anthony crasto scale up techniques & pilot plant

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    Principal Scientist, Process Research

    A Short Presentation

    Dec 2011

    [email protected]

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    SCALE-UP--Definition

    y

    Act of using results obtained from laboratory studies for designing aprototype and a pilot plant process;construction a pilot plant andusing pilot plant data for designing and constructing a full scale plantor modifying an existing plant

    y It is a place were the 5 Ms like money, material, man, method andmachine are brought together for the manufacturing of the products.

    y It is the part of the pharmaceutical industry where a lab scale formulais transformed into a viable product by development of liable andpractical procedure of manufacture.

    y The art for designing of prototype using the data obtained from thepilot plant model.

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    API Scale-Up During Research and

    Developmenty The ultimate goal of drug synthesis is to scale up from

    producing milligram quantities in a laboratory toproducing kilogram to ton quantities in a plant, all while

    maintaining high quality and reproducibility at the lowestcost.

    y The term process in the pharmaceutical industry is broadand can apply to the process development work that leads

    to the efficient, reproducible, economical, safe, andenvironmentally friendly synthesis of the activepharmaceutical ingredient (API) in a regulatedenvironment.

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    Scaleup needed

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    y Needed to make supplies for

    y bench studies,

    y

    product characterization, purityy animal studies

    y toxicology

    y pharmacokinetics, ADME

    y efficacy

    y clinical studies

    Pic is of a 10 lit assembly at ASTAR

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    Regulations

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    y Code of Federal Regulations Title 21

    y Part 210 and 211 - Good Manufacturing Practices for

    Drugsy Part 600 - 680 Processing of Biological materials

    y Part 820 - Quality System Regulations for MedicalDevices

    y

    Subpart C: Design Controls

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    Process flow

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    y PrerequisitesThe data generated in an R&D laboratory must beaccurate, reproducible, and dependable. Therefore, itis imperative to establish and follow standardoperating procedures (SOPs) for important activities

    such as the qualification and calibration ofinstruments and equipment (e.g., weighing balance,standard weights, temperature indicators, andreference standards). It also is necessary to keep

    proper detailed records of these qualification andcalibration activities and other laboratoryexperiments, observations, and related analytical data.

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    y Process considerationsAPI development. Current literature about the API and aboutits possible future developments should be kept in one place.Challenges to overcome at this stage include:patent infringement;

    y inconsistent raw material quality and supply;y hazardous or nonregulated raw materials;y

    costly raw materials;y unsafe or environmentally hazardous reactions;y low yields;y difficult-to-achieve levels of purity (e.g., for enantiomers);y scale-up;y

    difficult-to-handle processes;y polymorphism-related issues;y stability of intermediates or products.y R&D chemists must devise a route that can address as many of

    these challenges as possible.

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    y Cost. Raw materials, packaging materials, processes,

    and labor are major cost factors. R&D chemists canhelp reduce process expenses by:suggesting cheaper alternative reagents or syntheticroutes;

    y reducing raw material consumption (e.g., byconducting process-optimization studies);

    y shortening process time cycles;

    y recycling materials when possible.

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    y Process adaptability. R&D chemists should modify their techniquesto fit manufacturing environments. For example, to isolate a product,R&D chemists should avoid evaporating the solvents to drynessbecause it is difficult to follow such procedures in the plant. Instead, asuitable technique such as crystallization or precipitation should bedeveloped because, in such cases, the product can be isolated bycentrifugation or filtration in the plant.

    y Similarly, the purification of a product should be achieved by means of

    crystallization or selective precipitation because other typicallaboratory techniques such as column chromatography haveoperational limitations at the plant scale.

    Methods of handling viscous materials in a plant also must be takeninto account because the large surface area of plant equipment andpiping can pose problems during material transfer.

    y Solutions to these problems include performing one-pot reactionsusing a suitable solvent to transfer such materials. In addition,reactions involving low temperatures or high pressures could bedifficult to handle in the plant, and an alternative route should beconsidered.

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    Why conduct Pilot Plant Studies?yA pilot plant allows investigation of a product and

    process on an intermediate scale before large

    amounts of money are committed to full-scaleproduction

    y It is usually not possible to predict the effects of amany-fold increase in scale

    y It is not possible to design a large scale processingplant from laboratory data alone with any degreeof success

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    A pilot plant can be used fory Evaluating the results of laboratory studies and

    making product and process corrections andimprovements

    y Producing small quantities of product for sensory,

    chemical, microbiological evaluations, limitedmarket testing or furnishing samples to potentialcustomers, shelf-life and storage stability studies

    y Providing data that can be used in making a decision

    on whether or not to proceed to a full-scaleproduction process; and in the case of a positivedecision, designing and constructing a full-size plantor modifying an existing plant

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    Process Evaluation:-

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    PARAMETERS

    Order of mixing of

    components Mixing

    speed

    Mixingtime

    Rate of addition of

    granulating agents,

    solvents,

    solutions of drug etc.

    Heating and cooling

    Rates

    Filters size

    (liquids)

    Screen size

    (solids)

    Drying temp.

    And drying time

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    GMP CONSIDERATION

    y Equipment qualification

    y Process validationy Regularly schedule preventative maintenance

    y Regularly process review & revalidation

    y Relevant written standard operating procedures

    y The use of competent technically qualified personnel

    y Adequate provision for training of personnel

    y A well-defined technology transfer system

    y Validated cleaning procedures.

    y An orderly arrangement of equipment so as to ease material f low& prevent cross- contamination

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    SRTM University, Nanded 24

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    Typical Distillation Pilot Plant Setup 27

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    Typical Liquid-Liquid

    Extraction Pilot PlantSetup

    DR ANTHONY CRASTO 28

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    Pilot plant for processing medicinal

    and aromatic plants ...

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    CASE STUDY BIO HYDROGEN

    y Cascade Process

    y Ethanol fermentation: already existing in Brazil

    y Biodiesel

    y Hydrogen fermentation

    y Methane fermentation

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    BIO HYDROGEN PROCESS

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    Sugarcane

    Sugar

    BoilerBoiler

    Sugar

    production

    Molasses

    Ethanol

    fermentation

    Bagasse,

    stover

    Cane

    juiceCrushing

    Hydrogen

    fermentation

    Methane

    fermentation

    Vinasse:

    Xylose, Lignin

    Vinasse:

    residual sugars

    Distillation

    Sugar process

    Ethanol processEthanol

    Hydrolysis

    Hexose,Pentose,

    Lignin,

    Residues

    Hydrogen

    Methane

    Lignocellulose utilize process

    Energy

    Sugarcane

    Sugar

    BoilerBoiler

    Sugar

    production

    Sugar

    production

    Molasses

    Ethanol

    fermentation

    Ethanol

    fermentation

    Bagasse,

    stover

    Cane

    juiceCrushingCrushing

    Hydrogen

    fermentation

    Hydrogen

    fermentation

    Methane

    fermentation

    Methane

    fermentation

    Vinasse:

    Xylose, Lignin

    Vinasse:

    residual sugarsVinasse:

    Xylose, Lignin

    Vinasse:

    residual sugars

    DistillationDistillation

    Sugar process

    Ethanol processEthanol

    HydrolysisHydrolysis

    Hexose,Pentose,

    Lignin,

    Residues

    Hydrogen

    Methane

    Lignocellulose utilize process

    Energy

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    Sugar Cane

    Crushing

    Cane Juice

    Sugar Process Molasses

    Bagasse

    Hydrolysate: Hexose, Pentose, LigninResidues: Ash, Char

    Ethanol Fermentation

    Distillation

    Vinasse

    BiomassHydrogen Fermentation

    Methane Fermentation

    Hydrogen

    Process E. Power

    Methane

    Process Steam

    A

    B

    C

    D

    10,000 t/day

    (1 sugar Mill)

    3.000 t/day

    (50% moisture)

    Hexose 525 t

    Pentose 315 tLignin 210 t

    Residues 450 t

    Gas for industry

    Raw material

    Gas

    Fuel

    Overall Process Flow

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    Pilot Plant Placement 35

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    LAYOUT 36

    01-5 100L Vessel

    01-1-1Tank for raw material preparation

    01-1-6 Stirring device

    01-1-4 Stirring device

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    Conclusion

    The various process considerations described in this article

    can help chemists understand and adopt a systematic and

    prospective approach in research and development to havedocumented and controlled synthetic processes.

    This approach willhelp manufacturers meet product-quality

    objectives consistently and build a good basis for achieving

    thegoals of prospective validation and scale-up activities.

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    Referencesy The theory & practice of industrial pharmacy by Leon Lachman, Herbert A. Lieberman, Joseph L.

    kenig, 3rd edition, published by Varghese Publishing house.

    Impurities: Guidelines for Residual Solvents, Q3C, recommended by ICH on July 17, 1997.

    y Process ChemistryinthePharmaceutical Industry, K.G. Gadamasetti, Ed. (Marcell Dekker, Inc., NewYork, NY, 1999), p. 389.

    y Internet databases such as Cole-Palmer Chemical compatibility database, ARO chemicalcompatibility, eFunda O ring material compatibility with chemicals, Varidisk chemical compatibility

    information, Flowline Chemical compatibility database and DMRTM fluid compatibility table byDaemar Inc.

    y Physicians DeskReference (Thomson PDR,Montvale, NJ, 1997).

    y S. Ahuja, Chiral Separations: Applications andTechnology (ACS Publications,Washington, DC, 1996),p. 4.

    y G. Chawla and A. Bansal, Challenges in Polymorphism of Pharmaceuticals, Scrip 5(1), 9 (Jan.Mar.2004).

    y N. Yoswathananont et al., ANovel Three-Component Pseudo-Polymorphism in the CholamideInclusion Crystals Promoted by the Combination of Organic Guest and Water, Chem. Lett. 12, 1234(2002)

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    MyOwn Scaleup Site and Thanks

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    https://sites.google.com/site/anthonycrastoscaleup/home