stx® directory spring 2012

STX® Directory Spring 2012I N C L U D I N G T H E S T O C K E X C H A N G E C O N T A C T L I S T

Sponsored by SunGardThe London Stock Exchange Cricket Club play regularly throughout the summer.

If you are interested in playing against us, please call either

Derek Walsh - STX 31074, or Michael Johnson - STX 33375

£$€CC

THE STOCK EXCHANGE SAILING ASSOCIATIONA sailing association which promotes friendly competition between member firms of the London Stock Exchange - from fixed keel day boats to off-shore yachts, from inter-firm regattas to inter-exchange events.

True to the tradition of the London Stock Exchange, the social side is not forgotten.

For further details on forthcoming events and how to apply for membership please visit our website www.stockexchangesailing.com or contact:

Honorary Secretary: Katherine Clotworthy [email protected]

Commodore: Tony Dorkins [email protected]

Vice Commodore: Philip Cook [email protected]

To book the club yacht “surfeit” please contact:

Chris Evans tel: 020 7739 8200 [email protected]

THE ESSENTIAL VOICE NETWORK

STX Contacts

Advertising For further information on advertising in the STX directory or STX online, contact Tracy Redgrave..........................................31073

Directory Entries Amendments or additions to Directory Entries should be [email protected] STX ..................................................................34470 STD ......................................................01666 841319

Directory Sales To obtain additional copies of this directory please order online via www.londonstockexchange.com/stx

Faults STX Helpdesk (UK).................................080 8100 1236 STX Helpdesk (International)............+44 80 8100 1236

New Business Enquiries - Provision and Removals Tracy Redgrave....................................................31073

Spring 2012STX Directory compiled by The Complete Product Company Ltd www.tcpc.co.uk

© 2012 The London Stock Exchange plc The London Stock Exchange, London EC4M 7LS Tel: 020 7797 1000 www.londonstockexchange.comRegistered in England and Wales No. 2075721

STX Contacts

ProShare is an independent, not for profit organisation which promotes responsible share based investment, including employee share ownership, through education and research.

ProShare’s work is primarily in three areas:

Education: ProShare aims to increase young peoples’ ability to manage their finances and to understand investment and the economy. It provides a teaching resource, the newly named ProShare Student Investor, free of charge to all UK schools and colleges and this includes the investment competition, the Portfolio Challenge, where school teams manage a fantasy share portfolio. It is a leading participant in the debate for personal finance and business understanding to be a compulsory element of the National Curriculum.

Employee Share Ownership: ProShare helps companies with employee share schemes or those interested in establishing them. We provide an extensive range of training courses and our Awards recognize and promote best practice. Recent ProShare research has studied why companies do or do not adopt employee share ownership schemes and the benefits that their employees feel they derive from them. Understanding these issues is key to improving the take-up of employee share ownership.

Financial Awareness: is another core aspect of ProShare’s work. Each year we disseminate user-friendly, easy to understand materials to thousands of people, increasingly through our website. These range from basic advice on how to start investing in shares to providing the tools for successful company analysis. ProShare’s support for the UK’s Investment Club movement has helped to introduce thousands of people to shares and we now have over 10,000 clubs registered with us.

Further information on the above can be obtained by telephoning: 020-7220 1730 or contacting www.proshare.org

THE STOCK EXCHANGE CLERKS FUNDRegistered Charity No. 286055

The Stock Exchange Clerks Fund is Registered Charity whose aims are to help people, and their dependents, who have been employed in the Securities Industry and who, for various reasons, may need some financial help. Obviously the help given is limited by the funds available and to the person’s own financial situation.

If any Member Firm knows of any ex-employee who may need assistance, or if you wish to make a donation to the fund, then please contact:-

Alfred Barnard (Secretary) The Stock Exchange Clerks Fund

No 1 Earl Street, London, EC2A 2AL

Tel: 01708 732458 (Deana Ball) - email: [email protected]

Authorised and Regulated by the Financial Services Authority

The Atrium Building, Cannon Bridge House, 25 Dowgate Hill, London EC4R 2GA

DEPARTMENTFTSE 100 & 250SmallCap & FledglingAIM & PLUS QuotedEuropean EquitiesUS & Canadian EquitiesETFs & ETCsInvestment TrustsFixed Income & GiltsInstitutional Sales TradersRetail Sales TradersElectronic Trading (Winner)Trade SupportSettlements & Checking

STX7042275414, 75415, 7541675414, 75415, 754167540075430767557541075411, 75402, 754297541766666767727111175418

Tel: (0)20 3100 0000 Fax: (0)20 7623 9482 Web: www.winter ood.com

THE ESSENTIAL VOICE NETWORK 6

Member Firms


Member Firms

ABBEY STOCKBROKERS LIMITED (601)(PSSL)Kingfisher House, Radford Way, Billericay, Essex CM12 0GZTel: 01277 315150Dealing Room .................................................................................................76456, 76457, 76458, 76459, 76460

ADM INVESTOR SERVICES INTERNATIONAL LIMITED (245)(ADMI)Fourth Floor, Millennium Bridge House, 2 Lambeth Hill, London EC4V 3TTTel: 020 7716 8300Fax: 020 7294 0224Equity Dealing ...................................................................................................................................... 75628, 75629Settlement/Checking .................................................................................................................. Tel: 020 7716 8125

AJ BELL SECURITIES LTD (446) (LASL)(Formerly Lawshare Ltd), Calverley House, 55 Calverley RoadTunbridge Wells, Kent, TN1 2TUTel: 01892 523345Dealers: Peter Lockyer, Emma Horseman, Roger Mills ..............................................................................76343Checking & Settlements ............................................................................................................................76740

ALEXANDER DAVID SECURITIES LTD (842) (ADSL)7th Floor, 45 Moorfields, London EC2Y 9AE.Tel: 020 7448 9800 - SwitchboardFax: 020 3432 4453 Trading and Sales..............................................................................................................................................77555Trading: Maria Shields .................................................................................................................. Tel: 020 7448 9805Institutional Sales/Corporate Broking: Bill Sharp ......................................................................... Tel: 020 7448 9812Private Client Trading: Trevor Coote, Ed MacLaren, Tess Padmore .............................................. Tel: 020 7448 9800CFD Trading: Nick Josh, Daniel Gee .............................................................................................. Tel: 020 7448 9800Corporate Finance: David Scott ..................................................................................................... Tel: 020 7448 9821

ARBUTHNOT SECURITIES LIMITED (See Westhouse Securities Holdings Ltd)

ARDEN PARTNERS LIMITED (729)(ARDA)(601)(ARDN)125 Old Broad Street London EC2N 1ARTel: 020 7614 5900 - SwitchboardTel: 0121 423 8931/8933 - SettlementTel: 0121 423 8913 / 020 7614 5972 - Market Making Tel: 0121 423 8903 / 020 7614 5968 - Sales Trading

Market MakingSimon Forster, James McAuslan, Alan Jones, Mark Braddock ...........................................................................57385Sales Trading David Thomas, James Murdoch .........................................................................................................................57380

Matr ix Corporate Cap i ta l LLP , One V ine S t reet , London, W1J 0AH

Author i sed and Regu la ted by the FSA Number 465015. Member o f the London Stock Exchange.

WWW.MATRIXGROUP.CO.UK

matrix_listing_2010 - Final.indd 1 05/05/2010 13:15

MATRIX CORPOTATE CAPITAL LLP IS AN INDEPENDENT

BOUTIQUE CORPORATE FINANCE AND ADVISORY BUSINESS

WITH THREE DISTINCT SPECIALIST TEAMS: INVESTMENT FUNDS;

ENERGY, RENEWABLES & CLEAN TECH; AND REAL ESTATE

FINANCE.

ALL OF THESE TEAMS ARE FULLY INTEGRATED WITHIN MATRIX

GROUP WHICH PROVIDES A STRONG PLATFORM FOR DELIVERY.

THEIR SERVICES ARE COMPLEMENTED BY ACCESS TO THE

EXPERTISE AND SERVICES OF MATRIX’S PROPERTY AND ASSET

MANAGEMENT DIVISIONS.

INVESTMENT TRUSTS & VCT TRADING STX 71130 / 1

Chris Lloyd 020 3206 7176 Paul Nolan 020 3206 7177

CHECKING

Andrew Harris 020 3206 7361

8 www.londonstockexchange.com/stx

Member Firms


Member Firms

ARNOLD, STANSBY & CO. (019)(ASBY)Alexandra Buildings, Queen Street, Manchester M2 5JJTel: 0161 832 8554Fax: 0161 834 7710Switchboard ......................................................................................................................................................56260

ASTAIRE SECURITIES PLC (See Northland Capital Partners Ltd)

AX MARKETS LIMITED (HYSU)(284)Hythe House, 337 City Road, London EC1V 1LJ Tel: 020 7713 6688 - Administration, Checking & SettlementsTel: 020 7713 6622 - DealersFax: 020 7713 8383International Equities, CFDs, FX, Derivatives, Managed Accounts - Johnny M Mehta .......................................70408CFDs, UK Equities - Balbir Judge, Sanjay Ranchhoddas .....................................................................................70408GDRs, Convertibles,Fixed Income - Jeff G Platt..................................................................................................70408Structured Products, Funds, India/Asia P-notes & EMTN’s - Johnny M Mehta ..................................................70408Operations - Helen Henderson, Steven Hurren .................................................................................................70408

BGC BROKERS L.P. (292)(BGCI)(BGCB)One Churchill Place, Canary Wharf, London E14 5RDTel: 020 7894 7030Fax: 020 7894 7225Settlements ......................................................................................................................................................75877

BARCLAYS CAPITAL (034)(BPLC)(BSBL)(598)(BARC)(198)(BARS)5 The North Colonnade, Canary Wharf, London E14 4BBTel: 020 7623 2323 - SwitchboardTel: 020 7773 9040 - Direct Line for TradersTel: 020 7773 8500 - Direct Line for Equity TradersTel: 020 7773 6716 - Settlements (Caroline Grant) Gilts, EuroSterling, Loan Stocks, Index Linked PIBs, Preference Shares ................................................................................................................. 67631-5, 67950-9Convertibles (Non Domestic) ............................................................................................................................67700EQUITIES. UK MID CAP TRADING (598)Consumers, Builders and TMTs: Andy Moon .....................................................................................................68220Industrials, Support Services, Utilities: John Celaschi ........................................................................................68220Financials, Properties and Oils: Mark Wright ....................................................................................................68220ETF’s: JC Mas, Guy Thomas ................................................................................................................. 0203 134 8047 Algorithmic: Byron Griffin, Olga Kolesnik, Alastair Richardson..........................................................................67767Fixed Income and Credit Sales ........................................................................................................... 020 7773 9088Structured Products ........................................................................................................................... 020 7773 9909

BARCLAYS STOCKBROKERS LTD (895)(BYSL)(113)(BACS)Tay House, 300 Bath Street, Glasgow G2 4LHTel: 0141 352 3000Switchboard ......................................................................................................................................................54308Dealers ..............................................................................................................................................................54291

M. D. BARNARD & CO. LTD (070)(BARN)17 - 21 New Century Road, Laindon, Basildon SS15 6AGTel: 01268 493 333Fax: 01268 546 300..........................................................................................................................................................................75408also at:150 Minories, London EC3N 1LSTel: 020 7816 0606Tel: 020 7264 2122Fax: 020 7264 2123Graham Rule, Paul Norris .............................................................................................................................. 76425/6

BARRATT & COOKE (037)(BACO)5 Opie Street, Norwich, Norfolk NR1 3DWTel: 01603 624 236Dealers ................................................................................................................................................. 78197, 78487

BELL LAWRIE WHITE INSTITUTIONAL SALES(See Brewin Dolphin Investment Banking)

BLANKSTONE SINGTON LIMITED (067)(BLAN)10th Floor, Walker House, Exchange Flags, Liverpool L2 3YLTel: 0151 236 8200Dealers Only ......................................................................................................................................... 55218, 55273

BLOXHAM (075)(BLOX)2/3 Exchange Place, International Financial Services Centre, Dublin 1Tel: 00 3531 6119 200Dealers ..............................................................................................................................................................58271


Member Firms


Member Firms

BLUEFIN EUROPE LLP (246) (BLUE)52 Upper street, London N1 OQETel: 020 7509 7059 - ETF Market Making Tel: 020 7509 7036 - Options TradingTel: 020 7509 7049 - SettlementsETF Equity Market Making: Mark Miller, Jonte Baron ............................................................................... 71777ETF Commodity Market Making: Lee Williams ......................................................................................... 71777Equity Options Trading: David Little, Michael Paterson ........................................................................... 71777

BLUE OAK CAPITAL LIMITED(See North Square Blue Oak Limited)

BMO CAPITAL MARKETS LTD (095)(BMCM)95 Queen Victoria Street, London EC4V 4HGTel: 020 7246 5405Pan European/Asian Sales Trading: Kelly Carter................................................................................................72406North American Sales Trading: Ryan Jackson, Julien Mazurek & Andy Bastick..................................................75272Market Marking/Trading: Olly Dudman, Phil Monk ..........................................................................................72405Settlements ................................................................................................................................ Tel: 020 7664 8031Checking ..................................................................................................................................... Tel: 020 7664 8235

BNP PARIBAS PRIVATE INVESTMENT MANAGEMENT LTD(see Williams de Broe Private Investment Management Ltd)

JAMES BREARLEY & SONS LTD (091)(BREJ)Walpole House, Unit 2, Burton Road, Blackpool FY4 4WXTel: 0870 608 8870 ..........................................................................................................................................55276Tel: 01253 831 200 ............................................................... Dealing Desk - Chris Gawne, Dan Salisbury, Phil Hulme

BREWIN DOLPHIN LIMITED (092)(BREW)12 Smithfield Street, London, EC1A 9BDTel: 0845 213 1000 (UK only)Tel: 020 7248 4400 - SwitchboardFax: 0845 213 1001 (UK only)Fax: 0203 201 3001 Switchboard ....................................................................................................................................... 72393 (5 lines)Dealing Desk ........................................................................................................................................ 72216, 72217.................................................................................................................................... 72218, 73081, 73082, 75267

BROOKS MACDONALD ASSET MANAGEMENT LIMITED (004) (BMAA)111-113 Park Street, London W1K 7JL Tel: 020 7499 6424Market Checking/Settlements - tel: 020 7659 3479 Dan Browning, John KennedyLee French .................................................................................................................................................STX 77400James Hamilton .........................................................................................................................................STX 77401Chris Wolff .................................................................................................................................................STX 77402

BRYAN GARNIER & COMPANY LIMITED (104)(BYGA)(BYGR)2nd Floor, 14-16 Dowgate Hill, London EC4R 2SUTel: 020 7332 4930Pan European TradingMartin Hewitt ...................................................................................................................................................70688

BTIG LIMITED (171) (BTIG)2nd Floor, Princes Court, 7 Princes Street, London EC2R 8AQTel: 020 7663 1700Fax: 020 7663 1749Event Driven Trading: 020 7663 1730Equities Trading: 020 7663 1717Equity Sales: 020 7663 1718Outsource Trading: 020 7663 1713Settlements: 020 7663 1740 STX ....................................................................................................................................................................70440


Member Firms


Member Firms

CLSA (UK) (422)(CLSA)12th Floor, Moor House, 120 London Wall, London EC2Y 5ETTel: 020 7614 7260 - Sales TradersTel: 020 7614 7000 - SwitchboardFax: 020 7614 7071CLSA (UK) ..........................................................................................................................................................74822

CANACCORD GENUITY LIMITED (805) (CANA)88 Wood Street, London EC2V 7QRTel: 020 7778 8850 Dealing RoomTel: 020 7778 8181 SettlementsTel: 020 7778 8181 Corporate BrokingFTSE/European/North America Mark Haynes, Chris Gilbert. ...............................................................................................................................77744PAN EURO EQUITIES TRADING Rob Bowman, Neil Sheridan, Bob Holt, Laurence Tredget. ...............................................................................66122

PAN EURO EQUITIES SALES TRADING (805) (CANA)Jonathan Geering, Sam Bathia, Peter Maynard, Phil Taylor, Julian Playford, Stephen O’Brien ........................................................................................................................ 66100,76437,76438UK Equity Market Makers (805) (CANA) Miles Stuart-William, Andrew Ferguson, Richard Clark, Stephen Hendrie, Shane Watters .................. 70805,69100Glenn Woollard, Nick Pennington, Tony Carter, Gavin Cutler, Mark Rands .......................................... 77711, 77722 UK Equity Market Makers (805) (CANA) (Edinburgh Office) Stephen Hendrie ...............................................................................................................................................78000STERLING BONDS, AND GILTS Richard Boast ....................................................................................................................................................63303PREFERENCE SHARES, PIBS & LLOYDS ECNS Rik Edwards, Chris Burgoyne......................................................................................................................... 67925/6INVESTMENT TRUSTS Market making: Wayne Friary, David Wharton, Ricky Mirams ..........................................................................69123Sales: Gavin Tooke, Dominic Waters, Neil Brierley, William Barnett .................................................................69124EQUITY DERIVATIVES Brad Dunstan ....................................................................................................................................................66102Settlements ......................................................................................................................................................72230

CANTOR FITZGERALD EUROPE (635)(CFEP)(663)(CFER)17 Crosswall, London EC3N 2LB Tel: 020 7894 7000 - Switchboard Tel: 020 7894 7355 / 7571 - Sales / Trading

EUROPEAN EQUITY SALES TRADING:William Emus, Steven Downham, Brett Stone, Ruth Reed, Connie Barwick ........................................ 76311, 76312Mid Cap / Smaller Companies Trading: Grant Miller, Steve Lawday .................................................................................................................. 78903, 75877

CARDALE ASSET MANAGEMENT LIMITED (374)(CDSB)2 Greengate, Cardale Park, Harrogate, North Yorkshire HG3 1GYTel: 01423 534100..........................................................................................................................................................................79777

CAVE & SONS LTD (601)(CAVE)Lockgates House, Rushmills, Bedford Road, Northampton NN4 7YBTel: 01604 621 421..........................................................................................................................................................................57289

CAZENOVE (See J.P. Morgan Securities)

CENKOS SECURITIES (678)(CNKS)(601)(CNKB)6-8 Tokenhouse Yard, London EC2R 7ASTel: 020 7397 8900 - MainTel: 020 7397 8970 - SettlementsFax: 020 7397 8901

EQUITY TRADING & SALES TRADING Mark Gibbons, Stuart Allen ...............................................................................................................................70676Justin Townsend, John Sharp ............................................................................................................................70677

EQUITY MARKET MAKINGAndy Baker, James Foster, Lee Hibberd, Will Hudson, Ben Carroll ....................................................................70678

INVESTMENT COMPANIES MARKET MAKINGMichael Janes, Craig Nichols .............................................................................................................................60674

INVESTMENT COMPANIES SALES Charlie Ricketts, Juzzie Haire, Phil Higgs, Chris Lunn, Tom Scrivens ..................................................................60675also at:Cenkos Channel Islands Limited (876)(CCIL)PO Box 222, Level 5, The Market Buildings, Fountain Street, St Peter Port, Guernsey GY1 4JGTel: 01481 729100Fax: 01481 729700Chris Brock, Dale Acton, Jake Le Marchant

PO Box 419, 13 Broad Street, St Helier, Jersey JE4 5QHTel: 01534 722051Fax: 01534 722052John Bacon


Member Firms


Member Firms

CHARLES STANLEY & CO. LTD (698)(STAN)25 Luke Street, London EC2A 4AR Tel: 020 7739 8200 Fax: 020 7739 7798 Switchboard ......................................................................................................................................... 73535, 72583

CHECKINGTel: 020 7149 6210Fax: 020 7739 7798Colin Row, Gary Bowey, Stephen French, David Cook, Graham Robinson .........................................................73535

DEALING ROOMTel: 020 7667 2266Fax: 020 7953 2811Phil NathanSETS DESK: Simon Tarrel, John Surridge, Steve Wilkinson (Noddy), INVESTMENT TRUST DESK: Denis Lefort, Edward Dickson, Steve Northfield, Richard Bradwell, James Francis ..................................................................................................................................... 79375 (8 lines)

CFD & SPREAD BETTING DESKTel: 020 7667 2277Fax: 020 7953 2811Neil King, Paul Williams ..................................................................................................................... 79375 (2 lines)

INTERNATIONAL DESKTel: 020 7959 9676Fax: 020 7953 2811Jim Mitchell, Adam Cook, Richard Earthrowl (Titch) .......................................................................... 75141 (2 lines)

DERIVATIVES DESKTel: 020 7667 2288Fax: 020 7953 2811Nigel Bunce, Colin Bramble, Manish Chudasama, Pat Whelan .......................................................... 72388 (2 lines)

EXECUTION ONLY DESK Tel: 020 7739 5151 Fax: 020 7953 2811 Richard Lock, Peter Thomas, Jack Nichols .......................................................................................... 79375 (8 lines)

UNIT TRUST DESK Tel: 020 7739 5151 Fax: 020 7953 2811 Hannah Witkowski, Leigh Jones, Abbie Davy ..................................................................................... 79375 (8 lines)

CHARLES STANLEY & CO. LTD2nd Floor, Sunlight House, Quay Street, Manchester M3 3JZTel: 016 1828 0200 Fax: 016 1828 0201/2/3 Dealing Desk: Dave Cummings, Jon Goldstone, Peter Grogan, Steve Knowles, Don Godwin, Chris Fleet, Richard Beech ..................... 56302, 56303, 56304, 56305

CHARLES STANLEY SECURITIES131 Finsbury Pavement, London EC2A 1NTTel: 015 6477 7201 Tel: 020 7149 6000 Fax: 020 7149 6755 Marc Downes, Chris Rylands, Paul Norman, Paul Brotherhood ..............................................................................................................................................72581

CHEVIOT ASSET MANAGEMENT (077)(CHEV)90 Long Acre, London WC2E 9RATel: 020 7845 6150 - Switchboard Tel: 020 7438 5708/5709 - CheckingFax: 020 7845 6155Dealing - Peter Writer, Andy Barham, Paul Davison, Andy Stevens, Paul Harness ..........................................................................................................................................................................77077


Member Firms


Member Firms

CITIGROUP GLOBAL MARKETS UK EQUITY LIMITED (636) (CITI)Citigroup Centre, 33 Canada Square, Canary Wharf, London E14 5LBTel: 020 7986 4000

UK & EUROPEAN EQUITIES Oils, Utilities and Support Services ....................................................................................................................79838Pharmaceuticals................................................................................................................................................79838Consumers ........................................................................................................................................................79843Transport ..........................................................................................................................................................79841Financials ..........................................................................................................................................................79821Builders / Mining / Properties ...........................................................................................................................79192Telcos / Media / Techs .......................................................................................................................................79848

UK & EUROPEAN MID CAP Engineers / Support Services / Irish - John Celaschi ............................................................................. 79826, 79836Builders / Consumers - Chris Farrand ................................................................................................... 79826, 79836Financials / Properties / Transports - Mark Wright .............................................................................. 79826, 79836TMTs / Chemicals / Mining / Energy - Ben Davy ................................................................................... 79826, 79836European MidCaps ............................................................................................................................... 79841, 79842

International Program Trading .........................................................................................................................79850UK Sales Traders ................................................................................................................................................77277European Sales Traders .....................................................................................................................................76623Agency Trading .................................................................................................................................................79830

CITI QUILTER(See Quilter & Co Ltd)

CODE SECURITIES LIMITED(See Nomura Code Securities Limited)

COLLINS STEWART EUROPE (See Canaccord Genuity Limited)

COLLINS STEWART WEALTH MANAGEMENT (614)(CSCI)88 Wood Street, London, EC2V 7QRTel: 020 7523 4564Dealers: Matthew Ellis, Asim Bajwa, Allan Thomas, Vince Ferguson .................................................................66138

COLLINS STEWART WEALTH MANAGEMENT (614)(CSCI)Collins Stewart House, PO Box 45, The Grange, St Peter Port, Guernsey, GY1 2QATel: 01481 726511Dealers: Philip Le Pelley, Steve Le Marchant, Matt Atkinson, David Chapman, Jeremy Stubbs ............ 70404, 70411

COLLINS STEWART WEALTH MANAGEMENT (614)(CSCI)38 The Esplanade, PO Box 3, St Helier, Jersey JE4 0XQTel: 01534 280068Dealers: Ben Bavin, Harry Vernon, Michael Ross-Osborne, Justin Jouan, Richard Mason, Zoe Smart, Ross Garrard, Mark Clubb .................................................................................................................... 70415, 70416

COLLINS STEWART WEALTH MANAGEMENT (614)(CSCI)Anglo International House, Bank Hill, Douglas, Isle of Man IM1 4LNTel: 01624 619000Dealers: Graham Neale, Chris Wilson, Steve Sharples .......................................................................................55299

COMMERZBANK (30X71) (KLWT)30 Gresham Street, London EC2P 2XYTel: 020 7623 8000CFDs ..................................................................................................................................................................62081


Member Firms


Member Firms

CREDIT AGRICOLE CHEUVREUX (175)(INCH) CREDIT AGRICOLE CHEUVREUX INT’L LTD (124) (CHGB)12th Floor, Moor House, 120 London Wall, London EC2Y 5ET Tel: 020 7621 5100 Fax: 020 7621 5101Switchboard ......................................................................................................................................................76170

EUROPEAN SALES TRADINGPan European ....................................................................................................................................................76173

COUNTRY SALES TRADINGEMEA .................................................................................................................................................................76177Germany ...........................................................................................................................................................76172Nordic ...............................................................................................................................................................76185Swiss .................................................................................................................................................................76178UK .....................................................................................................................................................................76176

PAN EURO SECTOR TRADINGFinancials ..........................................................................................................................................................76180TMT ...................................................................................................................................................................76180Energy ...............................................................................................................................................................76181Utilities .............................................................................................................................................................76181Pharmaceuticals................................................................................................................................................76181Consumer ..........................................................................................................................................................76182Industrials .........................................................................................................................................................76183Small Mid Caps .................................................................................................................................................76175

AESProgram Trading ...............................................................................................................................................77124DMA ..................................................................................................................................................................76174Algo Trading .....................................................................................................................................................76179

SETTLEMENTS ....................................................................................................................................................76171

CREDIT SUISSE SECURITIES (EUROPE) LTD (249)(CSFB)(CREST ID: 249)1 Cabot Square, London E14 4QJTel: 020 7888 8888Switchboard ......................................................................................................................................................60433

PAN EUROPEAN MARKET MAKERSSETSFinancials ..........................................................................................................................................................67431Capital Goods ....................................................................................................................................................67047Consumer Goods ...............................................................................................................................................67000Oils/Utilities .....................................................................................................................................................67911

Pharmaceuticals/Chemicals ..............................................................................................................................67149Tech ..................................................................................................................................................................67148Telecom/Media .................................................................................................................................................67124Pan European/UK Small Cap .............................................................................................................................67056Emerging Europe ..............................................................................................................................................60427Middle East .......................................................................................................................................................60428

Pan European Execution Desk ...........................................................................................................................60426UK Equity Sales Traders .....................................................................................................................................67007European Equity Sales Traders ..........................................................................................................................60414

UK MARKET MAKINGConvertibles ......................................................................................................................................................60418

CREDO CAPITAL PLC (957)(CRED)83 Pall Mall, London SW17 5ESTel: 020 7968 8300Fax: 020 7968 8301 Settlements: 0207 968 8422/8423Gary Harvey, Rupert Silver, Nelius Kriel, Lee Hales ............................................................................................75111

CROOKALL (RAMSEY) & CO. LTD (173)(CROK)Securities House, 38-42 Athol Street, Douglas, Isle of Man IM1 1QHTel: 01624 673 171- Office Tel: 01624 623 884 - Dealers Fax: 01624 677 258........................................................................................................................................................... 55297 (2 lines)

DANIEL STEWART & CO PLC (409)(DANS)Becket House, 36 Old Jewry, London EC2R 8DDTel: 020 7776 6550 - Switchboard Tel: 020 7776 6939 - Private ClientsTel: 020 7776 6577 - Corporate Finance Tel: 020 7776 6582 - SettlementsTel: 020 7776 6557 - CFD TradingFax: 020 7796 4648Trading: Michael Shea & Sales Trading: Geoff Oakley .......................................................................... 70501, 70502Global Online CFD trading service ........................................................................ www.danielstewartonline.co.uk

J & E DAVY (189)(DAVY)(989)(DAVJ)49 Dawson Street, Dublin 2Tel: 00 3531 679 7788Switchboard ......................................................................................................................................................58264Equity Dealers ...................................................................................................................................... 58261, 58263Gilt Dealers........................................................................................................................................................58263


Member Firms


Member Firms

DEUTSCHE BANK A G (201)(DEUT)Winchester House, 1 Great Winchester Street, London EC2N 2DBTel: 020 754 58000 - SwitchboardTel: 020 754 54104 - EUROBONDS / Retail SalesConvertibles ......................................................................................................................................................66710Derivatives ........................................................................................................................................................66712Gilt Trading .......................................................................................................................................................76226Retail Desk - Eurobonds Fixed Income ..............................................................................................................76227Korea ................................................................................................................................................................66702Taiwan ..............................................................................................................................................................66703General .............................................................................................................................................................66704

PAN EURO TRADINGSETS General Line..............................................................................................................................................66789Pan Euro TMT ....................................................................................................................................................66789Pan Euro Oils .....................................................................................................................................................66789Pan Euro Fig ......................................................................................................................................................66789Pan Euro Pharmaceuticals ................................................................................................................................66789Pan Euro Consumers .........................................................................................................................................66789Cyclical ..............................................................................................................................................................66789

EUROPEAN COUNTRY TRADINGFrance ...............................................................................................................................................................75489Benelux .............................................................................................................................................................75489 Scandinavia .......................................................................................................................................................75489Iberia ................................................................................................................................................................75489Rest of Europe ...................................................................................................................................................75489Italy ...................................................................................................................................................................75489NON FTSEUK Mid and Small Cap .......................................................................................................................................66786EMERGING MARKETSEastern Europe ..................................................................................................................................................66711Middle East - Egypt/Israel .................................................................................................................................66711Mediterranean - Turkey/Greece ........................................................................................................................66711Pan European Sales Trading ..............................................................................................................................66711South African Equities Trading ..........................................................................................................................66711

DEUTSCHE BANK PRIVATE WEALTH MANAGEMENT (097)(TILN)Royal Liver Building, Pier Head, Liverpool L3 1NYTel: 0151 255 3000Switchboard ......................................................................................................................................55231/2, 55275Liverpool Dealers ..............................................................................................................55281/6, 55236/7, 55295also at:Winchester House, 1 Great Winchester Street, London EC2N 2DB Tel: 0207 545 8000

Market Making 020 3205 7505 STX 76046 Sales Trading 020 3205 7504 STX 75046 Sales 020 3205 7503 Investment Funds 020 3205 7528 Research 020 3205 7643 Corporate Finance 020 3205 7500 Settlements 020 3205 7516 Switchboard 020 3205 7500


Member Firms


Member Firms

DEXION CAPITAL PLC (229) DEXC)1 Tudor Street, London EC4Y 0AHTel: 020 7832 0900General Dealing: 020 7832 0999Market Making: Richard Crawford, Roy Martin, Justin York ......................................................... 79411/79412Trade Support: Tim Diggines .................................................................................................................... 79420

DOLMEN STOCKBROKERS (114)(829)(B&BE)(DSLD)(DSTS)(DLMS)75 St Stephens Green, Dublin 2Tel: 00 3531 633 3800 Fax: 00 3531 633 3856Dealers ..............................................................................................................................................................58251............................................................................................................................................................. 58250, 58252

DOWGATE CAPITAL STOCKBROKERS LIMITED (586)(ELIS)(601)(PSSL)Talisman House, Jubilee Walk, Three Bridges, Crawley, West Sussex RH10 1LQTel: 01293 517 744 Fax: 01293 521 093Dealers ............................................................................................................................................... 73337 (3 lines)

EDEN FINANCIAL LIMITED (174)(601)(EDEN) (184) (601)(EGRP)Moorgate Hall, 155 Moorgate, London, EC2M 6XB Tel: 020 7509 7000 - SwitchboardTel: 020 7509 7447 / 020 7138 1866 / 020 7509 7404 – Checking and SettlementsFax: 020 7509 7010 Dealers ................................................................................................................................................. 76913, 76914

EFG HARRIS ALLDAY (052)(EFGB)33 Great Charles Street, Birmingham B3 3JNTel: 0121 233 1222Switchboard ......................................................................................................................................................57259Institutional Sales - Patrick Austen ...................................................................................................................57322Private Client Dealers:Ian Eaton ...........................................................................................................................................................57251Scott Yarnell......................................................................................................................................................57252Nick Donnelly ....................................................................................................................................................57232Edward Medina .................................................................................................................................................57349

ELLIS STOCKBROKERS LIMITED(See Dowgate Capital Stockbrokers Limited)

ETX CAPITAL (127) (MONE)Beaufort House, 15 St Botolph Street, London EC3A 7DTTel: 020 7392 1444Fax: 020 7392 1416UK and European Execution/CFDs: Joe Rundle, Simon Clark, Richard Appleton, Jackie Alexander, Joe Russo, Richard Nathan, Matthew Brown ................................ 72401 (6 lines), 020 7392 1477Trade Management: ...........................................................................................................................020 7392 1465

EXECUTION NOBLE LTD (879 ESIB)(879 BESI)10 Paternoster Square, London, EC4M 7ALTel: +44 20 7456 9191Fax: +44 20 7375 2007 MARKET MAKING (879) (ESIB):STX Lines ......................................................................................................................... 70040, 70041, 70042Simon McEvoy (Trading) ......................................................................................................+44 20 7456 1651James Quinn (Trading) .........................................................................................................+44 20 7456 1170Operations & Settlement team ............................................................................................+44 20 7456 9140AGENCY (879) (BESI):STX Lines - Sales Trading ................................................................................................ 79123, 79335, 79336Operations & Settlement team .................................................................................................... +44 20 7456 9140

FAIRFAX I.S. PLC (325)(FFAX) Crest ID (GBMAY)46 Berkeley Square, London W1J 5ATTel: 020 7460 4360 - DealingTel: 020 7460 4388 or 020 7460 4350 - SettlementsFax: 020 7460 4369

Investment Trusts ................................................................................................................................ 75240, 75241Trading: Craig Lynch Sales: Paul HarringtonSmall Caps & Resources Market Making: Richard McCulloch ..................................................................................................................75242Sales Trading: Suzi Skinner ...............................................................................................................................75242

FIMAT INTERNATIONAL BANQUE S.A. (See Newedge Group)

FINNCAP LIMITED (098)(JMFC)60, New Broad Street, London EC2M 1JJTel: 020 7600 1658Mick McNamara, Mike Nally, Jeremy Smith, Ben Tonnison, Daniel Smith ........................................................73240


Member Firms


Member Firms

J. M. FINN & CO. (252)(FINN)4 Coleman Street, London EC2R 5TATel: 020 7600 1660Dealers: Simon Buckingham, Carl Billings, Debbie Connor, Peter Reason, Richard Symes. ...............................74601

FIRST EQUITY LTD (JAIM)(842) (LCSB)(877)Salisbury House, London Wall, London EC2M 5QQTel: 020 7374 2212Fax: 020 7374 2336

Dealers ..............................................................................................................................................................74444

FISKE PLC (256)(FISK)Salisbury House, London WallLondon EC2M 5QSTel: 020 7448 4700Switchboard .............................................................................................................................73360, 77395, 77761Dealers: Alan Meech, Phillip Heather, Richard Gray .................................................................77741, 77742, 73394Institutional Sales Trading: John Shiers ..................................................................................77741, 77742, 73394

FOX-DAVIES CAPITAL LTD (680)(FOXY)(FOXD)1 Tudor Street, London EC4Y 0AHTel: 020 3463 5000 - SwitchboardTel: 020 3463 5092 - Market MakingTel: 020 3463 5058 - Sales TradingTel: 020 3463 5088 - Checking/SettlementsUK Equity Market Making (FOXY) : Russell Jackson, Steve King and Chris Hart .................................................77766Sales Trading (FOXD): Steve Asfour ...................................................................................................................77767Bloomberg: Russell Jackson, Steve King, Alan Paterson, and Steve Asfour

FYSHE HORTON FINNEY LTD (846)(FHFL)Charles House, 148/9 Great Charles Street, Birmingham B3 3HTTel: 0121 236 3111Dealers ..............................................................................................................................................................57253Brokers ..............................................................................................................................................................57261also at:28 Park Square West, Leeds LS1 2PQTel: 0113 244 3911Dealing Desk - Emma Beanland ........................................................................................................................56700Dealing Desk - Mike Ramsden...............................................................................................................56701/56702also at:5 St John’s Lane, London EC1M 4BHTel: 020 7549 2888Dealers, Institutional .........................................................................................................................................74748

FXCM SECURITIES LTD (558)(OPDT)8th Floor, The Northern and Shell Building, 10 Lower Thames Street, London EC3R 6ADTel: 020 7903 6100 - SwitchboardFax: 020 7903 6222

Tel: 020 7903 6150 - DealersTel: 020 7903 6350 - myBrokerTel: 020 7903 6320 - CFD Desk

Equity Dealers ...................................................................................................................................................76627Options and Futures Trading .............................................................................................................................76628

GFI SECURITIES LIMITED (732)(GFIS)Phase ll Broadgate West, 1 Snowden Street, London EC2A 2DQTel: 020 7422 1000 - SwitchboardCSC Cash Equities: David Quinn CSC Fixed Income: Iain BaillieDealers ..............................................................................................................................................................76693Tel: 020 7877 8131- DirectFax: 020 7877 8064SettlementsTel: 020 7422 1176Fax: 020 7422 1134

GARBAN EQUITIES(See ICAP Securities Limited)

GERRARD LIMITED (312)(GERD) Tay House, 300 Bath Street, Glasgow G2 4LHTel: 0141 352 3000Switchboard ......................................................................................................................................................54308Dealers ..............................................................................................................................................................54291

GHC CAPITAL MARKETS LIMITED (872)(GHCL)22-30 Horsefair Street, Leicester LE1 5BDTel: 0116 204 5500Fax: 0116 254 3621..........................................................................................................................................................................57307

GMP SECURITIES EUROPE LLP (116) (GMPS)1st Floor, Stratton House, 5 Stratton Street, London W1J 8LASwitchboard: 020 7647 2800Mark Head, David Dunne, Michelle Lozano .......................................................................................................70211


Member Firms


Member Firms

GOLDMAN SACHS INTERNATIONAL (303)(GSCO)Peterborough Court, 133 Fleet Street, London EC4A 2BBTel: 020 7774 1000UK -UK Mid Caps/Small Caps: ..................................................................................................................................76344FTSE 100T and T ..............................................................................................................................................................76414Financials ..........................................................................................................................................................75926Retail and Consumers .......................................................................................................................................79744Pharmaceuticals and Biotech ............................................................................................................................75928OTHER -Hong Kong Shares .............................................................................................................................................76827All GDRs ............................................................................................................................................................76826

GOODBODY (432)(GBOD)(432)(GOOD)(432)(GBDY)(309)(GBTK)Ballsbridge Park, Dublin 4Tel: 00 3531 667 0222 - Equity Desk Tel: 00 3531 641 9165 - Crest Checking Tel: 00 3531 667 0400 - Switchboard

AGENCY DEALERS (432)(GBOD) Martin Tormey, Kevin McQuillan, Enda Carroll, Aidan O’Looney, Conor Vavasseur .......................................... 58284MARKET MAKERS (432)(GOOD) ........................................................................................................................ 58296PRIVATE CLIENTS DEALERS Nina Corrigan, Mary Taaffe .............................................................................................................................. 58219

HARGREAVE HALE LTD (336)(HARV)9-11 Neptune Court, Hallam Way, Blackpool FY4 5LZ Tel: 01253 621 575 Fax: 01253 293 511Head Office - Blackpool .....................................................................................................................................55243Bangor Office ....................................................................................................................................................74307

also at:Accurist House, 44 Baker Street, London W1U 7ALTel: 020 7009 4900Fax: 020 7009 4999Dealers ............................................................................................................70449, 76706, 76779, 55254, 55311

also at:25 Brock Street, Lancaster LA1 1URTel: 01524 541560Fax: 01524 541569..........................................................................................................................................................................56350

HARRIS ALLDAY(See EFG Harris Allday)

HARTMANN CAPITAL LIMITED (877) (SFSI) 44 Worship Street, London EC2A 2EA Tel: 020 7456 9100 - General Tel: 020 7456 9495 - Dealing Tel: 020 7456 9101 - Settlements Tel: 020 7456 9102 - Compliance Fax: 020 7456 9106Dealing:Basil Petrides ....................................................................................................................................................75510Adam Tash ........................................................................................................................................................75511Andrew Moreno ................................................................................................................................................75513Equities, Derivatives: Basil Petrides .............................................................................................. +44 20 7456 9111 Equities, Futures & Options: Andrew Moreno, Sally Thompson ................................................... +44 20 7456 9495

HAVELOCK HUNTER STOCKBROKERS LIMITED (800)(HHEX)1 Mount Ephraim Road, Tunbridge Wells, Kent TN1 1ETTel: 01892 522311Fax: 01892 533995Dealers ..............................................................................................................................................................78564

HAYWOOD SECURITIES (UK) LIMITED (062)(HSUK)2nd Floor, Malta House, 36 - 38 Piccadilly, London W1J 0DPTel: 020 7534 5830Fax: 020 7534 5831Institutional Trading: Martin Aubrey, Jon Boggild ............................................................................................70650

HB MARKETS PLC (375 HOBP) (373 HOOD) (371 HOOB)131, Finsbury Pavement, London, EC2A 1NTSwitchboard ......................................................................................................................................................70759+44 (0) 7382 8300 Fax +44 (0) 7382 8400 AGENCY DEALERS (HOBP) (375)Scott Saunders, James Lyons ...................................................................................... 70450, 70451, 70756, 70757+44 (0) 7382 8410, 8413, 8411 - Agency DealersChecking ...........................................................................................................................................................70758Tel: +44 (0) 7382 8427


Member Firms


Member Firms

HOBART CAPITAL MARKETS LIMITED (707)(DDT.)(LIQAQ)8-10 Grosvenor Gardens, London SW1W 0DHTel: 020 7070 5656Fax: 020 7070 5657............................................................................................................................................................. 70123, 70124

HSBC BANK PLC (307)(GMGE)(333)(MIDS)(353)(HSBI)GILT EDGE MARKET MAKER DIVISION (307)(GMGE)8 Canada Square, London E14 5HQTel: 020 7991 8888Gilt Dealing Room .............................................................................................................................................74701Small Orders .....................................................................................................................................................74707Gilt Settlements ................................................................................................................................................72424

HSBC BANK PLC (118)(HSBC)8 Canada Square, London E14 5HQTel: 020 7991 8888Switchboard (Main Office) ................................................................................................................................77201UK EQUITY MARKET MAKINGPAN EURO LARGE CAPS .....................................................................................................................................76655Investment Trusts - Market Making ..................................................................................................................76428DMA & Execution Trading .................................................................................................................... 77417, 74186Utilities .............................................................................................................................................................76653PAN-EURO MIDCAP SMALLCAP............................................................................................................................................................. 76765, 76452SALES TRADINGUK Sales Traders ................................................................................................................................... 77410, 77411Retail Desk ........................................................................................................................................................76411Investment Trust Sales ......................................................................................................................................75391Global Equity Derivatives ..................................................................................................................... 75369, 75360Program Trading ...............................................................................................................................................76742Soft Commission and Directed Business ............................................................................................................70101European Sales Traders ............................................................................................................75586, 75891, 75892South African, International Mining Sales Traders ............................................................................................76659Indian Subcontinent .........................................................................................................................................79635Asia ...................................................................................................................................................................72102Hong Kong and other South East Asia ...............................................................................................................74327Metals and Mining ............................................................................................................................................73269Asia ...................................................................................................................................................................79636

EMEA .................................................................................................................................................................73543South East Asia Sales Traders ............................................................................................................................79338Eastern European ..............................................................................................................................................73543EUROPEAN MARKET MAKINGFrance ...............................................................................................................................................................75585European Principal Trading ...............................................................................................................................76620EMERGING MARKETSEast European / Russia / Middle East / South Africa ..........................................................................................73543India ..................................................................................................................................................................79635Taiwan ..............................................................................................................................................................79636Hong Kong and other South East Asia ...............................................................................................................74327Korea ................................................................................................................................................................72102

HSBC INVESTMENT MANAGEMENT (225)(HBJC)78 St. James Street, London SW1A 1HLTel: 020 7991 8888PBGB-Execution Desk ........................................................................................................................................79637PBGB-Execution Desk ........................................................................................................................................72441PBGB-Execution Desk ........................................................................................................................................75255

HYTHE SECURITIES LIMITED (See AX Markets Limited)

ICAP SECURITIES LIMITED (269)(GELL)2 Broadgate, London EC2M 7URTel: 020 7000 5409 - SettlementsTel: 020 7532 4329 - Trade SupportFax: 020 7000 5937Pan European Sales Trading David Kingham, Conor Cooling, Sean Cavanagh ...............................................................................................79020ADR’sDavid Kingham, Alex Dromard, Marc Cohen .....................................................................................................79020

IG MARKETS LTD (GNMAY)(IGIM)Cannon Bridge House, 25 Dowgate Hill, London EC4R 2YATel: 020 7896 0011 Tel: 020 7633 5550 - DealingTel: 020 7633 5555 - CFD SalesFax: 020 7896 0010UK Dealers: Hannah Sisson, Daniel Herriotts, Jess Poon, Abbas Ramdewar .............................74825, 74826, 74827CFD Dealers: Ashraf Elgarf, Ben Critchley, Simon Hodges, Daniel Porton ..........................................................74828Premier Desk: Damion Hardy, Lee Osborn, Kelly Flick .......................................................................................74829


Member Firms


Member Firms

ING BANK N.V. LONDON BRANCH (994 & 995)(INGL)60 London Wall, London EC2M 5TQTel: 020 7767 1000Switchboard ......................................................................................................................................................75142International Execution and Connectivity .........................................................................................................76285EMEA Trading: ...................................................................................................................................................76785EMEA Sales Trading ...........................................................................................................................................75631

INSTINET EUROPE LTD (382)(INST)26th Floor, 25 Canada Square, Canary Wharf, London E14 5LBTel: 020 7154 8400 - Main Reception Tel: 020 7154 8844 - Sales Tel: 020 7154 7555 - UK Sales TradingTel: 020 7154 7155 - Europe Sales TradingTel: 020 7154 7474 - US Sales TradingTel: 020 7154 7354 - Global Portfolio TradingTel: 020 7154 7333 - Asian Sales TradingTel: 020 7154 7444 - DMA DeskUK Sales Trading -Peter Howard, Nick Maxwell, Vinesh Chhaya, Geoff Bowman and David Green ...............................................76322Europe Sales Trading -Richard Parsons, Lee Humphreys, Simone Giudici.............................................................................................65090US Sales Trading - Mark Thacker, Greg Finke and Rory O’Malley. ...................................................................................................65082Global Portfolio Trading -Jeremy Baxter, Andrew Alder and Stuart Lawrence ..........................................................................................65091Asian Sales Trading -George Smith, Sean Boswell and Calogero Sanfilippo.......................................................................................65087DMA Desk - Karl Testka, Scott Lesser, James Absolom and Andy Doyle ...............................................................................65090UK Dealer - Daniel Smith, Nigel Bowman, Jonathan Davies, Glen Pattison and Paul Smith ................................................65085

INTERACTIVE INVESTOR TRADING LTD (315)(IITL)2 West Regent Street, Glasgow G2 1RWSwitchboard: 0141 206 3900Tel: 020 7680 3600Dealers.................................................................................... .......................................................................... 77500

ITG (INVESTMENT TECHNOLOGY GROUP LIMITED) (227)(ITGL)Ground Floor, Georges Court, 54-62 Townsend Street, Dublin 2, Ireland Tel: 00 3531 633 8000Fax: 00 3531 633 8010

INVESTMENT TECHNOLOGY GROUP EUROPE LIMITED (ITGEL)London Branch: River Plate House, 7-11 Finsbury Circus, London EC2M 7EBTel: 020 7670 4150Fax: 020 7670 4151Pan European Sales Trading Desk: Robert Blyth Currie, Gary Cunningham, Tom Mason (US) ................................................................................77005 EMSX Desk: Sales and Client Site Support: TRITON, CHANNEL, POSIT ..................................................................................................................................77006

INVESTEC BANK (UK) LIMITED 2 Gresham Street, London EC2V 7QP

INVESTEC INVESTMENT BANK (331)(INV.)(A Division of Investec Bank (UK) Limited)2 Gresham Street, London EC2V 7QP Tel: 020 7597 5000 - SwitchboardTel: 020 7597 5008 - SettlementsFax: 020 7597 5090

UK EQUITY MARKET MAKING ............................................................................................................. .020 7597 5085

Retail Desk – FTSE 100 / FTSE 250 / Selected Small Cap. Richard Pert, Jack Wilkey ..................................................................................................................................74410

Smaller Company & Corporate Chris Blackman, Chris Hazell, Ed Malone ..................................................................................78570, 78571, 78572

Building and Property, Construction Andrew Stancliffe .............................................................................................................................................74470

Oil & Gas, Miners, Utilities, Pharm/Chems Lee Barford, Neil Jenner

Consumers, Leisure & Gaming, Retailers Roger Pennington

Banks & Insurance, General Financials Jim Chapman

TMT, Support Services Steve Lloyd


Member Firms


Member Firms

INVESTEC INVESTMENT BANK (331)(INV.) (continued)

Industrials, Transport, Special Situations Richard Kenny

SALES TRADERS John Bennett, Mark Small, Dan Celentano, Damien Sparke, Matthew Gracey, Graham McKee, Matthew Turner, Nick Fowler, Simon Cuthbert

INVESTMENT TRUST MARKET MAKING Peter Brown ......................................................................................................................................................73233

INVESTMENT TRUST SALES Mark Barnes, Katie Romero, Jamie Lowe ..........................................................................................................73234

FIXED INCOME

Retail Market Making, Gilts, Corporate Bonds, Wimbledon Debentures Matthew Bennie, Michael Dyson ...........................................................................................77481, 020 7597 5759

Debentures, Illiquid £, Corporate Index Linked Michael Dyson ...................................................................................................................................................77481

Sterling & Euro Financials, Corporate & Government Bond Dealing

James Martin, William Newman ............................................................................................77481, 020 7597 5762

OPERATIONS AND CHECKING Fixed Income........................................................................................................................................020 7597 5320

Equities ................................................................................................................................................020 7597 5774

INVESTEC WEALTH & INVESTMENT LIMITED (762)(CARR)(Formerly Rensburg Sheppards Investment Management) 2 Gresham Street, London, EC2V 7QNTel: 020 7597 1234Fax: 020 7597 1000Switchboard ......................................................................................................................................................72755DEALERS: Paul Austin, Nick Burchett, Les Davis, James HowesChris Pask, Robert Staggs, Crispian Goody ................................................................................................... .78407/8

W. H. IRELAND LIMITED (384)(IRES)11 St James’s Square, Manchester M2 6WHTel: 0161 832 6644Tel: 0161 832 2174Dealers ............................................................................................................................................... 56230 (3 lines)Institutional Sales .............................................................................................................................................56286Settlement/Checking ......................................................................................................................... 56330 (2 lines)

also at:24 Martin Lane, London EC4R 0DRTel: 020 7220 1666Centralised Dealing Desk - Les Ames, Tim Bowling, Stephen Frohlich. Beverley Gibbons, John Gill and Gary Woolmer ...................................................................................................... 76149, 76150, 76801, 76802Steven Astaire ...................................................................................................................................................76140Australian Dealing Desk - John Molyneux, James Hughes ................................................................... 76151, 76152Luke Harris ........................................................................................................................................................76153Market Making Team (WIRE)(384)Simon Doyle, Marcus Lawson ...........................................................................................................................79000Tel: 020 220 1651

also at:5th Floor, 85-89 Colmore Row, Birmingham B3 2BBTel: 0121 265 6300 Dealers ............................................................................................................79930, 79931, 79932, 79933, 79934

also at:St. Andrew’s House, 24 St. Andrew’s Crescent, Cardiff CF10 3DDTel: 02920 729001Dealers ................................................................................................................................................. 57351, 57352

also at:Royal House, 28 Sovereign Street, Leeds LS1 4BJTel: 0113 394 6600Fax: 0113 394 6630Nick Beardsmore ............................................................................................ 56359, 56360, 56361, 56362, 56363

also at:Underwood House, Craigie, By Kilmarnock, Ayrshire KA1 5NGTel: 01563 830760Dealers ..............................................................................................................................................................54359


Member Firms


Member Firms

JARVIS INVESTMENT MANAGEMENT PLC (842)(JAIM)78 Mount Ephraim, Tunbridge Wells, Kent TN4 8BSTel: 01892 510515Fax: 01892 518977 CFDs: 01892 700835Model B Settlement Services: 01892 700814Head of Trading: Kerry-Ann Belcher ..................................................................................................................76839Senior Dealers: Mark Townsley, Kraig Noble .....................................................................................................76839 Dealers: Alex Clark, Shane Boyle, Will Wood, Katie Playford.............................................................................76839

JEFFERIES INTERNATIONAL LTD (393)(JEFF)Vintners Place, 68 Upper Thames St, London, EC4V 3BJTel: 020 7029 8000 - SwitchboardTel: 020 7898 7077 - Sales TradingTel: 020 7898 7070 - Execution & Market MakingTel: 020 7898 7112 - ConvertiblesTel: 020 7898 7106 - Investment Companies & Country Funds. Tel: 020 7029 8576 - CheckingSALES TRADING .................................................................................................................................................79595MARKET MAKINGPan European Market Makers ...........................................................................................................................79590UK Mid Cap Market Makers ...............................................................................................................................75610Investment Companies & Country Funds ..........................................................................................................76900

JOHN EAST & PARTNERS LIMITED(See MERCHANT SECURITIES LTD)

JP Jenkins(See Rivington Street Corporate Finance)

J.P. MORGAN SECURITIES LTD (784)(JPMS)10 Aldermanbury, London EC2V 7RFTel: 020 7742 4000 - Switchboard

UK/EUROPEAN EQUITY TRADINGTel: 020 7779 3299 - Sales Trading (General) Tel: 020 7779 3200 - Trading (Pan European)Institutional Sales Trading ................................................................................................................................76701European Trading.....................................................................................................................76373, 76224, 66009UK Trading ........................................................................................................................................... 77666, 66000

UK MARKET MAKERSPaul Varnavides - Food & Beverages, TMT, Retailers, Travel & Leisure, Oil & Gas and Pharmaceuticals................................................................................................................ .........................66095Stuart Williams - Aerospace and Defence, Electronics, Electrical Equipment, Mining, Support Services and Transport ........................................................................................................................66098Lee Willis - Real Estate, Builders and Financials ................................................................................................66096

INVESTMENT TRUST MARKET MAKERS David Kininmonth, Sinclair Bilton, Shayne Barge, Steve Cheshire, Sean McPherson............................ 66014, 66015

INVESTMENT TRUST SALES/SALES TRADING Angus Wilton, Shamus Henderson, Charlie Stagg, Andrew Worne ...................................................... 66001, 66011

SPECIAL SITUATIONS Sales Trading - Richard Hammond, Peter King, Nick Oliver ...............................................................................66000Trading - Jonathan Coates ................................................................................................................................66000ASIA TRADING Tel: 020 7742 4281 - Japan Sales Trading - Gaelle Lebray Tel: 020 7742 8805 - Asia Pac ex-Japan Sales Trading - Nick FitzGerald, Eddie Macqueen Tel: 020 7742 8463 - Asia Pac Trading Asia Pac Trading ................................................................................................................................... 79615, 79610

KBC PEEL HUNT LTD (See Peel Hunt LLP( 871)(KBC)

KEEFE, BRUYETTE & WOODS LTD (006)(KBWL)(KBWM)7th Floor, One Broadgate, London EC2M 2QSSales Trading: Tel: 020 7663 5410Brian Kavanagh, Steve Hemmings, Justin Palmer, Dan Tully, Holly Warren .....................................................74665Market Making: Tel: 020 7663 5448 Andrew McKendrick ..........................................................................................................................................74665


Member Firms


Member Firms

KILLIK & CO. (416)(KILK)(420)(KKLK)46 Grosvenor Street, London W1K 3HNTel: 020 7337 0400Fax: 020 7337 0499.................................................................................................................................... 76481, 76757, 76758, 75700also at: 45 Cadogan Street, Chelsea, London SW3 2QJTel: 020 7225 5210.................................................................................................................................... 76481, 76757, 76758, 75700also at:Crown House, Crown Street, Ipswich IP1 3HSTel: 01473 287 268.................................................................................................................................... 76481, 76757, 76758, 75700also at:2A Downshire Hill, Hampstead, London NW3 1NRTel: 020 7794 3006.................................................................................................................................... 76481, 76757, 76758, 75700also at:9 Esher High Street, Esher, Surrey KT10 9RLTel: 01372 464 877.................................................................................................................................... 76481, 76757, 76758, 75700also at:281 Kensington High Street, London W8 6NATel: 020 7337 0781, 020 7603 3618.................................................................................................................................... 76481, 76757, 76758, 75700also at:20 King Street, London EC2V 8EGTel: 020 7600 9990.................................................................................................................................... 76481, 76757, 76758, 75700also at:2 Paradise Road, Richmond, Surrey TW9 1SETel: 020 8948 7337.................................................................................................................................... 76481, 76757, 76758, 75700also at:Dubai (Middle East and Asia), Dubai International Financial Centre, The Gate Precinct Building 5, Unit 55, Level 2, P.O. Box 506606, Dubai, U.A.E.Tel: +971 (0)4 425 0354 Tel: +971 50 450 7261 (Mobile) Tel: +971 50 876 6050 (Mobile)

KING & SHAXSON CAPITAL LIMITED7th Floor, Candlewick House, 120 Cannon Street London EC4N 6ASTel: 020 7426 5950 - Switchboard Fax: 020 7426 5997 Corporate Finance and Emerging Markets ........................................................................................................70693

KING & SHAXSON INSTITUTIONAL EQUITY BROKING (082)(KSEQ)7th Floor, Candlewick House, 120 Cannon Street, London EC4N 6AS Tel: 020 7426 5950 - Switchboard Tel: 020 7929 8493/8494 Bob Hytner, Steve Lott, Haydn McLaren, David Gill .................................................................70692, 70697, 70698

KLEINWORT BENSON BANK (316)(KBPB)14 St.George Street, Mayfair, London W1S 1FETel: 020 3207 7000Dealers: Jon Chamberlain, Don Paterson, Scott Bembrick-Taylor ......................................................... 76986, 76987

KNIGHT CAPITAL EUROPE LTD (555)(NITE)City Place House, 55 Basinghall Street,London EC2V 5DUTel: 020 7997 2200Fax: 020 7997 2201 Institutional Equities .........................................................................................................................................76543Market Making..................................................................................................................................................76544ETF’s ..................................................................................................................................................................76545

LAWSHARE LIMITED(See AJ Bell Securities)

LCF EDMOND DE ROTHSCHILD SECURITIES LTD (434) (LEDR)Orion House, 5 Upper St Martins Lane, London WC2H 9EATel: 020 7845 5960Fax: 020 7845 5961..........................................................................................................................................................................76126

LEWIS CHARLES SECURITIES LTD (See Hartmann Capital)

KING & SHAXSON

KING & SHAXSON


Member Firms


Member Firms

LIBERUM CAPITAL LTD (087)(LBRM)(LIBC)Ropemaker Place, Level 12, 25 Ropemaker Street, London EC2Y 9LYTel: 020 3100 2000 - ReceptionTel: 020 3100 2200 - UK Market MakingTel: 020 3100 2100 - Sales Trading/ExecutionTel: 020 3100 2222 - Corporate FinanceTel: 020 3100 2022 - Settlements/CheckingFax: 020 3100 2299

UK Market Making (087) (LIBC)David O’Gram, Ray Stevenson, Tom Cooling, Marc Wilkinson, Damion Carruel, James Cass, Edward Rush .............................................................................77440Settlements/Checking .......................................................................................................................................77447Sales Trading (087) (LBRM) ..............................................................................................................................77444

LOUIS CAPITAL MARKETS UK LLP (303) (LOCM) 4th Floor, 130 Wood Street, London EC2V 6DL Tel: 020 7583 8972 Fax: 020 7583 8971 Trading: David Cannon, Jeff Antonik, Michael Richter, Ben Lee .......................................................................70335Pan - European Cash Sales: ................................................................................................................ 0207 583 8972Settlement: Jason Rendell .................................................................................................................. 0207 9361725

MACQUARIE CAPITAL (EUROPE) LIMITED (468)(MACQ)Ropemaker Place, 28 Ropemaker Street, London EC2Y 9HDTel: 020 3037 2000 UK Equity Market Making : Colin Reed ..............................................................................................................74121Sales Trading ...................................................................................................................................................74124

MAREX FINANCIAL LTD (365)(MARX) (378)(MRXA) (383) (MRXF)Level 1, 155 Bishopsgate, London EC2M 3TQTel: 020 7655 6000 Fax: 020 7655 6024Equities Desk - Tel: 020 7650 4493 Event Driven - Tel: 020 7650 4477...................................................................................................................................................................STX 70455...................................................................................................................................................................STX 70456

MARSHALL SECURITIES LIMITED (491)(MACB)145-157 St. John Street, London EC1V 4RETel: 020 7490 3788Office/Dealers ...................................................................................................................................................74077

MATRIX CORPORATE CAPITAL LLP (231) (MATX) CREST ID: LPMAYOne Vine Street, London W1J 0AHTel: 0203 206 7000 - SwitchboardTel: 0203 206 7177 - Investment TrustsTel: 0203 206 7361 - CheckingInvestment Trust and VCT Trading: Chris Lloyd, Paul Nolan .........................................................................................................................71130/71131

McCALL AITKEN McKENZIE (241)(MAML) LONDON One Royal Exchange Avenue, London, EC3V 3LTSTX ........................................................................................................................................................... 70100Philip Birch ......................................................................................................................+44 (0)20 7464 4067Tom Hall .........................................................................................................................+44 (0)20 7464 4069Keith Hughes ..................................................................................................................+44 (0)20 7464 4068 Gary MacMaster ..............................................................................................................+44 (0)20 7464 4066Andy Darke .....................................................................................................................+44 (0)20 7464 5067

GLASGOW 176 St. Vincent Street, Glasgow, G2 5SGRico Eusebi ........................................................................................................................+44 (141) 249 6452Gurdesh Gill ......................................................................................................................+44 (141) 249 6450Michael J Quigley ..............................................................................................................+44 (141) 249 6451

EDINBURGH 19a Alva Street, Edinburgh, EH2 4PHJames Carmichael .............................................................................................................+44 (131) 629 0059Bill McCall .........................................................................................................................+44 (131) 629 0059Sid Noble...........................................................................................................................+44 (131) 629 0059

MERCHANT SECURITIES LTD (096)(MERC)51-55 Gresham Street, London EC2V 7HQTel: 020 7628 2200Fax: 020 7375 9011INSTITUTIONAL SALES AND TRADING Chris Coleman, Mark Ward ................................................................................................................................77333CORPORATE BROKING Tel: 020 7628 2200Graeme Cull ......................................................................................................................................................79705

Manchester Office: Tel: 0161 233 0004 James Peters .....................................................................................................................................................54330


Member Firms


Member Firms

MERRILL LYNCH INTERNATIONAL (686)(MLSB)2 King Edward Street, London EC1A 1HQTel: 020 7996 1000Switchboard ..................................................................................................................................... 73877 (30 lines)AGENCY BROKINGSales Traders ...................................................................................................................................... 72161 (3 lines)..........................................................................................................................................................................79547..........................................................................................................................................................................79548..........................................................................................................................................................................79549..........................................................................................................................................................................74146..........................................................................................................................................................................77580Institutional Sales .............................................................................................................................. 79642 (4 lines)........................................................................................................................................................... 79643 (2 lines)..........................................................................................................................................................................79644........................................................................................................................................................... 72527 (2 lines)..........................................................................................................................................................................72539

Investment Trust Sales ....................................................................................................................... 79641 (5 lines)Options Broking ................................................................................................................................. 79645 (6 lines)Agency Trading .................................................................................................................................................76580UK MARKET MAKERSEUROTOP 300...............................................................................................................................................77657, 77823 (2 lines)ENERGYOils ..................................................................................................................................................... 73431 (4 lines)Utilities .............................................................................................................................................. 73431 (3 lines)FINANCIALSBanks ................................................................................................................................................. 77525 (4 lines)Insurances .......................................................................................................................................... 79525 (4 lines)INDUSTRIALSTechnology ........................................................................................................................................ 79544 (3 lines)........................................................................................................................................................... 79774 (4 lines)Media ................................................................................................................................................. 79544 (2 lines)Transport ..........................................................................................................................................................79539Pharmaceuticals................................................................................................................................. 79539 (3 lines)Retail and Tobacco ............................................................................................................................. 79539 (3 lines)LEADERSChemicals and Pharmaceuticals ......................................................................................................... 77421 (4 lines)Industrials .......................................................................................................................................... 79544 (3 lines)RETAILBreweries, Leisure and Builders ......................................................................................................... 79539 (3 lines)Foods ................................................................................................................................................. 76088 (2 lines)Stores ................................................................................................................................................. 76087 (2 lines)

MISA (Mid Cap, Irish, Small Cap & AIM)Retail, Breweries, Leisure, Media & Tech -Mark Stafford ..................................................................................................................................... 76006 (4 lines)Chemicals, Pharmaceuticals, Builders, Transports, Support Services, Utilities -Kevin Byrne and Paul Jamieson .............................................................................................77841, 79531 (4 lines)Financials, Irish & Properties -Ben Floyd, Giles Warner ..................................................................................................................... 79527 (8 lines)Aerospace, Engineers, Oils & Support Services -Chris Few, Anna Ellis .......................................................................................................................... 77321 (3 lines)Convertibles ....................................................................................................................................... 76435 (2 lines)Global Portfolio Trading ..................................................................................................................... 79772 (5 lines)UK Equity Derivatives ......................................................................................................................... 76632 (2 lines)Global Convertible Sales .................................................................................................................... 76488 (3 lines)EUROPEAN TRADING ............................................................................................... 75904 (2 lines), 76365 (2 lines)..........................................................................79545 (2 lines), 75905 (2 lines), 76420 (2 lines), 75902 (2 lines)European Sales Traders ..........................................................................................................79547, 79233 (8 lines)INTERNATIONAL MARKET MAKERSEmerging MarketsMiddle East/Mediterranean ..............................................................................................................................76948Russia/Central and Eastern Europe ...................................................................................................................72611Latin America ..................................................................................................................................... 72991 (2 lines)Hong Kong/Singapore/Thailand/Malaysia ......................................................................................... 77125 (4 lines)H K Bank U.K. Regs ............................................................................................................................. 77725 (2 lines)India ................................................................................................................................................... 75900 (2 lines)Korea ................................................................................................................................................. 76918 (2 lines)Taiwan ............................................................................................................................................... 76919 (2 lines)South African Gold Mines/Industrials ........................................... 77121 (4 lines), 77721 (4 lines), 73378 (4 lines) Japanese Equities ............................................................................................................................... 76135 (4 lines)Australian Sales Traders .........................................................................................................73600, 72566 (2 lines)

All Settlement Departments2 King Edward Street, London EC1A 1HQTel: 020 7996 1000Switchboard ....................................................................................................................................... 72201 (5 lines)

MERRION STOCKBROKERS LIMITED (130)(MESB)Block C, The Sweepstakes Centre, Ballsbridge, Dublin 4, Ireland Tel: 00 3531 240 4100 Sales/Trading: 00 3531 240 4200 Fax: 00 3531 240 4101 Traders - Simon Tuthill, Jimmy Swaine, Martin Harte .......................................................................... 58385, 58386 Sales Traders - Hannah Meyer, Aidan Cronin ....................................................................................................58387

MONECOR (LONDON) LTD (See ETX Capital)


Member Firms


Member Firms

MONUMENT SECURITIES LTD (503)(MOND)(504)(MDLO) 1st Floor, The Economist Building, 25 St James’s Street, London SW1A 1HATel: 020 7190 7222Fax: 020 7190 7220Institutional Sales .............................................................................................................................................76244Equity Margined Products .................................................................................................................................76901LIFFE Execution Connect ...................................................................................................................................79752

J.P. MORGAN SECURITIES LTD (784)(JPMS)10 Aldermanbury, London EC2V 7RFTel: 020 7742 4000 - Switchboard

UK/EUROPEAN EQUITY TRADINGTel: 020 7779 3299 - Sales Trading (General) Tel: 020 7779 3200 - Trading (Pan European)Institutional Sales Trading ................................................................................................................................76701European Trading.....................................................................................................................76373, 76224, 66009UK Trading ........................................................................................................................................... 77666, 66000

UK MARKET MAKERSPaul Varnavides - Food & Beverages, TMT, Retailers, Travel & Leisure, Oil & Gas and Pharmaceuticals................................................................................................................ .........................66095Stuart Williams - Aerospace and Defence, Electronics, Electrical Equipment, Mining, Support Services and Transport ........................................................................................................................66098Lee Willis - Real Estate, Builders and Financials ................................................................................................66096

INVESTMENT TRUST MARKET MAKERS David Kininmonth, Sinclair Bilton, Shayne Barge, Steve Cheshire, Sean McPherson............................ 66014, 66015

INVESTMENT TRUST SALES/SALES TRADING Angus Wilton, Shamus Henderson, Charlie Stagg, Andrew Worne ...................................................... 66001, 66011

SPECIAL SITUATIONS Sales Trading - Richard Hammond, Peter King, Nick Oliver ...............................................................................66000Trading - Jonathan Coates ................................................................................................................................66000

ASIA TRADING Tel: 020 7742 4281 - Japan Sales Trading - Gaelle Lebray Tel: 020 7742 8805 - Asia Pac ex-Japan Sales Trading - Nick FitzGerald, Eddie Macqueen Tel: 020 7742 8463 - Asia Pac Trading Asia Pac Trading ................................................................................................................................... 79615, 79610

Matr ix Corporate Cap i ta l LLP , One V ine S t reet , London, W1J 0AH

Author i sed and Regu la ted by the FSA Number 465015. Member o f the London Stock Exchange.

WWW.MATRIXGROUP.CO.UK

matrix_listing_2010 - Final.indd 1 05/05/2010 13:15

MATRIX CORPOTATE CAPITAL LLP IS AN INDEPENDENT

BOUTIQUE CORPORATE FINANCE AND ADVISORY

BUSINESS WITH THREE DISTINCT SPECIALIST TEAMS:

INVESTMENT FUNDS; ENERGY, RENEWABLES & CLEAN

TECH; AND REAL ESTATE FINANCE.

ALL OF THESE TEAMS ARE FULLY INTEGRATED WITHIN

MATRIX GROUP WHICH PROVIDES A STRONG PLATFORM

FOR DELIVERY. THEIR SERVICES ARE COMPLEMENTED BY

ACCESS TO THE EXPERTISE AND SERVICES OF MATRIX’S

PROPERTY AND ASSET MANAGEMENT DIVISIONS.

INVESTMENT TRUSTS & VCT TRADING STX 71130 / 1

Chris Lloyd 020 3206 7176 Paul Nolan 020 3206 7177

CHECKING

Andrew Harris 020 3206 7361


Member Firms


Member Firms

N+1 Brewin LLP (011)(NPLS)(NPLU)12 Smithfield Street , London , EC1A 9LATel: 0203 201 3710also at:Time Central , Gallowgate , Newcastle, NE1 4SR.Tel: 0191 279 7291Tel : 0191 279 7300Jeremy Ainsley , Gary Welford ,Steve Wilson ......................................................................56403 , 56315 & 56400

also at:7 Drumsheugh Gargens , Edinburgh , EH3 7QH.Tel : 0131 529 0385David Loudon ....................................................................................................................................54433 & 54439

also at: 34 Lisbon Street , Leeds , LS1 4LX.Tel: 0113 241 0181

also at:

48 St.Vincent Street , Glasgow , G2 5TSTel: 0141 314 8282

NEWEDGE GROUP (UK BRANCH) (248)(FIMA)10 Bishops Square, London E1 6EGTel: 020 7650 6100 Fax: 020 7676 8888 Advanced Trading Services: Dealers: Odon de Bellissen, Oscar Sumpter, Donald Sutherland, Mark Ralph, Darren King, Theo Craig, Ben Sturge, James Rowe, Sarah Conlon, Alex HeadSales & Analytics: Simon Lunn, David Foster, Richard Salisbury-Jones, Tom PowellSecurities Finance: Berenice Caramalli, Clement Precheur, Raphael Smila..........................................................................................................................................................................70473Pan European Equity Trading:Tel: 020 7665 9900 or 020 7650 6302Dealers: Engy, Andy Sanders, Paul Francis ........................................................................................................76114

NOBLE AND CO. LIMITED (See Execution Noble Ltd)

NOMURA CODE SECURITIES LIMITED (444)(CODE)1 Carey Lane, London EC2V 8AETel: 020 7776 1200Fax: 020 7776 1229Sales TradingPhil Gardner ......................................................................................................................................................79992Market MakingSteven Dalby, Nigel Wood ................................................................................................................................79994

NORTHLAND CAPITAL PARTNERS LIMITED (601)(NCPL)60 Gresham Street, London EC2V 7BBTel: 020 7796 8800Fax: 020 7796 8801 Sales Traders: Zeg Choudhry, Sumayya (“Sam”) Seth ..................................................................................72222

NORTHLAND CAPITAL PARTNERS LIMITED (599)(NORM)Market Making: Ian Jones, Lee Fox, Sumayya (“Sam”) Seth ........................................................................55000Tel: 020 7796 8855

NORTH SQUARE BLUE OAK LIMITED (601)(BLOC)Dorland House, 20 Regent Street, London SW1Y 4PHSwitchboard ....................................................................................................................................... 020 7024 4601Trading: ............................................................................................................................................. 020 7024 4600Settlements ....................................................................................................................................... 020 7024 4622Fax ..................................................................................................................................................... 020 7024 4699 ..........................................................................................................................................................................76125

NOVUM SECURITIES LIMITED (128)(NOVM)(128)(NOVA)47 Park Lane, London, W1K 1PRTel: 020 7399 9400Fax: 020 7399 9429Hugh McAlister ................................................................................................................................................. 72399Sales (General Number) Tel: 020 7399 9420Steve Metcalfe, Martin Luke, David Sheehan, John McGoldrick ........................................................................ 72396Sales Traders (General Number) Tel: 020 7399 9430Spencer Binks, John Boulton, Rob Goodall ........................................................................................................ 72398Market Making (General Number) Tel: 020 7399 9410Steven Floydd, Simon Garner ............................................................................................................................ 72397Derivatives/CFD’s (General Number) Tel: 0207 399 9402Charlie Brook-Partridge .................................................................................................................................... 82282Operations and Checking (General Number) Tel: 020 7399 9400 Edward Liversidge ............................................................................................................................................ 82283


Member Firms


Member Firms

NOVUS CAPITAL MARKETS29/30 Cornhill, London EC3V 3NFTel: 020 7107 1850 Tel: 020 7107 1888 – Trading DeskTel: 020 7107 1881 – Corporate Finance Tel: 020 7107 1893 – Sales TradersTel: 020 7107 1869/74/77 – Checking/SettlementsDealers ............................................................................................................................................71887/8 (5 lines)

NUMIS SECURITIES LIMITED (600)(NUMS)10 Paternoster Square, London EC4M 7LTTel: 020 7260 1000 - GeneralTel: 020 7260 1231 - Corporate BrokingTel: 020 7260 1292 - Sales TradingTel: 020 7260 1268 - Execution & Market MakingTel: 020 7260 1251 - Trade SupportSALES TRADINGRobert Patchett, Pierre Adams, Rob Crookall, Luke Hedley, Adam Howson,Mark Murphy, Steve Smith, Tom Wilson, Paul Lewis .......................................................................................73415RETAIL & WEALTH MANAGEMENT SALES TRADINGMark Fidgen ..............................................................................................................................................73415/6/7

EXECUTION & MARKET MAKING Building, Property, Support Services & RetailAndrew Finkelstein, Tim Hide ...........................................................................................................................76959

Capital Goods, Media, Insurance, Travel & Leisure, Gaming & FMCG Simon Gandon, Gray Aim & Ruaidhri Carmody .................................................................................................76961

Financials, Technology & Telecoms Tim Webb & Paul Martin........................................... ........................................................................................76529

Metals & Mining, Oil & Gas, New Energy & Emissions, & Life ScienceIvor Gibson, Matt Suet & Eddie O’Flynn ............................................................................................................76529

Fixed Income & ConvertiblesTim Webb & Andrew Finkelstein ......................................................................................................................76529

INTERNATIONAL EQUITIES

Tim Webb & Andrew Finkelstein ......................................................................................................................76961

INVESTMENT TRUSTS & OTC FUNDSDavid Cumming, Mark Reynolds & Gary Lockyer. ..............................................................................................73418

OCM CAPITAL MARKETS LTD (565) (OCML)13 Hanover Square, London W1S 1HL Tel: 020 3100 3100Dealers ............................................................................................................................................... 77477 (3 lines)

ODL SECURITIES LTD (See FXCM Securities Ltd)

OLD PARK LANE CAPITAL PLC (842) (JAIM) / (124) (CHGB)49 Berkeley Square, London, W1J 5AZSwitchboard: 020 7493 8188 Tel: 020 7518 2603 - Corporate BrokingTel: 020 7518 2604 - Institutional SalesTel: 020 7518 2602 - High Net Worth ClientsTel: 020 7518 2592 - Settlements/CheckingFax: 020 7493 3576 Equity Dealers: ................................................................................................................................ 77700 (4 Lines)

ORIEL SECURITIES LTD (892)(OREL)(CREST CODE: IFQAQ)150 Cheapside, London, EC2V 6ETTel: 0207 710 7600 - Switchboard Tel: 0207 710 7713 - Corporate Tel: 0207 710 7728 - Sales Tel: 0207 710 7692 - Sales Trading Tel: 0207 710 7693 - Market Making Tel: 0207 710 7474 - RSP Desk Tel: 0207 710 7673 - Settlements/Checking Tel: 0207 710 7701 - Mark Hodds - Head of Execution Fax: 0207 710 7609Sales Traders: Steve Butler, Jason Cockburn, Shamus Henderson, Louise Jones, Justin Law, Richard Mee, Ollie Monk, Nick Stirling .................................................................................................................................................79110, 79111, 79112Market Makers (892)(OREL)(IFQAQ): Dan Arnold, Shayne Barge, Liam Fincham, Roy Gerrett, Adrian Horn, Alannah Paul, Simon Richards, James Turner, Alex Smith, Jonathan Way .......................................................................................... 79113, 79114, 79115, 79116RSP Trading: Richard Stevens, Joe Everitt ..............................................................................................................................79117 RSP Sales Trading: Billy Jones, Carla Leonard .................................................................................................................................79117

OCMCAP I TAL MARKETS


Member Firms


Member Firms

Advert Page in Here?PANMURE GORDON (UK) LIMITED (PMUR)(300)155 Moorgate, London EC2M 6XB Tel: 020 7459 3600MARKET MAKERS AIM/Small Cap: Simon Lewis, Nick Linington, Helen Brown, Adam Tundervary (Milky), Jamie Hutchins. ......................................................................................... 76886, 76966Mid/Large Cap: Andy Thwaites, Adam Crickmay .................................................................................. 76952, 76955 SALES TRADERS Andy Sullivan, Steve Philebrown, Chris Daniels, Stephen Brooker ....................................................... 73891, 73822

PEEL HUNT LLPMoor House, 120 London Wall, London, EC2Y 5ET Market Making: (871)(PEEL) 020 7847 4600 ....................................................................................................70871FTSE 100 Dean Eynon, Toma Arpino.....................................................................................................................75461/75462 FTSE 250 – Iain Morgan Dominic Gauld ............................................................................................................70871 Small Cap - Mining and Oil, Retail, Technology and Software, Travel, Pharmaceuticals Media: Rob Terry, Sam Croft ..........................................................................................................................................................70871Small Cap - Financials, Real Estate, Support Services companies and Engineering: David Mansfield, Daniel Dove .......................................................................................................................................................70871 AIM - A-B: Simon Langman, Michael Foster .....................................................................................................70871AIM - C-F: Matt Mason, Emma Hunter ..............................................................................................................70871 AIM - G-L: David Wickenden (Scissors), David Wragg (Wraggy) .......................................................................70871AIM - M-Po: Adam Peacock, Ben Hammond... ..................................................................................................70871AIM - Pp-S: Ian Dunton, Rory Meecham............................................................................................................70871AIM - T-Z: Will Taylor ........................................................................................................................................70871 ETF’s Bruce Gunn, Jothan Webb ................................................................................................................................75643ETF Sales Trader: Frank Spiteri ..........................................................................................................................75643 Special Sits: Rob Terry .......................................................................................................................................70871 Fixed Income: Tim Waters, William Beausire, David Varney, Paul Vickers ........................................................75639 Corporate Stocks: Iain Morgan, Dominic Gauld .................................................................................................75461Overseas Sales Traders 0207 418 8840: Jose Martinez, Mike Hall, Jamie Eddery .............................................76972Client Services: Michael Edwards, Jamie Eddery ...............................................................................................79929Execution Services: David Curran ....................................................................................................... 0207 418 8920Sales: Tel: 020 7283 9666 UK Sales Trading (546)(PEEH): 020 7418 8868 Kurt Mayer, Dan Willett, Paul Elliott, Jeremy Clement, Mark McGuinness Alexandra Hendy, Angus Boath, Christian Dench and Duncan Manning ...........................................................75638 Settlements ............................................................................................................................. 020 7418 8982/8848 Amendments ..................................................................................................................................... 020 7418 8923

PENSON FINANCIAL SERVICES LTD (904)(PWSL)1 Oliver’s Yard, City Road, London EC1Y 1HQTel: 020 7336 0636 - TradingTel: 020 7549 1500 - SwitchboardFax: 020 7336 8157 Global Equity Finance: David Kennett, Dan Mulligan, Tom Batty, James ThelwallExecution & FX: Adam SawardSTX ..................................................................................................................................................... 71717 (5 lines)

PERSHING SECURITIES LIMITED (601)(PSSL)Capstan House, One Clove Crescent, East India Dock, London E14 2BHTel: 020 7864 8000STX No. .............................................................................................................................................................75405Global Equity Trading: 020 7031 1000Matt Short, Peter Stratton, Stephen Critchley

PILLING & CO. (591)(PLLC)Henry Pilling House, 29 Booth Street, Manchester M2 4AFTel: 0161 832 6581Dealers .....................................................................................................................................56279, 56287, 56333

PRITCHARD STOCKBROKERS LTD (582)(PIAS)Roddis House, Old Christchurch Road, Bournemouth BH1 1LGTel: 01202 297 035Fax: 01202 555 177Dealers: Tom Dyke, Tom ‘Scouse’ Williams .....................................................................................................78101

QUILTER (592) (QGOD)St Helen’s, 1 Undershaft, London EC3A 8BBTel: 020 7662 6262Fax: 020 7726 8826Switchboard ......................................................................................................................................................74833Dealers ................................................................................................................................................. 75582, 79130Stockbroking/Traded Options Desk ...................................................................................................................75821

RATHBONE STOCKBROKERS LIMITED (See Rathbone Investment Management in the Non-Member Firm Section)

RAYMOND JAMES INVESTMENT SERVICES LIMITED (601)(RJIS)77 Cornhill, London EC3V 3QQTel: 020 7096 6700 - SwitchboardTel: 020 7096 6736 - SettlementsFax: 020 7096 0739Dealers - Phillip Rodrigues, Simon Mackenzie, Gavin Boyce ................................................................ 73198, 73199


Member Firms


Member Firms

REDBURN PARTNERS LLP (913)(RDBN)(HMMAY)75 King William Street, London EC4N 7BETel: 020 7000 2020 STX .............................................................................................................................. 70506, 70507, 70508, 70509

REDMAYNE BENTLEY (612)(REDM)Finsbury House, 23 Finsbury Circus, London EC2M 7UHTel: 020 7614 4800Fax: 020 7614 4831...............................................................................................76163, 76354, 75049, 74408, 73353, 75197, 75198

RENAISSANCE CAPITAL LIMITED (559) (RENA) (RENC)11th Floor, 1 Angel Court, Copthall Avenue, London EC2R 7HJ Tel: 020 7367 7777UK Equity Market Makers Rob Towers, Chris Brown ..................................................................................................................................70059Large Cap Oil & Gas Darren Swabel ..................................................................................................................................................70060Large Cap Metals & Mining Stuart McSporran ..............................................................................................................................................70661RENSBURG SHEPPARDS INVESTMENT MANAGEMENT LIMITED (762)(CARR)(See Investec Wealth & Investment)

RIVINGTON STREET CORPORATE FINANCE (223) (RSCB) (CREST ID 842) (JP JENKINS LIMITED)3rd Floor, 3 London Wall Buildings, London Wall, London EC2M 5SYTel: 020 7562 3388 Barry Jenkins, Paul Brown ................................................................................................................................76086

ROWAN DARTINGTON & CO. LTD (221)(DART) Colston Tower, Colston Street, Bristol, BS1 4RDTel: 0207 796 8861 – DealingTel: 0117 933 0045 – Settlement Fax: 0117 933 0005Dealers – Deborah Finnegan ............................................................................................................................57328Settlement/Checking ........................................................................................................................................57342

ROYAL BANK OF CANADA EUROPE LTD (388)(RBCE)(RBCG)RBC Capital MarketsThames Court, 1 Queenhithe, London EC4V 4DETel: 020 7653 4000UK Sales Trading: Michael Ripsher, Nick Brown ................................................................................. 79731 (3 lines)UK Market Makers: Mark Naughton, Chris Cole .................................................................................. 79731 (3 lines)

THE ROYAL BANK OF SCOTLAND N.V (521)(RBSM)(CREST id: 521)250 Bishopsgate, London EC2M 4AATel: 020 7678 8000Switchboard ......................................................................................................................................... 73291, 74296Euro Top 300: Basic Industries / Utilities ..........................................................................................................76548Euro Top 300: Cyclicals (incl Airlines) ................................................................................................................79379Euro Top 300: Financials / Irish Equities ............................................................................................................79398Euro Top 300: TMT (incl INWS) ..........................................................................................................................79380Euro Top Non Cyclicals ......................................................................................................................................76228UK Sales Trading .................................................................................................................................. 74161, 79394

UK MID Cap / Small Cap Equity Trading:Autos / Aerospace, Engineering, Financials, Media, Real Estate, Support Services,Transport, Utilities ............................................................................................................................................79392

Biotech / Pharmaceuticals, Electricals / Electronics, Food Producers / Services,Food Retails, Leisure, Oils, Retails, Software, Technology .................................................................................79397

Building and Construction, Contractors, Retail, Transport ................................................................................75610Convertibles and Warrant .................................................................................................................................78395Euro Top Non ....................................................................................................................................................76228Investment Trust Market...................................................................................................................................76900Investment Trust Sales ......................................................................................................................................76797European Equity Sales Trading .................................................................................................75795, 75797, 75798Portfolio Trading ...............................................................................................................................................78235ASIAN / AUSTRALIAN EQUITIESInstitutional Sales .............................................................................................................................................76933

THE ROYAL BANK OF SCOTLAND (772)(RBOS)135 Bishopsgate, London EC2M 3TPTel: 020 7085 9298 Dealers Tel: 020 3361 4774 Settlements Gilts, Sterling Bonds, PIBSPatrick Power, Gary Burt ...................................................................................................................................76990

SANFORD C. BERNSTEIN LIMITED (899)(SCBL)Devonshire House, 1 Mayfair Place, London W1J 8SBTel: 020 7170 5000Tel: 020 7170 5100 - Pan European Sales Trading and TradingTel: 020 7170 0555 - Algorithmic and Portfolio TradingFax: 020 7106 9287STX ....................................................................................................................................................................73067


Member Firms


Member Firms

SAVOY INVESTMENT MANAGEMENT (601)(TTSL)(SAVO)60 Queen Victoria Street, London EC4N 4TRTel: 020 7871 7303Fax: 020 7871 7339Dealer: Andrew Mansfield .................................................................................................................................78527Andrew Mansfield, David de Winton ................................................................................................................78529Edward Baring ..................................................................................................................................................78520UK & European Equity and Index Options, Futures and CFDsNick Duffy, Stefano Bertolini .............................................................................................................................78527

PAUL E. SCHWEDER MILLER & CO. (648)(SCHW)46-50 Tabernacle Street, London EC2A 4SJTel: 020 7490 5000Switchboard ......................................................................................................................................... 72279, 72888Mr S Somers, Mr S Hass .....................................................................................................................................75265Mr G G Needleman, Mr A Petter, Ms Karen Gardner ..........................................................................................75075Mr D Power .......................................................................................................................................................75079Mr G Ralph, Mr K Newmarch .............................................................................................................................75741Mr I Kushin, Mr A Olivestone .............................................................................................................................75742Mr R Hart ..........................................................................................................................................................72280

SELFTRADE (A TRADING NAME OF TALOS SECURITIES LTD) (160) (SQGN) Boatmans House, 2 Selsdon Way, London E14 9LA Tel: 020 7517 4400 Fax: 020 7513 2750 UK and International Dealers - Barry Lambert, Gary Clark, David Goymer & Mark Welch ...................................................................................... 73093, 73094, 73095, 73096

SEYMOUR PIERCE LIMITED (712)(SEYP)(668)(SEYM)(GAQAQ)(SPIA) 20 Old Bailey, London EC4M 7ENTel: 020 7107 8000Market Makers (AIM / Small Cap)Howard Carter, Shai Prendergast, Darren Broomfield, John Warren .................................................... 73334, 73338Sales TradersSteve Larkins, Robin Du Boulay, John Foster, John Gad, Lisa Letham ......................................73331, 73038, 73037Private Client DealerTerry Green .......................................................................................................................................... 73335, 73336Checking/Settlements .......................................................................................................................................73332

JAMES SHARP & CO. (671)(SHAP)Exchange House, 39 Knowsley Street, Bury, Lancashire BL9 0STTel: 0161 764 4043Switchboard ......................................................................................................................................................56280

SHORE CAPITAL STOCKBROKERS LTD (589)(SCAP)Bond Street House, 14 Clifford Street, London, W1S 4JUTel: 020 7408 4080 – SwitchboardTel: 020 7647 8135 – Market MakingTel: 020 7079 1699 – Checking

Market Making..................................................................................................................................................78438Stocks A-E: Nick Conyerd, Andy FarrellStocks F-L: Nick Ede, Mark McFadyenStocks M-R: Ian Cheary, James LidlowStocks S-Z: Richard Burns, Paul DunleavyLarge and Mid Caps: Daniel BasingerCorporate Stocks and Retail Bonds: Simon SchafferSales Trading ....................................................................................................................................................76891Rupert Armitage, Will Porter, Simon Thomas, Russell Brody, Barrie Ashtonalso at:The Atlantic Suite, Ground Floor, The Corn Exchange, Fenwick Street, Liverpool L2 7TPTel: 0151 600 3700also at:3-5 Melville Street, Edinburgh, EH3 7PETel: 020 7079 1670

SINGER CAPITAL MARKETS LTD (046)(SING)One Hanover Street, London, W1S 1YZ Tel: 020 3205 7500UK MARKET MAKERS .........................................................................................................................................76046Tel: 020 3205 7505

UK SALES TRADERS............................................................................................................................................75046Tel: 020 3205 7504

SETTLEMENTS Tel: 020 3205 7516 / 020 3205 7514

SMITH & WILLIAMSON SECURITIES (531)(NIVC)25 Moorgate, London EC2R 6AYTel: 020 7131 4000Switchboard ......................................................................................................................................... 77366, 74401Equity Dealers ...................................................................................................................................... 72946, 79458Fixed Interest Dealers .......................................................................................................................... 73611, 73612


Member Firms


Member Firms

SOCIÉTÉ GÉNÉRALE LONDON BRANCH (716 & 725)(SGSE & SGSL)Exchange House, Primrose Street, London EC2A 2HTTel: 020 7676 6000Fax: 020 7762 5212TRADINGSETS and Non-SETS Stocks ................................................................................................................................67800Sales Traders .....................................................................................................................................................76321UK Equity Sales .................................................................................................................................................67870Execution Desk ..................................................................................................................................................67823Hedge Fund Sales .............................................................................................................................................67871Checking ...........................................................................................................................................................74229

SPEIRS & JEFFREY LTD (695)(SPEJ)36 Renfield Street, Glasgow G2 1NATel: 0141 248 4311Fax: 0141 221 4764Dealers ............................................................................................................................................... 54331 (3 lines)

STATE STREET GLOBAL MARKETS INTERNATIONAL LIMITED (310) (LATT)20 Churchill Place, Canary Wharf, London E14 5HUTel: 020 3395 7000 - SwitchboardTel: 020 3395 7500 - Sales Traders - Stuart Glenister, Mark Walker, Ian Smith, Philippa Whatley .........................................................................76923Tel: 020 3395 7540 - Traders- Sharon Cheung, Ian Cannacott, Iain Vaughan ................................................................................................76925

STIFEL NICOLAUS EUROPE LTD (751) (TWUK)Berkeley Square House, 5th Floor, Berkeley Square, London W1J 6BR, UKTel: 44-203-205-3602Sales Trading – Anne Dempsey ........................................................................................................................55555

STOCKTRADE (092)(BREW)(The execution only division of Brewin Dolphin Ltd)81 George Street, Edinburgh EH2 3ES Tel: 0131 240 0101Fax: 0131 240 0423Checking: 020 7248 4400Head of Dealing – Malcolm Whyte ...................................................................................................................54421Shada Walthew, Stuart Beck, Nicholas Pearson, Alan Brown, Sarah Shanks, John White .................................54413Malcolm Whyte, Craig Dick, Geoff Keen, Joan Ross, Wayne Tuff, Steven McMillan ...........................................54421Intermediaries Manager – Chris Chalmers ........................................................................................................54413

SUCDEN FINANCIAL LIMITED (206) (SUCN)Plantation Place South, 60 Great Tower Street, London EC3R 5AZTel: 020 3207 5000Dealers ..................................................................................................................................................... 75005

SUSQUEHANNA INTERNATIONAL SECURITIES LTD (916)(SISS)4th Floor, George’s Dock House, International Financial Services Centre, Dublin 1Tel: 00 3531 802 8000Fax: 00 3531 802 8100Tel: 00 3531 802 8018 - Exchange Traded Fund (ETF) Market Making - all US & European ETFsTel: 00 3531 802 8118 - Universal Stock Future Market Making and ExecutionDealers ..............................................................................................................................................................58266

SVS SECURITIES PLC (010) (SVSL) (BIC-SVSCGB2L) (PID-010A) (311) (SVSO) (BIC-SVSCGB21ONL) (PID-8HQAQ) (347) (SVSI) (BIC-SVSCGB21ISA) (PID-6JQAQ)21 Wilson Street, London, EC2M [email protected] Tel: 020 7638 5600 Main Fax: 020 7638 5601Carbon / Emissions desk: 020 7382 4149Settlements: 0207 382 2861Dealing .............................................................................................................................................................72525

TD DIRECT INVESTING (EUROPE) LIMITED (277)(GLIS)Exchange Court, Duncombe Street, Leeds LS1 4AXTel: 0845 607 6001Retail Dealers ............................................................................................................. 56354, 56355, 56356, 56357Corporate Dealers ................................................................................................................................ 56352, 56353

also at:201 Deansgate, Manchester M3 3TDTel: 0161 819 6000Fax: 0161 819 6398Dealers ..............................................................................................................................................................56271

TD SECURITIESTORONTO-DOMINION BANK (894) (TDOB)60 Threadneedle Street, London, EC2R 8HPSwitchboard: 020 7920 0272Tel: 020 7256 8057Gilts & Fixed Income: Tim Simmonds, Jodi Riches ........................................................................................... 77733

THOMAS GRANT & COMPANY LIMITED (789)(TGCL)40a Friar Lane, Leicester LE1 5RATel: 0116 225 5500Fax: 0116 225 8800..........................................................................................................................................................................57201


Member Firms


Member Firms

TROIKA DIALOG (UK) LTD (123)(TROI)85 Fleet Street, London EC4Y 4AETel: 020 7583 3257Fax: 020 7822 0779............................................................................................................................................................. 75225, 75226

UBS (002)(007)(UBS.)(003)(WARB)UBS AG1-2 Finsbury Avenue, London EC2M 2PPTel: 020 7568 1000Switchboard ......................................................................................................................................................60000

INTERNATIONAL (007)Australian Desk (UBS Australia) ........................................................................................................................60012Canadian Desk ..................................................................................................................................................60014Emerging Markets - Hungary/Poland/Russia ....................................................................................................60011Emerging Markets - Turkey/Greece/Egypt/Israel ..............................................................................................60024Emerging Markets - Croatia/Czech Republic/South Africa ................................................................................60253Japanese Securities ...........................................................................................................................................60054Hong Kong ........................................................................................................................................................60028Korea ................................................................................................................................................................60207Taiwan ..............................................................................................................................................................60208India ..................................................................................................................................................................60313Latin America ....................................................................................................................................................60032European Sales Trading Desk ............................................................................................................................60026

UK BROKERS DEALER (002)FTSE 100Banks ................................................................................................................................................................60010Breweries/Tobaccos ..........................................................................................................................................60020Telecommunications .........................................................................................................................................60050Engineering/Support Services/Transport ..........................................................................................................60041Food ..................................................................................................................................................................60020Insurance ..........................................................................................................................................................60080Properties/Building ...........................................................................................................................................60090Oils ....................................................................................................................................................................60160Pharmaceuticals/Chemicals ..............................................................................................................................60120Mining ..............................................................................................................................................................60130Stores ................................................................................................................................................................60150Power ...............................................................................................................................................................60160Water ................................................................................................................................................................60160Media and Technology ......................................................................................................................................60219

UK MID/SMALL CAP TRADING (SETS, SETSmm and SEAQ)Construction and Building Materials .................................................................................................................60038Food and Drug Retailers ....................................................................................................................................60038Food Producers and Processors .........................................................................................................................60038

General Retailers ...............................................................................................................................................60038Real Estate ........................................................................................................................................................60038Support Services ...............................................................................................................................................60038Tel: 020 7568 8009Automobiles .....................................................................................................................................................60110Beverages .........................................................................................................................................................60110Insurance ..........................................................................................................................................................60110Leisure, Entertainment and Hotels ...................................................................................................................60110Life Assurance ...................................................................................................................................................60110Media and Photography ...................................................................................................................................60110Speciality and Other Financial ...........................................................................................................................60110Transport ..........................................................................................................................................................60110Tel: 020 7568 4516Aerospace and Defence .....................................................................................................................................60040Chemicals ..........................................................................................................................................................60040Diversified Industries ........................................................................................................................................60040Electricity ..........................................................................................................................................................60040Electronic and Electrical Equipment ..................................................................................................................60040Equipment ........................................................................................................................................................60040Engineering and Machinery ..............................................................................................................................60040Forestry and Paper ............................................................................................................................................60040Health ...............................................................................................................................................................60040Household Goods and Textiles ..........................................................................................................................60040Information Technology Hardware ...................................................................................................................60040Mining ..............................................................................................................................................................60040Oil, Gas and Mining ...........................................................................................................................................60040Personal Care and Household Products .............................................................................................................60040Pharmaceuticals and Biotechnology .................................................................................................................60040Software and Computer Services ......................................................................................................................60040Telecommunications .........................................................................................................................................60040Utilities, Other ...................................................................................................................................................60040Tel: 020 7568 6700Investment Trusts .............................................................................................................................................60100Convertibles ......................................................................................................................................................60185Euro Sterling Convertibles .................................................................................................................................60043

OPTIONS:Listed and OTC Traded Options and Futures (sales) ..........................................................................................60262Listed and OTC Traded Options .........................................................................................................................60057UK Warrants (Non Investment Trust) ................................................................................................................60059

DISTRIBUTION:Agency Dealers .................................................................................................................................................60182Sales Distribution ..............................................................................................................................................60187Sales Traders .....................................................................................................................................................60189U.S. Equity Traders ............................................................................................................................................79854


Member Firms


Member Firms

UBS WEALTH MANAGEMENT (169)(UBSW)1 Finsbury Avenue, London EC2M 2ANTel: 0207 567 0707 - Switchboard Tel: 0207 567 0236 - Dealers Tel: 0207 568 3031 - SettlementsDealers: Daniel Southgate, Tony Gray, Andrew Morgan, Dan Stock, Neil Spicer ......................75431, 74303, 72100

UNICREDIT SECURITIES INTERNATIONAL LTD (362) (UCSI)2 Vasileos Pavlou Street, CY-1096 Nicosia, Cyprus Tel: 00 357 22 662 567Fax: 00 357 22 661 138 ..........................................................................................................................................................................72334

VANTAGE CAPITAL MARKETS LLP (510) (VCMK)1st Floor Equitable House, 47 King William Street, London EC4R 9AF Tel: 0203 107 5006 ......................................................................................................................................................... .70751 (2 Lines)

VESTRA WEALTH LLP (166) (VEWL)3rd Floor, 14 Cornhill, London EC3V 3HRTel: 020 3207 8000Dealers:Group ................................................................................................................................................................65553Paul Beard ........................................................................................................................................................65554Michael Pearman ..............................................................................................................................................65555Contracts:Claire Price ........................................................................................................................................................65550Jimi Ryan ..........................................................................................................................................................65551Settlement:Neil Greenwood ................................................................................................................................................65557Morgan Tagger .................................................................................................................................................65558John Jarman .....................................................................................................................................................65559

WALKER CRIPS STOCKBROKERS LIMITED (873)(WCPP)(Incorporating Keith Bayley Rogers Ltd)Finsbury Tower,103-105 Bunhill Row, London EC1Y 8LZTel: 020 3100 8000 - Switchboard............................................................................................................................................................. 74446, 74449Dealing Box Finsbury Tower..............................................................................................................................74328

WESTHOUSE SECURITIES LTD (641) (WHSL)12th Floor, One Angel Court, London EC2R 7HJ Tel: 0207 601 6611 Fax: 0207 796 2476UK Sales Traders: Michael Harrison, David Dennis, Hannah Taylor ...................................................................................70705/77641Investment Trusts Sales Tel: 0207 601 6621/6626Matthew Kinkead, Paul Harrington, Chris Young ..............................................................................................75021

WESTHOUSE SECURITIES LTD (442) (WEST)UK Equity Market Makers Tel: 0207 601 6601 Bob Butler, David Gill, Majid Haq ..........................................................................................................70707/75015Investment Trusts Market Makers Tel: 0207 601 6631/6632 Calum Summers, Darren Papper .......................................................................................................................75515

WILLIAMS DE BROE PRIVATE INVESTMENT MANAGEMENT LTD (501)(BACH)(601)5 Aldermanbury Square, London EC2V 7BPTel: 020 7369 4800Fax: 020 7369 4888Dealers ..............................................................................................................................................................76903

WINTERFLOOD SECURITIES LTD (803)(WING)The Atrium Building, Cannon Bridge, 25 Dowgate Hill, London EC4R 2GA Web: www.winterflood.com Tel: 020 3100 0803 Fax: 020 7623 9482Gilts and Fixed Income including ETFs .....................................................................................75411, 75402, 75429Gilts, Sterling Bonds, PIBs, Preference Shares Oliver Brown, Stacey Parsons, Will Boddy & Ben Goodchild

WINTERFLOOD SECURITIES LTD (801)(WINS)The Atrium Building, Cannon Bridge, 25 Dowgate Hill, London EC4R 2GA

Web: www.winterflood.com Tel: .......................................................................................................................................................020 3100 0801 Fax: ......................................................................................................................................................020 7623 9482FTSE 100 ...........................................................................................................................................................70422Miners & Oils/Services & Utilities: Spencer Crooks & Chris Sibthorpe Media, Telecom & Pharmaceuticals: Stuart Edwards & Tom Parker Retailers & Consumers: Russell Oxlade & Joe Roulland Financials & Insurance: Bradley Dyer & Craig Hales


Member Firms


Member Firms

WINTERFLOOD SECURITIES LTD (801)(WINS) (Continued)

FTSE 250 ...........................................................................................................................................................70422Miners, Oils & Industrials: Dominic Sullivan & Ben Ralph‐Davies Property & Builders/Financials: Joe Sturge & Warren Todd Retailers & Travel: Ian Dawson & Daniel Thwaites Support Services & Technology: Pete McGregor & Sean ButlerSMALL CAP & FLEDGLING .......................................................................................................75414, 75415, 75416A - Fr: Adrian Price & Jon PartingtonFs - O: Gareth Henderson & Joe FanningP - Z: Ian Throssell & James PerryAIM ..........................................................................................................................................75414, 75415, 75416A - Bn: Marc Citron & Greg FosterBo - Dd: Phil White & Jon WaddinghamDe - He: Matthew Wilkinson & Mark BumsteadHf - L: Scott Phillips & Geoff HoneM - Pd: Stephen Sotiriou & James PurvesPe- Sp: Richard Meaney, Ryan Carthy & Jack HarperSq - Z: Stuart Reeds & James RuncimanPLUS QUOTED..........................................................................................................................75414, 75415, 75416 David Abrahams & Will FyfeEUROPEAN EQUITIES ........................................................................................................................................75400Alexis Johnson, Matthew Lee & Faye BowenNORTH AMERICAN & CANADIAN EQUITIES .....................................................................................................75430Simon Fenn, Nick Roberts, David Mitchell & Lewis WilkinsonEXCHANGE TRADED PRODUCTS (ETFS & ETCS ...................................................................................... 76755Nick Ramsbotham, Anthony Harmer & Andrew RoseFor Fixed Income ETFs, please see WINTERFLOOD SECURITIES LTD (803) (WING)INVESTMENT TRUSTS – MARKET MAKERS. .....................................................................................................75410Richard Browne & Sean Verschoyle Jason Robins & Mark Carolan Ben Fuller & Michael Franklin INVESTMENT TRUSTS – SALES (020 3100 0700) ............................................................................................75410 James Moseley, Darren Willis, Julian Dixon, Andrew Marshall, Ron Solomon & Matthew WilsonINSTITUTIONAL SALES TRADERS (020 3100 0650) .........................................................................................75417Ben Jowett, Robert Gauld, Carl Goossens, Ben McCorkill & Steve MullettRETAIL SALES TRADERS (020 3100 0666) .......................................................................................................66666Lindsey Sparling, Ben Fitzjohn, Marc Davies, Clare Banks & Charlotte MonkTRADE SUPPORT (020 3100 0021) ..................................................................................................................71111Barry Conner, Ray Pratt, Bruce Conway & Ben CooperELECTRONIC TRADING (WINNER) (020 3100 0010) ........................................................................................76772 SETTLEMENTS AND CHECKING (020 3100 0460). ...........................................................................................75418

WISE SPEKE(See Brewin Dolphin Institutional Sales / Sales Trading)

XBZ LIMITED (036)(XBZL) (CREST ID 573)Ground Floor, 40-42 Scrutton Street, London EC2A 4PPSwitchboard: 020 7426 2700Equity Trading: Andy Sanders, Paul Francis, Mark Bradley, Tony Francis, James Twist and Stuart Mackie ................................76662Tel: 020 7426 2716European Equity Derivatives: Joe Phillips ........................................................................................................................................................76662Tel: 020 7426 2707European Index Derivatives: Sean Connor ......................................................................................................................................................76662Tel: 020 7426 2703

XCAP SECURITIES PLC (345) (XCAP)24 Cornhill, London EC3V 3NDTel: 020 3216 2610 Fax: 020 7101 7072 Market MakingNick Bowyer, Nick Ely, Todd Row .................................................................................................... 70070 (15 Lines)

XCAP SECURITIES PLC (345) (XCAR) LONDON24 Cornhill, London EC3V 3NDTel: 020 7101 7070 Fax: 020 7101 7072 Fund Management - Alex Millett ....................................................................................................... 0203 216 2624Retail Broking ...................................................................................................................................................70075 Sales Trading/Institutional Desk .......................................................................................................................70080 CFD/Spread Trading ..........................................................................................................................................70090

XCAP SECURITIES PLC (345) (XCAR) MANCHESTER Crown House Manchester road, Wilmslow, Cheshire, SK9 1BHTel 01625 546500 Fax 01625 546400Retail Broking ...................................................................................................................................................70074 Checking Tel: 016 2554 6410 ............................................................................................................................70089


Member Firms


Member Firms

XCONNECT TRADING LTD (054) (XCTL)(CREST ID 573)2nd Floor, 8-10 Old Jewry, London EC2R 8DNTel: 020 7031 0602Traders: Luke Walden, Mark Barnard, Sean Lynch ............................................................... 020 7031 0616 / 020 7866 0654

also at:Suite 4, 1-4 Ingrave Road, Wilson Corner, Brentwood, Essex CM15 8APTel: 020 7866 0632Traders:David Diable, Pete Morgan .................................................................................................................. 77759, 77760

Equity Market Making

XCAP (345)

Nick Bowyer

Nick Ely

Todd Row

STX 70070 020 3216 2612

Authorised and Regulated by the Financial Services Authority and a

member of the London Stock Exchange


Non-Member Firms Non-Member Firms


AXA INVESTMENT MANAGERS LTD7 Newgate Street, London EC1A 7NXTel: 020 7003 1000Trading Desk UK ............................................................................................................................................ 74273/4

BASTION CAPITAL LONDON LTD4th Floor, 27 – 32 Old Jewry, London EC2R 8DQGeneral Enquiries - Tel: 020 7621 0924Dealing Desk – Tel: 020 7601 6068STX .................................................................................................................................................... 88888 (2 Lines)

BLACKROCK ADVISORS (UK) LIMITED12 Throgmorton Avenue, London EC2N 2DLTel: 020 7743 3000 .................................................................................................................................................78221, 78222, 78223

BLACKROCK INVESTMENT MANAGEMENT12 Throgmorton Avenue, London EC2N 2DLTel: 020 7743 3000..........................................................................................................................................................................72130..........................................................................................................................................................................72139..........................................................................................................................................................................74187..........................................................................................................................................................................74188

BNP PARIBAS SECURITIES SERVICES UK LTD55 Moorgate, London EC2R 6PATel: 020 7477 5777Dealers ................................................................................................................................................. 79827, 79828Anthony Morris, Robert Deakin, Sara Russell, Paul Brasington

CIBC WORLD MARKETS PLC150 Cheapside, London EC2V 6ETTel: 0207 234 6497Equity Traders ................................................................................................................................... 74051 (2 Lines)

CITY INDEX LTDMoorgate Hall, 155 Moorgate, London EC2M 6XBTel: 020 7550 8500 – SwitchboardTel: 020 7550 8515 – DealersTel: 020 7890 7224 – SettlementSales Traders: Roger Hambury, Scott Sandat, Sam Steele, Bill Ismail ...............................................................78947Risk Managers: Giles Watts, Sean Power, Adem Soyak ........................................................................78945/78946

DBS VICKERS SECURITIES (UK) LTD4th Floor, Paternoster House, 65 St Paul’s Churchyard, London EC4M 8ABTel: 020 7618 1888Fax: 020 7618 1900 DBS Vickers .......................................................................................................................................................76932

F&C MANAGEMENT LIMITEDExchange House, Primrose Street, London EC2A 2NYTel: 020 7628 8000UK Equity Dealers ............................................................................................................................... 76290 (3 lines)International Equity Dealers .............................................................................................................................76291

HALBIS CAPITAL MANAGEMENT ( UK ) LIMITED(see HSBC Global Asset Management (UK) Limited)

HENDERSON GLOBAL INVESTORS201 Bishopsgate, London EC2M 3AE Tel: 020 7818 1818Dealers ............................................................................................................................................... 79812 (3 lines)

HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED78 St James Street, London SW1A 1EJTel: 020 7991 8888

Dealers ................................................................................................................................................. 73054, 73080

INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LTD160 Queen Victoria Street, London EC4V 4LATel: 020 7321 1865Steve ‘Audi’ Quantrell, Matt Cooke .................................................................................................... 74058 (2 lines)

INVESCO PERPETUALPerpetual Park, Perpetual Park Drive, Oxfordshire RG9 1HHTel: 01491 417000Switchboard ....................................................................................................................................... 72211 (3 lines)David Miller, Kate England, Gordon Wood, Adrian Bradshaw. ............................................................. 72214, 72483

INVESTEC ASSET MANAGEMENT LTD2 Gresham Street, London EC2V 7QPTel: 020 7597 2000Central Equity Dealing Desk - Mark Denny, Ruchir Patel, Damion Kumara .............................................................................73090, 73441, 78153


Non-Member Firms Non-Member Firms


JP MORGAN ASSET MANAGEMENT (UK)Finsbury Dials, 20 Finsbury Street, London EC2Y 9AQTel: 020 7742 6000Central Equity Trading ......................................................................................................................................79484

LAZARD ASSET MANAGEMENT LTD50 Stratton Street, London W1J 8LLTel: 020 7588 2721Central Dealers ..................................................................................................................................72468/9, 78161

LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED1 Coleman Street, London EC2R 5AATel: 020 3124 3000Central Dealing Desk .........................................................................................................................................79831

MINT PARTNERS13th Floor, Ropemaker Place, 25 Ropemaker Street, London, EC2Y 9LYTel: 0207 786 3600Fax: 0207 786 3601

Tel: 0207 786 3725 - Fixed IncomeTel: 0207 786 3723 - Emerging MarketsTel: 0207 786 3654 - EnergyTel: 0207 786 3661 - MetalsTel: 0207 786 3653 - Fixed Income DerivativesTel: 0207 786 3676 - Equity DerivativesTel: 020 7786 3650 - Cash Equities

James Townsend, James McCarthy, Craig Smith, Andrew Rooney, Nick Milner ....................................71122/71123Karl Thompson ..................................................................................................................................................71124Tel: 0207 786 3810 - Middle Office

M & G GROUP LIMITED5 Laurence Pountney Hill, London EC4R 0HHTel: 020 7220 7655Central Dealers .........................................................................................................................77636, 75139, 75146

NEWTON INVESTMENT MANAGEMENT LTDMellon Financial Centre, 160 Queen Victoria Street, London EC4V 4LATel: 020 7163 9000Fax: 020 7163 5501Dealers ..............................................................................................................................................................78546

PANEL ON TAKEOVERS & MERGERS10 Paternoster Square, London EC4M 7DYTel: 020 7382 9026..........................................................................................................................................................................75051Market Surveillance Unit - 020 7638 0129..........................................................................................................................................................................77624

RATHBONE INVESTMENT MANAGEMENT LTD159 New Bond Street, London W1S 2UDTel: 020 7399 0000Switchboard ......................................................................................................................................................74631Dealers: Daniel Goddard, John Umfreville ........................................................................................................74061

Port of Liverpool Building, Pier Head, Liverpool L3 1NWTel: 0151 236 6666Switchboard ......................................................................................................................................................55270Dealers: Mark Dixon, Roger Bennett, Mark Waring ...........................................................................................55203Dealers: Alan Dixon, Helen Standish, Amy See, Tom Perks ...............................................................................55274

ROTHSCHILD WEALTH MANAGEMENT (UK) LTD 1 King William Street, London EC4N 7ARTel: 020 7280 5007/5534Security Dealers: David Mott and Helen Biebuyck .............................................................................................72338

SMITH & WILLIAMSON INVESTMENT MANAGEMENT LIMITED25 Moorgate, London EC2R 6AYTel: 020 7131 4000Dealing ................................................................................................................................................ 72541, 72542

STANDARD LIFE ASSURANCE LTDStandard Life House, 30 Lothian Road, Edinburgh EH1 2DHTel: 0131 225 2552................................................................................................................................... .54394, 54401, 54402, 54411

T. ROWE PRICE INTERNATIONAL LTD60 Queen Victoria Street, London EC4N 4TZTel: 020 7651 8200............................................................................................................................................................. 79608, 79609

THE TIMES NEWSPAPER3 Thomas More Square, London, E98 1TBTel: 020 7782 5000..........................................................................................................................................................................78383

MINT PARTNERS13th Floor, Ropemaker Place, 25 Ropemaker Street, London, EC2Y 9LYTel: 0207 786 3600Fax: 0207 786 3601

Tel: 0207 786 3725 - Fixed IncomeTel: 0207 786 3723 - Emerging MarketsTel: 0207 786 3654 - EnergyTel: 0207 786 3661 - MetalsTel: 0207 786 3653 - Fixed Income DerivativesTel: 0207 786 3676 - Equity DerivativesTel: 020 7786 3650 - Cash Equities

James Townsend, James McCarthy, Craig Smith, Andrew Rooney, Nick Milner ...71122/71123Karl Thompson .....................................................................................................71124Tel: 0207 786 3810 - Middle Office


Non-Member Firms Notes


UBS GLOBAL ASSET MANAGEMENT (UK) LTD21 Lombard Street, London EC3V 9AH Tel: 020 7901 5000

UK Equities ........................................................................................................................................................72434Small Co Equities ..............................................................................................................................................74526European Equities .............................................................................................................................................75130

WOOD GUNDY INC (See CIBC World Markets Plc)

Contacts List


Entry Extn. Department Publication

Contacts List


www.londonstockexchange.com/stx 71


How to use this contacts list

Publications Stock Exchange Publications identified in this section are obtainable through our Corporate website. www.londonstockexchange.com

Accounts Enquiries General Queries 31010 Credit Control

AIM Admissions 31473 AIM Notices 32026 AIM Policy 34707 AIM Regulation 34154 [email protected] AIM Website 32026 Dealing Rules (option2) 33666 Market Supervision General Enquiries 34404 Market Operations 34310 Board of the London Stock Exchange Secretary to the Board 33517 Brand and Corporate Identity 31815 Capital Markets (Also see Equity Markets) Director of Capital Markets Raffaele Jerusalmi 34201 Equity & Derivatives Markets Nicolas Bertrand 31446 Fixed Income Pietro Pollett 34294 Client Implementation New Requests and Enquires 34242

Client Technology ServicesHead of Client Technology Services Amin Dawuda 33101 Client Technology Service UK Brian Janganant 34216Technical Account Managers Philippe Teillet 31115 Paul Kennedy 32165 Steven Fox 34564 Donald Mucha 31027


Contacts List



Contacts List



Service Desk Mat Saunders 31198Committees, London Stock Exchange Board AIM Advisory Group 32026 AIM Appeals Committee 32026 Appeals Committee (Disciplinary/Membership) 33517 Audit Committee 33517 Disciplinary Committee 33517 Exchange Markets Group 33517 Management Team 33517 Secretariat Markets Appeals Committees 33517 Market Regulation Advisory Group 31287 Trading Services Primary Markets Group 31696 Remuneration Committee 33517 Technology Advisory Group 31696 Wholesale Markets Group 31540

Communications Brand and Corporate Identity 31815 Corporate Events 31909 Internal Communications 33015 Media and Business Complex 31909 Media Enquiries 31222 Parliamentary/Government Liaison EU 34017 UK 31425 Press Enquiries (See Media Enquiries)

Companies, General Stock Situations 31617 Tender Offers 34225 / 31579 Stock Situation Analysis

Regulatory Benefits Continuing Obligations (See UKLA) DOL (Daily Official List) Content 31419 / 3145 Product Management DOL DOL (Daily Official List) Sales and Back Numbers 020 7825 8000 FT Interactive Data DOL


Product Sales 34404 RNS - Company News Service Announcement Enquiries 34400 Customer Services RNS Brochure RNS Operational Enquiries 34400 Customer Services RNS Brochure Investor Relations websites 34400 Customer Services RNS Brochure

Compensation Scheme Financial Services Compensation Scheme 020 7892 7300 FSA

Conditional Bargains, Permission Option 2 33666 Market Supervision

Conferences Bookings and Enquiries Anita Mant 34346

Copyright, Owned by London Stock Exchange Commercial Use of 31815

Corporate Events Diary Corporate Website Sales and General Enquiries 31220 Information Services

Corporate Identity 33015

Covered Warrants (see Main Market)

CREST 020 7849 0000 CREST

CRM Database Manager Dawn Jones 33470

Data Protection Subject Access Requests 34095

Depositary Receipts (DRs) (See Main Market)


Contacts List



Contacts List



Dividends / Benefits Benefits Advice 31617 Stock Situation Analysis Blueforms Dividend Timetables 31617 Stock Situation Analysis Dividend Procedure LetterDocument Service 34337

DOL (Daily Official List) (Also see Market and Security Information) Benefits/Enquiries/Dividends 31617 Stock Situation Analysis Daily Official List, Sales and Back Numbers 020 7825 8000 FT Interactive Data DOL DOL (Daily Official List) Content 31419 / 31457 Product Management DOL Historic Prices 33343

Domestic Market (See UK Equity Market)

EUROSETS Market Supervision (option 2) 33666

EDOL (See Daily Official List)

EDS (Electronic Data Services) Sales and General Enquiries 33343

Economic and Market Information Service Economic & Market Info Service Content/Editorial/Statistics (See Research and Statistics) Subscriptions 34355 Accounts Receivable

Entitlement Issue Ex Action Timetables 31617 Stock Situation Analysis

Equity & Derivatives Market Head of Equity Markets & Derivatives Markets Nicolas Bertrand 31446 Business Development Pinar Emirdag 33350


European Affairs / EC Directives European International Analysis 31449

European Quoting Service 31608

European Trade Reporting Service 31608

Events Corporate Events 31909 Venue Hire (option 2) 32040

Exchange Traded Funds (ETFs) (see Main Market)

Execution Quality Sales and General Enquiries 31220

Exhibitions 31909

Extranex Client Implementation 34242 Sales and General Enquiries - Jamal Farooqi 33866 Testing Services & Solutions - Glen Harding 31769

FIX Gateway Product Enquiries 34135

Fixed Interest Market (See Gilt-Edged and Fixed Interest Markets)Forward Dealing Permission (option 2) 33666 Market Supervision

FSA 020 7066 1000

FTSE (See Indices) FTSE100,+ Mid250 PublicationsFTSE International 020 7866 1810 Help Desk

Gilt-Edged and Fixed Interest Markets Market Supervision (option 2) 33666 Market Supervision Admissions 34310


Contacts List



Contacts List



Government / Parliamentary Liaison (See:- Parliamentary / Government Liaison)

Help Desks Exchange Shareholder Helpline 33322 Institutions 33456 Extranex, Infolect and Trading 33939 Technical Information Desk Market Supervision - order deletions/ quote closures (option 1) 33666 Market Supervision 33666 Member Firms 33456 Property (option 1) 33333 RNS 34400 Service Control Centre 33100 STX 0808 100 1236 (Option 1 – Orders, Option 2 – Faults) Technical Information 33939 Technical Information DeskHistoric Prices 33343

Hosting (Exchange) Sales & General Enquires [email protected] Andrew Bailey 34114 Mark Lardner 32109 Live Service Issues 31888 or 020 7797 1888 (Option 6)Information Services Product Support Helpline 33343 Technical Information Desk 33939 Sales Enquires 33699 Live Service 33100 Product Management 33343 Intermediaries, Registration of 34156 / 33919

Internal Communications 31815


International Bulletin Board (ITBB) Product Enquiries 31608 Trading Enquiries contact Market Supervision (option 2) 33666

International Enquiries 31941

International Markets Customer Testing 33100 Service Control Centre Enquiries, General (option 2) 33666 Market Supervision Fault Reporting and Help Line 33100 Service Control Centre Market Development 31608 Market Supervision (option 2) 33666 Market Supervision New Market Makers (option 1) 33666 Market Supervision Quote closure and market messages (option 1) 33666 Market Supervision Rules, International Equity Market (option 2) 33666 Market Supervision Technical Support 33100 Service Control Centre Training, Member Firms 33100 Service Control Centre

International Order Book (IOB) Product Enquiries 31608 Settlement Enquiries DTCC Main Switchboard: +1 (212) 855 1000 Settlement Enquiries Euroclear General Helpdesk: +32 (0) 2 224 2810 Trading Enquiries contact Market Supervision (option 2) 33666

Investigations (See Market Supervision)

Invoices Payable / Receivable (See Accounts Enquiries)

ISIN Codes / SEDOL Codes 09065 543210

LCH (London Clearing House) 020 7426 7000


Contacts List



Contacts List



LIFFE 020 7623 0444

London Stock Exchange Paternoster Square Letting Enquiries 31060 Premises Manager 32145 Property Help Desk 33333 Reception 33451

London Stock Exchange Website General Enquiries 33343 Main Market Admissions 34310 Marketing 33508 Product Enquiries UK 33936 International, DRs 31608 Debt 33306 Covered Warrants, ETFs, Structured Products 34513 ETFs 31608 ETCs 34513 Trading Enquiries contact Market Supervision 33666

Market and Security Information DOL (Daily Official List) Content 31419 / 31457 Product Management DOL Regulatory Benefits 31617 Stock Situation Analysis DOL RNS 34400 Customer Services RNS Brochure SEDOL Codes: General Enquiries and New Code Allocations 09065 543210 Enquiries Tradable Instrument Mnemonics 31304 Issuer Implementation Weekly Official Intelligence (WOI) 020 7825 8000 FT Interactive Data WOI WOI, Content 020 7825 8000 FT Interactive Data WOI WOI, Sales and Back Numbers 020 7825 8000 FT Interactive Data


Market Data (See Infolect or Real Time Data)

Market Hours 33666 Market Supervision

Market Makers Fault Reporting and Help Line 33100 Service Control Centre Quote closure and market messages (option 1) 33666 Market Supervision Registrations (option 1) 33666 Market Supervision Rules (option 2) 33666 Market Supervision Market Manipulation (option 2) 33666 Market Supervision

Market Regulation & Policy 32190 +44 (0)20 7797 2190Market Share Sales and General Enquiries 31220

Market Operations 33666

Media Enquiries London Stock Exchange Press Enquiries 31222 Press Office Press Office Broadcast Facilities/Bookings 32040 Media and Business Complex Studios (option 1) 32040 Venue Hire (option 2) 32040

Membership New 31900 Notifications 33232 Resignations 33232 Subscriptions and Fees 33232

New Issues Admissions 32132 Equity Markets Ex Action Timetables 31617 Stock Situation Analysis Issuer Implementation 34310 Stock Situations 34225 / 31579 When Issued Dealing Applications 34310 Issuer Implementation


Contacts List



Contacts List



News (See RNS)

Exchange Market Size (option 1) 33666 Market Supervision

Notices of the London Stock Exchange Content Enquiries 32190 Trading ServicesCorporate Website

Parliamentary / Government Liaison United Kingdom 31425 European Union 34017

Participant Trade Data Sales and General Enquiries 31220

Press (See Media Enquiries)

Primary Markets Head of Primary Markets Tracey Pierce 34152 Company Services: UK Companies 33429 International Companies 34208 Corporate Advisers 33403

UK Relationship Management: North of England, Northern Ireland & Scotland Mark Fahy 56396 Midlands, East Anglia & Wales Mark Russon 33004 London & South of England Lucy Tarleton 34672


InternationalSouth Asia, Middle East, Africa & America Ibukun Adebayo 31085 Richard Webster-Smith 31058

Russia & CIS Jon Edwards 31599 Ayuna Nechaeva 34386 Maksim Kondratjuk 34305 Continental Europe and Republic of Ireland Luca Peyrano 33340 Axel Kalinowski 34108

Asia Pacific Jane Zhu +852 3555 6390 Long Ngo +852 355 6392 Julia Wang +86 10 5833 2201 Yi Xie +852 355 6395

Professional Securities Market Admissions 34310 Product Enquiries 33258 Trading Enquiries/ Market Supervision 33666 Promotion Enquiries 31909

Proquote Head of Proquote - David Tibbetts 33520 Sales 33143 Helpdesk 77688 Helpdesk (external) 0845 603 2465


Contacts List



Contacts List



Publishing and Publications (London Stock Exchange)Stock Exchange Publications identified in this section are obtainable through our Corporate website.www.londonstockexchange.com Annual Report 34341 Annual Report Copyright (London Stock Exchange) Commercial Use of 34006 Notices and Rules 33366 Market Supervision Rules/Notices Corporate Website Corporate Identity 34006 Real Time Data Head of Real Time Data - Jarod Hillman 31424

Real Time Data Business Development Ross Stuart 33068 Eliza Buica 34570 Paul Cusak 34238 Emmanuelle Nuti 33110 Market Data Audit & Reporting Derek Walsh 31074 Rebuild Order Book Sales and General Enquiries 31220 [email protected]

Reference Data Service Sales and General Enquiries 31220 [email protected] Content (option1) 33666 Market Supervision

Registrar London Stock Exchange & Subsidiaries 33517

Regulation (See UK Regulation)


Research and Statistics Historic DOL Prices 33343 Historic Price Service Published Statistics 31435 Market Information and Analysis Turnover (Individual Securities Market) 33343 Electronic Data Service

RNS - Company News Services Head of RNS – Rawdon McMaster 31158 RNS Operations Peter Wilson 34227 Chris Hewitt 34240 Doug Anderson 33974 Helpdesk 34400 Customer Services Billing Enquiries 34400 Customer Services Sales 34400 Customer Services

Rules, Interpretation of Buying In (option 1) 33366 Market Supervision Dealing and Reporting for all Markets (option 2) 33666 Market Supervision Dividends 33666 Market Supervision Trading Services Rule Book 33657 Product Management Stock Borrowing and Lending 31210 Market Supervision Corporate Website Traditional Options Market (option 2) 33666 Market Supervision

SEAQ Customer Testing 33100 Service Control Centre Fault Reporting and Help Line 33100 Service Control Centre Quote closure and market messages (option 1) 33666 Market Supervision Rules (UK Equity Market) (option 2) 33666 Market Supervision Technical Support 33100 Service Control Centre Product Enquiries 33936

SETSqx Market Supervision (option 2) 33666 Market Supervision Product Enquiries 33936


Contacts List



Contacts List



SEDOL Masterfile Sales 33009 SEDOL Masterfile 09065 543210 Enquiries

SEDOL, SEVAL and DVS Sales & General Enquiries 33009

Service Management, Information and Trading Services (See also:- Infolect) Customer Testing 33100 Service Control Centre Fault Reporting 33100 Service Control Centre General Service Queries 33100 Service Control Centre

Service Support, Information and Trading Products Fault Reporting and Help Line 33100 Service Control Centre

SETS (Stock Exchange Electronic Trading Services) Customer Testing 33100 Service Control Centre Fault Reporting and Help Line 33100 Service Control Centre Order Deletion (option 1) 33666 Market Supervision Rules (UK Equity Market) (option 2) 33666 Market Supervision Technical Support 33100 Service Control Centre Product Enquiries 33936

Statistics (See Research and Statistics)Stock Borrowing Policy 31210 Stock Lending Agreements, Copies of 31210 Corporate Website Stock Borrowing Rules 31210 Trading Services

Stock Exchange Benevolent Fund Personal Assistant 33120 Secretary 31092

Stock Exchange Clerks Fund Stock Exchange Clerks Fund 34369 Centralised Pension Fund 34369 Claude Lemon Memorial Fund 34369 Secretary 34369 Assistant Secretary 34370 Unit Pension Fund 34370


Stock Situation Notices Corporate Website Content Enquires 34225 / 31579 Sales and General Enquiries 33211 SSN

Strategy 31740 Enquiries

Structured Products (See Main Market)

STX Fault Reporting and Help Lines 0808 100 1236 (Option 1 – Orders, Options 2 – Faults) STX Directory: Advertising 31073 Distribution 34470 Entries 34470 New Business Enquiries/Client Relationship: Tracy Redgrave 31073

Systems Problems, Trading Systems (See Service Support, Information and Trading Products)techMARK and techMARK mediscience Enquiries 31696

Technical Services Live Service 33100 Enquiries 33939 Technical Information Desk

Technology and Business Services for Exchanges 31570 Exchange Services

Tender Offers Notification and Rules 31617 Stock Situation Analysis

Testing Services & Solutions Sales and General Enquiries - Glen Harding 31769

Tick Data Sales and General Enquiries 31220 [email protected]

Tradable Instrument Display Mnemonic (TIDM) (option1) 33666 Market Supervision


Contacts List



Contacts List



Trade Reporting Rules (UK Equity Market) (option 1) 33666 Market Supervision

Trading Products (See Main Market and/or AIM )

Traditional Options Market 33666 Market Supervision

Training General Bookings and Enquires Patsy Ossei 33585

Turnover (re London Stock Exchange Markets) Electronic Data Services 33343 Information Services Published Statistics 31435 Market Information & Analysis

Turquoise Equities – Market Operations 37676 [email protected] Tel: 020 7382 7676 Derivatives – Market Operations 33617 [email protected] Tel: 020 7797 3617 Technical Account Management 37699 [email protected] Tel: 020 7382 7699 Membership 37650 [email protected] Tel: 020 7382 7650

UK Equity Market Market Development 34006 Market Maker Registrations (option 1) 33666 Market Supervision Market Maker System Problems (option 1) 33666 Market Supervision Market Supervision 33666 Market Supervision Exchange Market Size (option 2) 33666 Market Supervision When Issued Dealing Requests 34310 Issuer Implementation

UKLA 020 7066 8333


UK Regulation Head of UK Regulation - Denzil Jenkins Market Regulation and Policy 32190 +44 (0) 20 7797 2190 Market Supervision 33666 AIM Regulation 34154 Buying In (Option 1) 33666

UnaVista 31214 [email protected] Weekly Official Intelligence (Also see Market and Security Information) All Enquiries 020 7825 8000 FT Interactive Data WOI


Notes


Notes


stx® directory spring 2012

Documents