susan j dlott financial disclosure report for 2009

8/3/2019 Susan J Dlott Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/susan-j-dlott-financial-disclosure-report-for-2009 1/15

in Government Act of1978F OR C A LEN D A R Y EA R 2 0 0 9 ( 5 v s . c , v , ] ,. ~ 7 0 7 - ~ 1 0

1 . P c z ~ o n R c p o r t i n [ ( ~ a z t n a m e , f i r ~ m i d d l e i ~ J ~ ] ) 2 . C o u r t o r O r g a n i z a t io n 3 . D a t e o [ R e p o r t

D LO Tr , S U S A N L U S SO U T H~I L ~ D I ST R I C T O F O H iO 4/14/2010

4. Ti t le (A~clc I~ jud ges indicatc act ive or s~mior s tat~; 5 ~ . R ~ p o r ~ T y p e ( c . h ~ c k a p i u o p r i a t c t y p e ) 6 . Rcpor t~ag Per iod

m ag ix~ t c j udgcs i nd i ca t~ f u l l - o r p ad - tim e)[] NomLu~a, D ~ , 01/01/2009

I Z ~ B 1 ! 2 0 0 9

m o d i f ic ~ t io r ~ s p e r t a i n i n g t b c x ~ o , i t J ~ , i n m y o p i n i o n ~ i n o m p l i t l c¢

U S C O U R T H O U S E with applicable Laws snd regula tions .

2 N D F L O O R R O O M 2 2 7C ] ~ C I N ~ A T I O H I O 4 5 2 0 2

R e v i ew i n g O W w . e r D a te

I M P O R T A N T N O T E S : T~e i~utruct~r~ accomj,~,in~ this form mu~t be fdlm~e,! Complete all part~che~king the NONE box for each part where yo u hm,e no repor table information, Sign on last pag~

D N O N E (N o reportable positions.)

P O S I T I O N NAME OF ORGANIZATION/ENTITY

1 . C O -P EtLSO N A L R EP R ESEN T A T IV E , : :~ ] ESTA T E

[~ NONE (No r e po r la b le a gr e e me n t s . )

DATE PARTIES AND TERMS

i.



FINANCIAL DISCLOSURE REPORT

of 15 l ~ L O ’ r ’ r , s v s A r ~ a t . 4 / t 4 t 2 o ~ o

HI. NON-INVESTMENT INCOME. ~,,g

A. FHer’s Non-Investment Incom e

N O N E (N o repgrtable non-investment income.)

DATE S O U R C E A N D T Y P E I N C O M E( y o u a - ~ , n o t s p o u s e ’ s )

I.

2.

3.

4.

B . S p o u s e ’ s N o n - ln v e s t m e n t I n c o m e - lf yow tt~r¢ married during any p~raon of th¢ rtpor~g y~ar, c~l~e ~ ~

~I~ om~ ~t ~red ~ for ~)

~ NO~ ~o r~o r tab le n o n - i n vestm en t i n co m e.)

~ SO~CE AND ~E

1 . PI~ ~ a~ I~ ~ ~ on F~ciM ~1~.

2.

3.

4.

(l~ude~ au~e ~ xpo~e and ~d~m chitdrm: s~ pp. 25-27 of filing inarucaons.)

[~] N O N E (N o reportable reimbursements .)

S O U R C E DATE~ LOCATION P U R P O S E ITEMS P AID OR P ROVIDED

I.

2.

3.

4.

5.



Na me o f P e r s o n R e po r t i ng :Dat e o f Re p or tF I N A N C IA L D I S C L O S U R E R E P O R T

I OLO ,SUS.age 3 of 15

V . G I F T S . a,,~,~,~ ~hose lo n, o~e ,~t ~t ,~,~, ,a~ ct ,~o,; ,, ,~ r~ z~-J l

NO~ ~o rego~able

~ DES~ION

1 ,

3.

5.

CRgDtT~R DESCRI~N V~ CODE

I.

2.

3.

4.



F I N A N C IA L D I S C L O S U R E R E P O R T ~,,,ofP . . . .R . p o m . g D.t,,fa,~n

o f 1 5 D L O T T . S U S A N J . 4 1 1 4 n 0 ~ 0

I . BOND-GREEN OI~O INCOME TAX RE~ D I n t ~ r ~ M T

COMM, LEARNING CENTER

2 . BONI~-AKRON OHIO SEWER SYS REV C I n f a r c t M a t u r e d 1 2 / 0 1 / 0 9 L AS E R I E S 1 9 9 8 4 . 6 @ / , D U E I 2 / I ~ 9

3. B O N D - B L L rE A S H O H S E R V G A R A G E & C l n tm’ r s t M TFIR EHOU SE 3 % DUE ] 1 1 1 11 0

4. B O N D - C I N C I 2f f N A T I O H I O C I T Y S C H L - D I n t . ~ m s t M a t u r e d 1 2 ] 0 1 1 0 9 M AF A C C O N S & I MP R 5% DUEI 2 / I /09

5. B O N D - F R A N K L I N C O , O H H O S P R E V C I n t r u s t M a t u r r d 06/01/09 M A

H O L Y C R O S S 5 % D U E 611109

6. B O N D - C I N C I N N A T I O H I O C I T Y D lntr re .s t M TSCHOOL DISTRICT 5° / , DUE 12/1 /15

7. B O N D . F A I R F I EL D & U N I O N L O C A L D In~’rst M TSCH OOL, 3 ,875%, DUE 12 /1112

8, C A S H h e l d i n c u s t o d i a n a t Jo h n s o n N o n e N T[ n v rn s t m m t s ( # 9 ~ )

9. C A S H h e l d i n c u s t o d i a n ~ Jo h n s o n N o n e J TI nvc s t rm rn t s (#8932)

1 0 . Womr n s cap i t a l c l ub p ar t n r ~h i p (2 .5% A Dis t r ibu t ion K Wo n w r r ~ i p ) )

1 1 . I L L n qO I S E D U C F A C A U T H R M O R R I S C I n t r u s t M a t u ~ x i 0~/01109 M AC O L L E G E 5 % D U E 6 / 1 / 0 9

1 2 . B O N D - L O R A I N C O O H R E V C A T H D Int~st M THEAL T HC AR E 5 .2 % DUE 91 1 1 1 0

! 3 . F fF T H T H ] ’ R D B A N K C H F J Z KI N G A C C T ~ A In teres t I T

1 4 . S H S S Y S C O C O R P A D i ~ d d c n d S o l d 02/13109 L E

1 5 . S H S A D O B E S Y S T E M S I N C N o n e S o l d 02/04/09 K A

1 6 . B O N D - L A K E O H L O C A L SC H D I ST D In t~ r~ t M TGEN OBLIG 5.35% DUE 12/01/11

1 7 . SH S A KA M A I TEC H N O LOGIES No n e Sold 02/12/09 K A



N a m e o f P e r so n R e p o r ti n g Datc of R e p o r t

PagcF[NANCIAL5 of 15 DISCLOS ~ ~PORT DLO~, SUS~ J . ~ 1 4 ~ 0 1 0

NO~ ~o r~ortable income, ~sets, or ff~actio~.)

A. B. C. D.

D~ of~s~ ~d~g ~ v~u~ ~t ~ T~o~

O) (2 ) 0) (2 ) 0) (2) O) (~)

1 8 . SHS D~ CO~ON A ~d S o l d 0~1~ ~ A

1 9 . S H S C ~ I EV R O N C O R P A l~vid~d J T S o l d 08/27/09

20 . S H S E X X O N M O B I L ( ~ 9 3 2 ) A D i v l d ~ n d S o l d 08/27/09

21 . S H S I S H A R E S S & P S M A L L C A P 6 0 0 A D i v i d ~ a d S o l d 02/03/09 L B

22 . S H S I ’ v [I C R O S O F T C O R P B D i v i d e m d M T

23 . S H S P E P S I C O I N C C Divided L T

24 . S H S . I O H ] q S O N F I X ED I N C O M E F U N D E Divided N T B u y 0 7 / 2 9 1 0 9 M

25 . SHS BI~a B I L L I TO N L T D A D R A D i v i d e n d 1 T

26 . S H S C O N O C O P H I L L IP S C D i v i d e n d L T

27 . B O N D - C L E V E L A N D O H D In tvm; t M TW A T E R W O R K S R E V I S T M O R T S E R I E SG 5.5" /~ 2013

28 . S H S C A T E R P I L L A R T R A C T O R A D i v i d e n d S o l d 1 . 0 / 0 1 1 0 9 I A

2 9. S H S D A N At IT :, K C O R P ( #8 93 2) A D iv l cLm d S o l d 10/19/09 J A

30 . F i f t h Th i rd Bank S t~ck A Di.vid~nd S o l d 0 8 1 1 3 1 0 9 K A

31 . S H S P R O C T E R & G A M B L E C O D D i v i c k n d M T

32 . S H S C I S C O S Y S T E M S I N C N o n e I T

33 . S H A R E S W E L L P O i N T I N C N o n e S o l d 02/13/09 L D

34 . S H A R E S E Q U I T A B L E R E S O U R C E S I N C A D i v i & m d J T S o l d 0 2 / 0 4 / 0 9 L E



Ia m e o f P e r s o n R e p ~ r t i n ~ Dale of ReportF I N A N C I A LD I S C L O S U R E R E P O R T

P a g e 6 of 15 4n4ao t o

V I I. IN V E S T M E N T S a nd T R U S T S - ~=o, .~ , . ~ , , , . ~ , ~ , , ~ a.dud~ ,h~,e of.r . , .*e ~,d d~. ,d~.t rh#~ .~ r~ 3*-60

NONE (No r e po r t a b le i n c o m e , a sse t s , o r t r a n sa c t i o r s .)

A. B. C. D.

D~cf ip~on of Arae~ In~:n© during C , m s s v ~ f l u e a t e n d Tr ~ac f ions d~r i ng m p or t iug p e r i od

( i a d u d i ~ g t ’ s t r a m ) r epo ,~g lm iOd o f r t po r t i ~ Ix~od

CD (2) O) ~ 2 ) O) (~) O) (4)P l a c e " C A ’ ) " a R r r t a r . h a s s e t A m o un t T y p e (e . g ., Value Va lu e T y p e ( ~ g . , D a t ~ V a l u e O ~ i n I d e n t i t y o f

e x c e p t f i ’ o m p r i ~ " d i s c l o s u r ~ C o d e 1 d i v . , r e n t , Code 2 M r th o d buy, sel l , m m / d d ~ y Co de 2 C od e I buy~r/sd ler

( A - H ) o r i n t . ) ( I - P ) C o d e 3 r c d c m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v s t e

(~w)

35 . S H A R E ~ G E N E R A L E L E C T R IC C I ) i v i d end K T S o l d 10/01/09C O M P A r e ’ (par t)

36 . S I I S E X X O N M O B I L C O R P O R A T I O N C D i v i d e n d L T S o l d 02/04109

3 7 . S H A R F ~ R O Y A L D U T C H P E T R O L EU M A D i v i d e n d S o l d 02/13/09

C O M P A N Y ( N E T H E e J . A N D S )

3 8 . S H S I O H N S O N & J O H N S O N C D i v i d , n d M T

39.- SHARES NOVARTIS AG ADR A D i v i d e n d K T

40 . L A K E 3 V O O D O H I O G E N 5 .0 % D U E D r m t e m s t M T

12/1114 DATED 5~26105

41 . G A H A N N A O H I O G E N 5 .0 % D U E 1 2 / 1 / 1 8 D Intcr r .s t M TDATED 911105

42 . I A C K S O N O H I O L O C A L S C I tO O L D I S T D In teres t M T

5 .0 % DUE 1 2 /1 /1 6 DAT ED 4 /2 1 1 0

43 . ~OR OHIO GEN 5.0% DUE 12/1/15 C I n t t a - r s t M T

D A T E D I 0 / !/ 0 5

44 . U N I O N C O U N T Y O H I O 4 . 5 % D U E D I n t c r r s t M T

12/1 /14 DATED 7/1 /05

45 . U N I V E R S I T Y O F C I N C I N N A T I G E N C In teres t M T

4 .0% DUE 6/1112 DATED 311105

46 . O C C I D E N T A L P E T R O L E U M A D i v i d e n d S o l d 0 3 1 0 6 1 0 9 J B

CORPORATION

4 7 . STR.YKER CORPORATION A D i v i d t m d S o l d 10/19/09, K A

4 8 . BOND - OHIO HOUSING FINANCY C I n t ~ r c s t M T

A G E N CY M O R T R E W ’ , 3 . 9 5 % , D U E 9 1 1 1 1 5

4 9 . OI~O STATE DEPT OF ADMIN D I n t ~ - c s t M T

SERVI CF~ C OP , 5%, DUE 911 / 11

50 . P I C K E R I N T O N O H I O L O C A L S C H O O L , C I n t e r e s t L T4 . 125%, DUE 12 / 1 /16

51 . S T A T E O F O H I O I N F R A S T R U C T U R E C Intr~cst M T

IMP, 4%, DU E 2/1/13



57 . E M E R S O N E L E C T R IC C O M P A N Y B D i v i d e n d L T

5 8 . T H O R . N B U R G I N T E R N A T I O N A L B D i v i d v n d L T S o l d 02J04/09 L AV A L U e F U N V (p~)

59 . C O M C A S T C O R P C L A S S A S P E C I A L A D i v i d e n d J T

6 0. G I L E A D S C I E N C E S I ~ C N o n e S o l d 10/19/09 J B

6 1. R O C H ~ E I I O L D D q GS L I M I T E D - A D R A D i v i d e n d J T

6 2. U N I T ED H E A L T H C A R E C O R P A D i v i d v a d S o l d 10/01/09 J A

63 . S H S K E L L O G G C O M P A N Y A D i v i d e n d I T

64 . SHS KRAFT FOODS [NC A Dividend S o l d 06/30109 I A

65 . B O N D - S T A T E O F O I l ~ O B L D G A L r I ’ H D L a t c r e ~ t M TREV,5%, DUE 10]1 / 17

66 . S H S U S B A N C O R P A D i v i d e n d J T

67 . O H ] O M U N I E L E C T R I C G E N E R A T I O N D I n t c n ~ M TA G E N C Y " R E V C A L L A B L E 2 - 1 5 - 1 4

68 . B E C T O N , D IC K D 4 S O N A N D C O M P A N Y A D i v i d e n d l T



F I N A N C I A L D I S C L O S U R E R E P O R T ~ .... tr~n R~po~g v,t, of~t

P age 8 o f 15 V L O T r , SU S A ~ J . 4 / 1 4 r 2 0 1 0

74 . P R I N C I P A L F I N A N C I A L G R O U P N o n e S o l d 10/19/09 J A

75. S A F E W A Y I N C O R P O R A T E D B D i v i d e n d L T B u y 02/04/09 L

76 . G O L D M A N S A C H S G R O U P I N C A D i v i d e n d K T

77 . G S F T N L S Q M M K T I N S T L A D i v i d e n d S o l d 0 3 1 0 5 1 0 9 L A

7 8 . I N T U I T I V E S U R G I C A L I N C N o n e S o l d 06/11109 K A

7 9 . M A N I T O W O C C O M P A N Y I N C A D i v i d e n d J T

80 . M I N D R A Y M E D I C A L I N T L L T D A D i v i d e n d J T

8 1 . P E P S IC O I N C O R P O R A T E D A D i v i d e n d J T S o l d 1 0 / 1 9 1 0 9 I B

8 2 . P E T R O L E O B R A S I L E I R O - S A A D i v i d e n d K T

83 . P O L O R A L P I t L A U R E N C O R P A D i v i d v o d K T

84 . T A T A M O T O R S L T D - S P N S A D R A D i v i d e n d K T

85. G R E A T E R C L E V E L A N D O I I I O D In tt : a~ t M TR E G I O N A L T R A N S P O R T A T I O N

AI.~ORITY GNE



of 15 ]4 / 1 4 ~ 0 1 0

N O ~ ~ o reportable income, ~sets, or ~a~actio~.)

~ B. C. D.

D~ of~ In~c d~g Gr ~s v~u~ st ~d T~ d~g ~ng ~

( A - H ) ~ i~) ( I - P ) C ~ = 3 ~) ( I - P ) ( A - ~ (i f

86 . MASON O~O GEN 4%D~ I~021~0 D ~t M T

87 . NORTH OLMSTED OHI O GEN. 5 . 2 . 50% D Intexest M TDUE ! 2/1/20

88. O H I O S T A T E H O U S I N G F I ] ~ A N C E C In teres t L TA G E N C Y R E V 3 . 7 % D U E 1 2 / !1 1 6

89 . B A N K . O F N E W Y O R K M E L L O N C O R P A D i v i d e n d S o l d 10/01/09 L A

90 . F P L G R O U P I N C B D iv id e n d L T

91. JOH N SO N DISC IP LIN ED M ID -C AP N o n e S o l d 02/03/09 M AFUND

9 2 . VANGUARD MONEY MARKET D Div idemd O T Bu y : 12/02/09 N

93 . Beav c rc r~ek Ohio c i t y s choo l d i s t r ic t 4 . 75% C I m g r e s t M T B u y 06/12/09 M

94 . D U B L l ~ O H I O C I T Y S C H O O L D In teres t M T B u y 02/18/09 MD I S T R I C T F A C . 4 . 0 %

95 . K E N ’ T O N C T Y . K Y S C H O O L D 1 S T R I C F C In ter t~ t M T B u y 02/17/09 MF I N A N C E 4 . 5 %

96 . K E N T U C KY S T A T E P R O P A N D B L D G . N o n e M T B u y 10/28/09 M

C O M M I S S IO N 5 ,0 %

97 . R I S IN G S U N ] ]q . S C H O O L B L D G . C O R P . C In teres t M T B u y 12/16/09 M3.8%

98 . W A L G R E E N C O M P A _ N Y A D i v i d e n d L T S o t d 10119/09 K E

9 9 . X T O E n e r g ~ t A D i v i d e n d S o l d 02/03/09 K A

1 0 0 . G A M E ST O P C O R P O R A T I O N N o n e B u y 0 1 1 0 6 1 0 9 K

101. G~OP CORPORATION N o n e S o l d 12/23/09 K A

1 0 2 . T Y C O I N T ER N A T I O N A L L T D A Dism’bu t ion



N a m e o f P e r so m R c p o r t in l ~ D a t e o f R e p o r tF I N A N C I A LDISCLOS~~PORT

P a g e 1 0 o f 1 5 4 / 1 4 0 0 1 0

NO~ ~o r~r~ble income, ~se~, or ~ac~o~.)

A. B. C. D.

D~ of~ ln~e d~g ~o~ v~ue a t ~d T~a~o~ d~g ~g ~M

( A - ~ a ~t) ( J - P ) ~ 3 ~) ( l- V ) (if~

(~ ~)

103. ~ ~~ CO~ B Di~on

1 0 4 . A L L S T A T E C O R P O R A T I O N A D i v i d e n d S o l d 10/01/09 I A

105. APPLIED MATERIALS, INC A D i v i d e d I T Bu y 07/01/09 J

1 0 6 . N O R F O L K S O U T H E R N C O R P O R A T I O N A D i v i d e n d J T B u y 06/30/09 J

107. P O T A S H C O R P O R A T I O N O F A D i v i d e n d J T B u y 06/30/09 JS A S K A T C H E W A N , l N C

1 0 8 . B O E I !q G C O M P A N Y A D i v i d e n d S o l d 06/17109 J A

1 0 9 . T A R G E T CORPORATION A D i v i d e n d ,Sold !04/20109 J A

110. F RE E PORT M CM ORAN COPPE R & N o n e B u y 01/06/09 JG O L D

1 1 1 . F RE E PORT M CM ORAN COPPE R & N o n e Sold 08/27/09 l DGOLD

1 1 2 . AMERICAlq INTERNATIONAL GROUP, A Distr ibut ionINC.

! 13 . JOI -’INSON FIXED INCOM E FUND C D i v i dend J T Bu y 07/29109 J

114. F I R S T A M E K I C A N T R E A S U R Y A In teres t J T B u y 07/29/09 JO B L I G A T IO N S F U N D

115. ~RICAN EXPRESS A D i v i d e n d S o l d 06/11/09 K D

116 . A RCH E R D A N IE LS M ID LA N D A D iv id e n d K T

1 1 7 . B P P L C S P O N S A D R A D iv id e n d J T

1 1 8 . D P L I N C A D i v i d e n d K T B u y 03/05109 K

i 19 . EVERGREEN MONEY M ARKET A D iv id e n d Sold 12/01/09 K A



IName of Person Repor/ing Date afD I S C L O S U R E REPORT

I ~ L O ~ r , S U S A ~ J .

P a g e 11 of 15 4 / 1 4 a o ~ o

V I I . I N V E S T M E N T S a n d T R U S T S - ~ , ~ o , ~ ~ a , o . ~ , ~ , a~a.,~,, thoso o/ ,po=o .,a do~,~,~,t ,hua,,~; .~, ~ ~.o o /ra~# ~

NO~ ~o repo~able income, ~sets, or ~actio~.)

D~p~ of~ h~e d~ng ~ss ~ue at ~ T~a~o~ dmng r~ng ~(racing ~ ~) r~g p~ of~g ~

0) (~) (D (Z ) 0) (~ ) O) (4) (5 )

PI~ "~" ~ ~ ~ ~ T~ (e.g., V a l u e V~ue T~ (e.g~ D a m Value G~ Id~ of

~pt ~ p~ ~cl~ C~e 1 ~v., ~ ~e 2 M~ b~, soil ~d~ C~e 2 ~e I b~/sell~

(~-~ ~ ~) ( J-O) ~ 3 ~:~) (J-e) (~-~ (if~

(~

120. GS F~ SQ ~T ~S~ None L T ~y 01/0~ L

121. ~PLE ~C None L T B~ 06/i l/~ J

I~. ~CS L~ None K T

1~. ~BRO ~C A ~d~d K T Buy 0 1 / 1 5 / 0 9

124. ~U~ SE~OR SPDR A ~d K T

25. ~g MSCI ~ ~ A ~d~d K T

126. ISiS ~MS~ ~RG~G A Di~d~d K T

127. ~OG~ COMP~ ~ON A ~d~d J T B~ 03 / 05 / 09 J

128. ~D~O~C ~C A ~d K T

129. ~SE ~O~ B ~d K T B~ 01 / 15 / 09 K

130. P~ ~SS ~C A ~d~d K T

131. S~ERGER L~ A ~d~d K T

132. ~R~OLIO ~CO~RY ~S~ None J T

133. S~COR ~RGY ~C A ~d K T

1M. ~ A ~d Sold ~/l 1/~ K A

135. HOL~IC None~Id ~/ll~ K A

136. AT&T ~C. None K T Buy 11/05/~ K



1 3 7 . F E D E R A T E D M U - N ! C I P A L C A S H T R U S ] C l n l x a - ~ S o l d 12/31/09 J A

138. WELLS FAR.GO MONEY MARKET A D iv id e n d J T B U Y 6 / 3 0 1 0 9

139. V A N G U A R D S H O R T T E R M A D i v i d e n d N T B u y 7/29109 N

I ~ I VF_ . STMEN~ GRADE FUND

140.

141.

142.



N a m e o f P e r s o n R e p o r { l n g D a | e D f l ~ e l ~ r ~~I~ I)ISCLOSUR~ REPORT DLo~r, S~S~ J.

P age 13 of 15

V II I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S .

P A R T V I I

L I S T ED S T O C K S A R E C O M M O N S H A R E S U N L E S S O T I i~ R W I S E N O T E D .

A L L W O M E N ’ S C L U B I N V E S I ’M E N T S A R E R E P O R T E D A T T H E A G G R E G A T E V A L U E . J U D G E D L O T T O W N S

L I N ES 8 A N D 9 A R E C A S H A C C O U N T S H E L D I N I N V E S TM E N T A C C O U N T S F O R F U T U R E P U R C H A S E S .

L I N E S 1 0 2 ,1 0 3 , A N D 1 1 2 A R E D I S T R I B U T I O N S O F S E C U R I T I E S L IT I G A T I O N S E T T L E M E N T S F R O M I N V E S T M E N T S H E L D P R I O R T O T H I S " Y E A R

L I N E 1 0 9 T A R G E T W A S S O L D I N T H E C U R R E N T Y E A R I N F h 4 T I R E - F Y A N D W A S I N L C U D E D O N L I N E 1 9 I N T H E P R I O R Y E A R

L I N E 1 3 5 S t I A R E S O F H O L O G I C S A R E T H E T O T A L C O M B I N E D F R O M T H E P R I O R Y E A R L I N E S 5 6 A N D 1 2 4 A N D ! 9 2

L I N E 9 1 JO H N S O N M I D C A P W A S C O M B I N E D D U E T O S A L E I N ~ C U R R E N T Y E A R A N D W A S S H O W N O N L I N E S 6 0 & 1 8 2 IN T H E P R I O I ~

L I N E 1 2 8 1 M E D T R O N I C S W A S S H O W N O N L I N E 7 1 I N P R I O R Y E A R - M O V E D F O R E A S I E R D I S P L A Y

L I N E 9 9 X T O E N E R G Y W A S O N I !h i E 84 M O V E D I N G R O U P I N G FOK EASE OF ENT R Y

L I N E 1 0 4 A L L S T S ’ I’ E C O R P O R A T I O N W A S S H O W N O N L I N E 8 5 I N P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R . T I N G

L I N E 1 22 A M D O C S W A S S H O W N O N L I N E 1 2 0 IN P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R T I N G

L I N E 1 3 3 S U N C O R . W A S S H O W N O N L I N E 1 2 1 l lq P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R T I N G

L I N E 1 17 B P P L C A D S W A S S H O W N O N L I N E 1 2 2 IN P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R T I N G

L I N E 1 3 0 P ET M E D E X P R E S S W A S S H O W N O N L I N E 1 2 6 I N P R I O R Y E A R M O V E D I N G R O U P I N G F O R . E A S E O F R E P O R . IN G

L I N E 1 14 F I R S T A ~ C A N T R E A S U R Y O B L I G A T I O N F U N D S W A S S H O W N O N L I N E 1 28 I N P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F

REPOR.TIING

L I N E I 1 5 A M E R I C A N E X P R E S S C R E D IT C O R P W A S S H O W N O N L I N E 1 30 I N P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R T I N G

S A L E

L I N E 1 31 S C I tL U M B E R G E R W A S S H O W N O N L I N E 1 3 1 IN P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R T I N G

L I N E 1 3 4 I S II A R E S W Y E T H W A S S H O W N O N L I N E 1 3 2 I N P R I O R Y E A R M O V E D I N GROUPI NG F O R E A S E O F R E P O R T I N G

L I N E 1 2 5 I S IL A R E S M S C I E A F E ] IN D E X W A S S H O W N O N L I N E 1 3 3 I N P R I O R Y E A R M O V E D I N GRO U PING F O R E A S E O F R E P O R T I N G

L I N E 1 2 6 IS H A R E S T R N I S C I E M E R G I N G M A R K E T W A S S H O W N O N L I ] ¢ E 1 3 6 I N P R I O R Y E A R M O V E D I N GROUPING F O R E A S E O FR E P O R T I N G

L I N E 1 3 2 P O R . T F O L I O R E C O V E R . A S S O C I A T E S W A S S H O W N O N L I ] qE 1 3 8 IN P R I O R Y E A R M O V E D I N GROUPI NG F O R E A S E O F R E P O R T I N G

L I N E 1 21 A P P L E I N C W A S S H O W N O N L l l qE 1 4 3 I N P R I O R Y E A R M O V E D I N G R O U P I N G F O P . E A S E O F R E P O R T I N G

L I N E 7 6 G O L D M A N S A C H S I S T H E T O T A L C O M B I !, /E D F R O M T I I E P R I O K Y E A R L I N E S 1 4 5 A N D 1 6 2

L I N E 1 9 C H E V R O N C O R P I S T I l E T O T A L C O M B I N E D F R O M T H E P R I O R . Y E A R L I N E S 1 5 3 A N D 3 1

I .! N E 7 8 I N T U I T I V E SU R G I C A L I S T H E T O T A L C O M B I N E D F R O M T H E P R I O R . Y E A R L I N E S 1 6 5 A N D 1 6 6

L A S T Y E A R C O A C t t [N C L I N E S 190 A N D 10 6 A M O U N T S - T H E S A L E W A S R E P O R T E D O N UNE 1 0 6 FO R B O T H L O T S T H E R E F O R E C O A C H W A S

R E M O V E D F R O M T I lE S C I I E D U L E

L I N E 1 0 8 B O E I ] q G I N C W A S S H O W N O N L I N E 1 9 3 I N P R I O P . Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O P . T I N G

L I N E 9 9 XT O E N E R G Y W A S S H O W N O N L 1 2 N ’ E 8 4 IN P R I O R . Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R . T I ~ I G

L I N E 3 2 C I S C O S Y S T E M S I S T H E T O T A L C O M B I N E D F R O M T H E P R I O R . Y E A R L I N F ~ 7 3 A N D 5 9

L I N E 9 8 W A L G R E E N S W A S S H O W N O N L l ]q E 4 0 I N P R I O R . Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R T I N G

L I N E 1 0 0 & 1 0 ! G A M E S T O P W A S B O U G t I T A N D S O L D I N O N E Y E A R A N D T H E R E W A S N O R O O M T O R E P O R T T H E B U Y A N D S E L L O N O N E

L INE

L I N E I I 0 & 1 1 1 F R E EP O R T M C M O R A N C O P P E R A N D G O L D W A S B O U G H T A N D S O L D I N O N E Y E A R A N D T H E R E W A S N O R O O M T O R E P O R TT HE B L ry" A N D S E L L O N O N E L I N E



F I N A N C IA L D I S C L O S U R E R E P O R T ] ~,=~ of e~o . a~-i~,t ~.or.~

P a g e 14 o f I5

I DLOTT, SUSAN J,4 I I 4 / 2 0 1 0

V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . an a ~ a, m o I ~n J

PART I POSITIONS JUDGE DLOTr SERVES AS CO REPRESENTATIVE OF [ ESTATE - SHE HAS NO INTFAhEST IN TH~ TRUST

AND DOE NOT MANAGE OR CONTROL TH~ ASSETS OF THE TRUST -SO THERE IS NOTHING REPORTED ON INVESTMENT TAB IN

ACCORDANCE WITH DIRECTION FROM PRIOR YEAR



F I N A N C I A L D I S C L O S U R E R E P O R T I ~ . . . . ~ P .r ,on . .po~n~ ~. ,. of Re ~.

P age 15 of 1 5 D L O T T , S U S A N J . 4 1 1 4 / 2 0 1 0

I X . C E R T I F I C A T I O N .

I c e r t if y th a t a l l i n f o rm a t i o n g i v e n a b o v e ( i n c l u d i n g I n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , I f a n y ) Is

a c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - ~ i s c l o s u r e .

I f u rt h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r ia a n d t h e a c c e p t a n c e o f g i ft s w h i c h h a v e b e e n r e p o r t e d a r e inc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e L s e q . , 5 U . S .C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t in n s o

S i g n a t u ~

N O T E . : A N Y I N D I V I D U A L W I l O K N O W I N G L Y A N D W 1 L F U L L Y F A L S I F I ES O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C M LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )

FILING INSTRUCTIONS

M a i l s i g n e d o r ig i n a l a n d 3 a d d i ti o n a l c o p i e s t o :

C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA d m i n i s t ra t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 -3 0 1O n e C o l u m b u s C i r c le , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4

susan j dlott financial disclosure report for 2009

Documents