino Cage, Table Games, and Slot Operations, 2nd Ed.
• Certified Government Auditing Professional Examination Study Guide, Third Edition
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2005 Educational Products
• Construction Audit Guide: Overview, Monitoring, and Auditing
• Global Technology Audit Guides– Guide 1: Information Technology Controls– Guide 2: Change and Patch Management Controls:
Critical for Organizational Success – Guide 3: Continuous Auditing: Implications for
Assurance, Monitoring, and Risk Assessment• Proactively Detecting Occupational Fraud Using
Computer Audit Reports Self-Study Course Quality Assessment Manual CD-ROM – French Survey Risk Management and Mapping Process-
Design, Implementation, and Evaluation
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Projects in Progress• Audit Committee Communications• Auditing Intellectual Property• Conflict Management and Negotiation Skills for Internal
Auditors• Control Models: A Practical Guide• Implementing the Professional Practices Framework, 2nd
Edition• Internal Audit Manual Shell on CD: Update to Sarbanes-Oxley• Internal Auditing: Assurance and Consulting Services• Internal Auditor Job Market 2005• Litigation Involving Internal Auditors, External Auditors,
and Audit Committees• Sustainable Development
www.theiia.org/Research
The Common Body of Knowledge (CBOK)
Funded by The William G. Bishop III, CIA, Memorial Fund
•Established in 2004, the Fund honors Bill’s memory and his singular contributions to advancing the profession of internal auditing.
•More than $450,000 raised to date
www.theiia.org/Research
Purpose of CBOK
• Develop a summary of the global practice of internal auditing
• Provide insights on the practice of internal auditing, how it has changed and where it is going
• Provide information on the context in which internal auditing is practiced (the role within organizations, governance structures, regulation, etc.)
• Communicate data, analysis and report results to the various international committees and IIA business units
www.theiia.org/Research
William C. Anderson, CIA,Associate Trustee Program
• Encourages, promotes and coordinates chapter research.
• Maintains chapter resource library.
• Coordinates research activities with other chapter activities.
• Promotes funding of research activities at local and international levels.
• Submits annual report of activities to The Foundation.
www.theiia.org/Research
• Encourages research at local level
• Foundation awards top three projects annually
• Matching grant available in most cases
• Submitted by March 31
Chapter Research Competition
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Chapter ResearchMatching Grant Program
$500.00
www.theiia.org/Research
Chapter Resources
• For more information on the William C. Anderson, CIA, Associate Trustee program, see the Associate Trustee Manual online.
• For more information on Chapter Research, see the Chapter Research Manual online.
www.theiia.org/Research
• 20 Credits – Chapter Research Project
• 10 Credits – Research Foundation Donation / Chapter Size
• 10 Credits – Research Foundation Donation / # of members
• 10 Credits – Chapter Associate Trustee Report
Chapter Achievement Program
GO FOR THE GOLD
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Foundation Circle
• Chapters contributing to The Foundation for five consecutive years
• For Year 2004-2005, 42 chapters were recognized
www.theiia.org/Research
Research Due Dates
Key Deadlines
• March 1 - Esther Sawyer Award Submissions• March 15 - Chapter research projects• May 15 - Chapter Associate Trustee Annual Reports• May 15 - Chapter contributions• Sept 15 - Chapter Research Matching Grant requests
www.theiia.org/Research
• Website: www.theiia.org/research
• E-mail: [email protected]
• Phone: +1-407-937-1356
For Additional Information
www.theiia.org/Research
Here’s to the next 30!