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Kennesaw State Compliance Recruiting and Procedures September 20, 2012

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Page 1: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Kennesaw State Compliance

Recruiting and ProceduresSeptember 20, 2012

Page 2: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies and Procedures In Closing….it’ a Wrap!

Page 3: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Summer Movies Thoughts on The Dark Knight Rises

Highly Recommended Drive The Ides of March

Page 4: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Compliance Staff Heath Senour

[email protected]

Cindy Gillam [email protected]

On Twitter @Owlscompliance

Page 5: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Mission StatementThe Kennesaw State University Compliance Office strives to provide a comprehensive compliance program with a focus on four general elements: rules education, policies and procedures, monitoring and self-reporting. This focus allows us to protect the integrity of the University, while fostering a culture of compliance and institutional control as required by the NCAA. Our visibility and availability are important aspects of providing a proactive approach as we assist the University, our student-athletes, institutional staff and donors/boosters in understanding the complex nature of NCAA rules.

Page 6: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Recruiting/Procedures

Page 7: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Contacts- 13.1.1.1Time Period – General Rule First Permissible Contact - July 1 following completion of

junior year

Exception – Men’s Basketball First permissible Contact – opening day of junior year, but only at

prospect’s educational institution During April recruiting period, contact may occur at residence as well

Page 8: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Contacts- 13.1.1.1Two Year College Prospects 2-year prospect who is not a qualifier may not be contacted

in person during first year of enrollment at 2-year school

Four Year College Prospects Must receive release from 4-year school

Page 9: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Telephone Calls- 13.1.3Time Period – General Rule

Permissible beginning July 1 following completion of junior year

No more than one call a week

Page 10: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Telephone Calls- 13.1.3Exceptions

Baseball, TR&F/XC, W. Lacrosse, Softball, Volleyball – one call a week outside of a contact period, unlimited

during a contact period

Men’s Basketball – first permissible call June 15 at end of sophomore year, and calls are unlimited

Page 11: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Telephone Calls- 13.1.3Exceptions

Women’s Basketball - One call during month of April during junior year on or after the

Thursday after Division I Women’s Final Four One call during month of May during junior year One call on or after June 1 – June 20 of junior year One call on or after June 21 – June 30 of junior year Three calls during month of July following junior year, with not more

than one call per week. After July, one call per week outside a contact period, unlimited during

a contact period

Page 12: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Telephone Calls- 13.1.3Applications

Once program reaches limit on calls for a particular time period, program may not initiate an additional phone call

Leave a message, return a phone call, etc.

Page 13: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Phone Call Exceptions -

13.1.3.3 Official Visits – Unlimited phone calls during 5 days immediately preceding official visit

NLI Signing Date – Unlimited phone calls on initial signing date and two days immediately after

Phone Calls After Commitment – Unlimited phone calls day after prospect signs NLI, acceptance of admission or financial aid agreement

Off Campus Contact Exception – Unlimited phone calls on day a permissible, in-person, off-campus contact occurs

Page 14: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Contacts – 13.1.5 Limited to 7 contacts and evaluations per prospect. During

senior year, no more than three contacts are permissible

Men’s Basketball – during academic year, limited to 7 contacts and evaluations per prospect and 130 recruiting-person days

Women’s Basketball – during academic year, limited to 7 contacts and evaluations, with no more than 3 contacts during senior year. Also limited to 100 recruiting-person days

Page 15: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Evaluations – 13.1.7.8.1Men’s Basketball Academic Year Recruiting Periods Regularly scheduled high school, prep school or 2-year college

contests and practices Regular scholastic activities only involving prospects enrolled at that

institution April Evaluation Period – Only at nonscholastic certified events Summer Evaluation Period – Only at institutional basketball camps and

certified noninstitutional organized events

Page 16: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Evaluations – 13.1.7.8.2Women’s Basketball

Academic Year Evaluation Period Regularly scheduled high school, prep school or 2-year college contests

and practices Regular scholastic activities only involving prospects enrolled at that institution Last full weekend of Fall Contact Period – nonscholastic events Last Friday, Saturday and Sunday of Spring Evaluation Period –

nonscholarstic events Summer Evaluation Period – Only at institutional basketball camps and

certified noninstitutional organized events

Page 17: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Evaluation Days – 13.1.7.10/11Softball – 50 evaluation days, excluding high school

softball competition

Volleyball – 80 evaluation days, including coach’s involvement in local sports club outside a contact/evaluation period

Page 18: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Contact/Eval and Phone LogsAll Contacts/Evals, Telephone Calls and E-Mails must be logged in Jumpforward.

Some sports do not have any recruits listed in Jumpforward – how are you communicating with prospects?

Expense reports will not be approved until recruiting activity shows up on Jumpforward logs.

Page 19: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

POP QUIZ - QuestionIs it permissible to evaluate prospects competing on-campus during a quiet period?

Page 20: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

POP QUIZ - AnswerNo, pursuant to a October 22, 2003 interp, it is not permissible to evaluate prospects competing on-campus outside of a contact or evaluation period.

13.1.5.5 Counting Contacts and Evaluations.

Evaluations that occur during the academic year count against the permissible number of recruiting opportunities. Outside of the academic year, evaluations do not count against the annual number of recruiting opportunities. Contacts that occur with a prospective student-athlete count against the permissible number of total recruiting opportunities regardless of the time period (e.g., academic year or outside the academic year). All contacts and evaluations are subject to recruiting calendar restrictions.

Page 21: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

POP QUIZ - QuestionDuring a tournament evaluation, do the limitations on the recruiting-person and evaluation days apply?

Page 22: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

POP QUIZ - AnswerYes, any day used for recruiting activities counts as a recruiting-person day or evaluation day, including each day of a tournament.

13.02.8.1, 13.02.9.1, 13.1.7.11 and 13.1.7.12

Page 23: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

POP QUIZ - QuestionDuring an on-campus tournament involving prospects, which of the following is permissible?

a. Coach Llanes selecting the teams to participate in the tournamentb. Coach Morris observing a basketball tournament during a track quiet

periodc. Katie supervising the use of the facility on behalf of Kennesaw Stated. Coach Franklin awarding a MVP Plaque to prospects at the conclusion

of a women’s basketball tournament in the name of KSU.

Page 24: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

POP QUIZ - Answerc. Katie supervising the use of the facility on behalf of Kennesaw

State

13.11.3.2 Activities Not Involving Institution's Staff.

The use of a member institution's facilities for physical activities by a group that includes prospective student-athletes shall not be considered a tryout, provided the institution's athletics department staff members or representatives of its athletics interests are not involved in the conduct, promotion or administration of the activity (other than activities incidental to supervising the use of the facilities) and are subject to all applicable NCAA recruiting legislation (see Bylaws 13.11.1.7, 13.11.1.8, 13.11.1.9 and 13.11.1.10). (Revised: 1/9/06 effective 8/1/06, 8/12/10)

Page 25: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Official Visits – Pre-VisitProcess1. Complete and submit Official Visit Request form via

Jumpforward under compliance tab of prospect2. Upload transcript(s) and test score(s) via Jumpforward

under document tab of prospect3. Create and upload itinerary under document tab of

prospect

Page 26: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Official Visits – DuringProcess1. Have PSA Sign Official Visit Prospect Guidelines Form2. Have Student-Host sign Host Instructions and Receipt Form3. Collect all receipts during visit to submit with expense

report

Page 27: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Official Visits – Post-VisitProcess1. Complete the Official Visit Summary/Meals Form2. Attach all completed Post-Visit Documents and receipts to

expense reportA.Prospect Guidelines FormB.Summary/Meals FormC.Student-Host Instructions

3. Submit expense report, along with all required documents, to the business office.

Page 28: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Official Visits – 13.6.7.5 Student-Host may now receive a maximum of $40

for each day of the official visit (max $80)

Student-Host may now receive an additional $20 for any additional prospect hosted per day.

Page 29: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Official Visits – 13.6.7.9 We may not decorate or arrange for personalized

recruiting aids. This includes decorations in hotel rooms, locker rooms, arena, offices, etc.

Prospect may not participate in any game day simulations.

Page 30: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

Unofficial VisitsLogging Unofficial Visits

All scheduled unofficial visits are required to be logged Unofficial Visit Form is on Jumpforward Submit for approval after unofficial visit concludes

Page 31: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

In Closing….It’s a wrap!

Page 32: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

In Closing….it’s a wrap!Compliance Office Self-Reports/Violations 15.2.2 – Awarding of unlimited meal plans to some SA’s for

spring 2012

15.3.5.1 - Failure to notify student-athlete of cancellation of aid by July 1

13.9.1 – Sent a prospect a Scholly Offer even though prospect was not registered with NCAA EC

Page 33: Recruiting and Procedures September 20, 2012. Presentation Agenda Must See Summer Movies 2012-13 Compliance Staff Mission Statement Recruiting Policies

In Closing….it’s a wrap!Any Questions? Comments?

Thanks For Your Time!

Cindy recommends seeing: A Walk in the Clouds