james h payne financial disclosure report for 2009

8/3/2019 James H Payne Financial Disclosure Report for 2009

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A o ~ o FINANCIAL DISCLOSURE REPORT R e p o r t R e q , , i , e d b . v ~ t , e E t h i c . . ,.in Gove~wment Act oft978~ e , ~ y . . . z o m FOR CALENDAR YEAR 2009 ( ~ L ~ s . c. a p p . : ~ .~ 1 0 1 - 1 1 1 )1. Person Repo~t[ng { last nan~e, f i rs t, m d~ e n t a .~ 2. Court or Organiz~tkm 3. Bate of ReportPAYNE, JAMES H. DISTRICT COURT - EASTERN OKLA 05!12/2010

4. Title {Article II I judges indicate active or seni,n" sta,a~s: 5a. R eport T ype (check appropriate i3pe) 6 . R epor ting Pe riodmagistrate judges indicate full- or part-t ime)[--- Nomination. [)ate 01/01!2009

U.S. DISTIUCTJUDGE-ACTIVE [] Initial [] Annual [] Final to12 / 31 i200t)5b. [] Amended Report

7. Ch a m be r s o r Of f i ce Ad d re ss 8. On the basis of the informat ion contained in thi s Repor t ~nd anymodif icat ions per taining thereto, it is, in my opinion, tn compliance201 U.S . COUP , T HO US E ~i th appl icable taws and regulat ions.P.O. BOX 2459MUSKOGEE, OKLAHOMA 74402 Reviewing Off icer Date

IMPO RTANT N OTES: The instructions accompanying this form must be,Cbllowed. Complete all parts,checking the NONE box f!~r each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . t u , ~ , , , i , , g individual only ..... pp. 9-13 of filin&, i ........ riot,sON O N E (No reportable positions.)

P O SIT IO N NA M E O F O R GA NIZA T IO N/EN T IT Y

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I I . A G R E E M E N T S . m.~o~a~ i.ai~,iauut ontv: see ~p. 14-16 of fit~ng~ N O N E (No reportable agreements.)

D A T E P A R T I ES A N D T E R M S


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Page of ~ , A V r q r . , J A ~ I E S I 1 . 0 5 / 1 2 / 2 0 1 0

I II . N O N - I N V E S T M E N T I N C O M E . (Reporti,,g individuat and sp ...... : ~ee pp. 17-24of filing ins~ucOons.)A. Filers Non-Investment Incom e

NONE fNo reportable non-investment income.)D A T E S O U R C E A N D T Y P E I N C O M E{ y o u r s , n o t s p o u s e s )

I,

3.4 .

B. Spouses N o~-Investment I neome - tf you were tnarr&d dttr~ng any portion of the reposing year complete this section.(Dotlor omotmt not required erct~r for ho, om ri,.)

NONE (No reportable non-investment income.)DATE S O U R C E A N D T Y P E

I.

3.

4.

T,~xv. REI M BU RSE M ENTS --([ntlttdes those to spouse and dependent children,"

N O N E (No r~ortable reimbursements.)SOURCE DATE~ L O C A T I O N PURPOSE ITEMS PAID OR PROV1DED

I.2.3.4 .5.


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F I NA N C I A L D I S C L O SU R E R E P O R T N .... f Pe .... Reporting Date of ReportPage 3 o f 7 ~ A v ~ , J A M E S 1 L 0 5 / 1 2 / 2 0 1 0

V I . L I A B I L I T I E S . a , ~ , , a ~ , a , , ~ , , ~ . w . . . . . . .. . . a dependent ch ildren; see pp. 32-3 3 of fiiing instmtctions.)N O N E ( N o reportable liabilities.)

C R E D I T O R . D E S C R I P T I O N VALUE CODE1.2.3.4 .5.


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F IN AN C IA L DIS C L O S U R E R E P O R T I]N ......l Person R leparing Date of Report [Page 4 of 7 ~ , ~ v N E , J A M E S H . 0 5 / 1 2 / 2 0 1 0V I I . I N V E S T M E N T S and TRUSTS - ; . . . . .. 2 , value t ......... lio,,s (Includes those ~f sp ...... d depend ...... hildren see pp. 34-60 ,tilling instrucaOn*.)

N O N E (No teportable income, assets, or transactions.)

Descript ion of Assets Income during Gross va]tl at end T ransactions d uring repo rting period( includ ing lm sl . . . . is) ....... r~por~i~g pefio~ of rcp,m~ng period "

Place " (X}" af ter each asset ~Amonnl T ~p e ( e .g . Value Value Type (e.g. , Dale Value Gain Ident i ty ofexempt f rom pr ior d i sc losure [ C~de 1 div ., ren t. Code 2 Method ~ buy. sell, rm~d&yY r Code 2 Code 1 buyer i~l ler{A-H) or int.) (J-P I Cod e 3 redemption).. I J-P)

(A-H) (if private.................. ~ ............................... ( Q - W ) 5 ~ransaction)

l. 4TH S~REET BUILDING CARP, C Dividend M WMuskogee, OK2. I FARM- Stand.in Co., ~X ~/8 B R e ~ ~in te rest)3. BANCFIRST Muskogee, OK A In te rest L T4. COMMERCb~ REAL ESTATE - A R e n t L WMuskogee, OK (30% inl)5. t~DWARD D. JONES CO - MONEY A In te rest JMARKET6. SUN LIFE/POLARIS VARIABLE A Dividend J TANNUITY tka Anchor Natl7. AMERICAN HIGH INCOME TRUST A Dividend K fFLWD A MUTUAL FUND8. AMERICAN MUTUAL FUND CL A A D i v i d e nd K T9. EDI S ON [N T L COrv l M ON S " [ OCK A Di v i d e n d J T

10. P E P S I C O C O I v l M O N S T O C K D Dividend N TI I . "gUM I3RANDS COMMON STOCK B Dividend L T(formerly Tricon Global)12 AT&T STO(?K B Dividend K T

t3 . AM ERFUND AMCAP FUND CL A A Dividend J TMUTU!AL FUNI)1 ~ . AMER[:UND WASHINGTON MUTUAL A Dividend J TINVESTORS MUTUAL FUND15 . AMERFLZND EUROPACIFIC GROWT H A Dividend J TCL A ML!TUAL FUND

16 . J(.)HN HANCOCK RAINIER FUND A Dividend J T Sec VIllCLASS C MLrrUAL FUND1 7 . ML BANK DEPOSIT MONEY MA RKET A Interest K T See VIII


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F IN AN C IA L D IS C LO S U R E R E PO R T N .... fP .....Reporing [ Date of R epot ,Pag e 5 o f 7 PAYNE, JAMES H. 05/12/2010V I I . I N V E S T M E N T S a n d T R U S T S -- i ...... ~, ~.~,,~, ~ . . . . . . . . .,i,,,,.~ a,,.~,,,t~ , h , , ~ . ~ , ,! ~ . . . .. .. . ~ d ~ , ~ , , , ~ . m t a , ~ , , ; ~ . p ~ ~ - ~ o q y ~ i , g i , ........

N O N E ( N o reportable income, assets, or transactions.)A . B. D.Description of Assets ~ Income dur ing } Gross value al eml ~, Transactions during repooing period

Place " tX)" a~er each asset I Amount ~ Type (e.g. , Val~c :r V~I~~ ~ Type(e .g . , { Dal~ i value ~ Gain Idet i t~ of~ exempt f~n~ pr ior di sc losure Code I ~ d v re t C t e 2 Method buy se t a~tdd : w Code 2 C,dc buycriscl cr0 - H) or in t.) (J-P) i C r u d e 3 r edempt ion) I ~ (J-P) [ A-H.) { fpr v t e

1 8 . CMA MONEY FUND MONEY MANET A in te rest 3 T Merged See VIII(with l ine 17)19. BLACKROCK N~NIIIOLDINGS 11 A Di v i d e n d J T

2 0 . BLACKROCK GLOBAl. ALLOCATION A Dividend J TFD INC A

2 1 , AMER.FUND CAPITAL W ORLD A Dividend K TGROWTH & INCOME FUND CL AMUTUAL FUND2 2 . AMERFUND NEW PERSPECTIVE FUND A Dividend K TCL A MUTUAL FUND2 3 . MFS TOTAL R ETURN B IvlUIUAL A Dividend K TFUND2 4 . PUERTO RICO HIGHWAYS & A Dividend K TTRANSPORT AUTH REVENUE (Series J)


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F IN AN C IA L DIS C L O S U R E R E P O R TPage 6 of 7

VIII . ADDITIONAL INFOR aM AT ION OR E XPLANAT IONS.I) Part VII, Line 16; according to Merrill Lynch Broker, effective 10/09/2008 the previously repo~ed n ame of John Hanc ock Growth was chang ed to JohnHancock Rainier Fund Class C2) Pan VII, Line 171 according to Merrill Lynch Broker, effective Decem ber 2007, the previously reported name o f ML Banking Advan lage Money Market waschanged to ML [tank Deposit Mone y Marke~3) Part VII, Line 18; according to Mep;ill Lynch Broker, the CMA Money Fund Money Murke~ and ML Bank Deposit Money Market (Line 17) are consolidated


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F IN AN C IA L D IS C L O S U R E R E P O R T ~ ..... f, ..... R ~ p o ~ n n ~ [ D ~ t ~ o f R ~ p o r tPage 7 of 7 PAYNE, JAMES It .

[05!12 /2010

I X . CE R T I FI CAT I O N.I cert i fy that al l information given above (including information p ertaining to my spouse and minm" or dep endent childreu, i f any) isaccurate, t rue, and complete to the best of my knowled ge and heliet ; and that any informatiou not reported w as withheld because i t met applicable s tatutoryprovis ions permitt ing non-disclosure.1 further cert ify that earned income frmn outs ide employment and honoraria and the accep tance of gifts which have been reported ate incompliance w ith the provis ions o f 5 U.S.C. app. 501 et . seq., 5 U.S.C. 7353, and Judicial Con ference regulat inus.

Signatu~

NOTE: ANY INDIVIDUAL W IIO KNOWINGLY AND \VII,FULLY IZALSIFI CI\"ILAND CRIMINAL SANCT IONS (5 U.S.C. app. 104)

F I L I NG I N S T R U C T I O N SMail signed original and 3 additional copies to:

Conmaittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-30IOne Columbus Circle, N.E.Washington, D.C. 20544

james h payne financial disclosure report for 2009

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