susan p graber financial disclosure report for 2009

8/3/2019 Susan P Graber Financial Disclosure Report for 2009

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A n I 0 FINANCIAL DISCLOSURE REPORT ~ p , , . R e q u i r e d b . p t h e t h i c sin Govet~Tment Act ~f 19781 / 2 0 / 0 FOR CALENDAR YEAR 2009 (5 u.s.c, ap p..~" lot-ttl)I. Person R eporting (last name, first, middle inilial) 2. Court or Organization 3, Date of R eportGraber, Susan P. U.S. Court of Appeals 9th Circuit 04/22/2010

4. Title (Article I11 judges indicate acti.e or senior status; 5a. Report Type {ch eck appropriate type) 6. Reporting Periodmagistrate judges indicate full- or part-tlmc) [] Nomination. Date 01101/2009U.S. Circuit Judge- Active [] Initial [] Annual [] Final to12/31/2009

5b. [] Amended Report7. Chambers or Office Address 8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in complianceThe Pioneer Courthouse ~vith ~pplicable laws and regulations,700 SW 6th AvePoP. land OR 97204 Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accomp auying this form must be followed. Comp lete all p arts,checking the NON E box for each pa rt where you have no reportable information. Sign on last p age.

I . P O S I T I O N S . ~ R o v o . i . g i , ,a i , , ;~ , ,~ t o . v ; ~ ~ v . 9 - t ~ of filing instructions.)[~ NONE (No reportable positions.)

POSITION N A M E O F O R GA N IZ A T IO N /E N T IT ~I. Trustee Trust # I

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1 I . A G R E E M E N T S . (Reportlngindlvidualonl),;seepp. 14-16 of filing instructions.) " "~ S~ "~ N O N E (No reportable agreements.) ~ ~ , 0

PARTIES ~NO TERMSI. 1988 O[~gon Public Employees Retirement Sysl~ms [PERS) with fom~r employer when I w~ a s~t~ ou~ j~dg.

(slalutodly defined benefits, no control)


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FINANCIAL DISCLOSURE REPORT [ n * = ~ t e . . o ~ . , ~ o . ~I Iage 2 of 7 ~b~. S.~. e. ~O ~0IH. N ON -IN VE STME N T IN COME . cx,~ ,~ i ,~+,~ ,,~ .,~ ,~ . .. . ~,,~. tz-z4offa~A. Filers Non-Investment IncomeN ON E ~ o repotable non-investment income.)

D A T E SO~C~ A~ T~ ~OME~ours, ~ ~ouses)I.2.

3.

4.

B. Npo~se~s Non-I nvestment I n c o m e - if.vote were mn~td during any portion of the rep o~g yeot, complete ~I D o l l a r a m o u n t n o t r e q u i r e d e . ~ e p t f o r h o n o r u r i o . )~ N ON E (No reportable non-investment income.)

~ so~cg A~ ~EI. 2~ Pe~l~nd General (refi~emem i~me)

2.

3.4.

IV. REIMBUR SEMENTS -(Incl~tde$ those to x~e ~nd depende.t ~~ildren: s~ pp. 25-27 of liling in~t~wtions.)

~ (No reportable reimbursements.)ONE

~ ~ LOCATION P~POSE I~MS PA~ OR PRODDEDI. Lewis and Clark ~w ~hool Feb 6-9, 2~9 Cambridge Mass National Ani~l ~w T~vel, f~d and lodgingCompetition a~ Hazard

Law Sch~l2. B rooklyn ~w Sch~ l A pril 2~, 20~ Brooklyn NY Prince M~t Cou~ Travel, fo~ aM lodgingCompetition3. Am ~ican B~ Ass~iat ion May 29-31, 2~9 Chicago, IL Appellete P~tiee I~titute T~vel, food and lodging4.5.


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Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT ] Graber, Susan P. 0 4 ~ 2 2 / 2 0 1 0Page 3 of 7

V . G I F T S . a ~ a , ,~ , , ~ o ~ , o ~ o . . .. ~ de~ndent children; see . o p . 2 8 - 3 ! of filhcg i.sfracf2o,z.)N O N E ( N o reportable gifts.)

SO URC E DESC RIPTIO N ~1.2.3.4.5.

[~] N O N E ( N o reportable liabilities.)C RED ITO R DESC R IPT|O N VALUE CODE

1.2.3.4.5.


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FINANCIAL DISCLOSURE REPORT I ~ a ~ , a t P a ~ o . a ,~ o . ~ n ~Page 4 of 7 ] Graber, Susan p. [ ~Ol0

VI I. INVESTM ENTS and TRUST S - ~., ~=,, ..... ~ a=~ a,~-~ o~o~...~..~ ~=.; ~ ~.N O N E ~ o reportable income, ~sets, or transactions.)

D~iption of Asse~ l~me during ~ Gr~s value at end T~ions during r~aing pe6~(i~in8~ust assets) ~aingp~i~ ~ ofr~ng p~

Plaee{X)a~=eachas~ :Amo~ Type~c.~, [ V M u e : Value Tr~c.g., ~ Dale ]w~ i ~i. ~ l~ti~ofex~ptfrompri~disclosu~ Co~ I d i v . , r e n t , : Code2 ~ M~h ~ buy,~ll, ~m~d~ ~2 [C~e I ~ buy~/~llcr~ A - H ) o r i n t . ) - ( I - P ) [ C~ 3 ~p~on) i . (J-P) ~ (A-B)

1. C~rles Schwab ~ Res~es #1 A Dividend J T

2. Charles Schwab Cash Reserves #2 A Dividend J T

3. Charles Schwab Cash Reserves #3 A Dividend J T

4. Oregon Savings Growth Plan None K T

5. PERS account (See description in Part I1 (I): None N W

6. Family Farm LLC - appraisal dated 5/28/98 D Distribution M Q

7. IRA #1 - repor ted in the aggregate E Dividend

8. --Vanguard Short Term Bond Index Fund M T Sold 5/21/09 M( p a r t )9. --Vanguard Index 500 L T

1 0 . --Vanguard Mid-Cap Index L T

II . --Vanguard Total Stock Market Index M T B uy 5/21/09 L(addl)1 2 . --Vanguard GN MA Fund M T

1 3 . --Janus Overseas Fund L T Buy 5/22/09 K

1 4 . IRA #2- reported in the aggregate E Dividend

1 5 . --Vanguard Short Term B ond Index Fund Sold 6/30/09 K( p a a )1 6 , --Vanguard Short Tenn Bond Index Fudn M T Sold 9/17/09 K( p ~ )1 7. -EnronCommon Stock J T


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FINANCIAL DISCLOSURE REPORT IName of P .... R ~ p o r , i n g D a t e o f R e p o r tPage 5 of 7 ] Crabr, Su~n e. 04a~0~0

VII. INVE STMEN TS and TRUSTS - ~,,~ ,~1... t .... ,~o., a.a.~,,,h~, q,~ .....~ d ~ p , . ~ . ., ,* U d , ~ . ; ~ r ~N O N E ~ o repo~able income, assets, or transactions.)

A. B. C.D~p6on of A ~ ts In,m e d~ng Gm~ val~ a~ ~d T~n~cfiont during ~in[(i~l~ing ~ ~ts) cc~ing ~i~ of r~ing p~Pl~ "(X)" aficr ~ch ~ Amo~t Ty~ (e.g., Valoc ~ Valac T~ (e.g.. [ Date V~ ~ Gain ~ I~i~ of

~c~l fmmpriordisc lo~c ~ C~c I div..~L C~2 ~ Mc~ buy. sell, ]m~d~yy Cod2 ~ C~c I [ buys!seller" ( A - H ) o r i n l . ) ( J - P ) ~ Code3 r~cmpfioa) [ ( J - P ) C A -H ) ~ (if~va~e

1 8 . --Schwab US Tr~u& Mon~ Mabel L TFun~1 9 . - -Vanguard ~velo~d M ~ke~ Index Fund Sold ~13/09 L

20. --Schwab Core E quity Fund Sold 2/13/09 L

21. --Vanguard GN MA Fund N T Sold 8 / 7 1 0 9 L( p a r t )22. --Vanguard Inflation Protected Securities L T Bu y 2/17/09 L

23. --Vanguard Shorl Term Federal Fund L T Bu y 2/17/09 L

2 4 . --Cohen & Steers Realty Fund L T Bu y 9 1 1 8 / 0 9 K

25. --Janus Overseas Fund L T B uy t 0 1 2 2 / 0 9 K

26. -Vanguard International Explorer Fund L T B uy 7/1/09 K

27. --Vanguard Primecap Core Fund M T Bu y 8/10/09 L

28. --1Shares Small Cap Value ETF Bu y 5/20/09 K

29. --1Shares SmallCap Value ET F Sold 1 2 / 3 1 0 9 L

30. --VtmguardTotal Stockmarket Index Fund M T Bu y 5/20/09 M

31. IRA #3 -Fidelity Spartan International A Dividend K TIndex Fund32. Trust #l

: 33 . - -Schwab U S Treasury Money M arket Fund A Dividend


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Ja m e o f P e r z o n R e p o r t i n g D a t e o fFINANCIAL DISCLOSU~~PORTPage 6 of 7 ~2/~o~0VIH. ~DITIONAL INFO~TION OR E~LANATIONS.

Part VII, lines I-3: The Charles Schwab Cash Reserve funds are c ash--equivalent funds. Each account is listed separately.Part VII - IRA accounts, lines 7,14, & 31. Gains and losses are not reported to us in detail in lhe~e accounts.Part VII1 - line 32 Trust #1 w as liquidated in 2009.


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FINANCIAL DISCLOSURE REPORT s .... f P c r , o n R , p ~ , i~ : D ~ o t R , ~ o ,Page 7 of 7 G r a b m S n s a u P . 0~:~0~0

IX. CERTIFICATION.I certify that all Information given above (including information pertaining Io my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my kn owledge and belief, and that any information not reported was w ithheld because It met applicable statutor~provisions permitting non-disclosure.I further certify thai earned income from outside employm ent and honoraria and the acceptance of gifts which hav e been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. "/353, and Judicial Conference regulations.

NOT E: AN Y INDIVI DUAL WHO KN OWINGLY A ND W ILFULLY FALSIFIES OR FAILS TO FILE TI l lS REPORT MAY BE SU BJECT TO CIVILAN D CRIMINAL SAN CTIONS (5 U .S.C. app. I04)

F IL IN G IN ST R U C T I ON SMail signed original and 3 additional copies to:

Comm ittee on Financial DisclosureAd minislvative Office of the Un ited States CourtsSuite 2-301One Columbus Circ le , N .E .W ashington, D.C. 20544

susan p graber financial disclosure report for 2009

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