susan r bolton financial disclosure report for 2010

8/3/2019 Susan R Bolton Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Required by the Ethics

in Government Act of 1978(5 U.S.C. app. 101-111)

[ 1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t ia l )Bolton, Susan R.

4. T i t le (Ar t ic le I I1 judges indicate act ive or senior s ta tus ;magistrate judges indicate full- or part-t ime)

U.S. Dis t r ic t Judge - A c t ive

7. Chambers or Office Address401 W. W ash ington St . , SPC 50Suite 522Phoenix , AZ 85003

2. Court o r O rganizat ionU.S. Di s t r i c t C ou r t , A r i zona

5a. Repor t Type (check ap propr ia te type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

3. Date of Report05/11/2011

6. Reporting Period01/01/2010

to12/31/2010

Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,checking the NON E box for each part w here you have no reportable information. Sign on last page.

I . P O S I T I O N S . ( R e p o r t i n g individual only; seepp. 9 -13 of f!l ing instruct ions.)D (No reportablepositions.)O NE

P O S I T I O N1 . Se c re t a ry2.

N A M E O F O R G A N I ZA T I O N /E N T I T YOrganizational Diagnostics LLC ~owned company)

I I . A G R E E M E N T S . ( R e p o ~ i n g individual only; seepp. 14-16 of f!ling instructions.)N O N E (No reportable agreements.)

1 . 1 9 8 92.3.

DATE PARTIES AND TERMSArizona Elected Officials Retirement Plan (pension plan from prior emp loyment as a state court judge)


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FINANCIAL DISCLOSURE REPORTPage 2 o f 12

N a m e o f P e r so n R e p o r t i n gBol ton , Susan R.

D a t e o f R e p o r t05/11/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)A. Fi l e r s Non-Inves tm ent Incom e

D (No reportable income.)ONE non- inves tmentDATE SOURCE AND TYPE INCOME(y ou rs , no t s pous e s )

1. 2010 Arizona Elec ted O ff ic ia ls Re t i rement P lan $56,298.002.3.4.

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - i f you were m arried during any portion of the reporting year, complete this section.(Dollar am ount not required except for honoraria.)D NO N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPE1 . 2 01 0 Organ iza t iona l Diagnost ics , L .L.C . - ea rnings2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmen~(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~ (No reportable reimbursements.)ONE

2.3.4.5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 2

N a m e o f P e r s o n R e p o r t i n gBol ton , Susan R.

D a t e o f R e p o r t05/11/2011

V . G I F T S . a . c lu d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E (No reportable gif ts.)

SOURCE DESCRIPTION1 .2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n e l u d e s those of spouse and dependent children; see pp. 32-33 of filing instructions.)~] N O N E (No reportable liabilities.)

2.3.

4.5.

CREDITORSonoma Na t iona l Bank , CAMerr i l l Lynch Single Premium Life

DESCRIPTIONMo rtgage on one-ha lf in te res t in of f ice codom inium (Pt . VII l ine 12)C a sh v a lu e l o a n

VALUECODEKL


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N a m e o f P e r s o n R e p o r t in gBolton , Susan R.

D a t e o f R e p o r t05/11/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)D NONE(No repo rtable income, assets, or transac tions. )D e s c r i p t i o n o f A s s e t s

( inc lud ing t ru s t a s se t s )

exempt from prior disclosure

1 . IBM common s tock2. FIA Card Services ( former ly M err i ll LynchB a n k )3. Bank of Amer ica , Ar izona4. M e r r i l l L y n c h S in g l e P re m iu m L i f e -Insurance5. Philade lph ia Life Insurance Company-Insurance

I n c o m e d u r i n gr epo r t ing pe r iod ofreperting period

(1 ) (2) (1 ) (2) (3)Value V a l u e Type (e,g., D a t e V a l U e

Codel div.,rent, Code2 Method .: buy, sell, mm/dd/yy Cod2( A - H ) or in t . ) (J-P) C o d e 3 redemption) (J-P)( Q - W )

. ( 4 ) (5 )G ain Identit~ o f

Code 1 . . buyer/sel ler(A~ (if private

t r a n s a c t i o n )

B Dividend M TA I n t e r e s t JA I n t e r e s t M

TT

U.S. Savings Bon ds

None KNone KNone O

TTT

A D i v i d e n d K T. Vir tus Balanced Fund8. ML F Re t i rement P lus -Annui ty9. Transamer ica Landmark Annui ty

1 0 . All ianz Frank l in -Annui ty1 1 . Nelson I I Freeway L im i ted Pa r tne rsh ip1 2 . Off ice con do-I /2 Int -Phx,AZ ( 94 60,000-0430,000)1 3 . Merr i l l L ynch Bas ic R e t i r ement P lan-P rof i tS h a r in g1 4 . - -GE Money Bank CD1 5 . --US Treasury Note

1 6 . --US Treasury Infla tion Notes (3)

None M TNone L TNone K TNone J W

D Rent M R

D Dividend & O TB u yB uy

07/23/10 J07/20/10 M

17. --Citibank CD

i I ncom e Gai n Codes: A =$1;000 or less(S ee C o lumns B 1 and D 4) F =$50,001 - $ 100,000

2 . Va lue C odes J =$15,000 or less(S ee C o lumns C I and D 3 ) N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =A p p ra i s al( See Col unm C2) U =B ook Value

B =$1,001-$2 ,500G=$100,001 - $ 1,000,000K =$15~001-$50;000O =$500,001-$1,000,000R = C os t (Rea l Es ta te O n ly )V = O t h e r

C =$2,501 - $5,000 D =$5,00t - $15,000HI =$1,000,00i - $~000i000 H2 --M0re thart $5,000~000L = $50;00t- $1001000 M = $100;00! - $250,000P I = $ i ; 0 0 0 , 0 0 1 - $ 5 , 0 0 0 ;0 0 0 P ~ - - ~ 5 1 0 0 0 ; 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0P4 =More than $50;000~000S =Assessmen t T - - C ash Mark e tW =Es t ima ted

E =$15,001 -$50,000


5/12



Date of Report05/11/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income , va lue , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~] NONE income, assets, or transactions. )N o reportableA. B. C.

D.

(including trust assets)(1) (2) (1) (2) ~l~ (2) (3) ~ (4) 115)

Place "(X)" al~er each asset Amount T y p e ( e ~ g . , V alue V alue ~ y p e (e .g ., D a t e Value Gain Identity ofexempt from prior disclosure Code 1 div., rent, Code 2 M e t h o d b u y ~ s e ! l ~ m rrd dd /y y C od e 2 Co d e l buyer/seller(A-H) o r i n t . ) (J-P) C ode 3 . . . .. redemption) (J -p) (A-H) (if private

( Q - W ) transaction)

1 8 . - -Amer ican Expre ss Cent . Bank CD19 . - -Cap i ta l One CD

20 . - -Cap i ta l One Bank CD

21 . - -Discove r Bank CD22 . --US Treas. Infla tion Note23 . - -Weste rn Bank CD

R e d e e m e d 104/12/10 KR e d e e m e d 01/15/10 KR e d e e m e d 10/25/10 K

24 . - - B M W B a n k C D25 . Men i l l L ynch Bas ic Re t i r ement P lan-Money D Dividend & IPurchase26. --G E Mo ne y B an k C D27 . - -Al ly Bank CD28 . - - JP Morgan Chase CD29 . - -Ca ro l ina Fi r s t Bank C D

NB u y i 07/23/10 J

B u y 07/23/10 J

R e d e e m e d 07/09/10 K

30 . - -Ci t ibank CD31 . --US Treasury Infla tion Notes (2 remain, 1r e d e e m e d )32 . - - G E M o n e y B a n k C D

33 . - -Motoro la comm on s tock

Redeemed 01 / 15/10 J( p a r t )Redeemed 10/12/10 L

34 . - - V o d a f on e c o m m o n s t o c k

1. Income Gain C odes :(S ee C o lumns B I and D 4)

2.Value Codes(S ee C o lumns C I and D 3 )

3.Value Method Codes(S ee C o lumn C 2 )

A=$i;000 or lessF =$50,001 - $100,000J =$15,000 or lessN =$250,001 - $500,000P3 =$25,000,001 - $50,000,000Q=AppraisalU =B ook Value

B = $!,001 ~ $2~ 500 C = $2,501 - $5,000 D =$5,001 - $15,000G = $100,001 - $1,000,000 H i =$1,000,00 i ~ $5;000,000 H2 =M0re than $5,000,000K =$15,001 ~ $50,000 L =$50,001 -$100,000 M = $100,001 - $250,000O = $500,00i ~ $1,000,000 PI =$1,000,001, $5,000,000 P2 =$5,000,001 - $25,000,000

P4 =Mo re than $50,000,000R =C os t (Rea l Es ta te O n ly ) S =Assessmen t T = C a s h M a r k etV = O t h e r W =Es t ima ted

E =$1 5,001 - $50,000


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D a t e o f R e p o r t05/I 1/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent ehildren; see pp. 34-60 of filing instructions.)NONE (No reportable income, assets, or transactions.)

Description of Assets(including trust assets) report ing period of report ing period

(t ) (2 ) ( 1 ) ( 2 )Place"(X)" alter each asset

exempt from prior disclosure

35 . - -Cap i ta l One CD36 . - -Blackrock Globa l37 . - -US Treasury -ze ro coupon bond38 . Merr i ll L ynch IRA (FGB)39 . - - A m e r i c a n E x p r e ss B a n k C D40 : - - JPMorgan Chase Bank CD

41 . - - B a n k o f A m e r i c a C D42 . - -Discove r Bank CD (2 )43 . - - B a n k o f A m e r i c a C D44 . --US Treasury Infla tion Note45 . - -FIA Ca rd Se rv ice s NA ( fo rmer ly Bank

USA)4 6 . - - U S T r e a s u r y z e r o c o u p o n b o n d s ( 3 )

4 7 . - - P e p s i c o c o m m o n s t o c k

4 8 . - - Y u m B r a n d s c o m m o n s t o c k

4 9 . - W a l - M a r t c o m m o n s t o c k

5 0 . - - O p p e n h e i m e r I n c o m e T r u s t m u t u a l f u n d

5 I.- U S T r e a s u r y I n f l a t i o n N o t e

(2 ) (3) (4) (5)Gain Identi ty of

Code I buyer /sel ler(A-H) (if private

transaction)

A m o u n t : " T y p e : ( e ~ g .; Value Value Type (e.g., Date V a l u eCode I div_, rent, C o d e 2 M e th o d b u y . s e ll. m m / d d / y y Code2( A - H ) or in t . ) (J-P) C o d e 3 r e d e m p t i o n ) (J-P)( Q - W )

T

B u y 07/21/10 K

B u y 07/20/10 J

B u y 07/20/10 J

B u y 07/21/10 J

B u y 07/22/10 J

Redeemed 04115/10 K

C Dividend&

l~ihCo~Gai~odes: A =$ 1;000 0r iess B =Sl,00t - $2,500(S ee Co lu mn s B 1 a nd D4 ) F =$ 50,0 01 - $ 100,0 00 G = $100,001 - $1,000,000

2. Va lue C odes J = $15,000 or less K = $15,001 - $50,000(S ee C o lu r rms C 1 and D 3 ) N =$250,001 - $500,000 O =$500,001 - $1,000,000

P 3 = $ 2 5 ~ 0 0 0 ; 0 0! - $50,000,0003 . Va lue Method C odes Q =A p p ra i s al R =C os t (Rea l Es ta te O n ly )(S ee C o lumn C 2 ) U =B ook Value V = O t h e r

C = $2,501 - $5,000H 1 =$ 1,000,001 - $5,000,000L =$50,001 - $ 100,000P 1 =$ 1,000,001 - $5,000,000P4 =Mo re than $50,000,000S =Assessmen tW =Es t ima ted

D =$5,001 -$15,000H2 =More than $5,000,000M=$100,001- $250,000P2 =$5,000,001- $25,000,000T - C a s h M a r k e t

E =$15,001- $50,000


7/12


N a m e o f P e r s o n R e p o r ti n gBolton , Susan R.


V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ NONE income, assets, or transactions. )eportable

D e s c r i p t io n o f A s s e t s( nc lud ing t ru s t a s se t s )

Place "(X)" after each asset

B C. D.Income dur ing Gross value at end Transactions during report ing period

rep orting period of rep orting p erio d(1 ) (2 1 (1) (2) (1 ) (2) (3) (4) (5)

A m oun t T y pe (e . g . , V a lu e V a l u e Type (e.g., D a t e V a lue Gain: Identity ofCode 1 div., rent, C ode 2 Method buy, sell, m rrd dd /y y C od e 2 Code 1 ..... buyer/seller

o r i n t . ) ( J - P ) Code 3 redemption) (J-P) (A-H) (if private(Q-W) transaction)

52 . --U.S. Treasury Inflat ion Note53 . - -Di scover Ban k CD5 4. - -G o ld m an Sa ch s B a nk CD55 . --Capital One CD56 . --Capital One Bank CD5 7. F id e li ty E qu it y In c om e F un d A58 . Fideli ty Magellan mutual fund A59 . Fideli ty Value mutual fund A60. F ide l it y Ass e t Man age r m u tu a l f u n d A61 . Fidelity Puri tan mutual fun d A62 . Janus Ba lanced mutua l fund A63 . Vanguard G rowth Index Fund A64. V a n gu a rd 5 00 In d ex Fu n d A65 . V a ng ua r d Pr im e Ca p Fu n d A6 6. V a n g ua r d Li fe S tr a te g y G r ow t h Fu n d A

67. Van guard IRA A

Redeemed 01/15/10 J

R e d e e m e d 04/12/10 J

D i v i d e n d J T

D i v i d e n d K T

D i v i d e n d K T

D i v i d e n d J T

D i v i d e n d K T

D i v i d e n d J T

D i v i d e n d J T

D i v i d e n d J T

D i v i d e n d J T

D i v i d e n d J T

Dividend&I J T6 8. - -To ta l St o ck M a r k e t In d e x Fu n d

] l f i crm e G ai h Cr dE Si A =$ 1,000 or less(S ee C o lumns B I and D 4) F =$50,00i- $100,000

2. Va lue C odes J = $15,000 or less(S ee C o lumns C I and D 3 ) N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =A p p ra i s al(S ee C o lumn C 2 ) U =B ook V a l u e

= $1 ,001 - $2,500 C = $2,501 - $5,000 D =$5,001 - $15,000G = $100,001- $1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $51 000,000

= $ 1 5 , 0 0 1 - $50,000 L =$50,001 - $ 100,000 M =$1 00;001 - $250;000=$500,001 - $1 ,000,000 P 1 =$ 1,000,001 - $5,000;000 P2 =$5,000,001 - $25;000,000

P4 =Mo re than $50,000,000=Cost (Real Estate Only) S =Assessmen t T = C a s h M a r k e t=O ther W =Es t ima tcd

E =$1 5,001 - $50,000


8/12

FINANCIAL DISCLOSURE REPORTP a g e 8 o f 1 2 Ia m e o f P e r s o n R e p o r t i n gBol ton , Susan R. Date of Report05/11/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of ~ding instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s(including trust assetst

Place "(X)" after each assetexempt from prior disclosure

B. C. D.Incom e during Gross value at end Transactions during report ing pe~od

reporting period of report ing period0) (2) (1) (2) (l ) (2) ~3~A m o u n t Type (e.g., Value Va l ue Type (e.g., Date ValueC o d e I div., rent, Code 2 Method buy, sel l , m m /d d/y y C od e 2(A-H) o r i n t . ) ( J - P ) Code 3 redemption) (J-P)(Q-W)

69 . - -Growth Index Fund7 0. V a n g u a r d I R A A Dividend J T7 1. --Total Stock Market Fund7 2. Gilbert AZ Public Facility Muni Bond A Interest K T7 3. Merrillville 1N Muni Bond zero coupon None K T7 4. Illino is D FA zero cou p on M uni Bond No n e L T7 5. ~ Oroville, CA (1972, $5,000) None J R7 6. Ar izona E lec ted O f f ic ia ls Re t i r ement P lan F p en s io n M T7 7 . A rizo na S tate R e tirem ent Sys tem None M T7 8. Keyport Keyannuity None M T79 . Keyport Keyannuity None L T80 . Merr i l l L ynch IRA (SRB) D Dividend & I N T81 . - -Amer ican Expre ss Bank CD Bu y82 . - -Nor th Am er ica SB CD Bu y83 . - -Bea l Bank CD Bu y

84 . - - B M W B a n k C D Bu y85 . - -Al ly Bank CD Bu y

07/22/10

07/22/10

07/22/10

07/21/10

07/21/10

J

J

J

JJ

(4 ~ (s lGain .... ........ Identity of

Code 1 : buye r / se l l e r(A-~ ( i f p r i v a t e

t r ansac t ion )

1. I ncom e Gain C odes: A = $1,000 or less B =$1,001 - $2,500(See Co ltunns B I and 1)4 ) F =$50,001 - $I00.000 G =$100,001 - $I,000,000

2. Value C odes J = $15,000 or less K =$15,001 - $50,000(S ee C o lumns C 1 and D 3 ) N =$250,001 - $500,000 O = $500,001 - $ 1,000,000

P3 =$25,000,001 - $50,000,0003 . Va lue Method C odes Q =Appraisal R =Cost (Real Estate Only)(S ee C o lumn C 2 ) U =B ook Value V = O t h e r

C =$ 2,501 - $5,000 D = $5,001 - $15,000 E = $15,001 - $50,000H 1 = $1 ,0 00 ,0 0i ~ $5 ,0 00 ,0 00 H 2 = M o re th a n $ 5, 00 0 ,0 00L =$50,001 - $100,000 M =$100,001 - $250,000p I = $ i; 00 0~ 0 0t - $5 ,0 00 ,0 00 P 2 = $ 5, 00 0, 00 1 - $2 5, 00 0, 00 0P4 =More than $50,000;000 T = C a s h M a r k e tS =Assessmen tW =Es t ima ted


9/12


N a m e o f P e r s o n R e p o r t i n gBoRon, Susan R.

D a t e o f R e p o r t05/11/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , t ransac t ions ( Inc l u d es t hose o f spou se and d epen d ent chi l d ren; see pp . 3 4 -6 0 o f f! l ing ins t ruc t ions . )N O N E (No reportable income, assets, or transactions.)

Description of Assets(including trust assets)

Place "(X)" after each assetexempt from prior disclosure

B. C. D.Income dur ing Gross value at end Transactions during report ing periodreporting period of reporting period

(I) (2) (1 ~ (2 ) (1 ) (2) (3) (4) (5)A m o u n t Type (e.g., Value Value Type [e.g., D a t e : : Va l ue Gain Identity ofCode I d i v . , r e n t , Code 2 Method buy; sel l , m m /d d!y y C ode 2 Code 1 buyer/seller(A-H) a r i n t . ) ( J ~ P ) Code 3 redemption) " (J-P) (A tH ) ( ! ~ P rivate

(Q-W) . t r a n s a c t i O n )

86 . Redeemed 12/27/10 J

87 . - - B a n k o f A m e r i c a C D88 . - -Discove r Bank CD89 . --US Treasury Infla tion Note90 . - -FIA Ca rd Se rv ice s NA ( fo rmer lyML BankUSA)91 . - -US Treasury ze ro coupon bonds (3 )92 . - -US Treasury Inf la t ion Note Redeemed 01 / 15/10 J

93 . - -Huntington National Bank CD

94 . - -Peps ico comm on s tock95 . - - Y u m B r a n d s c o m m o n s t o c k96 . - -Oppenh e imer Income Trus t mutua l fund97 . - - C a p i t a l O ne C D

98 . - -Weste rn Bank CD Redeemed 10/25110 K99. Mid -F i rst Ban k CD (2) A Interes t L T B u y 07/22/10 L

1 00 . U . S . S a v in g s B o n d s None K T1 0 1 . U . S . S a v i n g s B o n d s N one K

1 0 2 . U S S a v i n g s B o n d s None K T

1 . Income Gain C odes :(S ee C o lumns B I and D 4)

2.Value Codes(S ee C o lumns C I and D 3 )

3.Value Method C odes{S ee C o lumn C 2 )

A =$1,000 or lessF =$50,001 - $100,000J =$15;000 or lessN =$250,001 - $500,000P3 =$25,000,001 - $50,000,000Q =A p p ra i sa lU =B ook Value

B =$1,001 - $2,500G =$100,001 : $1,000,000K=$15,001 - $50,000O =$500,001 - $ 1,000,000R =Cost (Real Estate Only)V = O t h e r

C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000H 1 = $ L 00 0; 00 1 - $5 ,0 00 ,0 00 H2 2M 0 r~ th an $5 ;0 00 ~ 00 0L =$50,00i- $I00;000 M ~$]00;001 - $250;000 .....P I = $ 1 ;0 00 ;0 01 - $5 10 00 ;0 00 P 2 = $ 5; 00 0, 00 t- $ 25 ,0 00 ,0 00P4 =More than $50,000i000S =Assessmen t T =C ash Mark e tW =Es t ima ted


10/12

FINANCIAL DISCLOSURE REPORTPage 10 o f 12

N a m e o f P e r s o n R e p o r ti n gBolton , Susan R.

D a t e o f R e p o r t05/11/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)NONE (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Incom e during G ross va lue at end Transactions during report ing period

(including tru st assets) rep osing p eriod of report ing period(1) (2) (1) (2) (1 ) (2) (3) (4) (5 )

Place "(X)" after each assel A m o u m Type (e.g., Value V a lue . ~ . T y pe (e . g . , Date V a lue Gai~ Identi ty ofexempt from prior disclosure Code I div., rent, C o d e 2 : Method. :~, :~. , buy, sel l , : i r im/dd/yy Code 2 Code 1 . . . . .. . : b uyer / s e l le r(A-H) o r i n t . ) ( J - P ) Code 3 redemption) 0-P) (A-H) ( i f p r i v a t e

( Q - W ) : lransactton)

103 . ISA Ma rsha l l & I l s l ey BK A I n t e r e s t Closed 03/01/10 J

104 . ISA M& T Trust Co . A I n t e r e s t Closed 03/01/10 K105 . Bank o f Amer ica Dep Account Pre fe r red A I n t e r e s t M T Open 03/01/10 M

1 . Income Ga in Codes i A =$1~000 or less B =$1,001 - $2,500(S ee C o lumns B l and I ) 4 ) F ~ $50,001 - $ 100,000 G ~$100,001 - $1,000~000

2. Value Codes J =$15,000 or less K =$15,001 ~ $50,000(S ee C o lumns C I and D 3 ) N =$250,001 - $500,000 O =$500,001 - $1,000,000

P3 =$25,000.001 - $50,000,0003. Value Method Codes Q =A p p ra i s al R =C os t (Rea l Es ta te O n ly )(S ee C o lum n C 2) U = B ook Value V = O t h e r

C = $2,501 - $5,000 D =$5,001 - $I 5,000:H 1 =$1 ;000,001- $5,000,000 H2 =M~r~ than $5 000,000L - - $ 5 0 O o : ~ i 0 o lo o ~ M = $ ~ 0 0 , 0 0 1 - $ 2 5 0 , 0 0 0p 1 = $ 1 ~ 0 0 0 , 0 0 i ~ $ 5 ; 0 0 0 ~ 0 0 0 P2 = $5,000i001 =$25,000,000P4 =More than $50 000 000S =Assessmen t T : C a s h M a r k e tW =Est ima ted

E =$1 5,001 - $50,000


11/12

FINANCIAL DISCLOSURE REPORTPage 11 of 12

Name of Person Repo rt ingBoi ton , Susan R.


VI II . A D D I T I ON A L I NF OR M A T I ON O R E X P L A N A T I ON S . (lndicatepartofrepor,.)


12/12

FINANCIAL DISCLOSURE REPORTP a g e 1 7 , o f 1 2

Name of Person Rep ort ingB o l to n , S u sa n R.

Date of Repor t05/11/2011

IX. CERTIFICATION.I c e r t if y t h a t a l l i n fo rm a t i o n g i v e n a b o v e ( i n c l u d i n g i n fo r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p le t e t o t h e b e s t o f m y k n o w le d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t io n n o t r e p o r t e d w a s w i th h e ld b e c a u se i t m e t a p p l i c a b l e s t a tu to r y

p r o v i s io n s p e r m i t t i n g n o n - d i s c lo su r e .I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i th t h e p r o v i s io n s o f 5 U o S . C . a p p . 501 e t . s e q ., 5 U . S . C . 7 3 53 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .

Signatu re: S/Susa n R. Bo lton

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T HI S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C . a p p . 1 0 4 )

C o m m i t te e o n F i n a n c i a l D i s c l o s u r eA d m i n i st r a ti v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSui te 2-301O n e C o l u m b u s C i r cl e , N .E .W a s h i n g t o n , D .C . 2 054 4

susan r bolton financial disclosure report for 2010

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