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Adyuvancia en cáncer de mama HER2+
Dr E.M. Ciruelos
Servicio Oncología Médica, Unidad Cáncer de mama
Hospital Universitario 12 de Octubre, Madrid
HM CIOCC, Madrid
Overview of eBC outcomes
according to risk
Cortazar, P. Presented at FDA Public Workshop, Innovations in Breast Cancer Drug Development – Neoadjuvant Breast Cancer Workshop, March 22, 2013
EFS, event-free survival.
5-year EFS (%)
Stage II Stage III
Grade II Grade III Grade II Grade III
HR-positive
HER2-negative83 71 63 51
HR-positive
HER2-positive81 69 50 48
HR-negative
HER2-positive61 66 58 46
Triple-negative 66 72 38 37
Four pivotal trials (>12,000 patients) established 18
cycles (1 year) of adjuvant trastuzumab as the SoC for
HER2-positive eBC
1. Piccart-Gebhart MJ, et al. N Engl J Med 2005; 353:1659–1672; 2. Gianni L, et al. Lancet Oncol 2011; 12:236-244;
3. Slamon D, et al. N Engl J Med 2011; 365:1273−1283; 4. Perez EA, et al. J Clin Oncol 2011; 29:3366−3373.
IHC, immunohistochemistry; FISH, fluorescence in situ hybridisation;SoC, standard of care.
DocetaxelDocetaxel +
carboplatin
Doxorubicin +
cyclophosphamideTrastuzumab Paclitaxel
Chemotherapy
+/- radiotherapy
HERA (ex-USA)1,2
IHC/FISH
N = 5102
Observation
1 year
2 years
NCCTG N9831 (USA)4
IHC/FISH
N = 1944 1 year
1 year
BCIRG 006 (global)3
FISH
N = 32221 year
1 year
NSABP B-31 (USA)4
IHC/FISH
N = 2101
1 year
Favours chemo alone0
These adjuvant trials demonstrated
consistent DFS and OS benefit with 1 year
of trastuzumab vs. observation
1. Piccart-Gebhart MJ, et al. N Engl J Med 2005; 353:1659–1672; 2. Smith I, et al. Lancet 2007; 369:29–36; 3. Gianni L, et al. Lancet Oncol 2011; 12:236–244; 4.
Goldhirsch A, et al. Lancet 2013; 382:1021–1028; 5. Cameron D, et al. Lancet 2017; 389:1195–1205; 6. Slamon D, et al. SABCS 2015 (Abstract S5-04); 7. Perez EA, et al. J
Clin Oncol 2011; 29:3366–3373;8. Perez EA, et al. J Clin Oncol 2014; 32:3744–3752; 9. Perez EA, et al. J Clin Oncol 2011;
29:4491–4497.
* Selected from a list of approved regimens consisting of ≥4 cycles.AC, doxorubicin plus cyclophosphamide; CT, chemotherapy;DFS, disease-free survival; FU, follow-up; H, trastuzumab; OS, overall survival;Pac, paclitaxel; RT, radiotherapy; T, docetaxel; TCH, docetaxel, carboplatin.
Study
FU
(yrs) N DFS HR
HERA1–5 1 3387 0.54
CT* ± RT→H
(1 year) vs.
CT* ± RT
2 3401 0.64
4 3401 0.76
8 3401 0.76
11 3399 0.76
BCIRG 0066
AC→TH vs.
AC→T
TCH vs. AC→T
10.3 3222
0.72
0.77
Joint analysis7,8
(NCCTG N9831/
NSABP B-31)
2 3351 0.48
4 4045 0.52
AC→PacH
vs. AC→Pac8.4 4046 0.60
NCCTG N98319
AC→Pac→H vs.
AC→Pac
6 2184 0.67
Favours trastuzumab
OS HR
0.66
0.85
0.76
0.74
0.63
0.76
0.61
0.63
0.88
Favours trastuzumabFavours chemo alone
SE
QU
EN
TIA
L
CH
EM
O→
H
CO
NC
OM
ITA
NT
CH
EM
O +
H
SE
QU
EN
TIA
L
CH
EM
O→
H
Long-term relapse rates indicate a need for further
improvements
Slamon D, et al. SABCS 2015 (Abstract S5-04).MFU, median follow-up
BCIRG 006: DFS final analysis (10.3 years’ mFU)
0,4
0,5
0,6
0,7
0,8
0,9
1
0 12 24 36 48 60 72 84 96 108 120 132
DFS
(%
)
Time (years)
100
90
80
70
60
50
40
AC-T AC-TH TCH
74.6%
73.0%
67.9%
0 1 2 3 4 5 6 7 8 9 10 11
NOAH: Trastuzumab increased both pCR and EFS, but
many patients still experience relapse
Gianni L, et al. Lancet 2010; 375:377–384; Gianni L, et al. Lancet Oncol 2014; 15:640–647.
Time (years)
42%
HR 0.64 (95% CI = 0.44–0.93); p = 0.016
Without HWith H
0 1 2 3 4 5
60
40
20
0
100
80
EF
S (
%)
0
20
40
With
H
Without
H
With
H
Without
H
pC
R (
%)
bpCR tpCR
43%
22%
38%
19%
p = 0.0007
p = 0.001
Increased pCR rates with trastuzumab added to chemotherapy resulted in improved EFS, but 42% of patients had relapsed at 5 years
HERA: Longer duration of trastuzumab did
not improve outcomes
Goldhirsch A, et al. Lancet 2013; 382:1021–1028.CI, confidence interval; obs, observation.
62.5%
68.5%
69.3%
64.7%
70.7%
71.2%
70.0%
75.9%
76.4%
1 2 3 4 5 6 7 8 9 100
100
90
80
70
60
0
10
20
30
40
50
Years from randomisation
Dis
ea
se-f
ree
su
rviv
al
(%)
N EventsHR
(vs obs.)95% CI p value
Observatio
n1697 608
1 year 1702 505 0.76 (0.68–0.86) <0.0001
83.4%
81.3%
75.2%
Trastuzumab 1 year Trastuzumab 2 yearsObservation only
No. at risk
Observation only 1697 1201 1095 946 831
Trastuzumab 1
year1702 1319 1213 1099 996
2 years 1700 518 0.77 (0.69–0.87) <0.0001
Trastuzumab 2
years1700 1361 1222 1087 965
ALTTO study: Adjuvant lapatinib and trastuzumab
Piccart-Gebhart M, et al. Adjuvant Lapatinib and Trastuzumab for Early HumanEpidermal Growth Factor Receptor 2–Positive Breast Cancer: Results From the Randomized Phase III
Adjuvant Lapatinib and/or Trastuzumab Treatment Optimization Trial. J Clin Oncol 2016; 34:1034–1042.p ≤ 0.025 required for statistical significance.
ExteNET: Neratinib in the extended ‘post-adjuvant’ setting
DCIS, ductal carcinoma in situ.
• Primary endpoint: IDFS at 2 years
• Secondary endpoints: DFS-DCIS, time to distant recurrence, distant DFS, CNS metastases, overall survival, safety
• Other analyses: Biomarkers, health outcome assessment (FACT-B, EQ-5D)
• Stratified by: Nodes 0, 1–3 vs. 4+, ER/PR status, concurrent vs. sequential trastuzumab
Surgery
Standard adjuvant
therapyR IDFS
Surgery
RStudy adjuvant
therapyDFS/IDFS
Study post-
adjuvant therapy
ExteNET1 1
Adjuvant
studies2,3
Neratinib x 1 year
240 mg/day
Adjuvant trastuzumab
+ chemotherapy
1. Chan A, et al. Lancet Oncol 2016; 17:367–377;2. Goldhirsch A, et al. Lancet 2013; 382:1021–1028;
3. von Minckwitz G, et al. SABCS 2011 (Abstract OT1-02-04).
ExteNET: 2-year IDFS (ITT population) with extended
‘post-adjuvant’ neratinib
Chan A, et al. Neratinib after trastuzumab-based adjuvant therapy in patients withHER2-positive breast cancer (ExteNET): a multicentre, randomised, double-blind, placebo-controlled,
phase 3 trial. Lancet Oncol 2016; 17:367–377.ITT, intention-to-treat.
APHINITY is a Phase III adjuvant study investigating
PERJETA–Herceptin + chemotherapy
DFS, disease-free survival; DRFI, distant relapse-free interval; HR, hormone receptor;
HRQoL, health-related quality of life; IDFS, invasive disease-free survival; OS, overall survival;
RFI, relapse-free interval. von Minckwitz G, et al. N Engl J Med 2017; 377:122–131;
www.clinicaltrials.gov/ct2/show/NCT01358877.
• Primary endpoint: IDFS
• Secondary endpoints: IDFS with second non-breast primary cancers included, DFS, OS, RFI, DRFI, safety and
HRQoL
• Stratification factors: Chemotherapy regimen, HR status, nodal status, geographic region, Protocol version (A
vs. B)
Chemotherapy* + Herceptin
+ Placebo
Chemotherapy* + Herceptin
+ PERJETA
Randomisation and treatmentwithin 8 weeks
of surgery
Anti-HER2 therapy for a total of 1 year (52 weeks)(concurrent with start of taxane)
Radiotherapy and/or endocrine therapy may be started at the end of adjuvant chemotherapy
Central
confirmation
of HER2 status
(N = 4805)
F
O
L
L
O
W
-
U
P
10
Y
E
A
R
S
R
S
U
R
G
E
R
Y
* Standard anthracycline or non-anthracycline (TCH) regimens were allowed: 3–4 x FEC (or FAC) → 3–4 x TH
4 x AC (or EC) → 4 x TH
6 x TCH
Primary endpoint of APHINITY, IDFS, was event-driven and
measured from the IDFS HR and p-value at the time of the
analysis1
Assumptions about the primary endpoint were based on the following:
• Placebo arm IDFS rate was based on BCIRG 006 data2
• 379 events and 4800 patients required for 80% power and alpha of 5%
HR, hazard ratio; IDFS, invasive disease-free survival.
1. von Minckwitz G, et al. N Engl J Med 2017;
377:122–131;
2. Slamon D, et al. N Engl J Med 2011;
365:1273−1283.
Expected 3-year IDFS rate
PERJETA–Herceptin vs. placebo–Herceptin
HR = 0.7589.2% vs. 91.8%
(∆ = 2.6%)
APHINITY: Primary endpoint (IDFS)
von Minckwitz G, et al. Adjuvant Pertuzumab and Trastuzumabin Early HER2-Positive Breast Cancer. N Engl J Med 2017; 377:122–131.
APHINITY: Safety
von Minckwitz G, et al. Adjuvant Pertuzumab and Trastuzumabin Early HER2-Positive Breast Cancer. N Engl J Med 2017; 377:122–131.NYHA, New York Heart Association; LVEF, left ventricular ejection fraction.
How does APHINITY control arm compare with other
trials?
Proportion of trial
populationHERA1,2
(N = 3387)
BCIRG 0063
(N = 3222)
Joint
analysis4,5
(N = 4046)
BETH6
(N = 3509)
ALTTO7
(N = 8381)
APHINITY8
(N = 4804)
Node-positive 57% 71% 93% 52% 52% 63%
HR-negative 48% 46% 45% 41% 43% 36%
Tumour size
>2 cm48% 59% 59% 53% 50% 61%
3-year DFS/IDFS
(H + chemo)81.3%
87%
88%88% 92% 91%* 93.2%
* ALTTO reported 4-yr DFS result of 86%;3-yr data are estimated from survival curve.
1. Piccart-Gebhart MJ, et al. N Engl J Med 2005; 353:1659–1672; 2. Jackisch C, et al. SABCS 2015 (Abstract PD5-01);
3. Slamon D, et al. N Engl J Med 2011; 365:1273–1283; 4. Perez EA, et al. J Clin Oncol 2014; 32:3744–3752;
5. Perez EA, et al. J Clin Oncol 2011; 29:3366−3373; 6. Slamon D, et al. SABCS 2013 (Abstract S1-03);
7. Piccart-Gebhart M, et al. J Clin Oncol 2016; 34:1034–1042; 8. von Minckwitz G, et al. N Engl J Med 2017; 377:122–131.
Baseline physical function scores were maintained throughout
treatment, except for a decline at the end of taxane treatment
* Indicates time points where there was a clinically meaningful change in absolute score.
1. Baselga J, et al. ASCO 2018 (Abstract 521);
2. Aaronson NK, et al. J Natl Cancer Inst 1993; 85:365–376.
Mean EORTC QLQ-C30 physical functioning by treatment regimen, ITT population1
Physical function scale of the
EORTC QLQ-C301,2 (5 items)
Do you have any trouble doing strenuous activities like
carrying a heavy shopping bag or suitcase?
Do you have any
trouble taking
a long walk?
Do you have
any trouble
taking a short
walk outside
of the house?
Do you need to stay in
bed or a chair during
the day?
Do you need help
with eating,
dressing,
washing or using
the toilet? Visit
Ab
solu
te s
core
Baseline End of
taxane
Week 25 End of
treatment
FU
Month 18
FU
Month 24
FU
Month 36
100
80
60
40
20
0
Treatment
PERJETA + Herceptin + chemo
Placebo + Herceptin + chemo
**
Biological factors
Tumour biology and prognosis in trastuzumab-treated
HER2-positive eBC patients is determined by a number of
different risk factors
1. Martei YM & Matro JM. Breast Cancer (Dove Med Press) 2015; 7:337–343; 2. Sparano JA, et al. N Engl J Med 2015; 373:2005–2014; 3. Drukker CA, et al. Int J Cancer 2013; 133:929–936;
4. Zhang S, et al. BMC Cancer 2017; 17:335; 5. Inwald EC, et al. Breast Cancer Res Treat 2013; 139:539–552.
Risk assessmentRisk assessment
Tumour size1–3 Lymph node
involvement1–3
Lymph node
involvement1–3
Tumour grade1–3Tumour grade1–3
HR status1–3HR status1–3
HER2 status1,2HER2 status1,2
Ki67 status5Ki67 status5 Tumour genomics1–3Tumour genomics1–3
Patient age1,3Patient age1,3
Clinical presentation
Lymphovascular
invasion4
Lymphovascular
invasion4
HOW IMPORTANT IS NODAL STATUS AS A RISK FACTOR
WHEN DECIDING ON TREATMENT FOR A PATIENT WITH
HER2-POSITIVE EBC?
TCH vs. AC-T
BCIRG 006: 5-year DFS and OS according to
nodal status
Slamon D, et al. N Engl J Med 2011; 365:1273–1283.
TCH vs. AC-TSubgroup
Node–
Node+
HR–
HR+
Size <2 cm
Size >2 cm
10 2
AC-TH
HR
AC-THbetter
AC-Tbetter
10 2
HR
TCHbetter
AC-Tbetter
DFS
TCHbetter
AC-Tbetter
AC-THbetter
AC-Tbetter
Subgroup
10 2 10 2
HR HR
Node–
Node+
HR–
HR+
Size <2 cm
Size >2 cm
OS
AC-THTCH TCH
HERA: DFS according to nodal status
Untch M, et al. Ann Oncol 2008; 19:1090–1096.
Population/treatment N DFS events, n
(%)
3-year DFS, % (95% CI) Δ in 3-year DFS, %
(95% CI)
HR
(95% CI)
Overall population
1-year trastuzumab
Observation
170
3
169
8
218 (12.8)
321 (18.9)
80.6 (77.7, 83.4)
74.3 (72.0, 80.8)
6.3
(2.2, 10.4)
0.64
(0.54, 0.76)
Nodal status
Node negative
1-year trastuzumab
Observation
544
555
34 (6.3)
58 (10.5)
90.8 (87.1, 94.4)
84.9 (80.4, 89.5)5.8
(0.0, 11.7)
0.59
(0.39, 0.91)
Node negative (1.1–
2.0 cm)
1-year trastuzumab
Observation
252
258
12 (4.8)
23 (8.9)
91.3 (85.3, 97.2)
86.7 (80.5, 92.9)
4.6
(–4.0, 13.2)
0.53
(0.26, 1.07)
1-3 positive nodes
1-year trastuzumab
Observation
486
490
50 (10.3)
80 (16.3)
84.7 (80.4, 88.9)
75.9 (70.6, 81.1)
8.8
(2.0, 15.6)
0.61
(0.43, 0.87)
≥4 positive nodes
1-year trastuzumab
Observation
479
474
95 (19.8)
132 (27.8)
67.8 (60.6, 75.0)
62.2 (55.9, 68.6)
5.6
(–0.4, 15.1)
0.64
(0.49. 0.83)
von Minckwitz G, et al. Adjuvant Pertuzumab and Trastuzumabin Early HER2-Positive Breast Cancer. N Engl J Med 2017; 377:122–131.
APHINITY: IDFS forest plot by subgroups
APHINITY: Treatment effect in subgroup with
node-positive disease
von Minckwitz G, et al. Adjuvant Pertuzumab and Trastuzumabin Early HER2-Positive Breast Cancer. N Engl J Med 2017; 377:122–131.
HOW IMPORTANT IS TUMOUR SIZE AS A RISK FACTOR
WHEN DECIDING ON TREATMENT FOR A PATIENT WITH
HER2-POSITIVE EBC?
HERA: Trastuzumab treatment of patients with tumours
≤2 cm*
Smith I, et al. Lancet 2007; 369:29–36.
*Eligibility criteria included node-positive disease, or node-negative disease if the pathological tumour size was >1 cm
Subgroup (number of
patients)
Pathological tumour size
Number of events
trastuzumab vs.
observationHR (95% CI)
Any (neoadjuvant chemo) (372) 39 vs. 50 0.66 (0.43, 1.00)
0‒2 cm* (1351) 61 vs. 95 0.65 (0.47, 0.90)
>2‒5 cm (1482) 97 vs. 150 0.55 (0.43, 0.71)
>5 cm (171) 20 vs. 25 1.14 (0.63, 2.06)
All patients (3401)218 vs.
321
0.64 (0.54,
0.76)
0.0 0.5 1.0 1.5
HR for DFS1 yr trastuzumab vs. observation
Patients with small tumours derive similar benefit
from
1 year of trastuzumab treatment to that of the
overall population
Patients with small tumours derive similar benefit
from
1 year of trastuzumab treatment to that of the
overall population
NCCTG N9831/NSABP B-31: Trastuzumab increases OS and DFS
regardless of tumour size
Perez EA, et al. J Clin Oncol 2014; 32:3744–3752.
OS
Factor N HR 95% CI
0.1–2.0 1598 0.51 0.38, 0.69
2.1–5.0 2096 0.68 0.56, 0.82
>5.0 345 0.58 0.39, 0.88
DFS
Factor N HR 95% CI
0.1–2.0 1598 0.55 0.44, 0.68
2.1–5.0 2096 0.65 0.56, 0.76
>5.0 345 0.47 0.33, 0.67
HR with 95% CI
0.5 1 1.5 20.0
Favours AC→PacHFavours AC→Pac
Tumour size
(cm)
Tumour size
(cm)
APT (Tolaney) trial: Adjuvant paclitaxel and trastuzumab for
low-risk HER2-positive breast cancer
Tolaney SM, et al. N Engl J Med 2015; 372:134-141.
* Loading dose of 4 mg/kg IV trastuzumab on Day 1;† Radiation and hormonal therapy was initiated after completion of paclitaxel;‡ Dosing could alternatively be 2 mg/kg IV weekly for 40 weeks; qxw, every x weeks.ER, oestrogen receptor
H
Pac
H
Pac
H
Pac
H
Pac
H
Pac
H
Pac
H
Pac
H
Pac
H
Pac
H
Pac
H
Pac
H
Pac
Paclitaxel (80 mg/m2) + trastuzumab
(2 mg/kg) x 12 weeks (q1w)*†
N = 406
• HER2-positive
• ER+ or ER–
• Node-negative
tumour ≤3 cm
Primary
endpoint:
Invasive DFS
HH H H H H H H H H H H H
Q3w doses of trastuzumab (6 mg/kg) x 13‡
Total 18 cycles of trastuzumab
NOTE: This is a single-arm, single-centre study, so is unable to provide definitive data on treatment benefit
APT (Tolaney) trial: 7-year follow-up
Tolaney SM, et al. ASCO 2017 (Abstract 511).
von Minckwitz G, et al. Adjuvant Pertuzumab and Trastuzumab in Early HER2-Positive Breast Cancer. N Engl J Med 2017; 377:122–131.
APHINITY: IDFS forest plot by subgroups
HOW IMPORTANT IS HORMONE RECEPTOR STATUS
AS A RISK FACTOR WHEN DECIDING ON TREATMENT
FOR A PATIENT WITH HER2-POSITIVE EBC?
HERA: Benefit of trastuzumab related to HR status and
rates of DFS events between the two cohorts
Jackisch C, et al. SABCS 2015 (Poster PD5-01).BC, breast cancer.
HR-positive HR-negative
Number at risk
Observation 855 648 598 513 443
Trastuzumab 1
year859 691 634 570 524
Pro
ba
bil
ity
Time from randomisation (years)
0 1 2 3 4 5 6 7 8 9 10
0.00
0.05
0.10
0.15
0.20
0.25
0.30
0.35
0.45
0.40
Pro
ba
bil
ity
Time from randomisation (years)
0 1 2 3 4 5 6 7 8 9 10
0.00
0.05
0.10
0.15
0.20
0.25
0.30
0.35
0.45
0.40
Number at risk
Observation 842 553 497 433 388
Trastuzumab 1
year843 628 579 529 472
Trastuzumab 1 year: BC events
HERA results are aligned with joint analysis of NCCTG
N9831 and NSABP B-31
Romond EH, et al. SABCS 2012 (Abstract S5-5).
B-31/N9831: Cumulative incidence of distant recurrence (metastasis) as a first event
HR-positive HR-negative
Cu
mu
lati
ve
in
cid
en
ce (
%)
Time (years)
0
5
10
15
20
25
0 1 2 3 4 5 6 7 8 9 10
Cu
mu
lati
ve
In
cid
en
ce (
%)
Time (years)
0 1 2 3 4 5 6 7 8 9 10
AC→P
AC→P+H
22.3%
12.7%
∆= 9.6%
AC→P
AC→P+H
21.5%
11.9%
∆= 9.6%
N Events
AC→P 1105 216
AC→P+
H
1110 124
N Events
AC→P 911 175
AC→P+
H
917 1030
5
10
15
20
25
ExteNET: Treatment effect in ITT according to hormone
receptor status
Hormone receptor-positive Hormone receptor-negative
Chan A, et al. Neratinib after trastuzumab-based adjuvant therapy in patients withHER2-positive breast cancer (ExteNET): a multicentre, randomised, double-blind, placebo-controlled,
phase 3 trial. Lancet Oncol 2016; 17:367–377 (supplementary information).
APHINITY: IDFS in subgroup with HR-
negative disease
von Minckwitz G, et al. Adjuvant Pertuzumab and Trastuzumab in Early HER2-PositiveBreast Cancer. N Engl J Med 2017; 377:122–131 (supplementary information).
APT: Small node-negative, HER2-positive tumours treated with
1 year of adjuvant trastuzumab are more likely to recur if HR-
negative
Tolaney SM, et al. ASCO 2017 (Abstract 511; poster presentation).
HR-positive
HR-negative
HOW IMPORTANT IS THE OUTCOME OF NEOADJUVANT
TREATMENT WHEN DECIDING ON ADJUVANT TREATMENT
FOR A PATIENT WITH HER2-POSITIVE EBC?
NeoALTTO: Achieving a pCR with dual blockade of
trastuzumab and lapatinib did not translate into
improvement in long-term outcomes
1. Baselga J, et al. Lancet 2012; 379:633–640;2. de Azambuja E, et al. Lancet Oncol 2014; 15:1137–1146.
pCR was significantly higher in the
trastuzumab, lapatinib + chemotherapy arm1
But, no significant differences in EFS were
seen between arms in follow-up analysis2
NeoSphere: All patients are at risk of disease
recurrence, whether or not they achieve a pCR
Gianni L, et al. Lancet Oncol 2016; 6:791–800 (supplementary information).
PFS, progression-free survival; tpCR, total pathological complete response (in breast and axillary nodes).
Subgroup
PHT
better
HT
better
Events
n (%) HR (95% CI)
5-year PFS rate,
%
PHT HT
OVERALL (n=214) 36 (17)0.69 (0.34–
1.40)86 81
tpCR (n=65) 10 (15) 0.63 (0.17-2.38) 88 81
No tpCR (n=149) 26 (17) 0.74 (0.32-1.70) 84 81
HR-positive (n=100) 14 (14) 0.86 (0.27-2.75) 86 87
HR-negative (n=114) 22 (19) 0.60 (0.24-1.48) 85 75
tpCR/HR-positive (n=17) 2 (12) - (-) 91 80
tpCR/HR-negative (n=48) 8 (17) 0.78 (0.17-3.47) 87 81
No tpCR/HR-positive
(n=83)12 (14) 0.93 (0.26-3.34) 85 88
No tpCR/HR-negative
(n=66)14 (21) 0.51 (0.13-1.97) 83 73
0
.
1
1 1
0
Both tpCR and non-
tpCR patients are at
risk of relapse
• In patients with no tpCR
following PHT, 16% had
relapsed after 5 years vs.
12% of those who did
achieve tpCR
Both tpCR and non-
tpCR patients are at
risk of relapse
• In patients with no tpCR
following PHT, 16% had
relapsed after 5 years vs.
12% of those who did
achieve tpCR
Continuation of trastuzumab in non-pCR patients
Gonzalez-Angulo AM, et al. Br J Cancer 2015; 112:630–635.
In a retrospective analysis,
patients with HER2-positive eBC
who did not achieve a pCR with
neoadjuvant trastuzumab-based
therapy appeared to
benefit from adjuvant
trastuzumab (N = 589)
In a retrospective analysis,
patients with HER2-positive eBC
who did not achieve a pCR with
neoadjuvant trastuzumab-based
therapy appeared to
benefit from adjuvant
trastuzumab (N = 589)
No trastuzumab, no pCR
Yes trastuzumab, no pCRP
rob
ab
ilit
y o
fo
ve
rall
su
rviv
al
Time since diagnosis (years)
0 1 2 3 4 5 6 7 8
0.5
0.6
0.7
0.8
0.9
1
The outcome of neoadjuvant therapy may still influence
subsequent treatment decisions
1. FDA Guidance for Industry. https://www.fda.gov/downloads/drugs/guidances/ucm305501.pdf.
Potential outcomes
following neoadjuvant (TP)
therapy
Potential outcomes
following neoadjuvant (TP)
therapy
pCR: No malignant cells
found on pathological
examination in breast
and axilla1
An alternative treatment might improve
the chances of achieving a positive
long-term outcome?
(to be addressed by ongoing
clinical trials!)
No pCR: Residual
macroscopic or
microscopic disease
present in breast and
axilla1
Need to maintain the same treatment?
Take advantage of tumours sensitive to
neoadjuvant treatment?
(to be addressed by ongoing
clinical trials!)
Indicated for use in combination with trastuzumab and chemotherapy as neoadjuvant treatment of patients with HER2-
positive, locally advanced, inflammatory, or early stage breast cancer (either greater than 2 cm in diameter or node-positive) as
part of a complete treatment regimen for early breast cancer and the adjuvant treatment of patients with HER2-positive early
breast cancer at high risk of recurrence. Following surgery, patients should continue to receive PERJETA and trastuzumab to
complete 1 year of treatment (up to 18 cycles)
PERJETA Prescribing Information1
Based on APHINITY, the FDA and CHMP support the use of
adjuvant PERJETA–Herceptin for 18 cycles in high-risk HER2-
positive eBC
1. PERJETA (pertuzumab) Prescribing Information, 2017. Available at:
https://www.gene.com/download/pdf/perjeta_prescribing.pdf (Accessed May 2018);
2. CHMP Meeting Minutes from 23–26 April 2018. Available at: http://www.ema.europa.eu/docs/en_GB/document_library/Agenda/2018/04/WC500247822.pdf;
3. PROPOSED PERJETA SmPC 2018.
PERJETA is indicated for use in combination with trastuzumab and chemotherapy in the adjuvant treatment of adult patients
with HER2-positive early breast cancer at high risk of recurrence.
PERJETA should be administered in combination with trastuzumab for a total of 1 year (up to 18 cycles or until disease
recurrence, or unmanageable toxicity, whichever occurs first) as part of a complete regimen for early breast cancer and
regardless of the timing of surgery
CHMP opinion: PERJETA label extension2,3
Treatment improvement by adding Pertuzumab to
Trastuzumab was classified as Grade B on the ESMO-MCBS
CI, confidence interval;
ESMO-MCBS, European Society for Medical Oncology-Magnitude of Clinical Benefit Scale;
HR, hazard ratio.
1. Cherny NI, et al. Ann Oncol 2015; 26:1547–1573;
2. http://www.esmo.org/content/download/117385/2059134/file/ESMO-MCBS-Version-1-1-
Evaluation-Form-1.pdf (Accessed May 2018);
3. von Minckwitz G, et al. N Engl J Med 2017; 377:122–131.
ESMO-MCBS guidelines categorised the APHINITY data
(HR 0.81; 95% CI = 0.66, 1.00)3 as a ‘Group B
intervention’ in the curative setting, which means they
correspond to a substantial improvement
A
B
C
Adjuvant treatment
with curative intent
Grades with
substantial
improvement
Magnitude of Clinical
Benefit Scale guidelines1,2
Introduction of new treatment modalities over
time has improved recurrence outcomes in the
ADJUVANT setting
1. Early Breast Cancer Trialists' Collaborative Group (EBCTCG). Lancet 2012; 379:432–444;2. EBCTCG. Lancet 2015; 386:1341–1352; 3. EBCTCG. Lancet 2005; 365:1687–1717;
4. Jackisch C, et al. SABCS 2015 (Abstract PD5-01); 5. Slamon D, et al. SABCS 2015 (Abstract S5-04);6. Slamon D, et al. N Engl J Med 2011; 365:1273−1283.
AI, aromatase inhibitor; CMF, cyclophosphamide, methotrexate and fluorouracil;HR, hazard ratio; RR, risk ratio.
TamoxifenAromatase
inhibitors
Anti-HER2
therapy4
Trastuzumab vs.
observation
DFS benefit
after
5 years+5.9–9.0%
After 10/11
years
(HR = 0.72–
0.77)
Trastuzumab +
chemo
Anthracycline
+ taxane
combination
Anthracycline
+ taxane
combination
CMFCMF
AnthracyclinesAnthracyclines
Chemotherapy1 CMF vs.
no chemo
Anthracycline
vs. CMF
Taxane +
anthracycline
vs. anthracycline
Improvement in
recurrence rate
after 5 years+9.9% +3.2% +3.6%
After 10 years RR = 0.70 RR = 0.89 RR = 0.84
Endocrine
therapy2,3
Tam 5 years vs. no
tam
AI 5 years
vs. tam 5 years
Improvement in
recurrence rate
after 5 years+11.4% +1.1–3.1%
After 5 years RR = 0.50RR = 0.80–
0.90
Anti-HER2
therapy4
Trastu+Pertu vs.
Trastu
DFS benefit
after
4 years+1.7%
(HR = 0.81)
International guidelines
AGO, Arbeitsgemeinschaft Gynäkologische Onkologie E.V.;
ASCO, American Society of Clinical Oncology;
HR, hormone receptor; NCCN, National Comprehensive Cancer Network.
1. Curigliano G, et al. Ann Oncol 2017; 28:1700–1712;
2. NCCN Breast Cancer Guidelines. Version 4, 2017 – February 7, 2018;
3. Denduluri N, et al. J Clin Oncol 2018; doi: 10.1200/JCO.2018.78.8604 (ePub ahead of print);
4. https://www.ago-online.de/en/guidelines-mamma/march-2018 (Accessed May 2018).
St. Gallen Expert Consensus1
High risk due to lymph node
involvement or HR-negativity
Recommendations in the adjuvant setting:
Dual blockade with PERJETA–Herceptin for HER2-positive patients at
high risk of relapse
ASCO Guidelines3
High-risk, such as
node-positive disease
NCCN Breast Cancer Guidelines2
If node-positive (HR-positive and
HR-negative disease)
AGO Guidelines4
Node-positive or HR-negative disease
• The introductions of trastuzumab and pertuzumab have each substantially
improved outcomes for patients with HER2-positive eBC1–7
Summary
1. Cameron D, et al. Lancet 2017; 389:1195–1205; 2. Slamon D, et al. N Engl J Med 2011; 365:1273−1283;3. Perez EA, et al. J Clin Oncol 2011; 29:3366−3373; 4. von Minckwitz G, et al. N Engl J Med 2017; 377:122–131;
5. Gianni L, et al. Lancet 2010; 375:377–384; 6. Gianni L, et al. Lancet Oncol 2014; 15:640–647; 7. Gianni L, et al. Lancet Oncol 2012; 13:25–32; 8. Schneeweiss A, et al. Ann Oncol 2013; 24:2278–2284;
9. Goldhirsch A, et al. Lancet 2013; 382:1021–1028; 10. Slamon D, et al. SABCS 2015 (Abstract S5-04)11. von Minckwitz G, et al. N Engl J Med 2017; 377:122–131.
• The introductions of trastuzumab and pertuzumab have each substantially
improved outcomes for patients with HER2-positive eBC1–7
• The current standard of care regimens in HER2-positive eBC are:
– Neoadjuvant setting: trastuzumab and pertuzumab plus
chemotherapy7,8
– Adjuvant setting: trastuzumab plus chemotherapy9 x 1 year
* Consider < 1 year duration if cardiac risk
Summary
1. Cameron D, et al. Lancet 2017; 389:1195–1205; 2. Slamon D, et al. N Engl J Med 2011; 365:1273−1283;3. Perez EA, et al. J Clin Oncol 2011; 29:3366−3373; 4. von Minckwitz G, et al. N Engl J Med 2017; 377:122–131;
5. Gianni L, et al. Lancet 2010; 375:377–384; 6. Gianni L, et al. Lancet Oncol 2014; 15:640–647; 7. Gianni L, et al. Lancet Oncol 2012; 13:25–32; 8. Schneeweiss A, et al. Ann Oncol 2013; 24:2278–2284;
9. Goldhirsch A, et al. Lancet 2013; 382:1021–1028; 10. Slamon D, et al. SABCS 2015 (Abstract S5-04)11. von Minckwitz G, et al. N Engl J Med 2017; 377:122–131.
• The introductions of trastuzumab and pertuzumab have each substantially
improved outcomes for patients with HER2-positive eBC1–7
• The current standard of care regimens in HER2-positive eBC are:
– Neoadjuvant setting: trastuzumab and pertuzumab plus
chemotherapy7,8
– Adjuvant setting: trastuzumab plus chemotherapy9 x 1 year
* Consider < 1 year duration if cardiac risk
• There remains a need to do more for patients with HER2-positive eBC,
particularly for those with higher-risk disease10
– In the adjuvant setting, the APHINITY trial was positive, showing better
outcomes in patients with higher-risk disease11
– Neratinib is an option as late adjuvant treatment for HER2+ ER+ (high
risk) in whom pertuzumab has not been used (?)
Summary
1. Cameron D, et al. Lancet 2017; 389:1195–1205; 2. Slamon D, et al. N Engl J Med 2011; 365:1273−1283;3. Perez EA, et al. J Clin Oncol 2011; 29:3366−3373; 4. von Minckwitz G, et al. N Engl J Med 2017; 377:122–131;
5. Gianni L, et al. Lancet 2010; 375:377–384; 6. Gianni L, et al. Lancet Oncol 2014; 15:640–647; 7. Gianni L, et al. Lancet Oncol 2012; 13:25–32; 8. Schneeweiss A, et al. Ann Oncol 2013; 24:2278–2284;
9. Goldhirsch A, et al. Lancet 2013; 382:1021–1028; 10. Slamon D, et al. SABCS 2015 (Abstract S5-04)11. von Minckwitz G, et al. N Engl J Med 2017; 377:122–131.
• Risk factors are important in both predicting the prognosis of patients and
in making treatment decisions1
– For lower-risk patients, e.g. those with node-negative small tumours
(<2 cm), treatment with a de-escalated APT regimen may be sufficient2
– Patients indicated for neoadjuvant treatment (pertuzumab +
trastuzumab + Chemo) are higher-risk in clinical practice (usually
tumours >2 cm and/or node-positive disease)3
– Higher-risk patients, such as those with node-positive or hormone
receptor-negative disease, appear to gain the most benefit from dual
HER2 blockade (pertuzumab + trastuzumab) in eBC4 (neo- and adjuvant)
1. Cortazar P, et al. Lancet 2014; 384:164–172; 2. Tolaney SM, et al. ASCO 2017 (Abstract 511);3. Smith I, et al. Lancet 2007; 369:29–36; 4. von Minckwitz G, et al. N Engl J Med 2017; 377:122–131.
Summary (II)
• Risk factors are important in both predicting the prognosis of patients and
in making treatment decisions1
– For lower-risk patients, e.g. those with node-negative small tumours
(<2 cm), treatment with a de-escalated APT regimen may be sufficient2
– Patients indicated for neoadjuvant treatment (pertuzumab +
trastuzumab + Chemo) are higher-risk in clinical practice (usually
tumours >2 cm and/or node-positive disease)3
– Higher-risk patients, such as those with node-positive or hormone
receptor-negative disease, appear to gain the most benefit from dual
HER2 blockade (pertuzumab + trastuzumab) in eBC4 (neo- and adjuvant)
• Knowledge from the neoadjuvant setting should enable us to design new
adjuvant trials that will help in personalising treatment regimens according
to risk stratification
1. Cortazar P, et al. Lancet 2014; 384:164–172; 2. Tolaney SM, et al. ASCO 2017 (Abstract 511);3. Smith I, et al. Lancet 2007; 369:29–36; 4. von Minckwitz G, et al. N Engl J Med 2017; 377:122–131.
Summary (II)
KATHERINE (BO27938) Non-pCR study of T-DM1 vs. trastuzumab in adjuvant HER2-positive
eBC
Geyer CE, et al. SABCS 2013 (Abstract P3-04-02).T-DM1 is not approved for use in eBC in Europe.PROs, patient-reported outcomes.
Primary endpoint
• IDFS
Secondary endpoints
• IDFS (including second non-breast cancers), DFS, OS, DRFI, cardiac safety, safety, PROs
Key inclusion criteria
• Clinical stage T1–4/N0–3/M0 at presentation (patients with T1a/bN0 tumours will not be eligible)
• Completion of pre-operative systemic treatment (≥6 cycles of chemotherapy; total duration of ≥16 weeks, including at least 9 weeks of trastuzumab and at least 9 weeks of taxane-based therapy)
• No more than 12 weeks between the date of surgery and the date of randomisation
• LVEF ≥50% at screening and not decreasing by more than 15% from pre-chemotherapy LVEF
S
U
R
G
E
R
Y
Residual invasive tumour
(breast/node)
T-DM13.6 mg/kg IV q3w
Trastuzumab6 mg/kg IV q3wHER2-positive
eBC, pre-operative
chemotherapy + trastuzumab
(N = 1484) 14 cyclesR
1:1
https://www.fda.gov/Drugs/InformationOnDrugs/ApprovedDrugs/ucm590005.htm
https://www.accessdata.fda.gov/drugsatfda_docs/label/2017/125409s113s118lbl.pdf