john f motz financial disclosure report for 2010

8/3/2019 John F Motz Financial Disclosure Report for 2010

1/10

AO 10Rev. 1/2011: : FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Required by the Ethics

in Government Act of 1978(5 U.S.C. app. 101-111)

1 . Person Reporting ( last name, f irst , middle initia l)M O T Z , J O H N F .

4. Ti t le (Art icle I11 judges indica te act ive or senior sta tus;magis t rate judges indicate ful l - or par t - t ime)Senior s ta tus

7 . C h a mb e rs o r Of f i c e Addre s sU.S. Cour thouse1 0 1 W . L o m b a r d S t . , 5 th F I .B a l t im o r e , M a r y l a n d 2 1 2 0 1

2. Court or OrganizationUnited Sta tes Dis t r ic t Cour t For the Dis t r ic t of Mary land

5a . Report Type (check appropria te type)

] Nominat ion, Date[] Initial [] Annual [] Final5b. [] Amended Report8. O n t he ba s i s o f t he i n fo rm a t i o n co n t a i n e d i n t h i s Re p o r t a n d a n ymodif ica t ions perta in ing there to , i t i s , in my opin ion , in compliancewith a pp l i c a b le l a ws a nd re gu la t ions .

3. D a t e o f R e p o r t05/20/2011

6 . Re p o r t i n g P e r i o d0 1/ 0 1/ 2 0 10

to12/31/2010

R e v ie wing Off i c e r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,checking the NON E box for each part where yott have no reportable information. Sign on last page.

I . P O S I T I O N S . ( R c p o r , i .g individual only; see pp. 9-13 of filing instructions.)D NONE(No reportable positions.)

1 . Trustee2. Trustee3. Custodian4.

5.

P O S I T I O N N A M E O F O R G A N I Z A T IO N / E N T I T YS h e p p a r d & E n o c h P r a t t H e a l t h S y s t e m

Generation Skipping Trust~, ~, ~

College Savings Plan ~

I I . A G R E E M E N T S . m e , o , i . g i .a i v i a u a l o . l y ; s e ~ p p . 1 4 - 1 6 of filing instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


2/10

FINANCIAL DISCLOSURE REPORTPage 2 of 10

N a m e o f P e r s o n R e p o r t in gMOTZ, JOHN F.

Date of Report05/20/2011

I l L N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Filers Non-Investment Income

~ (No reportable non= investment income.)O N EDATE SOURCE AND TYPE

2.3.

4.

INCOME(yours, not spouses)

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if you were married during any portion of the reporting year, complete this section.(Dollar a mount not required except for honoraria.)

N O N E ( N o reportable non-investment.income.)DATE SOURCE AND TYPE

1.

2.3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, enter ta inment .(Includes those to spouse a nd dependent children," see pp. 2 5-27 of filing instructions.)

D (No reportable reimbursements.)O N ESOURCE

I. A r izona S ta te U niver s i ty2.3.

4.5.

DATES LOCATION PURPOSE4/23110-4/27/10 P h o e n i x , A Z E d u c a t i o n a l S e m i n a r

ITEMS PAID OR PROVIDE

lodging and transportation


3/10

Na m e o f Pe rs on R e por t ingFINANCIAL DISCLOSUREREPORT[ ~OTZ, ~On ~ ~.

Page 3 of 10

V . G I F T S . a , ~ l , d e s ,ho,e to spouse and dependent children; seepp. 28-31 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1.2.3.4.

5.

Date o f Repor t05/20/20! !

V A L U E

V I . L I A B I L I T I E S . a .c l ,, d es t h o s e o / w o u s e a n d de~,e.den, children; see pp. 32-33 of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.

2.3.4.5.

VALUE CODE


4/10


Name of Person ReportingMO TZ, JO HN F.

Date of Report05/20/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i.eo,. ~o~e, t ..... ctlons (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s I n c o m e d u r i n g( in c lu d in g t ru s t a s s e ts ) re p o r tin g p e r io d

( 1 ) (2 )Place "iX)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

1 . E x x o n M o b i l D D iv2. IB M C Di v3. TRP - Tax Exem pt A I n t4. T. Rowe Price C D iv5. Sara Lee A Div

6. Nicholas Fund A Div

7. TRPEqu i ty Income Fund A Dividend8. Chevron/Texaco A Dividend

9. C a mp be l l S o u p A Div1 0. MD. Bond A Interest

11 . lnvesco Constellation ( I R A ) A Div

12 . Genl Elec A Div

13 . DuPont DeNemour & Co. A Div

1 4 . ExxonMobil Corp. (IRA) A Div

1 5, Apple Computer A Div

1 6 . TRP-New ERA A Dividend

17 . T R P - Value A Dividend

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(1) (2)Value ValueC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

N T

M T

K T

N T

J T

L T

K T

K T

J T

K T

J T

K T

J T

K T

M T

L T

L T

T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d(l ) (2) (3) (4)

Type (e.g., D a t e Value Gainbuy, se l l , mm/dd/yy Code 2 Code 1

redempt ion) ( J - P ) (A-H)

(5 )Ident i ty ofbuyer/sel ler

(if privatet ransact ion

note 1

see note 1

I . Income G a in Code s : A = $1 , 000 or l ess B =$1,001 - $2,500 C = $2,501 - $5,000( S e e C o l u m n s B I a n d D 4 ) F = $ 50,001 - $1 00,000 G = $1 00,001 - $ 1,000,000 HI =$1,000.001 - $5.000.000

2. V a lue Co d e s J =$15,000 or le ss K = $ 15,001 - $50,000 L = $50,001 - $1 00,000(See C olumns C I and D3) N =$ 250,001 - $500,000 O =$500,001 - $ 1,000,000 PI =$1,000,001 - $5,000,000

P3 =$25,000,O01 o $50,000,000 P4 =More than $50,000,0003 . V a lue Me thod Code s Q =Appraisal R =Cos t ( Re a l Es t a t e Only ) S =As s e s s me nti S c e C o l u m n C 2 ) U =Book V a lue V = O t h e r W =Es t ima te d

D = $5, 001 - $ 1 5 , 000t t2 =More than $5,000,000M -$10 0 ,00 1 - $2 5 0 ,0 0 0P2 =$5,000,001 - $25,000.000T = C a s h M a r k e t

E =$15 ,0 0 1- $5 0 ,0 0 0


5/10

FINANCIAL DISCLOSURE REPORTPage 5 o f 10

Name of Person ReportingMO TZ, JO HN F.


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l a e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of.filing instractlon&)N O N E (No reportable income, assets, or transactions.)

De sc r i p t i o n o f A sse t s( i n c l u d i n g t r u s t a s s e t s )

1 8 .

1 9 .

20 .21 .22 .23 .24 .25 .26 .27 .28 .29 .30 .31 .32 .33 .34 .

B. C. D.I n c o m e d u r i n g G ro s s v a lu e a t e n d T r a n s a c t io n s d u r in g re p o r t in g p e r io d

r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d( 1 ) ( 2 ) (1) (2) (I) (2) (3) (4) (5 )

Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u e Type (e.g., D a t e Va l u e G a i n Identity ofexempt from prior disclosure C o d e 1 d iv . , r e n t , C o d e 2 M e t h o d b u y , s e l l , mm/dd/yy C o d e 2 Code l b u y e r / se l l e r( A - H ) o r i n t . ) (J-P) C o d e 3 r e d e m p t i o n ) (J-P) ( A - H ) (if private

( Q - W ) t r a n sa c t i o n )

TRP - C api ta l Opp . ( IRA)T R P - H e a l th S c i e n c e s ( IR A)T R P - N e w A si a (I R A )T R P - S ma l l - C a p V a l u e ( I RA )T R P - V a l u e F u n d ( I RA )TRP - P r i me Re s e r v e ( I RA )M e r c kC V SP e p s i c oU.S. Treasury B onds (IRA)Baltimore County Bond

Montgom ery County Bond

Charles County Bon d

A Dividend K TA Dividend L T

A Dividend L TA Dividend L T

A Dividend K T

B Dividend K T

A Dividend K TB Dividend L TA I n t e r e s t K T

A I n t e r e s t J T

A I n t e r e s t K T

A Dividend J TA lt r ia

K r a f t

Y u m B r a n d s

A IG

A D i v i d e n d J T


A D i v i d e n d K T


see note 2

I. Income G a in Code s :(See Col u nm s B 1 and 1 34 )2.V a lue Code s(See Col u m ns 1 21 and D3)

3.V a lue Me thod Code s( S e e C o l u m n C 2 )

A=$1,0 0 0 or l e s sF=$50,001- $100,000J =$15 ,0 0 0 or l e s sN=$250,001 o $500,000P 3 -$2 5 ,0 0 0 ,0 01 -$5 0 .0 0 0 ,00 0Q= A ppra i sa lU =Book V a lue

B =$1,0 0 1- $2 ,5 0 0G =$100.001 -$1,000,000K=$ 15 ,0 0 1 -$5 0 ,0 00O=$500,001 - $1,000,000R =Cos t ( Re a l Es t a l e Only )V = O t h e r

C =$2 ,5 0 1- $5 ,0 0 0H1 =$1.0 0 0 .0 0 1- $5 ,0 0 0 ,0 0 0L ~$50,001- $100,000PI =$1,000,001 - $5,000,000P4 =More than $50,000,000S =As s e s s me ntW =Es t ima te d

D =$5,001- $15,000H2 = M ore M an $5 , 000.000M= $10 0 ,0 0 1 -$2 5 0 ,0 00P2 =$5,000,001- $25,000,000T = C a s h M a r k e t

E =$15 ,0 0 1- $5 0 .0 0 0


6/10


N a m e o f P e r s o n R e p o r t in gMOTZ , JOHN F.

Date of Report05/ 20/ 201 1

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o lu e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)D NONE(No reportable incom e, assets, or transactions.)

A. B. C.Descr iption of Assets In com e durin g Gro ss va lue a t end

(includ ing tru st a ssets) reporting period of repo rting period(l ) (2 ) (1) (2)

Place " (X )" after each asset A m ount T ype (e .g., V a lu e V a lu eexempt f rom pr ior di sc losure Code 1 div., rent, C ode 2 Method( A - H) o r i n t . ) (J-P) C ode 3

(Q-W)

35 . S t a n l e y B l a ck & De ck e r A D i v i d e n d L T36 . C o n s t e l l a ti o n E n e r g y B D i v i d e n d L T37 . P N C A D i v i d e n d M T38 . T R P N e w H o r i z o n s F u n d A D i v i d e n d K T39 . T R P M d . T a x - F r e e B o n d F u n d D D i v i d e n d M T40 . T R P B l u e C h ip G r o w t h ( G S T ) A D i v i d e n d M T41 . T R P I n t e r n a ti o n a l B o n d ( G S T ) A D i v i d e n d K T42 . T R P I n t e r n a ti o n a l S t o c k ( G S T ) A D i v i d e n d K T43 . T R P P r i m e R e s e r v e ( G S T ) A D i v i d e n d M T44 . T R P E q u i t y I n c o m e ( G S T ) B D i v i d e n d L T

45 . T R P G r o w t h S to c k ( G S T ) B D i v i d e n d L T46 . T R P S p e c t r u m G r o w t h ( G S T ) B D i v i d e n d L T47 . T R P E q u i t y I n c o m e ( I R A ) A D i v i d e n d K T48 . T R P G r o w t h S t o c k ( I R A ) A D i v i d e n d K T49 . T R P S p e c t r u m G r o w t h ( I R A ) A D i v i d e n d K T50 . T R P P r i m e R e s e r v e (I R A ) A D i v i d e n d M T51 . E x x o n M o b i l (I R A ) A D i v i d e n d K T

" ( 1 )Type (e.g.,

buy, se l l ,redempt ion)

T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D a t e V a lu e Gain

m m / dd/ y y C o d e 2 Code 1(J-P) ( A - H)

Redeemed 02/24/I 0 J(pa r t ) A

(5 )Identity of

b u y e r / se l l e r(if private

t r a n sa c t i o n )

s e e n o t e 3

1 . In co m e Gain C o des : A = $ 1,000 o r less B =$1,0 01 : $2,500 C = $2,501 - $5,000 D = $5, 001 - $ 1 5 , 000( See Colurrm s B 1 and D4 ) F = $ 50.001 - $1 00,000 G = $ 100,001 - $1 ,000 ,000 H 1 = $ 1,000,001 - $5,000,000 H 2 = M ore than $ 5,000,0002 . V a lue Code s J =$15,000 or less K =$15,001 - $ 50,000 L =$50,001 - $100,000 M = $1 00, 001 - $250, 000( S e e C o l u m n s C I a n d D 3 ) N = $ 250, 001 - $500, 000 O = $500,001 - $1 ,000,000 P I = $1 ,000,001 - $5,000,000 P2 =$5,000,001 - $25,000.000

P3 =$25.000,001 - $50,000.000 P4 =More than $50,000,0003 . V a lue Me thod Code s Q = A ppra i sa l R =Cos t ( Re a l Es t a l e Only ) S =As s e s s me nt T = C a s h M a r k e t( S e e C o l u m n C 2 ) U =Book V a lue V = O t h e r W =Es t ima te d

E =$15,001 - $50,000


7/10

FINANCIAL DISCLOSURE REPORTPage 7 of .10

N a m e o f P e r s o n R e p o r t in gMOTZ , JOHN F.

Date of Report05/20/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i .co, .e, value , t r ansac t ions ( Inc ludes those of spouse and de penden t ch i ldren; see pp . 34-60 of f i l ing ins t ruc t ions . )N O N E (No reportable income, assets, or transactions.)

A. B. C.Descr ipt ion o f Assets In com e durin g Gro ss va lue a t end

(including t rust asse ts) repo rting period of repo rting period(i ) (2 ) (1) (2)

P lace "(X )" after each asset A m oun t T ype (e .g ., V a lue V a lueexempt f rom pr ior di sc losure Code 1 d iv., ren t, Code 2 Method( A - H) o r i n t . ) ( J - P ) Code 3

(Q-W)

52 . T R P G r o w t h S t o c k A D i v i d e n d J T53 . T R P S p e c t r u m G r o w t h A D i v i d e n d L T54 . S u m m i t C a sh R e s e r v e A I n t e re s t L T

55 . A E S C o r p A D i v i d e n d K T56 . D i r e c t T V A D i v i d e n d K T57 . D u k e R e a l ty A D i v i d e n d J T58 . M a c y s A D i v i d e n d L T59 . Pra xa i r B D i v i d e n d M T60 . U n i o n P a c i f ic B D i v i d e n d L T61 . W a s h . R e a l E s t a t e I n v . T r u s t D D i v i d e n d M T62 . S t a n d a r d & P o o r s D e p o s i t o r y R e c e i p t s B D i v i d e n d L T63 . T R P P r im e R e s e rv e C I n t e re s t PI64 . T R P G l o b a l A D i v i d e n d L65 . T R P G l o b a l ( I R A ) A D i v i d e n d L66 . T R P G l o b a l (G S T ) A D i v i d e n d L67 . T R P N e w E m ( G S T ) A D i v i d e n d K68 . Po th a s h C orp A D i v i d e n d L

T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d

(1 ) (2 )Type (e.g., D a t e

(5 )Identity of

(3) (4)V a l u e G a i nbuy, se l l ,

redempt ion)m m / d d /y y C o d e 2 Code 1

( J - P ) (A-H)bu ye r / se l l e r

(if privatet ransact ion)

T R e d e e m e d( p a N )T

T

T

T

T

03/19/10 M

1 . Inc om e Gai n Codes : A = $1 ,000 or le ss B = $ 1 ,001 - $2 ,500 C :$2 ,5 0 1 - $5 ,0 0 0 D = $5, 001 - $ 1 5 , 000( S e e Columns B 1 a nd D4) F = $50, 001 - $1 00, 000 G =$100.001 - $1,000,000 H 1 =$ 1, 00 0.0 01 - $ 5,0 00 ,0 00 H 2 =M o re th an $ 5, 00 0,0 00

2. V a tue C o d e s J = $15,000 o r le ss K = $15,001 - $50.000 L $50,001 - $100.000 M =$100,001 - $250,000( S e e Columns ( 2 1 a nd D3 ) N ~$250,001 - $500,000 O =$500,001 - $1,000,000 P I =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 o $50.000,000 P4 =M or e tha n $5 0 ,00 0 .00 03 . V a lue Me thod Code s Q =Appraisal R =Cos t ( Re a l Es t a l e Only ) S =As s cs s mcnt T = C a s h M a r k e t( S e e C o l u m n C 2 ) U = B o o k V a l u e V = O t h e r W =Es l ima tcd

E =$15,001 - $50,000


8/10


N a m e o f P e r s o n R e p o r t in gMOTZ, JOHN F.


V I I . I N V E S T M E N T S a n d T R U S T S - in c o m e , v a lu e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O I ~ IE ( N o reportable income, assets, or transactions.)

A. B. C. D.De sc r i p t i o n o f A sse t s I n c o m e d u r i n g G r o ss v a lu e a t e n d T r a n s a c t io n s d u r in g re p o r t in g p e r io d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d( 1 ) (2 ) (l) (2) (l) (2) (3) (4) (5 )

Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e Type (e.g., D a te V a l u e G a i n Identity ofexempt from prior disclosure Code l d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , mm/dd/yy C o d e 2 Code l buyer/seller( A - H ) o r in t .) ( J - P ) C o d e 3 redemption) (J-P) ( A - H ) (if private

(Q-W ) t r a n s a c t io n )

69 . Phil ip Morris Intl , Inc. B Dividend K T70 . TRP New Asia A Dividend K T71. TRP G lob al A Dividend L T72 . CSP (Custodian) A Dividend K T73 . CSP (Custodian) A Dividend K T

Buy 12/28/10B uy 12/28/I 0

JJ

see note 3

1 . In co m e Gain C o des : A = $ 1,000 or less B =$1,001 - $2.500 C = $ 2,501 o $5 ,000 D = $5,001 - $ 15 ,000( S e e Columns B I a nd 1) 4) F = $ 50,001 - $1 00,000 G = $1 00,001 - $ 1,000,000 H I = $ 1, 00 0, 00 1 - $5 ,0 00 ,0 00 H 2 = M o re th an $5 ,0 00 ,0 002. V a lue Co d e s J = $15,000 o r le ss K = $ 1 5, 001 - $50 , 000 L =$50,001 - $100,000 M = $1 00, 001 - $250, 000( S e e Columns C I a nd D3 ) N =$ 250,001 - $ 500,000 O =$500,001 - $ 1,000.000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P3 =$25,000,001 - $50,000,000 P4 =More than $50,000.0003 . V a lue Me thod Code s Q =Appraisal R =Cos t ( Re a l Es t a t e Only ) S =As s e s s me nt T = C a s h M a r k e t( S e e C o l u m n C 2 ) U ~Book V a lue V = O t h e r W =Es t ima te d

E =$15 ,0 0 1- $5 0 ,0 0 0


9/10

FINANCIAL DISCLOSURE REPORTPage 9 o f 10

N a m e o f P e r s o n R e p o r t in gM O T Z , J O H N F .

Date of Report05/20/201 l

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)N o t e 1 - T he F u n d c ha n g e d i t s n a m eN o te 2 - N o w r e p o r t e d i n I te m 63N o te 3 - N o w r e p o r t e d i n I te m 64


10/10


Na m e o f Pe rs on R e por t ingMOTZ, JOHN F.

Date o f Repor t05/20/201 I

IX. CERTIFICATION.l c e r ti f y th a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i ca b l e s t a tu t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t he p r o v i s i o n s o f 5 U. S . C . a p p . 5 0 1 e t . s e q ., 5 U. S . C . 73 5 3 , a n d Jud i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signatu re: S/JOHN F. MOTZ

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I F IE S O R F A I LS T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

john f motz financial disclosure report for 2010

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