susan y illston financial disclosure report for 2010

8/3/2019 Susan Y Illston Financial Disclosure Report for 2010

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AO IORev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 20 10Report Reqtdred by the Ethics

in Government Act of 1978(5 U.S.C. app..~ 101- 111)

I. P e r s o n R e p o r t i n g ( last name , f irst , middle init ial)l l l s ton , Susan Y .

4. Ti t le (Art icle I l l judges indicate act ive or senior s tatus;magistrate judges indicate full- or pan-time)

I 2. C ourt or Organizat ionU. S. Distr ict Court, N.D.Cal.

5a. Report Type (check appropr iate type)] Nomination, D a t eU.S. Distr ict Judge - Active

7. Chambers or off ice AddressU.S. Distr ict Court4 5 0 G o l d e n G a t e A v e n u eSan F ranc isco , CA94102

[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

Reviewing Officer D a t e

I 3. Date of Report05/07/201 I

6. Report ing Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompa nying th is form must be fo l lowecL C omplete a l l parts ,checMng the NONE box for each part where you have no reportable informatlon. Sign on last page.

I . P O S I T I O N S . (Report ing individual only; seepp. 9-13 of fi ling instructions. )~ N O N E ( N o reportable p ositions.)

P O S I T I O NC us tod ian

C us tod ian.

3.

4.5.

NAME OF O R G A N I Z A T I O N / E N T I T YI ns u r ance P o l i c ie s

Annu i t i e s

I I . A G R E E M E N T S . ( R e v o . i n g individual only; seepp. 14-16 of filing instructlons0~] N O N E (No reportable agreements.)

D A T E PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t in gl l ls ton, Susan Y .

D a t e o f R e p o r t05/07/2011

I I 1 . N O N - I N V E S T M E N T I N C O M E . t R e p o , , in g i n d i ,. id u a l a n d s p o u s e ; s e e p p . ~ 7 . 2 ~ o I , l in g instructions.)A. Filers Non-Investm ent Incom e

~] N O N E ( N o reportable income.)on- inves tmentD A T E S O U R C E A N D T Y P E

2.

3.

4.

INCOME(yours , not spouses)

B . S p o u s e s N o n - ln v e s tm e n t I n c o m e - If you were ma rried during any portion of the reporting year, complete this section.(D ollar amount not required except for honoraria.)

N O N E ( N o reportable non-investme nt income.)DATE SOURCE AND TYPE

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S - ,r a n sp o r ,a , io ,, I o d g i n g . ~ o o d . e n ,e , a in m e n L(Includes those to spouse and dependent children: see pp. 25-2 7 of filing instructions.)

~ N O N E (No reportable reimbursemen ts.)SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. F ed er a l Jud g es Assoc ia t ion 5/22/10 - 5/23 /10 W ash ing ton , D .C . F JA B oard M ee tin g Hotel , Meals2. Sonom a C ounty B ar 9/ I 7/ I 0-9/18/10 S anta R osa , A Bench !Bar M eeting Hotel , MealsAssociation3. F ed er a l Jud ic ia l Ass is tan ts 10/8/10-10/9/10 Boise, ID A n n u a l S e m i n a r Travel, Hotel , MealsAssociation4. White House Writers 10/21/10-1/24/10 W as h ing ton , D .C . Patent Conference Travel, Hotel , MealsGr oup /Pa ten t L aw P o l i cy

C onf e r ence5. Sedona C onf e r ence 10/27/10~10/29/10 Phoenix , AZ A ntitrust Conference T rav e l, Ho te l , Mea ls


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FINANCIAL DISCLOSURE REPORTPage 3 of 7

N a m e o f P e r s o n R e p o r t in gI I I s ton , S usan Y .

D a t e o f R e p o r t0 5 1 0 7 / 2 0 1 1

V . G I F T S . a n c l u d e s those to spouse and dependent children; seepp. 28-31 of filing instructions.)N O N E (No re portable gifts.)

SOURCE DESCRIPTIONI.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c l u d e s , h o s e o ~ s p o u s e ~ n ~ d e p e n d e n t children; see pp. 3 2 - 3 3 of filing instructions.)D N O N E ( N o reportable liabilities.)

C R E D I T O RI. C h a s e Credi t Cards2. C itibank C redit C ard s3. Schwab Bank Credi t Cards

4.5.

D E S C R I P T I O N V A L U E C O D EJ

J

J


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FINANCIAL DISCLOSURE REPORTPage 4 o f 7

N a m e o f P e r s o n R e p o r t in gl l ls ton, Susan Y .

Date of Report05/07/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i on o f A s s e t s I n c o me d u r i n g( inc luding t rus t as set s ) r epor t i n g period

O) (2)Place "(X)" after each as set A m o un t Type (e.g.,

exempt from prior disclosure Code I div., rent ,( A - H ) or int . )

Gro ss va lue a t e ndo f r e p o r t i n g p e r i o dO) (2)

Valu e Va lu eC o d e 2 M e t h o d

(J-P) C o d e 3( Q - W )

(1 )Type (e.g. ,b u y , sell ,

r e d e m p t i o n )

T r a n s a c t i o n s dur ing report ing per io d

(2) (3) (4)D a t e V a l u e G a i n

mm/dd/yy Co d e 2 C ode IO - P ) ( A - H )

( 5 )Ident i ty of

b u yer / se l l e r( i f private

transact ion)

I. Charles Schwab & Co. - Money MarketFund (Y)

2. Charles Schwab & Co. - GNM A MortgagePool (Y)3. Alliant Credit Union (Y)

4. JP Morgan Chase (formerly WashingtonMutual) (Y)

5. C i t i b a n k6. Flight Deck Resources Common Stock

7. Flight Deck Resources - Loan

8. RES Finance, Inc. Convertib le PromissoryNote9. Mortgage, Sela Maka (Y)

1 0 . Bank of America Savings Account

I I. Bond Fund of Am erica IRA (Y)1 2 . TIAA-CREF Retirement Fund (Y)

1 3 . Northwestern Mutual Life Annuity

1 4 . Northwestern Mut. Life Annuity MidCapGrow th Stock Fund (Y)

1 5 . Northwestern Mutual Life ChildrensInsurance1 6 . Northwestern M utual Life ChildrensAnnuities1 7 . Northwestern Mutual Life Insurance Trust

A I n t e r e s tA DividendA I n t e r e s tA I n t e r e s t

M

A I n t e r e s t M

A I n t e r e s t M

None N T

ADistribution L TNone P I T

Sold

Sold

S o l d

12/31/1012/31/1012/31/10

JJ

J

I. n c o m e G a i n Codes: A =$1,000 or less B = $ t.001 - $ 2 ,5 00 C = $2 ,5 01 - $5 ,000 D(S ee Co lu m ns B I and D4) F $50 ,001 - $1 00.000 G =$1 00,001 - $1.000.000 H 1 =$1,000,001 - $5 .000.000 H2 =More than $5,000,000

2. Value C odes J =$ 15.000 or le~s K = $15.001 - $ 50.000 L =$ 50,001 - $ 100.000 M = $ 100,001 - $250,000(S ee Co lu m ns C I and D3) N =$250.001 - $500.000 O = $500.001 - $1,000.000 PI =$1 ,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 $25 .000.001-$50.090.000 P4 -More than $ 50,000,0003. Value Method Codes Q =Appra i~ l R : Co s t (Real Estate O n l y ) S =Assessment T : C a s h M a r k et{S ee Co lu m n C2) U =Book Value V O t h e r W = Est im alcd

E :$15,001- $50,~00


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FINANCIAL DISCLOSURE REPORTPage 5 o f 7

N a m e o f P e r s on R e p o r t i n gIIIston, Susan Y.

D a t e o f R e p o r t05/07/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, ,ransactio.s (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D (No reportable income, assets, or transactions.)ONE

A. B. C.Descr ip t io n o f Asse t s In c o m e d u rin g G ross v a lue a t e n d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dO) (2) O) (2)P l a c e " ( X ) " a f t e r e a c h a s s et A m o u n t T y p e ( e . g ., V a l u e V a l u ee x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 d i v . , r e n t , C o d e 2 M e th o d

( A - H ) or int . ) ( J - P ) C o d e 3( Q - W )

O)Type (e.g.,buy, se l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e Value G a i nm r r d d d / y y C od e 2 C o d e

( J - P ) ( A - H )

( s )Ident i ty of

b u yer / se l l e r( i f p r i v a t e

t r ansac t io n)

1 9 . Pr ov iden t Fede r a l C r ed i t U nion ( X) In t e re s t 0 O p e n 04/22/I 0 0

1, Income Gain Codes:(Se e Columns B I a nd I )4)

2.Value Codes(Se e Columns CI a nd D 3)

3.Value I"dethod Codes(Se e Column C2)

=$1,000 or tess=$50.0~1 - $100.000=$15.000 or less=$250.001 - $500.000

P3 =$25 ,000.001 - $ 5 0 . 0 O O . 0 0 0- A p p r a i s a l=Book Value

B=$1,001 - $2,500G =$100.001 - $1.000.0~0K =$15.001 - $50.0000 = $500.001 - $ 1,000,009R =Cost (Real Estate Only)V = O th er

C = $ 2 , 5 0 1 -H I = $ 1 , 0 0 0 . 0 0 1 - $ 5 . 0 0 0 , 0 0 0L $ 5 0 , 0 0 1 - $ 1 0 0 . 0 0 0PI =$1 .000.001 - $5 .00~ , 000P 4 = M o re t ha n $ 50 . 0 0 0 . 0 0 0S -As~ssmcntW = Es t i ma t e d

D =$5,001 - $15,000H2 =More than $5,000.000M :$100,001 - $250.1)00P2 =$5,090,001 - $25,000,000T C a s h M a r k e t

E =$15,001 - $50.000


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FINANCIAL DISCLOSURE REPORTP ag e 6 o f 7

Name of Person Rep ort ingIIIs ton, Susan Y.

Dale o f R e p o r t05/07/201 I

V I II . AD D I TI ON AL I N F OR M ATI ON OR EX PLAN ATI ON S . andicatepartofret, ort.)


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FINANCIAL DISCLOSURE REPO RTPage 7 of 7

Name of Person Reportingl l l s ton , Susan Y .

Date of Report05/07/201 I

IX. CERTIFICATION.! c e r t if y t h a t a l l i n fo rm a t io n g i v e n a b o v e ( i n c l u d i n g i n fo rm a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

accura te , t rue , and comple te to the bes t o f my knowledge and be l ie f , and tha t any informa t ion not reported was wi thhe ld because i t me t appl icab le s ta tu toryprovis ions pe rmi t t ing non-disc losure .! fu r t h e r c e r ti f y t h a t e a rn e d i n c o m e f ro m o u t s id e e m p l o y m e n t a n d h o n o ra r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncomp l iance wi th the provis ions of 5 U.S .C . app . 501 e t . seq ., 5 U.S .C. 7353 , and Judic ia l Confe rence regula t ions .

Signature: S/Susan Y. liiston

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )

Co m mi t t e e o n F in a n c ia l D i s c lo su r eAdm inis t ra t ive Of f ice of the United Sta tes Cour tsSui te 2 -301On e Co lu mb u s C i rc l e , N .E .W a s h in g to n , D .C . 2 0 54 4

susan y illston financial disclosure report for 2010

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