karon o bowdre financial disclosure report for 2009

8/3/2019 Karon O Bowdre Financial Disclosure Report for 2009

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I: " ,~o~0 IFINANCIAL DISCLOSURE REPORT. 1 . . .. R ~ v . : ! 1 ~ 0 1 0 " FOR CALENDAR YEAR 200 9

!. P e r s o n R e p o r t i n g ( l ~ s t n a m e , f i rs t , m i d d l e i n i t i a l ) 2 . Cour t o r O rgan iza t ion 3 . D a t e o f R e p o r tBo w d r e , K a r o n O . U . S . D i s t r i ct C o u r t , A lab am a 07/30/2010

4. T itle (A rti cle Ill ju dg es in di ca te a ct iv e o r sen io r s ta tu s; 5n . R epo rt Type (c he ek a ppr opr ia te t ype) 6 . R e p o r t i n g P e r i o dm a g is t ra te j u d g e s in d ica te fu l l - o r p a r t - t im e )[] Nomination, D a t e 01/01/2009O. S. District Judge - Active [~] Initial [71 Annual [--] Final to1 2 / 3 1 / 2 0 0 95b. [] Amended Report

7. Chambers or Office Address 8 . O n t h e b a s i s o f t h e i n f o r m a t i o n e o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c eHugo Black Courthouse w ith appl icabl e l aw s and regul a t ions .1729 Fifth Avenue NorthBirmingham, AL 35203 Re vie win g Ol l ice r D a t e

I M P O R T A N T N O T E S : The instructions a~companying this form mast be followecL Complete all parts,checking the NON E box for each part where you have no reportable informatio~ Sign on lastj~ag~

[~] N O N E ( N o reportable positions.)POSITION NAME OF ORGANIZATION/ENTITY

1. Proprietor Juliette Farms f/k/a KayBee Saddlebreds

I I. A G ~ E M E N T S . :Re~or~ng indiv~ual on~; seeVp. 14-]6 of filing instruction~) m~ NO~ ~o reportable a~eementsO

~TE PAR~S A~ TE~S

2001 Samford Uniwrsi~ ~efined Benefit Plan)-v~st~ benefits in plan of foyer employer.


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FINANCIAL DISCLOSURE REPORT [ N ....f P .....R e p o r t i n g D a t e o f R e p o r tPage 2 of ] 0I Bowdre, Karon O. 07/30/2010

A. Fliers Non-Investment IncomeN O N E ( N o reportable non-investment income.)

D A T E . SOURCE AND TYPE I N C O M E(yours, not spouses)1. 2009 Jul iette Farms fka Kaybee Saddlebreds (Breed, Train & Show Am erican g0 .00Saddlebred Horses)2.3.4.

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - if you were married during anyportlon of the reporting year, complele this sectlor~(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)D A T E SOURCE AND TYPE

1. 2009 Self-Em ployed Law Practice2.3.4.

I V . R E IM B U R S E M E N T S - n.,,,,~p.,,-,.,.,.,(Includes those to spouse and dependent children: see pp. 25 -27 of filing instructions.)

D N O N E (No reportable reimbursements.)SOURCE DATES L O C A T I O N PURPOSE I T E M S P A I D O R P R O V I D E D

t. Pepperdine University Mareh 19-23, 20 09 Malibu, CA Judicial Clerkship Seminar Reimbursement for hotel, travel, & meals2. DLA Piper , LLP & April 16-19, 2009 Baltimo re, MD Mo o t C o u rt C o mpetitio n Reimbursed for air, hotel, & meals

University of Maryland L aw f i n n se mi n ar3. Prim eru s Co nferen ce April 24-2 6, 2009 Tu sca n , AZ Ta u g ht a t a tto rn ey Reimbursed for air, hotel, & mealsconference4.5.


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FINANCIAL DISCLOSURE REPORT Name of P ..... R e p o r t i n g D a t e o f R e p 0 r tPage 3 o f 1 0 Bowdre , Karon O. 07130/2010

V . G I F T S . a . c l u d c s , h o * e , o s p . .. .. . d dependent children; see pp. 28-31 of filing instructions.)NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE1 .2.3.4.5.

V I . L I A B I L I T I E S . a n c l u a e s ~ h o ~ o ! ~ p o ~ e , h a d o ~ , c n d c , ,, children; see p p . 3 2 - 3 3 of filing instructions.)NONE (No reportable liabilities.)

CREDITOR Dg$CRIPTION VALUE CODE1 .2.3.4.5.


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FINANCIAL DISCLOSURE REPORT N .... f P .... Reporting Date of ReportPage 4 of 10 B o w d r e , K a r o n O . 07/30/2010

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, tr ..... lions (Includes those of sp ..... nd dependent children; see pp. 34-60 of filing instructions.)--] N O N E ( N o reportable income, assets, or transactions.)

Description of Assets .I " ]ueom~ d~rin~ i [ . Gr~ss value at end Transactions during reporting period( i n c l u d i n g t r u s t a s s e t s ) " r e p o r t i i i g p e r i o d off,porting period ~.(D, (2):. :,~ (!):: , (2) (1), (2) (3). (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t : . T y p e ( e . g ., Value V alu e T yp e ( e .g . , Date Value G a i n I d e n t i ty o fe x e m p t f r o m p r i o r d i s c lo s u r e " C o d e 1 . . d i~ , . , : ren t~ .0de:2 M e t h od buy, sell, " m n f f d d d y y C o d e 2 C od e I buyer/seller: (-~-H) hi- int.)i. : ( .~ T P ) : C o d e 3 r e d e m p t i o n ) (J-P) C A - H ) ( i f p r i v a t e

1 . LLC #1- Hwy 280, LLC / Real Estate 1, C Rent J WB i r m i n g h am , A L2. F i r s t C o m m e r c i a l B an k A c c t A Interest J T3. F i r s t C o m m e r c i a l B an k A c c t A Interest J T4. American Fund-Fundamental Investo rs A Dividend J T5. A m e r i c an F u n d -E u r o p ac i f i c G r o w t h F u n d A Dividend J T6. A m e r i c an F u n d -C ap i t a l Wo r ld G r o w t h an d A Dividend J TI n c o m e7. Merrill Lynch Bank Deposi t Prog ram (See A Dividend J TPart VIII)8. J an u s I n v e s t m e n t F u n d - S m al l C a p V alu e A Dividend J TF u n d9. Fundamental Investo rs A Dividend K T

l O . G r o w t h F u n d o f A m e r i c a A Dividend J T1 1 . Cit ibank Smith Barney Money Fund A Dividend L T1 2 . R G B K C o m m o n S t o ck A Dividend So l d 09/24/09 J1 3 . L e g g M as o n V alu e T r u s t A Dividend K T So l d 09/24/09 J(part)1 4 . Microsoft Common Stock A Dividend J T1 5 . Wat m ar t S t o r e s C o m m o n S t o c k A Dividend J T1 6 . . Fundamental lnves .Fund (IRA) A Dividend J T S ol d 10/23/09 J A(part)1 7 . Growth Fund of America (IRA) A Dividend J T

I. In co m e G a in Co des: A =$1 ,0 0 0 o r le~ B =$1,001 - 1 ;2,500 =$2 ,50 1 - $5,0 0 0 D =$5,0 0 1 - S IS ,0 0 0 E = S 1 5 , 0 O l - $ 5 0 , 0 0 0( S ee C o l um ns B I a nd D 4 I F =$50,0 01 - $ 10 0 ,00 0 G =$ 10 0 ,0 01 - $ 1 ,00 0 ,0 00 H I =$ 1 ,0 00 .00 1 - $5,00 0;000 H 2 = M o r e t h a n $ 5 , 0 0 0 ,0 0 0

2 . Va lu e C o d es J =$1 5,0 0 0 o r le~ K =$1 5;0 0 1 - $50 ,0 0 0 L =$50 ,0 0 1 - $1 0 0 ,0 0 0 i M = $ 1 0 0 0 0 1 - $250,0~0( S ee C o l u m n s C I a n d D 3 ) N -$250,001 - $500 ,1)00 O ~ $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 PI ~$1,000,001 - $5,000,000 P2 ~$5~000 ,001 - $25 ,000 ,000P3 -$25,000,001 - $50,000,000 P4 - -M ore " ,hun $50,000,0003 . V a l ue M et h od C od es Q -A ppr a isa l R = C o st (R ea l E sta te O n ly) S =A ssessm en t T --Cash Marke~

( S ee C o l u m n C 2 ) O = B o o k V a l u e V =O ther W =E stim a ted


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N a m e o f P e r s o n R e p o r t i n gINANCIAL DISCLOSURE REPORT[ ]~ o w d r e , K a r o n O .

Date of Rep0rtPage 5 of 10 0 7 / 3 0 / 2 0 1 0

D N O N E ( N o reportable income, assets, or transactions.)

:: " D e s c r i p t io n o f A s s e t s |ncome during G r o g s ~ a l u e a t e n d : T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d . . " ( inc luding t rust assets) I report ng period : ~ f r e p o r t i n g p e r i o d : :.....-i..i: .... : . (1) (2) (1) " (2) : ( 1 ) L : (2): : (3) (4) (5 ) . : P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t Type(e.g., Valu e Valu e T y p e ( g ,, . D a ~ . : .Value Gain I d e n t i i y o f " : e x e m p t f i - b m p r i o r d is c l o s u r e . C o d e l d i v . , r ~ n t , C o d e 2 M e th o d buy, sell, mm/dd~,~ .Code 2 C ode:l bu yer/seller: ..

(A-H) o r in t . ) ( J - P ) C od e 3 r e d e m p t i o n ) . . i ( J - P ) ( A - H ) ( i f p r iv a t e

1 8 . New Perspective Fund (IRA) A Dividend J T1 9 . Sm a l l C a p W o r l d F u n d - IR A A Dividend J T2 0 . C ap . Wo r ld G r o w t h & I n c -I R A B Dividend K T S o l d 04/23/09 J

( p a r t )2 1 . Euro Pae Growth-IRA B Dividend L T S o l d 04/23/09 J( p a r t )2 2 . Invest Co of Am er-lRA B Dividend L T23 . Wash Mut. Inv Fund-IRA B Dividend K T S ol d 10/22 /09 K( p a n )24 . Fide li ty Disc Equ ity-IRA A Dividend J T25. Inv. Co . o f America Fund A Dividend J T26. Trust ] ; Ine .Benef. ; Trus tee= Se e E Dividend O WPart VIII27 . R e g i o n s B an k A e c t B Interest L T28. American New Perspective Fund A Dividend J T29. Trust I1; Inc. Bene. Trustee, See E Dividend PI WPart VIII.3 0 . 401(k) John Ha ncock, See Par t VIII . D Dividend N T B u y 01/02 /09 K(addl )3 1 . Lawfirm Capital Contribution~ See N o n e K WPart VIII32 . Trust Ilk Inc Benef; Life Ins; N o n e K WTrust~See Part Vlll3 3 . T r u s t IV . In c Be n e f ; L i f e In s ; N o n e K WTruste~See Pan VIII3 4 . D i sn e y C o m m o n S t o c k A Dividend J T

1. Inc ome A 1 . 0 0 0 o r = $ ! . 0 0 1 . $ 2 . 5 0 0 = $ 2 . 5 0 ! - $ 5 . 0 0 0 D =55.001 - t5.1)00 E =515 .001 - 550 ,000a in C o d e ~ : =$ B C $: ( S e~ C ol um m B I a nd I ) 4 ) F =550,001 - 5100 ,000 G ~$ 10 0,0 0l - $1 ,0 00 ,0 00 H I = $1 .l~ )0 ,0 0l - $ 5;0 00 ,0 00 H 2 = M o ~ . l h a n 5 5 ,0 0 0 , 0 0 02 . : V a l u e C o d e s K = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0 L = $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 M = $ 1 0 0 , 0 0 1 - 5 2 5 0 ,0 0 0( S e ~ C 0 ~ . s C ~ . . ~ D 3 I / l = 5 ~ 5 , 0 0 0 o , ~I N =5250,001 - 5500 ,000 O = 5 5 0 0 ,0 0 1 - $ 1 , 0 0 0 , 0 0 0 Pl =S l ,~ lO,O01 - $5;000,000 P2 =$5,000 ,001 . $25 .000 ,000P3 -$2 5,0 0 0 ,00 1 - S S 0,O 00 .O 0 0 P4 =Mo re ~han $50 ,0 0 0 .00 0[ 3 . V a l ue M et hod C o d es Q -A ppr a isa l R =C o st (Rea l E sta te O n ly) S =Assessment T =Cash Market( S eE C o l u m n C 2 ) L I =B o o k Va lu e V =O ih W =E stim a ted


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FINANCIAL DISCLOSURE REPORT r ~ a m e o f P e r s o n R e p o r t i n g Date of ReportPage 6 of 1 0 B o w d r ~ , K a r o n O . 0 7 / 3 0 1 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e . , ,I , e . ~ , . . . .. ~ons (Includes those of sp ...... d dependent children; seepp. 34-60 of fillng instrucaons~)[---] N O N E ( N o reportable income, assets, or ~ ansactions.)

" Des~on of A~ets I ..... d~ng: : " ~: . I " " D. " .G~ val~e at ~d T~sac~ons during re~ng ~fiod(including ~t:~seis). " r e p o r t i n g p v f i~ of ~ng period : .. . . O) : (2) 0) ( 2 ) (0 ( 2 ) (3) (4) (~ )P l a ~ "(X)" af i~ each as s o t ~ ~o~t~ T~e(g.:, .Valu~ Value ~ T~ (e.g., D a t e V a l u e G ai n ]denti~ ofexempt f rom pr io r d is c l os ure C 0 d~ ~ " di~., r~L " C o d e 2 Me~ b u y , se l l mm/d~ C o d e 2 C o d e I buyer/seller

" (J-P) (ifp~ate( A - H ) or iat) : (J-P) : Co~e 3 red.priori) (A- H )".. " ~ansactioa)35 . M~II L~ch Bank De.sit Pro~ (S~ A l n t e r e s t 3 T36 . Columbia F~, I n t l V a l u e F d I n v . C L A A Dividend ~ T3 7 . Merr il l Lynch Bank Deposit Prog ram (See A Interest J T

Part VIII)38. Perkins Fd- Small Cap & Value Fund-IRA A Dividend K T(See Part VIII)3 9 . T. Rowe Price Mid-Cap Growth Fund-IRA A Dividend L T40 . G e n e r a l E lec t r i c C o m p an y C o m m o n S t o c k A Dividend J T41 . N e w E n g lan d F i n an c i a l P e r m an e n t L i fe A Dividend K TIn s u r a n c e42 . N e w E n g lan d F i n an c i a l - P e r m an e n t L i fe A Dividend K TInsu rance Policy43 . Metlife Permanent Life Ins. B Dividend L T44: Alliance Bemste in W ealth Appreciat ion A Interest K T Bu y 02/15/09 KFund (See Part VIII)45. T . R o w e P r i c e M i d C ap G r o w t h F u n d A Dividend J T46. Eu r a p a c i f i c G r o w t h F u n d A Dividend J T47 . C ap i t a l Wo r ld G r o w t h A Dividend K T48. C ap i t a l Wo r ld G r o w t h A Dividend J T49. In te rmediate Bond Fund of America A Dividend J T

Panama C i ty, F L51 . Stem Agee C ash Trust Pr ime Money Markel N o n e So ld 1 1 / 1 8 / 0 9 J(See Part VIII)

!. Income Gain Codes: A =$1,00 0 or less B =$1.0O I . $2 .500 C =$2.501 - $5,000 D = $ 5 ,0 0 1 - $ 1 5 .0 0 0 E = $ 1 5 , 0 0 1 - $ 5 0 ,0 0 0(See Columns BI and D4) F -$50,001 - $1 00.00 0 G -$100.001 - $1,000.000 HI =$I,000.001 - $5,000,000 H 2 = M o r e th a n $ 5 . 0 0 0 ,0 0 02 . Malu e C o des J -$15,00 0 o r less K ~ $ 1 5 ,0 0 1 - $ 5 0 .0 0 0 L = $ 5 0 ~ 0 0 1 - $ 1 0 0 .0 0 ~ M = $ 1 0 0 , 0 0 1 - $ 2 5 0 ,0 0 0(S e e Co l u m n s CI an d D 3 ) N -$ 25 0 ,0 0 1 - ~ $ 50 0 ,0 0 0 : O = S5 0 0, 0 0 1 - $ 1 ,0 00 ,0 00 PI =$!,000,001 - S5,000,000 P 2 = $ 5 . 0 0 0 ~ 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0P 3 ~ $ 2 5 ,0 0 0 ,0 ~ 1 - $ 5 0 ,0 0 0 ,0 0 0 P ~ . = M o r e t h a n $ 5 0 .0 0 0 .0 0 03. Value Method Codes Q ~ A p p r a i s a l R - ~ 3 o s t ( R e a l E s t a t e O n ly ) $ =Assessment T =C ash Market(S e e Co l u m n C2 ) U =Book Value V =Other W =Estimated


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FINANCIAL DISCLOSURE REPORT ~ a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tPage 7 o f l 0 Bowdre , K ~ r o n O . 0 7 1 3 0 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - inco.~ ,aide, .*n~c,ions a.eiud~ those ol,p ..... .a dependent children; see p~ 3 4 - 6 0 of filing inst~ction&)~ NO~ ~0 reportable income, assets, or ~ansactio~O

Desc6pti0n of A~ , Inco~ d~ng Gross value at ~d T~n~cfions ~fing ~ing ~od" [ 0) (2) " (~) (2) 0)- (2) i (3) (4) (5 ): Place".(X)"~each.~t A m 0 ~ t T~ ~e.g . , ~ V alu e value T ~ ( ~ . g . , . Date: va~e Ga~ Id~fi~ 0fexempt ~om prior ~sclosu~ . C ~ e 1 .div., ~ C o d e 2 M e t h o d b~,~ll, mm/d~ U o ~ 2 C o d e I bu~/sel ler..... " " ( A - H ) or ~t : ) O - P ) " C o d e 3 ~empt i~)~ ( J -P ) ~ ( A - H ) (ifp~vate

52 . E ~op a c i f i e G r o~h Fund C 1 A B Dividend J T53. Fundamental Inves tments Inc . C1 F B Dividend L T54. Fidel i ty Funds Cash Reserves A Dividend J T55. ING - L ife Insu rance Policy A Dividend J T56. LLC #4 - I r is , LLC, Real es tate investmen t; D Distr ibu t ion M WBi r m i n g h a m , A L57. C i t a d e l Br o a d c a s t i n g A Dividend J T58. Dell, Inc. A Dividend So l d 10/22 /09 J B59. Proshares Ultra F inancial A Dividend S ol d 09124/09 J60. General Electr ic Cap Corp . No tes A Dividend S ol d 10/22 /09 J C61. N e w W o r l d F u n d A Dividend K T62. T. Rowe Price Equ ity Inc. A Dividend S ol d ~03/12/09 J63. F a i r h o lm e F D S , I n c . A Dividend J T64. Royce Specia l Equi ty A Dividend J T6 5 . D o d g e & C o x I n t l S t o c k A Dividend J T66. T. Rowe Price Ca p Appree . A Dividend J T

American Tax Exempt Bond Fund CL-C A Dividend J T

6 8 . C a p I n e B ld r F D C L C A Dividend J T

I. Income Gain Codes: A = $ 1 , 0 0 0 o r l e .~ B ~1.001 - $2,500 C =$2.501 - $5,000 D =$5;001 - $t5i000 E = $ 1 5 , 0 0 1 - $ 5 0 , 00 0(see Columns O l and D4) F = $ 5 0 .0 0 1 - $ 1 0 0 , 0 0 0 G = $ 10 0 .0 0 1 - $ 1.0 0 0 , 0 0 0 H I = $ 1 ,0 0 0 ,0 0 1 - $ 5.0 0 0 ;0 0 0 H2 =M6rc than S5,000,0~)2: Va lu~ c ,~=~ s = $ 1 5 . 0 0 0 o r I ~ s K - $ 1 5 O O I - $ $ 0 , 0 0 0 ~ ~ S S ~ , O 0 i ~ :(Se e Co l u m n s C I an d D 3 ) N - $ 2 5 0 . 0 0 1 - $ 5 0 0 , 0 00 O -$500.001 - $1,000:000 el~,$ i ,000.OO i . $5;000.000 P 2 - - $ 5 ~ 0 0 0 ; 0 0 i - $ 2 5 , 0 0 0 , 0 0 0 " P 3 ~ $ 2 5 ,0 0 0 .0 0 1 - $ 5 0 ,0 0 0 .0 0 0 P 4 = M o r e t h a n $ 5 0 ~ 0 0 0 .0 0 03. Value Method Codes Q ~ A p p r a is a l R =Cost (Real Estat~ Only) S ~ A ~ s e ss m e n t T--Cash Market(S e e Co l u m n C 2 ) U ~ B o o k V a l ue V - - - O th e r W =Est imated


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FINANCIAL DISCLOSURE REPORT [ N a m e o f P e r s o n R e p o r t in g I D a t e o r R e p a r ~I[ B o w d r e , K ar o n O . [

07/30/2010age 8 of 10VII. INVESTMENTS and TRUSTS -

N O N E ( N o reportable income, assets, or transactions.)A ..... IB. ..11 :.: C.:I: : " " : " ~ " D .D e s c r i p t i o n o f A s s e t s . In~3me~lur ing! " .] Gi r ssvalue a : t ~nd i i Tr .... t i 0 n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s } " . i : i . : . r ~p ~r t i ng l ~r i od . : . i f r ep a i ngp v r i 0 d . . : .(1) " (2) .~ .(l)(2) . (X) I (~) (3) (4) (5) Am0imt I Type:(&g., Value..Va~ue l Typ(g~, Date Valac Gain I d e n t i t y o flace "(X)" a~ .. . . . h a s s e t Co d e : l ]d i y . , ~ n t , ;Code 2 : l Me~h0d [ : ~Uy, sel l , mm/dd,3"y Code.2 Code I buyer/sellerx e m p t f r o m p r i o r d i s c l o s u r e " : ( A-H ) " i . O r i~tr) . 0~P) " :C0d~ 3 : :redemptiOn) ( J -P) (A-H ) ( i f p r i v a t e

6 9 . Fundamental Inv. Inc. A Dividend J T7 0 . N e w W o r l d F u n d A Dividend J T7 1 . We lls F a r g o C o . A Dividend J T7 2 . I n c o m e F u n d A m e r i c a A Dividend J T73 . American Tax Exempt Bond Fund CL-C A Dividend J T74 . C ap I n c . B ld r C L C A Dividend J T75. Cap World Growth & Inc. . A Dividend J T76. SP D R G o l d T r u s t A Dividend J T B u y 10/22 /09 J7 7 . SP D R G o l d T r u s t A Dividend K T B u y 10/22 /09 K78. Powershares DB Commodity A Dividend K T B u y 0 4 / 2 3 1 0 9 K7 9 . Merrill Lynch Bank Deposi t Accoun t A Dividend J T B u y 10/19/09 J8 0 . TD Bank USA FDIC Ins . Deposi t Accoun t A Dividend J T B u y 11/23/09 J(See Part VIII)

2 . Va lu e C o d es J "$1 5,0 0 0 o r less K =$15;001 - $50 ,000 L --$50 ,001 - $100 ,0O0 M =$100 ,001 - $250 ,000(Se e C olu mn s C I a nd D3 ) N - $2 50 ,0 01 - $50 0,0 60 O = $ ~ 0 0 , 0 0 1 - $ 1 , 0 0 0 ,0 0 0 P I = $ l ,ooo , oo l - $ 5 : 0 0 0 , 0 0 0 P2 =$5,000,00i - $25,000,(~6~ 3 , $ ~ 5 , o o o , 0 o 1 . ~ s o , o o o , o o o ~ 4 = r a o r ~ t h ~ S ~ : , 0 o o , o o o3 . V a l ue M et h od C od es Q =Appra isa l R ---Cos t (Real Es t a te Only) S =A ssessm en t T = C ash M a rket


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FINANCIAL DISCLOSURE REPORT N .... f V .... R e p o r t i n g D a t e o f R e p o r tPage 9 o f 1 0 B o w d r e , K a r on O . 0 7 / 3 0 / 2 0 1 0

V H I. ADDITIONAL INFORM ATION OR EXPLANATIONS. (lndicatepart of Report)

T r u s t I i s a t r u s t c r e a t e d b y fam i ly m e m b e r s o t h e r t h an t h e r e p o r t i n g p e r s o n ~ . I t s as s e t i s an i n t e r e s t i n ~ ~ ~ i ~ ! . ~ ] , t h a t i s i n v e s t e d t h r o u g h~~~ ~" :.~: ~:!~ and~ ~~ in the invest~i~~(~e attached list) ~:~~: ::~~:~Trus t i l i s members o ther than the Its assets are an interest (see above) and anin te res t in that is invested throu mvestmeats (see attached list).401(k): (Line 30) John Hancock Pensions: Investmen ts are in : Investmen t Com pany of America, Davis N ew York Ventu re , 500 Index Fund, F ranklin BalanceShee t, Mutual G lobal Discovery, Europacific Growth Fu nd. Co n tr ibu t ions to the Plan and purchases by the Plan to the prese lected funds are ma de throughou t theyear .Lawfirrn Capital Conmbuuon~ ~s ~n the 1 w firmi~, :;:,~::~:~:~~l,~ tn B~nmngham AL,Trust III owns a l ife insu rance po licy issued by Phoen ix Mutual L ife Insu rance C ompany a nd s tock issued by Phoen ix Mutual .Trus t IV owns a l ife insu rance po licy issued by Northweste rn Mutual L ife Insu rance Company.Part ial sales in some ho ldings d id no t change year-and category l is t ings .Lines 7 , 35, & 37 chang ed from one cash accou nt through W achovia to on e a t Merr i l l Lynch with the relocat ion of the broker and wi thout di rec t ion of the owner .(Line 38) - Janus Invt . Fd Small Cap & Value Fund - IRA changed i ts name to Perkins Small Cap & Value Fund - IRA.(Line 44) - The previous t ransfe r o f U BS Ca sh Fund balance in to Alliance Bemste in Wealth Appreciat ion Fund by the in i t iat ive of the act ing b roker in February2007 was overlooked.(Line 51) - When the broker of record changed clearing houses, the default cash account at the old clearing house was sold (line 51) and then "purchased" (Line 80)withou t d irect ion of the owner.


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N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORT] Bowdre , Karon O.age I 0 o f 10 o 7 / 3 o / 2 o l o

IX . CERTIFICATION.I cer t i fy tha t a l l i nformat ion g iven above (inc luding informat ion per t a in ing to my spouse and minor or dependent chi ldren, i f any) i saccura te , t rue, and complete to the best of my knowledge and bel ief , and tha t any informat ion not repor ted was wi thheld because i t met appl icable st a tu toryp r o v i s io n s p e r m i t ti n g n o n - d i sc l o s u r e .1 fur ther cer t i fy tha t earned income f rom outside employment and honorar i a and the acceptance of g i f t s which have been repor ted a re inc o m p l i a n c e w i t h t he p r o v i s i o n s o f 5 U .S .C . a p p . 5 0 1 e t . s e q . , 5 U .S .C . 7 3 5 3 , a n d Ju d i c i a l C o n f e r e n c e r e g u l a t io n s .

N O T E : A N Y I N D M D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p. 1 0 4 )

FILING INSTRUCTIONSM a i l s ig n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s t o :

C o m m i t t e e o n F i n a n c i a l D i s c lo s u r eA dm in is t r a t iv e O f fic e o f the U n i ted S ta tes C ou r tsS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N . E .W a s hi n g t o n , D . C . 2 0 5 4 4


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AttachmentNotes on Trusts I & II; l is ted in Part V III:

i I n v e s tm e n t a c c o u n t s a n d a l l o c a t i o n s a r e s e l e c te drepresen ta t ives .

karon o bowdre financial disclosure report for 2009

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