susan o mollway financial disclosure report for 2010

8/3/2019 Susan O Mollway Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR Y EAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Reporting ( last name, f irst , middle initia l)M O L L W A Y , SU S A N O .

4. Tit le (Art ic le I11 judges indica te act ive or sen ior sta tus;magis t rate judges indicate fu l l - or par t - t ime)U.S. Dis t r i c t Judge , Ac t ive

7. Chambers or Off ice AddressUnited Sta tes Dis t r ic t Cour t3 0 0 A l a M o a n a B o u l e va r d , # C4 0 9Hono lulu, HI 96850-0409

2. Cour t or Organiza t ionDis t r i c t o f Haw ai i

3. Date of R e p o r t05/19/2011

5a . Report Type (check appropria te type)] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On t h e b a s i s o f t h e i n fo rm a t i o n c o n t a i n e d i n t h i s Re p o r t a n d a n ymodif ica t ions perta in ing there to , i t i s , in my opin ion , in compliancewith a pp l i ca b le l a ws a nd re gu la t ions .

R e v ie wing O ff i ce r Date

6 . Re p o r t i n g P e r i o d01/01 /2010to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe~L Complete all parts,checking the NON E box for each part where you have n o reportable information. Sign on last page.

I . P O S I T I O N S . m e ~ , o r t l n g i n d i v l d u a l o n l y ; s e , ~ , ~ , . 9 - 1 3 of filing instructions.)D NONE (No reportablepositions.)I. Director2. L i a i s o n f r o m f e d e r a l c o u r t3.4.5.

P O S I T I O N N A M E O F O R G A N I Z A T I O N /E N T I T YA m e r i c a n J u d i c a tu r e S o c i e t y , H a w a i i C h a p t e rH a w a i i S u p r e m e C o u r t C o m m i s s i o n o n P r o f e s s i o n a l i s m

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)[~ NONE (No reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLO SURE REPORTPage 2 of 7

Name of Person Report ingMOLLWAY, SUSAN O.

Date of Report05/19/2011

I II . N O N - IN V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of fillng instructions.)A. Filers Non-lnvestment Income

~] NONE (No reportable non-investment income.)DATE SOURCE AND TYPE

2.

3.

4.

INCOME(yours, not spouses)

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria..)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.3.4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, en ter ta inment(Includes those to spouse and depend ent children; see pp. 25-27 of filing instructions.)

D N O N E (No reportable reimbursements.)

3.4.5.

SOURCE DATES LOCATION

H a rva rd La w Sch o o l 03/2 3/1 0-03/2 6 /1 0 C a m brid g e , M ASa n d ra Da y OC on n o r 04/18 /I 0 -04/2 3/1 0 P h o e n i x , A ZS c h o o l o f L a w - A r i z o n a S t a t eUniversity

PURPOSE

A m e s M o o t C o u r tC o n f e r e n c e o n L e g a lE d uc a t i o n

ITEMS PAID OR PROVIDED

Tr a n s p o r t a t i o n , l o d g i n g , f o o dTr a n s p o r t a t i o n , l o d g i n g , f o o d


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 7

Na m e o f P e r so n R e p o r t i n gMOLLWAY, SUSAN O.

Date of R e por t05/19/2011

V . G I F T S . a n e i. d es t h o s e t o s p o u s e a n d d e p e n d e n t children; s e e p p . 2 8 - 3 1 of fillng instructions.)N O N E ( N o reportable g ifts.)

SOURCE DESCRIPTION1.

2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n e l u d e s t h o s e o f s p o u s e u n d dependent children; see pp. 3 2 - 3 3 of fillng instructions.)NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

2.3.4.5.

VALUE CODE


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FINANCIAL DISCLOSURE REPOR TPage 4 of 7



V I I . I N V E S T M E N T S a n d T R U S T S -income, va lue , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructlon~)D N ON E (No reportable income, assets, or transactions.)1 2 .

Description of Assets( including t rust asse ts)

T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o dn c o m e d u r in g G ro s s v a lu e a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

( 1 ) ( 2 ) (1) (2) (1 ) (2) (3) [ (4) (.5)Place "(X)" after each asset A m o u n t Type (e.g., Value Value Type (e.g., D a t e Va l u e G a i n Identity of

exempt from prior disclosure Code l d iv ., re n t , C o d e 2 M e th o d b u y , s e l l , mm/dd/yy C o d e 2 Code l b u y e r / s e l l e r( A - H ) o r i n t . ) (J-P) C o d e 3 r e d e m ptio n ) (J-P) ( A - H ) (if private

( Q- W ) tr a n s a c t io n )

A I n t e r e s t K TA I n t e r e s t J TA I n t e r e s t J TA I n t e r e s t J. TA Dividend J TA Dividend J TA Dividend J TA Dividend J TA I n t e r e s t J TA Dividend J TA Dividend J TA Dividend K TA Dividend K TA Dividend K T

A Distribution J TA Dividend J T

I. H a w a i i S t a te F e d e r a l C r e d i t U n i o n c o m m o ns tock

2. C o l u m b u s L i f e I n s u r a n c e

3. I l l in o i s C o l l e g e S a v i n g s B o n d s

4. U . S . S a v i n g s B o n d S e r i e s E E5. E V W o r l d w i d e ( 1 R A # 1 )

6. D W S S c u d d e r G o l d (I R A # 1 )7. B l a c k r o c k E q u i t y ( IR A # 1 )

8. P I M C O T o t a l R e tu m ( I R A # 1 )

9. F I A C a r d S v c s .

1 0 . M FS Equi ty P or t f o l io ( 529)

1 1 . B l a c k r o c k 7 5 % E q u i t y ( 5 2 9 )

1 2 . B l a c k r o e k E q u i ty P o r t f o l i o ( 5 2 9 )

1 3 . F R T e m p ( 5 29 )

1 4 . J e n n i s o n N a t u r a l (M a i n I R A )

1 5 .

1 6 . O p p e n h e i m e r G o l d ( M a i n I R A )

1 7 . B l a c k r o c k E n e r g y ( M a i n l R A )

B uy 10/25/10 JB uy 1 0 / 2 5 / 1 0 J

Sold 02/08/10 J( p a r t )Sold 02/11/10 J(pa r t )

A

B uy 07/13/10 J

I. In co m e G a in C o d cs: A =$ 1 ,000 o r le ss . B =$1 ,001 - $2 ,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Col um ns 13 1 and D 4 ) F -$50,001 - $100,000 G -$1 00,001 - $ 1 ,000,000 H 1 =$1 ,000,001 - $ 5,000,000 H 2 = M o re th an $5 ,000,000

2. Va lue C o d e s J =$15,000 o r le ss K =$15,001 - $ 50,000 L =$50,001 - $1 00,000 M =$ 100,001 - $250,000( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500,000 O =$500,001 - $ 1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5 ,000,001 - $25,000,000

P 3 = $2 5,000,001 - $50,000,000 P 4 =M o re th an $50,000,0003. Va lue Me thod C ode s Q =Appra i sa l R =Cos t ( Re a l Es t a t e Only) S =As s e s s me nt T = C a s h M a r k e t( S e e C o l u m n C 2 ) U =Book Va lue V =Othe r W =Es t ima te d

E =$ 15 ,001- $ 50 ,000


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FINANCIAL DISCLOSURE REPO RTPage 5 o f 7



V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

1 8 .

1 9 .

20 .21 .22 .2 3.24 .25 .26 .27 .28 .29 .30 .31 .

N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d(t ) (2 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e (e . g . ,e x e m p t f ro m p r i o r d i s c l o s u r e C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a lu e a t e n dof report ing period(1) (2)Value Value

C o d e 2 M e th o d( J - P ) C o d e 3

( Q - W )

Blackrock Equi ty (Main IRA) A D i v i d e n d K

B l a c k r o c k C i t ib a n k ( M a i n I R A )Fi f th Th i rd S t ra t eg ic (Main IRA)F i r st E a g l e G o l d ( M a i n I RA )M F S U t i li t ie s ( M a in I R A )P I M CO U n c o n t r a in e d B o n d ( M a i n I RA )P I M C O T o ta l R e tu rn ( M a in I R A )

AAAAAA

D i v i d e n d KD i v i d e n d JD i v i d e n d JD i v i d e n d JD i v i d e n d KD i v i d e n d K

TTTTTT

P I M C O R e a l R e tu rn ( M a in I R A )P u tn a m A b s o lu t e R e tu rn ( M a in I R A )W i s d o r n t re e G l o b a lW i s d o m t r e e ( E m e r g i n g )Zacks Mul t iopp

AAAAA

D i v i d e n d KD i v i d e n d KD i v i d e n d KD i v i d e n d KD i v i d e n d K

T

T

T

T

T

Transact ions during report ing period(i ) (2) (3) (4)Type (e.g., Date Value Gain

buy, se l l , mm/dd/yy C ode 2 Co d e 1redempt ion) ( . l - P ) (A-H)

Bu y 06/I 1/10 JBu y 10/25/10 JBu y 0 6/ 11 / 10 KBu y 07/13/10 JBu y 07/13/10 JBu y 0 6/ 11 / 10 JBu y 0 6/ 11 / 10 KBu y 06/I 1/10 KBu y 10/25/10 JBu y 06/11/I 0 KBu y 07/13/10 JBu y 10/25/10 KBu y 10/25/10 KBu y 06/11/10 K

( S )Identi ty ofbuyer/seller(if private

transaction)

I. In co m e G a in C o d e s : A =$1 ,000 o r le s s B ~ $1,001 - $2 ,500 C = $2 ,501 - $5,000 D =$5,001 - $15,000(S ee Co lu mn s B 1 a nd D4) F =$ 50,001 - $1 00,000 G =$I00,001 - $1 ,000,000 H I =$1 ,000,001 - $5,000,000 H2 =M ore t han $5, 0 0 0 , 0 00

2. Va lue C o d e s J =$ 15.000 o r le ss K =$15,001 - $50,000 L-$50,001 - $ I00,000 M $ 1 0 0 , 0 0 1 - $ 2 5 0 ,0 0 0( S e e Columns C I a nd D3) N =$250,001 - $500,000 O =$ 500,001 - $ 1,000,000 P 1 -$ 1,000,001 - $ 5,000,000 P 2 = $5,000,001 - $25,000,000

P3 =$25,000,001 o $50,000,000 P 4 =M o re th an $50,000,0003 . Val ue Met hod C odes Q =Appra i sa l R =Cost (Rc a l Es t a t e Onl y ) S =As s e s s me nt T = C a s h M a r k e t( S e e C o l u m n C 2 ) U =Book Va lue V =Othe r W =Es t ima te d

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTP age 6 o f 7



V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)V I I. IN V E S T M E N T S a n d T R U S T S


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FINANCIAL DISCLOSURE REPORTPa g e 7 o f 7

N a me o f Pe rs on R e po r t ingMOLLWAY, SUSAN O.

Da te o f R e por t05/19/201 I

IX. CER TIFICA TION.I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o th e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .1 f u r t h e r c e rt if y t h a t e a rn e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nco m p l i a n ce ~ v i t h t h e p r o v i s i o n s o f 5 U .S .C . a p p . 501 e t . s e q ., 5 U .S .C . 7 353 , a n d J u d i c i a l Co n f e r e n ce r e g u l a t i o n s .

Signatu re : S/SUSAN O. MOL LWAY

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

susan o mollway financial disclosure report for 2010

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