susan d wigenton financial disclosure report for 2010

8/3/2019 Susan D Wigenton Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTPage 2 of 10

N a m e o f P e r s o n R e p o r t i n gW igenton, Susan D.

D a t e o f R e p o r t05/15/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . C n e p o n i n g individual andspouse; seepp. 17-24 offillng instructions.)A. Filers Non-Investment Income

~ (No reportable income.)ONE non-investmentDATE SOURCE AND TYPE

2.

3.4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t ln c o m e - i f y o u were married during any portion of the reporting year, complete this section.(Dol lar amount not required excep t for honoraria . )

~ (No reportable i ncom e . )ONE n on - in ves tmen t

1.20102.

3.

4.

DATE SOURCE AND TYPESelf-Employed Attorney

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertai .... t.(I ncludes those to spouse and dependent chi ldren; see pp . 25-27 o f f i l ing instruct ions . )

~-~ (No repor tab l e re imbursem en ts . )ONESOURCE

3.4~

5.

New York IntellectualProperty Association

DATES LOCATIONMarch 26 New Y ork, New Y o r k

PURPOSE ITEMS PAID OR PROVIDEDD i n n e r H o n o r i n g J u d i c ia r y D i n n e r ; L o d g i n g


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N a m e o f P e r s o n R e p o r t i n g\Vigenton, Susan D.

D a t e o f R e p o r t05/15/201 I

V . G I F T S . a n c t u d e ~ , h o ~ e , o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p ~ 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts . )

SOURCE DESCRIPTIONI.2.3.4.5.

VALU~

V I . L I A B I L I T I E S . a n e l , a e s th o ~ e o I ~ , o , ~ e a , d a e p e n a e n t e h U d r e . ; ~ e ~ t ,~ S 2 - 3 S of.filing ins tructions.)~] (No reportable liabilities.)ONE

DESCRIPTIONMortgage on O ffice Building # 4, Red Bank, N J (Part VII - l ines 4)

CREDITORI. PNC Mortgage (formerly National CityMortgage)2. TD Bank M ortgage on R ental Property # 2, E atontow n, N J, (Part V ll - line 2) L3. T h ird Fe de ra l S av in gs & L oa n 2 nd mo rt ga ge on O ffi ce Bu ildi ng #4 , R e d B an k , N J ( P art VI I- li ne 4) M4. Sun N ational Bank M ortgage on R ental P roperly #1 , R ed Bank, N J (Part V II ~ line 1) M5.

VALUECODEM


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N a m e o f P e r so n R e p o r t i n gW igenton, Susan D.

D a t e o f R e p o r t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .... e , value, transactions (Includes those of spouse a nd dependen t children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Description of Assets Transactions during reporting period(including trust assets)

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

Income during Gross value at endr e po rt i n g p er i o d o f r e po rt i n g p er i o d

(I} (2) (I) (2) (I ) (2) (3) (4) (5 )A m o u n t T y p e ( e . g . , Value V alue T y p e ( e . g . , D a t e V alue Gain I d e n t i t y o fCode I d i v . , r e n t , Code 2 M ethod buy, sell, mrn/dd~ Code 2 C o d e 1 buyer/seller(A-II) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-tl) ( i f p r i v a t e( Q - W ) tr a n s a c t i o n )

I. Renlal Property #1, Red Bank, NJ (1995- E Rent N W$63,000)2. Rental Property #2, Eatontown, NJ (198 9- D Rent N W$137 ,000)3. Rental Property #3 , Red Bank, NJ (19 99 - E Rent N W

inherited)4. Office Building, Red Bank, NJ (2000 - None N W$255,000)5. Oppenheimer Main Street Income & Growth A Dividend J TFund A -6. Fidelity Destiny II: Cap Gain - IRA A Dividend K T7. Citigroup Inc., Common Stock A Dividend J T8. Rbb/Bedford Money Market Fund A Dividend J T9. State Street Research Aurora Fund; Class A A Dividend K TI0 . Fortis Masters Variable Annuity C Dividend M T1 1 . Microsoft Common Stock A Dividend J T1 2 . Cisco Corp. Common Stock A Dividend K T1 3 . Chesapeake Utilities Common Stock A Dividend J T1 4 . Kellogg Company Common Stock A Dividend J T1 5 . Dow C hemical Company Common Stock A Dividend J T1 6 . Comcast Corporation Common Stock A Dividend J T1 7 . Daimler/Chrysler Corp.,Common Stock A Dividend J T

I. Income Gain Codes: A =$1.00~ or less B =$1,001 - $2.500 C $2 ,501 - $5,000 D-$5,001 - $15,000(Sc Columns B I and D4) F =$50,001 - $100,000 G =$100.001 - $1,000,000 I I I :$ 1.000.0~ll - $5.00~.000 112 :More than $5.000.000

2. Value Codes J =$15.000 or less K = $ 1 5 . ~ 3 Q I - $ 5 0 . 0 0 0 L =$50.0~1 - $100,000 M =$1 00,001 - $250.000(See Columns CI and D3) N =$ 250,001 - $500.000 O =$ 500.001 - $ 1,000.000 PI $1.0(KI.0~I - $5.000,000 P2 =$5.000.001 - $25,00~.000P3 $25,000.001-$50.000.000 p4 =More t hart $50.000.000

3. Value Method Codes Q = Appraisal R = cost [Real Estate O nlyt S =Assessment T =Cash b.larkcl1 S c C o l m n n C 2 ) U Book Value V -Oth~r W =Eslimatcd

E =$15.001 - $50,0Q0


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FINANCIAL DISCLOSURE REPOR TPage 5 of 10

N a m e o f P e r s o n R e p o r t i n g\Vigen ton , Susan D.

D a t e o f R e p o r t05/15/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o , . e , ,, a tu . , ~ u . ~ o a i o ,~ a . l~ a e $ t h o s , o /s p o ~ e ~ n d a e p . . a . .t c h i t d r . .~ , ~ , ~ , ~ . 3 4 - 6 0 offillng i n $ t r u e t i o n s . )D (No reportable assets, orONE income, transaclions.)

A. B. C.D e s c r i p t io n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t e n d( including trust assets) reporting period of reporting period

! (1) (2) (i) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e . g . , V a l u e Valuee x e m p t f r o m p r i o r d i sc l o s u r e i Code I d i v . , r e n t , C od e 2 M e t h o di ( A - H ) o r i n t . ) ( J - P ) C o d e 3~ ( Q - W )

1 8 . A B Volvo Common Stock A Dividend J T1 9 . Ex xon M obil Corporation Common Stock A Dividend K T20 . Synovus Financial Common Stock A Dividend J T21 . Diebold lncorporatedCommon Stock A Dividend J T22. Deere and Company Common Stock A Dividend J T23 . Mo torola Inc. ,Common Stock A Dividend J T24. New ell Rubbermaid Corp. Common Stock A Dividend J T25 . Wells Fargo Corp. Common S tock A Dividend J T26 . PM C C apital Inc., Common Stock A Dividend K T27 . Peoples Energy Corp., Common Stock A Dividend J T28 . Wendys InternationalCommon Stock A Dividend J T29 . Powershares (f /k/aNASDAQ 100), A Dividend J TCommon Stock30 . American International Group Co mmon A Dividend J TStock31 . Colgate-PalmoliveCommon Stock A Dividend J T32 . Lincoln National Corporation Common A Dividend J TStock33 . Oneok Incorporated Common Stock A Dividend J T34 . Xcel Energy , Inc . ,Common Stock A Dividend J T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(I ) (2) (3) (4) (5 )

T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fbuy, sell, m m / d d / y y Code 2 C o d e 1 buyer/seller

r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

I. Income Gain Codes: A $1.000 or less B =$1,001 - $2.500 C = $2,501 - $5,000 D =$5,001 - $15,000(Sce Columns BI and D4) F = $50.001 - $100.000 G = $100.001 - $1.000.000 Itl =$1.000.001 . $5.000.000 112 =More than $5.000.000

2. Value Codes J = $ 1 5 .0 0 0 o r l e s s K = $ I 5 .0 0 1 o I ; 5 0 .0 0 0 L = $ 5 0 , 0 0 1 - $ 1 0 0 .0 0 0 M - $ I 0 0 . 0 0 1 - $ 2 5 0 . 0 0 0(Scc Columns CI and D3) N =$250.001 - $ 500.000 O =$500.001 - $1 .000.000 P I =$ 1 ,0 00 .0 01 - $ 5 .0 00 .0 00 P 2 = $ 5.0 00 .0 01 - $ 25 .0 00 .0 00

P3 =$25.000.0O I - $50.000.000 P4 =/,lore than $50.000.0003. Value Mclhod Codes Q -Appraisal R =C ost (Real Estate Only) S =Assessment T =Cash Market

(See Colnmn C2) U =Book V alue V :O ther W =Estimated

E = $ 1 5 . 0 9 1 - $ 5 0 . 0 0 0


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D a t e o f R e p o r ~05/15/2011

VII. INVESTMENTS and TRUSTS -into .... " a t u e , t r a n s a c t io m ( l n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d r e m s e e p p . 3 4 - 6 0 of filing instructions.)(No reportable assets, orONE income, transactions.)

Description of Assets Transactions during reporting period( including m ~t asset s)

P l a c e " ( X ) " a f t e r t m c h a s s e te x e m p t f r o m p r i o r disclosure

Income during Gross value at endreporting period of reporting period

(I) (2 ) (1) (2) (I) (2) (3) (4)Amount T y pe (e .g ., V alue V alu e Type (e.g . , Date V a lu e Gain Identity ofC o de I div., rent, C ode 2 M ethod b uy , sell, mm!dd/yy Code 2 C o de I buyer/seller( A - H ) or int.) ( J-P) C o d e 3 redemptio n) (J-P ) (A -H ) (if private

(Q-W) transaction)

35. IntelCorpomtionCommon Stock A Dividend36 . W hirlpool (M aytag) Corporation Common A Dividend

S t o c k37 . G TE Corporation Common Stock A Dividend38 . Fifth Third Bancorp Common Stock A Dividend39. Wachovia(First Union) Bank Common A DividendS t o c k40. Federal Realty Investment Common Stock A Dividend41. Sky Financial Group Common Stock A Dividend42. CFS Direct Inc.,Common Stock A Dividend43. Sovereign Bancorp, Common Stock A Dividend44. National lnvestorCommon Stock D Dividend45. Lucent Technologies (401K) B Dividend46. IBM Common Stock A Dividend47 . H ome Depot Common Stock A Dividend48 . Time Warner Common Stock A Dividend49 . American Express Common Stock A Dividend50. Altria Group Common Stock A Dividend51. General Electric Commom Stock A Dividend

J T

J T

J T

J T

J T

J T

J T

J T

J T

J T

L T

J T

K T

J T

K T

K T

K T

1. I n c o m e G a i n C o d e s : A =$1,000 or less B =$1,001 - $2,500 C =$2.501 - $5,000 D -$5,001 - $15,000(See Columns BI and D4) F =$50,001 - $100,009 G =$100,001 - $1,000,000 Il l =$1.000,001 - $5,000,000 112 =More than $5,000.000

2. Vahlc COdc~ J =$15,000 or less K = $15,001 - $50.0~) L =$50.001 - $100.00~ M -$100.001 - $250.000(S~Columns CI and D3) N =$ 250.001 - $500.000 O $500,001-$1.000.000 p I = $1,000.001 - $5.000,000 P2 =$5.000.001 - $25.0~0.00~P3 =$25.0~0,001 - $50.000.000 P4 = More than $50,000.000

3. Value Method Codes Q =Appraisal R -Cost (Real Eslate Only) S =Assessment T =Cash M a r k e t(See Cohmm C2) U -Book Value V = O l h ~ .~ " W Estimated

E $15.091 - $50.000


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FINANCIAL DISCLOSURE REPORTPage 7 of I0

Name of P erson ReportingWigen ton , Susan D.

Date of Report05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions ~tncludes those of spouse and dependent children; seepp. 34-60 of fil ing instructions.)D NONE income, assets, or transactions.)N o reportableD e s c r i p t io n o f A s s e t s I n c o m e d u r in g

( i n c l u d i n g t r u s t a s s e l s ) r e p o r l i n g p e r i o di (1) (2)Place "(X)" after each asset ! Amount Type (e.g. ,i Code I d i v . , r e n t ,x e m p t f r o m p r i o r d i sc l o s u r e I ( A - H ) o r i n t . )

52 . Walt Disney Common Stock A Dividend53 . Sirius/XM Satellite Radio Common Stock A Dividend54 . Jet Blue Airlines Common Stock A Dividend55 . Ford Motor Co., Common Stock A Dividend56 . AMR Common Stock A Dividend

1 5 7 . Taro Pharmaceutical Corp., Common Stock A Dividend58 . Hudson City Bancorp Common Stock A Dividend59 . Harken Energy C orp. ,Common Stock A Dividend60. Toyota M otor Company Common Stock A Dividend6 1. US Bancorp Common Stock A Dividend62. Investors Savings Bank, C ommon Stock A Dividend6 3. Merck & C o., Common Stock A Dividend64. Proctor & Gamble Common Stock A Dividend6 5. Yum[ Corporation Common Stock A Dividend6 6 . Verizon Corp. Common Stock A Dividend6 7. Oracle Corporation Common Stock A Dividend68. Pepsico Inc., Common Stock A Dividend

G r o s s v a l u e a t e n do f r e p o r l i n g p e r i o d(I) (2)

Value ValueC o d e 2 M e t h o d

( J -P) Code 3( Q - W )

K TK T

J TK TK TJ TJ TJ TJ TK TJ TJ TJ TJ TJ TJ TJ T

T r a n s a c t i o n s d u r i n g r e p o r l i n g p e r i o d(I) (2) (3) (4) (5 )T y p e ( e . g . , D a t e Value Gain I d e n t i ty o f

buy, sell, m m / d d . A y y Code 2 Code I buyer/sellerr e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

1. Income Gain Codes: A =$1.000 or less B-S1.001 * $2.500 C =$2.501 - $5.000 D $5.001 - $15.0~0(See Columns BI and D4) F =$50.001 - $100.000 G =$ 100.0O I - $1.000.000 111 =$1 .000.001 - $5.000.000 112 More than $5.000.000

2. Value Codes J = $15.000 or less K =$15,0~1 - $50.000 L =$50.001 - $ 109.0~) M =$100.001 - $250.000( Se e C olu mn s C I a nd D 3) N -$ 25 0.0 O I - $ 50 0.0 00 O =$500.001 - $1.000.0OO p! -$1.000.~)1 -$5.000.000 P2 $5.003.001 - $25.0~O.000

P3 =$25.000.001 - $50.00~.0~0 p4 ~More Ihan $50.0~0.0003. Value Method Codes Q =Appraisal R =C osl (Real Estate Only) S =Asscssm,mt T =C~h M arkct(See Column C2) U =Book Value V =Olhr W -Estimated

E =$1 5 .0 0 1 - $5 0 ,0 0 0


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N a m e o f P e r s o n R e p o r t i n gW igenton, Susan D,

D a t e o f R e p o r t05/15/201 I

VII. INVESTM ENTS and TRUSTS - i .... e, value, transactions (Includes t hose o f spouse and dependen t ch i ldren; seepp. 34-60 of filing instructions.)D (No repor table income , asse ts , orONE t ransact ions .)

A. B. D.D escription of A ssets Inco m e during Transactions during reporting period

(including trust assets) reporting period(I) (2)

! Amount Type (e .g . ,C o de I div., rent,(A-H) or int.)

Place "(X)" a~er each assetexempt from prior disclosure

69 . AT & T Corp., Common Stock A Dividend70 . Blackaock Global Resources Investment A Dividend

F u n d71. United Parcel Service Corp. A Dividend

72 . Ameriprise Financial Corp A Dividend73 . BB TCorp. Common Stock A Dividend74. Centu~Tel Common Stock A Dividend75. American Greetings Common Stock A Dividend76. Energen Common Stock A Dividend77. Integrys Common Stock A Dividend78. Walmart Corp.,Common Stock A Dividend79 . American Capital, LTD Common Stock A Dividend8 0 . CostcoCommon Stock A Dividend81 . NXTNutritional Holdings, Inc. Common A DividendS t o c k

Gross value at endof reporting period(I) (2)

Value ValueC ode 2 M ethod

( J-P) Code 3(o-w)J T

L T

J T

J T

J T

J TJ T

J T

J T

J TK T

J TJ T

(1 ) (2) (3) (4) (5 )T y p e ( e . g . , D a t e Value Gain I d e n t i t y o f

buy, sell, mm!ddiyy Code 2 Code I buyer/sellerr e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

I. Income Gain Codes: A =$1,000 or less B -$1,001 - $2,509 C =$2,501 - $5,000 D =$5,001 - $15.000(See Columns BI and D4} F =$50,001 - $100,000 G = $100.001 - $1.000.000 1 1 1 = $ 1, 00 0. 00 1 - $ 5 ,0 00 .0 90 1 1 2 = M or e t ha n $ 5 .0 00 .0 00

2. Value Codc~ J =$15,000 ~ less K $ 1 5 . 0 ~ 1 - $ 5 0 . 0 ~ O L =$50,001 - $100.0~) M =$1 0~.001 - $250,000(See Columns CI and D3) N -$250.001 - $500.000 O $500.001-$1,000.000 P I = $ 1. 00 0. 0~ I - $5 ,0 00 .0 0~ P 2 = $ 5 ,0 0 0. 00 1 - $ 2 5, 00 0 ,0 0 0

P3 =$25.000.001 - $50.00~.0~0 P4 =More than $50.000,0003. Value Method Codes Q =Appraisal R =Cost (Real ~slale Only1 S =Assessment ~ " = ~h Markcl(SceColumnC2) U BookValue V (~her W=Eslimatcd

E =$1 5 .0 0 1 - $5 0 .0 0 0


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VIII. ADDITIONAL INFORMATION OR EX PLANATIONS. (Indicatepartofreport.)


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FINANCIAL DISCLOSURE REPORTPage 10 of I 0

Name of Person R eportingWigenton, Susan D.

Date of Report05/15/201 I

IX . CERTIFICATION.I cert ify that al l information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, t rue, and complete to the b est of my k now ledge and bel ief, and that any information not reported ~vas ~vi thheld becaus e i t met appl icable statutoryprovisions permitt ing non-disclosure.I further certify that earned income from o utside employment and ho noraria and the acceptance of gifts svhich have b een reported are incompliance with the provisions of 5 U.S.C. app. 501 et . seq. , 5 U.S.C. 73 53, and Judicial Conference regulations.

Signature: S[ Susan D. W igenton

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A L L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LAND C RIMIN AL SANC TION S (5 U.S.C. app. 104)

Comm ittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

susan d wigenton financial disclosure report for 2010

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