barbara b crabb financial disclosure report for 2010

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  • 8/3/2019 Barbara B Crabb Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Required by the Ethics

    in Government Act of 1978(5 U.S.C app. 101-111)

    1. Person Repor ting ( las t name, f ir s t , middle init ial)Crabb , Barba ra B.

    4. Ti t le (Art ic le 111 judges ind ica te ac t ive o r sen io r s ta tus;magis t ra te judges indicate fu l l - or par t - t ime)Dis t r ic t Jud g e - Se n io r

    7. Chambers or Ofi ice AddressP .O. Box 5 9 1Ma di son , WI 53 70 1

    2. Court or Organiza t ionU.S . Di s t . Cour t , W .D. W is .

    5a . Report Type (check appropria te type )] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the informat ion conta ined in thi s Repor t and anymodifica t ions pe rta in ing the re to , i t is , in my o p in ion , in compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .

    Re v i e w i n g O f f i c er Date

    3. Date of R e p o r t05 / 11 / 2011

    6. Report ing Pe riod0 1 /0 1 /2 0 1 0

    to12/ 3 1 / 20 10

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

    I. P O S I T I O N S . ~ g e p o n i n g i n d iv i d u a l only; s e e p p . 9 - 1 3 of filing instructions.)--] N O N E (No reportable positions.)

    POSITIONI. Direc tor2.

    3.

    4.

    5.

    NAME OF ORGANIZATION/ENTITYFacktor-Mervis chari table foundation

    I I . A G R E E M E N T S . (Reponlng individual onty; seepp. 14-16 off!llng instructions.)~-] N O N E (No reportable agreements.)

    D A T E _ PARTIES AND TERMS

  • 8/3/2019 Barbara B Crabb Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPO RTPage 2 of 12 Ia m e o f P e r s o n R e p o r t i n gCrabb, Barbara B. Date of Report05/11/2011

    III. N O N - I N V E S T M E N T I N C O M E . ( R e p o . i n g individual andspouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investme nt I ncom e~ (No reportable income.)ONE n o n - i n v e s t m e n t

    DATE SOURCE AND TYPE

    2.3.

    4.

    INCOME( y o u r s , n o t s p o u s e s )

    B . S p o u s e s N o n - I n v e st m e n t I n c o m e - if you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)D NO N E ( N o reportable non-investment income.)

    D A T E S O U R C E A N D TYPE1 . 2 0 1 0 W i s c o n s i n D e p a r tm e n t o f E m p l o y e e T r u s t F u n d s2.3.

    4.

    I V . R E I M B U R S E M E N T S --transportation, lodging, food, enterlainment.(Includes those to spouse and dependent children; see pp. 2 5-27 of filing instructions.)

    N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

    1 .2.3.4.5.

    PURPOSE ITEMS PAID OR PROVIDED

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    FINANCIAL DISCLOSURE REPORTPage 3 o f 12

    N a m e o f P e r s o n R e p o r t in gCrabb, Barbara B.

    Date of Report05 / 11 / 201 l

    V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E (No reportable gifts .)

    SOURCE DESCRIPTION1 .2.3.4.5.

    VALUE

    V I . L I A B I L I T I E S . a n d u d e s th o ~ e o l s p o u s e o n , ~ d e p e u d e n t children; see p p . J 2 - J 3 of filing instructions)N O N E ( N o reportable liabilities.)

    C R E D IT O R D E SCR IP T IO NI.

    2.3.4.5.

    VALUE CODE

  • 8/3/2019 Barbara B Crabb Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 4 o f 12

    N a m e o f P e r s o n R e p o r t in gCrabb, Barbara B.

    D a t e o f R e p o r t05/11/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l ,e , t ra n s a c t i o n s (Includes those of spouse an d dependen t ch i ldren; s e e p p . 3 4 - 6 0 of filing instructions.)~ N O N E (No reportable in com e, assets, or transactions.)

    A. B. C.D e s c r ip t io n o f A s s e ts In c o m e d u r in g Gr o s s v a lu e a t e n d( i n c l u d i n g t ru s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

    (1) (2) (1) (2)Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u e

    exempt from prior disclosure C o d e 1 d iv ., r e n t . C o d e 2 M e t h o d( A - H ) or i n t . ) (J-P) C o d e 3

    ( Q - W )

    O)Type (e.g..buy , s e l l .

    r e d e m p t i o n )

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4) (5 )

    D a t e Value . Gain I d e n t i t y o fm m / d d / y y Code 2 Code 1 b u y e r / s e l l e r

    (J-P) (A-H) ( i f p r i v a t et r a n s a c t i o n )

    B a r c la y s B a n k P L C C o m m o d i t y I P a th ( D J P ) None M T S o ld 0 8/1 1 /1 0(par t )So ld 12/22110(par t)Bu y 0 1119/10

    JJ

    J

    AA

    B u y 03/11/10 J

    Bu y 11/30/10 Ji shares Barclay s treas (TIP) A Dividend J T Sold 01/19/10

    (part)Sold 12/22/10( p a r t )Buy I 1 / 3 0 1 1 0

    JJJ

    9. i shares lboxx Inves top (LQD)1 0 .

    Dividend J T So ld 12/22/10 J( p a n )Buy 01/19/10 J

    A

    ll.

    1 2 .

    1 3 .

    1 4 .

    i shares J.P. Morgan Emerging (EMD) A Dividend J T S o l d 0 8/1 1 /1 0(pa rt)Sold 11/30/10(pa rt)Sold 12/22/10(pa rt)B u y 01/19/10

    J

    J

    J

    J

    A

    AA

    1 5 .

    1 6 .

    1 7 .

    i s h a r e s M S C I C a n a d a ( E W C ) B Dividend L T S o ld 0 3 /1 1 /I 0 :(par t)So ld 11/30/10(par t)So ld 12 / 22 / 10( p a n )

    J

    JJ

    AAA

    I. Inc ome G ain ( odes :( S ee Colu mns B I and D 4 )

    2. V alu e Codes( S ee Colu mns C I and D 3 )

    3.V alu e Meth od Codes(Se e Co lumn ( 2 )

    A =$ 1,000 or lessF =$5 0, 001 - $ 100, 000J =$15.000 or lessN =$ 25 0, 001 - $5 00, 000P3 =$25.000.001 - $50.000.000Q =AppraisalU = Book V alu e

    B = $ 1 ,0 0 1 - $ 2 ,50 0G = $ 1 0 0 ,0 0 1 - $ 1 ,0 0 0 ,0 00K= $ 1 5. 0 0 1 - $ 50 ,0 0 0O=$5 00,001- $1 ,000,000R = Cos t ( R eal E s t a t e O nly )V = O th er

    C =$2,501- $5.000H 1 =$ 1 . 0 0 0 . 0 0 1 - $ 5 , 0 0 0 . 0 0 0L =$50,001- $100,000PI =$1,000.001 -$5.000,000P 4 = M o r e t h a n $ 5 0 , 0 0 0 , 0 0 0S=AsscssmcntW = E s t i m a t c d

    D = $ 5,0 0 1 - $ 1 5 ,0 0 0H2 =M o re ~a n $5 ,000,000M= $ 1 0 0 ,0 0 1 - $ 2 50 ,0 0 0P2 = $ 5 ,0 0 0 ,0 0 1- $ 2 5 ,0 0 0 ,0 0 0T = C a s h M a r k c t

    E =$15 ,001- $5 0 ,000

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    FINANCIAL DISCLOSURE REPORTPage 5 o f 12

    N a m e o f P e r so n R e p o r t i o gCrabb, Barbara B.

    D a t e o f R e p o r t05/11/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , . e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

    A. B. C. D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gr o s s v a lu e a t e n d T r a n s a c tio n s d u rin g r e p o r t in g p e rio d( i u c Iu d i o g t r u s t a s s e t s ) re p o r t i n g p e r i o d o f r e p o r t i o g p e r i o d

    (l) (2 ) (1) (2) (1 ) (2) (3) (4) (5 )Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u e Type (e.g., D a t e Value Gai n Identity of

    exempt from prior disclosure Code l d iv ., r e n t . C o d e 2 M e t h o d b u y , s e l l , m m /d d /y y C o d e 2 C o d e 1 b u y e r / s e l l e r( A - H ) or i n t . ) (J-P) C o d e 3 redemption) (J-P) ( A - H ) (if private( Q- W ) tra n s a c tio n )

    1 8 . B u y 01/19/10 J1 9 . B u y 08/11/10 J2 0.2 1.22 .2 3.

    i s h a r e s M SC 1 Japan ( E W J) B Dividend T Sold 01/19/10 J A( p a r t )Sold 11/30/10 J A( p a r t )S o ld 1 2 /2 2 /I0 J A(part)Buy 01/19/10 J

    2 4. B u y 03/11/10 J2 5. B u y 08/11/10 J2 6. B u y 11/30/10 J27 .28 .2 9.30 .

    i s h a re s MS CI P ac i f i c X -Japan (EP P ) A D i v i d e n d T S o l d 0 1/ 19 / 10 J A(pa rt)S o l d ll/30/10 J A(pa rt)S o l d 12/22/I0 J A(pa rt)B u y 03/I 1/10 J

    31 . B u y 08/11/10 J32 .33 .34 .

    i s h a re s MS CI UK (EW U) A Dividend T Sold 01/19/10 J A(par t )Sold 03/11/10 K B(pa rt)S o l d 11/30/10 K B(pa rt)

    I.Income Gain Codes:( S ee Colu mns BI and D 4 )

    2. Value Codes( S ee Colu mns CI and D 3 )

    3.Value Method Codes{See C o l um n C 2)

    =$1 , 000 o r l e ss=$5 0, 001 - $100, 000=$15 , 000 o r l e ss=$25 0, 001 - $5 00, 000

    P3 =$25,000,001 - $50,000,000=A p p r a i sa l= Book V alu e

    B =$1,001 - $2,500G=$ 100,001 - $ 1,000.000K =$15,001 - $50.000O =$5 00, 0{} I - $ 1 , 000,000R = Cos t ( R eal E s t a t e O oly )V ~O th c r

    C = $ 2 ,50 1 - $ 5 ,0 0 0H 1 =$ 1,000,001 - $ 5,000,000L -$50,001 - $100,000P 1 =$1,000,001 - $ 5,000,000P4 = M or e th an $ 50 ,0 0 0 ,0 00S = As s es s mentW = E s t imated

    D =$5,001 - $15,000H2 =More than $5,000,000M = $ 1 0 0 ,0 0 1 - $ 2 50 ,0 00P 2 =$5 , 000, 001 - $25 , 000, 000T =Ca sh M a rke t

    E =$15,001 - $50,000

  • 8/3/2019 Barbara B Crabb Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 6 o f 12

    N a m e o f P e r s o n R e p o r t in gCrabb, Barbara B.

    Date of Report05/I 1 /2011

    V I I. IN V E S T M E N T S a n d T R U S T S - in eo , .e , v a tu e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t ru s t a ss e t s ) re p o r t i n g p e r i o d(1) (2)

    Place "(X)" after each assel A m o u n t Type (e.g.,exempt from prior disclosure Code l d i v . , r e n t ,

    ( A - H ) or i n t . )

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(l) (2)

    Value V a l u eC o d e 2 M e t h o d(J-P) C o d e 3( Q - W )

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(1 ) (2) (3)

    Type (e.g., D a t e Va l u ebuy , s e l l . mm/dd/yy C o d e 2

    r e d e m p tio n ) ( J- P )

    ( 4 ) ( 5 )Gain Identity of

    Code 1 buyer/se l le r(A-H) (if private

    transaction)

    35 .36 .

    S old 12/22/10 J(par t)Bu y 08/11/10 K

    37 .38 .39 .40 .

    i s h a r e s R u s e e l l 1 0 0 0 G r o w t h ( IW F ) B Dividend M T S o l d 01/19/10 J(p a rt )S o l d 11/30/10 J(part)S o l d 12/22/10 J< p a r t )Bu y 03 /11/10 K

    ABB

    41 . Bu y 08/1 I/10 K42 .43 .44 .

    i shares Russell 1000 Value (IWD) Dividend M T S old 03/11/10(par t)S o ld 12 /22 /10(par t)Bu y 01/19/10

    J

    J

    J

    AA

    45 . Bu y 08/11/10 J46 . Bu y 11/30/10 J47 .48 .49 .50 .

    51 .

    i shares Russell Midcap G rowth (IW P) A Dividend K T S o l d 01/19/10 J A(pa rt)Sold 08/11/10 K D(pa rt)Sold ll/30/10 J A(pa rt)Sold 12/22/10 J A(pa rt)B u y 03/ll/10 K

    1. In com e Gain C o d es : A = $1 ,000 o r le ss B = $ 1 ,0 0 1 - $ 2 ,50 0 C =$2 , 5 01 - $5 , 000 D =$5,00I - $15,000( S ee Colu mns BI and D 4 ) F =$ 50,001 - $ 100,000 G = $100.00 1 - $ 1 .000,000 HI =$1,000,001 - $5,000,000 H 2 =Mo r e t han $ 5 , 000, 0002. Va lue Co d ~ 1 =$15.000 or less K =St 5 . 0~ 1 - $5 0, 09 0 L =$5 0,00 | - $ |00 ,000 M =$100, 001 - $25 0, 000( S ee Colu mns C I and D 3 ) N =$250,001 - $ 500,000 O =$ 500,00 1 - $ 1 ,000,000 P I = $ 1,000.001 - $5,000,000 P 2 = $ 5,000,001 - $ 25,000,000

    P3 =$25,000,001 - $50,000,000 P4 - Mor e th an $ 50 ,0 0 0 ,0 003. Value Method (odes Q =Appraisul R = Cos t ( R eal E s t a t e O nly ) S = As s es s ment T = C a s h M a r k e t( S ee Colu mn C2 ) U = Book V ah le V = Other W = E s t imated

    E = $ 1 5,0 0 1 - $ 50 ,0 0 0

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    FINANCIAL DISCLOSURE REPORTPage 7 o f 12

    N a m e o f P e r s o n R e p o r t in gCrabb, Barbara B.

    Date of Report0 5 / 1 1 / 2 0 1 1

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l ,e , ,, a n s ,c t io n s a n c l ,d e s ~ h o s e o f ~ p o , s e a n d dependent children; see p p . 3 4 - 6 0 of filing instructions,)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(i) (2)

    Place "(X)" after each asset A m o u n t Type (e.g..exempt from prior disclosure C o d e 1 div . , r e nt ,

    ( A - H ) o r i n t o

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(t) (2)

    V a l u e V a l u eC o d e 2 M e t h o d

    ( J - P ) C o d e 3( Q - W )

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(1 ) (2) (3)

    Type (e.g., D a t e Valueb u y , s e l l , mm/dd/yy C o d e 2

    r e d e m p t i o n ) (J-P)

    (4 ) (5 )G a i n Identity o fC o d e 1 b u y e r / s e l l e r( A - H ) (if private

    t r a n s a c t i o n )

    52 .53 .54 .

    55 .56 .57 .58 .

    i shares Russell Midcap Value (IWS)

    i shares Russell 2000 growth (IWO)

    A Dividend

    A Dividend

    K T

    K T

    Sold 01/19/10 J A(par t)S o ld 0 3 /1 l /l 0 J A(par t)S o l d 08/I 1/10 K C(par t)S o ld 0 8/1 1 /1 0 L D(par t)S old 11/30/I 0 J B(par t)S old 12/22/10 J A(par t)Bu y 01/19/10 J

    59 . Bu y 03/11/I 0 K60 .61 .62 .63 .64 .

    i shares Russell 2000 value (IWN) A Dividend K T Sold 03/11/10,(part)S o l d 0 8/11/10I( p a r t )S old 11/3 0 /10( p a r t )S o l d 1 2 / 2 2 / 1 0( p a r t )Bu y 01/19/10

    J

    JJJJ

    B

    B

    A

    A

    6 5 . i shares Trust Iboxx High Yield Corp. BondFund (HYG)66 .

    Dividend T S old 12/22/10 J( p a a )Buy 01/19/10 J

    A

    67 . Bu y 11/30/10 J68 . M e d t ron i c A Dividend J T

    I. I n co m e Gai n C ed es :( S ee Colu mns BI and D 4 )

    2.Value Codes( S ee Colu mns CI and D 3 )

    3. Value Method Codes( S c Colu mn C2 )

    A~$ 1 ,0 0 0 or l c s sF ~$ 50 ,0 0 1 - $ 1 0 0 D O 0J =$15,000 or lcssN = $ 2 50 ,0 0 1 - $500,000P3 =$25,000,001 -$50,000,000Q =A p p ~ i sa lU =B o o k Val ue

    B = $ 1 ,0 0 1 - $ 2 ,50 0G = $ 1 0 0 ,0 0 1 - $ 1 ~0 0 ,0 0 0K =$15 , 001- $5 0, 000O = $ 50 0 . 0 0 1 - $ 1 ,0 0 0 ,0 00R = Cos t ( R eal E s l a l e O nly )V =O~her

    C =$2 , 5 01 - $5 , 000R | =$1,000,O01 - $5,000L =$50,001 - $ 100,000P I =$1,000,001 - $5,000,000P 4 =M o r e t han $5 0, 000, 000S =A ssessm en tW = E s t imated

    = $ 5,0 0 1 - $ 1 5 ,0 0 0H2 =M o ~tha n $5 ,000~00M= $ 1 0 0 ,0 0 1 - $ 2 50 ,0 0 0P 2 = $5 , 000, 001- $25 , 000, 000

    = Cas h Mar k et

    E = $ 1 5,0 0 1 - $ 50 ,0 0 0

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    FINANCIAL DISCLOSURE REPORTPage 8 o f 12

    N a m e o f P e r s on R e p o r t i n gCrabb, Barbara B.

    Date of Report05/11/2011

    V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)---] N O N E (No reportable income, assets, or transactions.)

    A. B. C.D e s c r i p t i o n o f A s s e t s In c o m e d u r in g Gr o s s v a lu e a t e n d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

    (1) (2) (1) (2)Place "(X)" after each asset A m o u n t Type (e.g., Va lu e V a lu e

    exempt from prior disclosure Code I d i v . , r e n t , C o d e 2 M e t h o d( A - H ) o r in t .) (J - P ) C o d e 3( Q - W )

    (1 )Type (e.g.,b u y , s e l l ,

    r e d e m p t i o n )

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)Date Value Gain

    m m /d d/y y Co de 2 C ode 1(J-P) (A-H)

    Identity ofbuye r /s e l l e r(if private

    t r a n s a c t i o n )

    69. Puerto Rico Commonw ealth Bond A I n t e r e s t K70 . SPDR Index Shares S&P Emerging (GM M ) B Dividend S o l d 01/19/10 J C7 1 .72 .73 .7 4.

    SPDR S&P Small Cap ETF (GWX ) B Dividend L T S o ld 08/1 1 /1 0 J A(par t)S old 11/3 0 /10 J A(par t)S old 12/22/10 J A(par t)Buy 01/19/10 J

    7 5. Bu y 03/11/10 J7 6 .7 7 .7 8.7 9 .

    Vangu ard Intl Equity Index Fund Europea n C Dividend( V G K ) T S o l d 0 3 / 11 / 10(pa rt)S o l d 11/30/10(pa rt)S o l d 12/22/10( p a n )B u y 01/19/10

    KK

    JJ

    AA

    80 . B uy 08/11/10 K81 .82 .83 .

    84 .85 .

    V a n g u a r d R E I T E T F ( V N Q ) C Dividend T Sold 01/19/10 J A(pan)Sold 03/11/10 J A(pan)S o l d 08/I 1/10 J B(pan)S o l d 11/30 /10 J C(pan)S o l d 12/22/10 J A(pan)

    I. Income Gain Codes:( S ee Colu mns BI and I ) 4 )

    2. V alu e Codes( S ee Colu mns CI and D 3 )

    3.Val ue Met ho d C o d es( S ee Colu mn C2 )

    A = $ 1 ,0 0 0 or l c s sF = $ 50 ,0 0 1 - $ 1 0 0 ,0 0 0J = $ 1 5,0 0 0 or l c s sN =$250,001. $500,000P 3 =$25 , 000, 001 - $5 0, 000, 000Q =AppraisalU ~Book Value

    B = $ 1 . 0 0 1 - $ 2 . 50 0G =$100,001 -$1,000,000K =$15,001 -$50.000O=$500,001 - $1.000,000R =Co s l lRe a lEs ta le On ly)V= Ot he r

    C =$2 , 5 01 - $5 , 000H 1 =$1,000,001 - $5,000,000L =$5 0, 001 - $100, 000P I = $ 1.000,001 - $5 ,000,000P 4 =M o r e t han $5 0, 000, 000S = As s es s mentW = E s t imated

    D = $ 5,0 0 1 - $ 1 5 ,0 0 0H 2 =Mo r e Wan $5 , 000, 000M= $ 1 0 0 ,0 0 1 - $ 2 50 ,0 0 0P 2 =$ 5 , 000, 001- $25 , 000,000T = Cas h Mar k et

    E = $ 1 5,0 0 1 - $ 50 ,0 0 0

  • 8/3/2019 Barbara B Crabb Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 9 o f 12

    N a m e o f P e r s o n R e p o r t in gCrabb, Barbara B.

    Date of Report05/I 1/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m e , v a ~ u e , t r a . s a c ti o n s a n c ~ d c s th o s e o l s p o u s e a n d dependent children; see p p . 3 4 - 6 0 of fil ing instructions.)N O N E (No reportable income, assets, or transactions.)

    A. B. C. D .Descr ip t ion o f Asse t s Income dur ing Gross value a t end Transact ioos dur ing repor t ing pe r iod( inc luding t rus t asse ts ) reporting period of reporting period

    (1) (2) (1) (2) (l ) (2) (3) (4) (5 )Place " (X )" afte r each asse t A m ount Type (e.g ., Valu e Value Type (e.g. , D a t e Value Gain Identity ofexempt from prior disclosure Code I div. , rent, C od e 2 M ethod buy , se l l , m m /d d/y y C od e 2 C ode 1 buyer/se l le r(A-H) o r i n t . ) (J-P) Co de 3 red em ptioa ) (J-P) (A -H) (if p rivate( Q - W ) transaction)

    86. Cisco None J8 7. Dre y fus L iq u id Asse t s (t e mp c a sh ) None J88. Vanguard M unicipa lFund A Dividend J

    89. Equitable Life Assurance Annuity None L90 . GE Capital A I n t e r e s t K

    91.92 .93 .94 .

    W ells Fargo Advantage Fund (Ed Vest None KAccount)W isdom Tree Emerging Mkts. (DEM) B Dividend L T S old ~ 1 1 1 3 0 / 1 0 3 A s e e n o t e i n p a r t VIII(par t)

    Sold 12/22/10 J A( ~ a r t )Bu y 01/19/10 K

    95 . B u y 03/11/I 0 J96 . Bu y 08/I 1/10 J97 .98 .99 .100.

    Vanguard M SCI Emerging M arkets (VWO) C D i v i d e n d M T Sold 0 3 / 11 / 10 K(pa rt)S o l d 11/30/10 J(pa rt)S o l d 12/22/10 J(pa rt)B u y 0 1/ 19 / 10 M

    A s ee no t e in par t V III

    101. Bu y 03/I 1/10 J102. B u y 08/1 l/10 K

    1. Income Gain Codes: A = $ 1 ,000 or le ss B = $ 1 .001 - $ 2 ,500 C = $ 2 ,501 - $ 5,000 D = $ 5,001 - $ 15,000( S ee Colu mns BI and D 4 ) f: = $ 50,001 - $ 100,000 G = $ 100,001 - $ 1 ,000,000 HI = $ 1 ,000,001 - $ 5,00 0,000 H 2 =Mo r e t han $5 , 000, 0002. Value C o d es J = $ 15,000 o r less K = $15 , 001 - $5 0, 000 L =$50,001 - $ 100,000 M =$ 100, 001 - $25 0, 000( S ee Colu mns CI and D 3 ) N ~$ 2 50 ,0 0 | . $ 50 0 ,0 0 0 O =$ 5 00, 001 - $1 , 000,000 P I = $ 1, 00 0 ,0 01 - $ 5, 00 0, 00 0 P 2 = $ 5, 00 0, 00 1 - $2 5, 00 0, 00 0P3 =$25,000,001 - $50,000.000 P 4 =M o r e t han $5 0, 000, 0003. Value Method Codes Q ~Appraisa| R =t . :~st (Real Estate Only~ S =A ssessm en t T = C a s h M a r k e t( S c c Colu nm C2 ) U =B o o k Val ue V - O th er W =Est i m a t ed

    E = $ 1 5,0 0 1 - $ 50 ,0 0 0

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    FINANCIAL DISCLOSURE REPORTP a ge 10 o f 1 2

    N a m e o f P e r s o n R e p o r t in gCrabb, Barbara B.

    D a t e o f R e p o r t05/11/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , ,,ulue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

    A. B. C. D.Description of Assets In com e d uring Gro ss value a t end Transact ions dur ing repor t ing pe r iod(including trust assets) reporting pe riod of rep orung pe riod

    (1) (2) (1) (2) (1) (2) (3) (4) (5 )Place " (x)" after each asset A m ount Type (e.g. , Value Value Type (e.g. , D a t e Value Gain Identity ofexempt from prior disclosure Code I d iv., ren t, C ode 2 M ethod buy , se ll, m m/d d/yy Co de 2 Code 1 buyer/se l le r(A-H) o r i n t . ) ( J - P ) Code 3 redem ption) (J-P) (A -H) (if private

    (Q-W ) transaction)

    103 . i s h a re s Gold T rus t ( ( I AU) N o n e L T S old 12/22/10 J(par t)104. B uy 11/30/10 L105.

    106.

    I. Inco m e Gain Co d es: A = $ 1 ,000 o r le ss B = $ 1 ,001 - $ 2 ,500 C = $ 2,501 - $ 5,000 D = $ 5,001 - $ 15,000(See Col umns B I a nd D4 ) F ~ $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 G =$ 100,001 - $ 1,000,000 H 1 = $1,000,001 - $ 5 ,000,000 H2 =M ore than $5 ,000,000

    2. Va l ue C ed es J = $15,000 or less K ~ $15 , 001 - $5 0, 000 L = $ 50,0 01 - $ 100,000 M = $ 1 00,0 01 - $ 2 50,00 0(Scc C o lum ns C I an d D 3) N =$250.001 - $500,000 O =$ 500,001 - $ 1 ,000,000 P I = $ 1 ,000,001 - $ 5,00 0,000 P2 =$5,000,001 - $25 ,000,000

    P 3 =$25 . 000, 001 - $ 5 0 . 0 0 0 , 0 0 0 P 4 -Mo r e t han $ 5 0. 000,0003. Value Method Codes Q =Appraisal R =C o s t ( Rea l Es t a t e On l y) S =A ssessm en t T ~Cas h Mar k et(See Column (?2) U =B o o k Val ue V = O th er W =Est i m a t ed

    E =$15 , 001 - $5 0, 000

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    FINANCIAL DISCLOSURE REPORTP a g e 1 1 o f 1 2

    N a m e o f P e r s o n R e p o r t in gC r a b b , B a r b a r a B .

    Date of Repor t05/11 /201 l

    V III . ADDITIONAL INFORM ATION OR EX P LANATIONS.No t e t ha t it e m s 92 a nd 97 i n Pa r t V II w e re om i t t e d i na dve r t e n t l y f rom t he 20 0 9 r e t urn .

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    FINANCIAL DISCLOSURE REPORTPage 12 of 12

    N a m e o f Pe rs on R e por t ingC r a b b , B a r b a r a B .

    Date of Report05/! 1/2011

    IX. C ERTIFICATION.I c e r t if y t h a t a ll in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r y

    p r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r th e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

    Signature: S[ Barbara B. Crabb

    N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T HI S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

    Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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    Chambers ofBarbara B. CrabbDistrict Judge

    United States District CourtWestern District of WisconsinRobert W. Kastenmeier Courthouse120 N. Henry Street, Rm. 540Post Office Box 591Madison, Wisconsin 53701

    Telephone608-264-5447

    September 8, 2011Honorable Bobby R. BaldockChair, Judicial Conference of the United

    States Committee on Financial DisclosureOne Columbus Circle, N.E.Washington, D.C. 20544Dear Judge Baldock,

    You asked me to respond to two matters in the financial disclosure report filed forcalendar year 20 I0. The first is a listing of ishares Barclays Treas (TIP) in Part VII, page 4,line 6. This was listed in the 2009 report as ishares Barclays Treas inf. For some reason, ourbroker used two titles for the same asset, one in 2009 and one in 2010, and I never caughtthe discrepancy.

    The second is the disappearance of Citibank NA South Dakota Bank DepositProgram from the 2010 report. This was an oversight on my part. I should have reportedthe cash deposit program, which our broker uses in addition to Dreyfus Liquid A ssets. Atthe end of 2010, the value of the Citibank account was K ; the income was J.Finally, thank you for the reminder to use "Buy addl" todistinguish between initial

    purchases and additions to the asset.V ery truly yours,

    BBC:skv

    /s /Barbara B. CrabbDistrict Judge