robert g james financial disclosure report for 2009

8/3/2019 Robert G James Financial Disclosure Report for 2009

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. ~ o l 0 [ FINANCIAL DISCLOSURE REPORT R e p o r i R ~ O , ir e a ~ l h e E t h i c sin Government Act of 1978

~ e v . 1 / 2 0 t o [ FOR CALENDAR YEAR 2009 ( 5 u . s .c . ~ p p . § § I o m ~ o

I. Person Reporting (last nam e, first, middle initial) 2. Court or Organization 3. Date of Report

James, Robert G: U.S. Dish-let Court, Louisiana 05111/2010

4. Title {Artic]e Ill judges indicatv active or ~enior status; 5a, Report Type (check appropriate type) 6 . Reporting Period

magista’ate judges indicate full- or part-time)

[] Nomination, D~tc 0110112009

U.S. District Judge- Active [] Initial [] Amaual [] Finalto

12/31/2009

5b. [] Amended Reporl

7. Chambers or Office Address , 8 . On the basis of the information contained in Ibis Report and anymodifications perta ining thereto, It is , in my np|nlon, in com pliance

U. S. Courthouse with applicable laws and regulations.

201 Jackson Street, Suite 201Monroe, LA 71201

Reviewing Off icer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part n,here you have no reportable information. Sign on lastpage,

1 . P O S I T I O N S . ~ p o r , ~ , i, ~ i ,. ~ a ~ t o a y ; ~ p p . ~ - 1 3 of filing instructk, nsO

[~ N O N E (No reportable positions.)

POSITION N A M E O F 0 R G A N I Z A T I O N i EN T I T Y

1. Partner James Real Estate

2. Member Judd & Compan y, LLC

3. Member James Minerals, LLC

4. Member !,Vhitten - Jmnes Real Estate, LLC

5. ~.. - c :: ~

~ N O N E (No reportable agreements.)

~ . . . . . ~

~ PARTIES A~ TERMS

!. 2009 Louisiana S~te Employees Retirement System



[ N a m e o f P e r s o n R e p o r t in g ’ ] ’ Date of Report

P a g e F I i N A N C I A L 2 o f 9 D I S C L O S U R E R E P O R T I1 James, Robert G.

[

05/11/2010

I II . N O N - I N V E S T M E N T I N C O M E . t~epon~nZ indlv~duat a. .~ ~o~.; ~ ~. ~7-~ o~.~ ~ao~

A. Filer’s Non-Investment Inco me

~ONE ~o reportable non-investment income.)

DATE SO~CEA~ ~E ~~o~s, not s~usds)

1, 2~ Louisiana State Employees Retirement System $34,939.~

2.2~ James Minerals , LLC (pan.ship income) $1,761.~

3.

4,

B. Spouse’s N o n - I n v e s tm e n t I n c o m e - i f you ~vere marr ied dur ing a n),por~ion of the reporting year , com plete t l t is section.

( D o l l a r o ~ w u n t n o t r e q u i r e d ~ x c e p t f o r h o n o r a r i a . )

D NONE (No r e p o r t a b le n o n - in v e s t m e n t i n c o m e . )

DATE SOURCE AND TYPE

1 , 2 0 0 9 Lincoln Parish District Attorney

2, 2009 State of Louisiana

3. 2009 James Minerals, LLC (partnership income)

4.

I V . R E I M B U R S E M E N T S --~ra,~por,atio.,

(]nclud¢$ tho$ e to spouse and dependent children; see pp. 25-27 of filing i~tmctions.)

NONE (No reportable reimbursements.)

~ ~ LOCATI ON P~POSE ITEMS PA~ OR PROVIDED

1 .

2.

3.

4,

5.



FINANCIAL DISCLOSURE REPORT

Iage 3 of 9 James, Robe~ G . 05 /11~010

V . G I F T S . ( Includes those to spous , ~d ae~ndcnt chtldren; see pp. 28-31 of f! l ing ins trucaons .)

~ NONE ~o reportable g~s.)

1. Louise W. Tyl~ :~ S~res Wa~a~ $12,012.~

2. Jarues E. ~vison See note in pa~ VII1 for description. $7,1~.~

3.

4.

5.

~-~ (No reportable liabilities.)ONE

CREDITOR DESCRIPTION VALUE CODE

1 . Community Trust Bank Real Estate Loan L

2.

3.

5.



FINANCIAL DISCLOSURE REPORT N n m e o f P e r so n R e p o r t i n g

[

D a t e o f R e p o r t

of 9 James, Robert G. 05/11/2010

N O N E (No reportable income, assets, or transactions.)

A. B , C, D.

D e s r r i p f i o ~ o f A s s e ~ Income d~ing G r o s s v a l u e a t e n d T~sacfions during reining

(including ~s~ ~s) re~ing p¢fi~ [ of ~ning p~dod

P l a c e " ( X ) " ~ ¢ r ~ a c h a s s e t [ A m o u m ’ T~ (e.g. , V ~ l u ~ Value T~ (e.g., D a t e V~u~! Gain Id~fi~ of

f r o m p r i o r d i s c l o s u re ~ C o d e 1 d i v . , r e n L C o d e 2 Meth~ b u y , s e l l , m;~d~ C~e 2 C~e I buy~r/s¢llero x r m p t

~ (A-H) ozint.) (J-P) C~c 3 redemption) ~ (J-P) (A-H) ~ {ifp~vate

I. Timber Pro~ny, Vienna, La (W ~va]e) None K W

2. Timber Proper~, Union Parish, ~ . (~bin) Non~ K W

3, James Real Estate F Rent N W

4. A Royalty

5. Judd & Com pany, LLC (I 7. IIYA) C Royalty M W

6. JP Morgan Chase, Accounts A lnterest J T

7. U ndeveloped Property, Lincoln Parish, LA None J W( !/3 int.) (Slaton)

8. ~ Bienville Pa¢ish, La (I/3 int.) None J W

9 . T h n b e r P r o p e r t y # 1 , B i e n v i l l e P a r i s h , L a N o n e K W S o l d I Z / 3 1 / 0 9 J C E v , d n g T i m b e r( I/3 int,)(Smelly) (pan)

1 0 . Timber Properb’ #2, B ienville Parish, La None K W(1/3 int.) (Neal)

11 . Union Par ish LA (Middle Fork) None M W

1 2 . Undeveloped property, Jackson Parish, LA None J W(1/3 int.) (farm)

1 3 . IRA #3 A Dividend K T

t4. -Fidelity Investments-Four-In-One Index

1 5 . Community Trust Bank, Accounts C Interest K T

1 6 . Jackson Parish, LA property (1/6 int) None J W

(Hatcheson)

1 7 . Jackson Parish, LA property (1/3 int) B Rent K W Sold 1 2 / 3 1 / 0 9 J A Timber sale, Ewing(Steele/Sherrard) (part) Timber

Income Gain Codes: A =$ 1 ,000 or less B =$ ! .001 - $ 2.500 C =$2.501 - $5.000 D ~$5.001 - $15.0D0 E ~$ ] 5.90t - $5 U.000



Ia m e o f P e r s o n R e p o r t i n g

[

D a z e o f R e p o t

PageFINANCIAL5 of 9 DISCLOSURE REPORT ] a.mes, ~obert ~. 0~ ~0~ 0

VII . INVEST~NT S and TRU STS -~.~o~, , ~ . ~ . , ,~ a ~ ,

HO~E ~o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s c ~ ~ ln~m¢ du~ng G r o s s v a l u e

(including ~t ~) 1 re~Ring period of r¢~aing peH~

= x e m p t f r o m p r i o r d i sc l o s u r~ C~e 1 d i v . , m , , , , C~= 2 ~ M eth~ buy, ~1, [ m~d& ’ ~ { C~e 2[ C~1 1 ~ buy~/s~llcr

~ ( A - H > o r i a L ) ( J - P ) [ C ~ ~ ¢ d e m p , i o n )l I 0 - P ) i ( A - H } ~

( i f p d v a t ¢

" ~ 8 . J a c k s o n P a r i s h , L A p r o p e r ~ ( I / 3 ~ n t ) ( S t e e l e A R e n t K W S o l d [ 1 2 / 3 I / ~ J A T i m b e r s a l e , E w i n g

H a d 4 0 ) Oan) Timer

19. J a c k s o n P a r i s h , L A p r o p ~ ( I / 3 i n t ) N o n ~ J W

(Goodwo~)

2 0 . Bienvil!¢ parish, LA pro~ ~t13 int) None J W

~1 . Union P ari sh, LA prope~ (F~l in) None J W

2 2 , Lincoln Parish, LA mineral interest (t/3 int) D Rent J W

2 3 . ! ~ ) ’ ~ " - " ~ . - :: ~ ) ! ~ ] ( G o l d s m i t h E s t a te ) None J W

2 4 , 1 st National Bank, Account "X" None J T

’ 2 5 . Smith Barney - Brokerage Account

2 6 . -Wal Mart A Dividend J T Bu y 0 5 1 0 1 / 0 9 J Gift from Louise W.Tyler

2 7 . Sold 0 6 / 1 6 1 0 9 K E(part)

2 8 . Fidelity Investments - Brokerage A ccount

L - . ,

2 9 . -Cash A Interest K T

30. -AFLA~’ Inc A Dividend K T Sold 03/03/09 J A(part)

3 1 . -Automatic Data Processing, Ine A Dividend J T Sold 03/05/09 J A

[.,( p a r t )

3 2 . -Devon Energy A Dividend J T Sold 03/05/09 J A( p a r t )

3 3 . -Diageo PLC A Dividend J T SoId 03/03/09 J A

(part)3 4 , - E n c a n a C o r p A D i v i d e n d S o l d 0 3 / 0 5 / 0 9 J B




of 9 James, Robert G . 05/11/2010

VII. INVESTMENTS and TRUSTS

NONE ~o reportable income, asset~, or transactiom.)

Description of is~ ] Income during iGro~ value at end T~nsactions dur ing ~poning pc~

(inclu~ng l~sl ~sc~s)~ing pcfi~ ~

of rcponing p~od

3 5 . -Pepsico Inc A Dividend J T Sold 03/05/09 J A

36. -Air ~odu¢~ & Chem A Dividend K T Buy 06/19/09 J

37. -Int¢l Co~ A Di~dend K T Buy 06/19/09 J

B a. -Ishares TR Russell Midcap Grow~ A Dividend K T Bu y 02/04/09 K

39. Buy 06/19/09 J

(add’l)

40. Sold 03/03/09 K A

41. Sold 09/18/09 l B

4 2 . -lshares TR Rm sell 2000 value index A Di~dend J T Bu y 02/04/09 K

4 3 . Sold 0~23/09 K A

4 4 . B uy 0 6 / 1 9 1 0 9 J

4 5 . -lshar~ ~ dowjom u s h~it~e A Dividend K T Bu y 02/09/09 K

’~6. Sold 03/03/09 K A

47. Buy 06/25/09 K

48. -Microsoft C o ~ A Di~dend K T Buy 02/09/09 J

49. Sold 0~23~09 J A

50. Buy 0~19/09 J

5 1 . -N~e Inc Cl~s B A Di~dend K T Bu y 06119/~ J

Inc4~n~ G~in Code*; A =$1,000 or loss B =$1.001 - $2,500 C =$2,501 - $

V M u e M e t h ~ C ~ e s Q =A ppraisal R =C~t (R~ I Estate Only) S =A~sment T = C ~h Mark et

Column C2) U =B~k Vahe V ~her W ~E~tima~ed




[ James, Robert G, of 9 0 5 / 1 1 / 2 0 1 0

NONE ~o reportable incom e, assets, or transactionsOA. [ B. C. D.

Description of Asse~~

Income during G~ss value at ~d T~sactiona during re~ng

(imluding tm~ ~se~) . reining ~n~ of reporting

PIace " (X)~

after e~h ~set ~ount I T~e (e.g., Value s Value Ty~ (e.g. Date I Value [ Gain I Identi~ of

exempt from prior disclosure C~e 1 ~dlv., ~t, Code ~ ~ Me~ ’ ’

" ’(Q- W>

buy, sell, ~m~d~’~ : C~e 2 ~ C~e 1 [ buyer/~ller

(A-H) or int.) (J-P) Code 3 redemption)~

] (J-P) ~ (A-H) ] (ifp~vate

5 2 . -Schwab Charles Co~ A Dividend J T Bu y ~/19/09 J

-United T~hnologies Co~ A Di~dend K T Bu y J

5 4 . -VF Co~ A Dividend K T Bu y ~/19109 J

5 5 . -Walgreen C~mp~y A ~ividend J T Bu y 06/19/09 J

5 6 . -W~te Manage~enl Ine A Dividend J T Bu y 0110~ K

57 . Sold 0 3 / 0 3 1 0 9 J

5 8 . Buy 0 6 ! 1 9 1 0 9 [ " J

5 9 . -Wate~ Co~ J T Buy 06/19/09 J

6 0 . -Mathews Asian Gro~ & Income A Di~dend K T B u y] 06/17/~

K

6 1 . Defened Compensation - Wells Fargo Bank A Dividend K TTr

6 2 , Timber prepay, Jackson Parish, LA (Nix) K W Bu y 0 5 1 0 5 / 0 9 K Nix & Co., LLC

6 3 .

] . I n c o m e G a i ~ C o d ~ s : A =~1,000 or |ess B =$1 ,0 0 1 - $2,50 0 C = 52,50 1 - $5,0 0 0

(See Columns B | and D4) F =SS0,00I - 5100,000 G =$10~O~)l - 51,000,000 H 1-5 | ,0~,001 - 55,1~00,00 0 H2 -Mor~

2. Virile Codes J =$15,000 or t~:$s K =515,001 - 550,000 L ~550,1[RI1 - $ 100,00~ M =$100.0el - ~250,00~

(See Columns CI and D3) N =5250,00} - $500,000 O -$500,1)01 - $1,000,000 Pl =~l ,000,001 - 55,000,000

P3 =525,000,~ 1 - 550,000,000 P4 =Mo~e than $50,000,0003. Vah¢ Method Codes Q =A ppraisal R ~ Cost (R eal E, tare Only) S = A~e~men! T =~a.sh Market

(Se~ Colum n C2) U =Book Value V ~Other W ~ Estimated



FINANCIAL REPORT of 9 0 5 / 1 1 / 2 0 1 0

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicatepartofSepor~)

Part V page 3 line 2 - For reporting ~erson and~ to visit Mr Davison’s vacation home in Mexico on ~,vo occasions including a portion of air Wavol betweenhome and Mexm o and back on one occasion, lo~ing, some meals and som e tmnsportatmn while in l~|exlco.



FINANCIAL DISCLOSURE REPORT N .... f P e r s o n R e p o r a n g I Dateofi~cport I of 9 J a m e s , R o b e r t ~ .

IX. CERTIFICATION.

I certify that all information given abov e (including information pertaining to my spouse and m inor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.

I further certify that earned income from outside employme nt a.nd honoraria and the acceptance o f gifts which have been repo rted are incompliance with the provisions of 5 U,S.C. app.§ 501 et. seq., 5 U,S.C. § 7353, and Judicial Conference regulations..

NOTE: ANY INDIVIDUAL W HO K NOWINGLY AND W ILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MA Y BE SUB JECT TO CIVILAND CRIMINA L SANCTIONS (5 U.S.C. app. § 104)

F I LI N G I N S T R U C T I O N S

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States CourtsSuite 2-301

One Columbus Circle, N.E.Washington, D,C. 20544

robert g james financial disclosure report for 2009

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