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The association between prenatal Doppler ultrasound measurements and postnatal tissue oxygenation in intrauterine growth restricted (IUGR) infants. M.R. Boelen 1826077 Beatrix Children’s Hospital - Division of Neonatology (Department of Obstetrics and Gynaecology) University Medical Center Groningen, Groningen Supervisor: Prof. Dr. A.F. Bos ([email protected]) Faculty Supervisor: Prof. Dr. A.F. Bos ([email protected]) February 18 th 2013 July 8 th 2013

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Page 1: The association between prenatal Doppler ultrasound ...scripties.umcg.eldoc.ub.rug.nl/FILES/root/geneeskunde/2013/BoelenMR/BoelenMR.pdfis unknown how the distribution of the circulation

The association between prenatal Doppler

ultrasound measurements and postnatal tissue

oxygenation in intrauterine growth restricted

(IUGR) infants.

M.R. Boelen

1826077

Beatrix Children’s Hospital - Division of Neonatology

(Department of Obstetrics and Gynaecology)

University Medical Center Groningen, Groningen

Supervisor: Prof. Dr. A.F. Bos ([email protected])

Faculty Supervisor: Prof. Dr. A.F. Bos ([email protected])

February 18th

2013 – July 8th

2013

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Dankwoord

Allereerst wil ik Prof. Dr. A.F. Bos bedanken voor de bijzondere mogelijkheid mijn

onderzoek te mogen doen binnen de afdeling Neonatologie. Ook wil ik hem bedanken

voor zijn vele positieve aanmoedigingen, zijn hulp en zijn vele complimenten aan mij

gedurende het onderzoek.

Daarnaast wil ik MDPhD-studente J.C. Tanis bedanken voor de geweldige uitleg en

uitgebreide inwerkperiode met betrekking op het onderzoek. Ook tijdens het onderzoek

kon ik voor vragen goed bij haar terecht.

Vervolgens wil ik Drs. L. Casarella bedanken voor haar enorme inzet en prettige

aanwezigheid tijdens de echo Doppler metingen.

Afsluitend zou ik uiteraard alle moeders (en vaders) willen bedanken die bereid waren

mee te doen in dit onderzoek en mij zo de kans gaven het onderzoek voort te mogen

zetten.

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Abstract

Background: Intrauterine growth restricted (IUGR) fetuses are at risk of mortality and

neonatal morbidity. IUGR often leads to a redistribution of the fetal circulation. Blood

flow to the brain is relatively spared, whereas that to the abdominal organs is reduced. It

is unknown how the distribution of the circulation changes after birth in IUGR infants.

Aim: To determine the relation between the Doppler ultrasound measurements in IUGR

fetuses and the distribution of the circulation in IUGR infants up to three days after birth.

Methods: Prospectively we included IUGR infants immediately after birth, of whom the

mothers were monitored because of suspected IUGR at the Department of Obstetrics and

Gynaecology in the UMCG between May 2012 and July 2013. Inclusion criteria were all

gestational ages up to of 42 weeks, and the fetuses having an abdominal circumference

below the 10th

percentile. We excluded fetuses and children with chromosomal

abnormalities, syndromes and congenital infections. From the moment IUGR was

diagnosed we performed Doppler ultrasound measurements weekly, and calculated the PI

of the fetal umbilical artery, middle cerebral artery and ductus venosus. After birth we

performed NIRS measurements during the first 3 days, for two hours continuously on

each day. As outcome measures we used multisite NIRS values, i.e. rSO2, transcutaneous

SO2 (SpO2), and calculated the fractional tissue oxygen extraction (FTOE) in cerebral,

renal and abdominal (splanchnic) tissue. Additonally we calculated the rSO2- and FTOE-

ratios between several organs. Then, we calculated correlation coefficients between the

PI values of the last fetal measurement before birth and the NIRS values including the

ratios after birth, using Spearman’s rank order correlation test.

Results: We included 21 infants with a median gestational age of 38 weeks (interquartile

range IQR 37-39), a median birth weight of 2195 grams (1925-2535) and a median

cerebral circumference of 31 cm (30-32). All infants had a birth weight <P10. Before

birth, the median z-score of the PI umbilical artery was 1.67 (IQR: 1.30-2.66), the median

z-score of the PI middle cerebral artery was -0.48 (-1.51-0.66) and the median z-score of

the PI ductus venosus was 2.26 (0.81-5.91) On day 1, 21 infants were measured by

multisite NIRS, these were 19 infants on day 2 and 16 infants on day 3. We found several

significant correlations between the Doppler ultrasound measurements before birth and

the NIRS measurements after birth, the strongest of them on day 1 and 2. The PI-ductus

venosus correlated strongly with SpO2 on day 1 (Spearman’s ρ: 0.635). The PI-ductus

venosus correlated postively and moderately strong with renal NIRS measurements on

day 3 (ρ: 0.657) The PI-middle cerebral artery correlated negatively with the cerebral

NIRS on day 3. Regarding the NIRS ratios, we only found a strong positive correlation

between the PI-umbilical and the ratio of the renal NIRS/cerebral NIRS on day 1 (ρ:

0.580). A positive correlation was also present between the PI-middle cerebral artery and

the ratio of the abdominal NIRS/cerebral NIRS measurements on day 3.

Conclusion: In IUGR infants, we demonstrated several associations between the fetal

bloodflow patterns before birth and the oxygenation of the various organs after birth. The

associations we found reflected brain sparing before birth which persisted up to 3 days

after birth. Ductus venosus flow patterns were associated with measures of general fetal

well-being. No associations were found between umbilical artery flow before birth and

tissue oxygenation of renal and abdominal organs.

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Samenvatting

Achtergrond: intra-uteriene groei vertraagde (intrauterine growth restricted: IUGR)

foetussen hebben een groter mortaliteitsrisico en risico op het ontstaan van neonatale

morbiditeiten. IUGR leidt vaak tot redistributie van de foetale circulatie. De bloedstroom

naar de hersenen blijft relatief gespaard, terwijl die naar de abdominale organen verminderd

is. Het is nog niet bekend hoe deze circulatiedistributie veranderd na de geboorte in IUGR

kinderen.

Doel: het bepalen van de relatie tussen de echo Doppler metingen in IUGR foetussen en de

distributie van de circulatie in IUGR kinderen tot drie dagen na de geboorte.

Methode: Wij hebben tussen mei 2012 en juli 2013 prospectief IUGR kinderen

geïncludeerd, van wie de moeders onder controle waren vanwege verdenking IUGR bij de

afdeling Obstretrie en Gynaecologie in het UMCG. Inclusiecriteria waren een

zwangerschapsduur tot 42 weken en foetussen met een abdominale omtrek <10e percentiel.

We excludeerden foetussen en kinderen met chromosomale abnormaliteiten, syndromen en

congenitale infecties. Vanaf het moment dat IUGR was gediagnosticeerd, deden we

wekelijks echo Doppler metingen en rekenden we de PI uit van de foetale arteria umbilicalis,

de arteria cerebri media en de ductus venosus. Direct na de geboorte deden we dagelijks

NIRS metingen gedurende 2 uur continu op de eerste 3 dagen. Als uitkomstwaarden hebben

we de multisite NIRS waarden, i.c. rSO2, transcutane SO2 (SpO2), en de uitgerekende

fractionele zuurstofextractie van het weefsel (FTOE) in cerebraal, renaal en abdominaal

(splanchnisch) weefsel gebruikt. Daarnaast hebben we de rSO2- en FTOE-ratio’s tussen

verscheidene organen uitgerekend. Vervolgens hebben we correlatiecoëfficiënten tussen de

PI waarden van de laatste foetale metingen voor de geboorte en de postnatale NIRS waarden

inclusief de ratio’s uitgerekend met de Spearman’s rank order correlatie test.

Resultaten: We hebben 21 kinderen geïncludeerd met een zwangerschapsduur mediaan van

38 weken (interkwartiel range IQR: 37-39), een mediaan geboortegewicht van 2195 gram

(1925-2535) en een mediaan cerebrale omtrek van 31 cm (30-32). Alle kinderen hadden een

geboortegewicht <P10. Voor de geboorte, was de mediaan z-score van de PI arteria

umbilicalis 1.67 (IQR: 1.30-2.66), de mediaan z-score van de PI arteria cerebri media was -

0.48 (-1.51-0.66) en de mediaan z-score van de PI ductus venosus was 2.26 (0.81-5.91). Op

dag 1 waren 21 kinderen gemeten door de multisite NIRS, dit waren 19 kinderen op dag 2 en

16 kinderen op dag 3. We hebben verscheidende significante correlaties gevonden tussen de

prenatale echo Doppler metingen en de postnatale NIRS metingen, de meest sterkste waren

op dag 1 en 2. De PI ductus venosus correleerde sterk met de SpO2 op dag 1 (Spearman’s ρ:

0.635). De PI ductus venosus correleerde positief en matig sterk met de renale NIRS

metingen op dag 3 (ρ: 0.657). Wat betreft de ratio’s, vonden we enkel een sterke positieve

correlatie tussen de PI arteria umbilicalis en de ratio van de renale NIRS/cerebrale NIRS op

dag 1 (ρ: 0.580). Er was ook een positieve correlatie tussen de PI arteria cerebri media en de

ratio van de abdominale NIRS/cerebrale NIRS metingen op dag 3.

Conclusie: We hebben verscheidene associaties tussen de prenatale foetale

bloedstroompatronen en de postnatale oxygenatie van organen aangetoond in IUGR

kinderen. De gevonden associaties weerspiegelden brainspairing voor de geboorte die

standhield tot 3 dagen na de geboorte. Stroompatronen van de ductus venosus waren

geassocieerd met maten van algemeen foetaal welzijn. Er zijn geen associaties gevonden

tussen de stroompatronen van de arteria umbilicalis en weefseloxygenatie van de renale en

abdominale organen.

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Table of contents

Introduction

1.1 IUGR 6

1.2 Detection of IUGR 7

1.3 Doppler 7

1.4 Circulation 8

1.5 Near infrared spectroscopy 9

1.6 Multi-site near infrared spectroscopy 10

1.7 Aim 10

Methods

2.1 Design and patients 11

2.2 Ethical statement 11

2.3 Study procedures and parameters 11

2.4 Statistics 12

Results

3.1 Patient characteristics 13

3.2 Doppler ultrasound measurements and NIRS measurements 13

3.3 Spearman’s rank order Correlations 15

Discussion 19

Implications 22

Conclusion 22

References 23

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1. Introduction

IUGR Intrauterine growth restriction (IUGR) represents a deviation from the expected growth

patterns. The decreased fetal growth associated with IUGR is an adaptation to

unfavorable intrauterine conditions that result in permanent alterations in metabolism,

growth and development (1). IUGR is used as a synonym for small for gestational age

(SGA); however these terms are not synonymous. It is possible that a fetus is consistently

small during the entire pregnancy without the decrease in fetal growth. This is also

defined as SGA. The cause of SGA may therefore be pathological, as in an infant with

IUGR, or non-pathological, such as a consistently small infant who is otherwise healthy.

IUGR can occur in all stages of the pregnancy. This means that IUGR occurs in both

preterm and full term born infants. The growth restriction can be equal in all of the fetal

parts, known as symmetric IUGR. The restriction can also be limited to the body of the

fetus and not to his head, whereby ‘brain sparing’ evolves, also known as asymmetric

IUGR.

To understand these clinical manifestations of IUGR, the pattern of normal growth has to

be known. Normal fetal growth represents the interaction between the genetically

predetermined growth potential and the health of the fetus, the placenta and the mother

(2). Normal fetal growth reflects a first phase of cell hyperplasia during the first 16 weeks

of gestation. Between 16 and 32 weeks, there is a second phase of both hyperplasia and

cell hypertrophy and involves increases in cell size and number. As from 32 weeks, there

is a phase of cellular hypertrophy with an immense increase in size of cells.

In case of symmetric IUGR, this is defined as a growth pattern in which all fetal organs

are decreased proportionally, in other words, a reduction in the intrinsic potential of fetal

growth. This reduction of growth is due to impairment of early fetal cellular hyperplasia

(2,3).

Asymmetric IUGR is characterized by a relatively greater decrease in abdominal size

than head circumference, i.e. brain sparing. This reduction of growth often occurs after

30-32 weeks, during the cell hypertrophy phase.

IUGR fetuses are considered to be an at risk population. In the Netherlands IUGR is one

of the major causes of perinatal death and infants born after IUGR have an increased risk

of morbidity in the early stages, such as sepsis, necrotizing enterocolitis (NEC),

intracranial hemorrhage, respiratory distress syndrome (RDS) and asphyxia (1,2). These

complications of IUGR most likely account for the prolonged hospitalization.

The causes of IUGR can be broadly classified as fetal, maternal and placental. Fetal

causes include chromosomal alterations, genetic syndromes, intrauterine infections and

inborn errors of metabolism. These fetuses progress mostly with early IUGR, which is

often severe. Maternal causes include clinical conditions like hypertensive disorders,

nutritional deficiencies, especially of vitamin C and E, the use of teratogenic substances,

and smoking, alcohol and drug abuse (4,5). Placental factors include an inadequate

placentation, which means that there is no destruction of the muscle and elastic portion of

the spiral arteries in the trophoblast migration which normally occurs between the 16th

and 18th

week of pregnancy. This inadequate placentation leads to a high resistance to

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bloodflow and a decreased uterine-placental perfusion (6). Placental insufficiency is the

primary etiologic factor of asymmetric i.e. late IUGR.

Besides these causes of IUGR, a fetus can also be constitutionally small, i.e. parental

small length. In most cases, there are no complications associated with this type of

growth restriction (6). But it is still unknown whether there are consequences for a

constitutionally small fetus after birth.

Detection of IUGR

In order to diagnose IUGR it is essential to estimate gestational age accurately. A first

trimester ultrasound can date the pregnancy approximately. Measurements of a smaller

maternal fundal height relative to values expected for a given gestational age are among

the first sings to suspect IUGR (7). Ultrasound assessment of the fetus can eventually

exclude or confirm the diagnosis (8). To estimate the fetal weight, the ultrasound

measurements of the biparietal diameter (BPD), head circumference (HC), abdominal

circumference (AC) and femur length (FL) are required. IUGR is defined as abdominal

circumference of the fetus below the 10th

percentile. The ratios HC/AC and FL/AC are

useful to distinguish between the asymmetric and symmetric type of IUGR (9). Serial

ultrasound assessments are also important for the detection of congenital or syndromal

fetal abnormalities as a cause for IUGR.

A method of great value in the diagnosis and management of IUGR is the Doppler

ultrasound measurement (10). However; it is still difficult to make a distinction between

IUGR fetuses related to placental insufficiency and an infant being constitutionally small.

In other words, it is still a challenge to identify fetuses at risk.

Nowadays the health condition of a fetus at risk is estimated based on various

measurements: ultrasound measurements of biometry, amniotic fluid volume, doppler

blood flow profiles, fetal movements and cardiotocography. It is essential for the IUGR

fetus to stay in utero as long as possible, to decrease morbidity due to prematurity. The

risk of mortality and severe morbidity increases with a shorter gestational age. In case of

growth restriction, the circumstances in utero may be so appalling that the risk of injury

to the fetus increases if birth is postponed. For example, this injury can result in fetal or

neonatal death or impaired neurological development. Currently, it is still a dilemma

what the optimum time of birth will be in case of IUGR.

Doppler

Doppler ultrasound measurements may help to identify a compromised fetal circulation,

with high risk of mortality. Using the Doppler ultrasound, the pulsatily index (PI) of

various vessels can be determined, which is calculated as the peak systolic height of the

blood flow waveform minus the minimum diastolic height, divided by the mean

waveform height. Generally, a low pulsatility waveform is indicative of low distal

resistance and high pulsatility waveforms occur in high resistance vascular beds (11). By

determining the PI, Doppler ultrasound gives information about the bloodflow and is

thereby a sensitive screening method for placental IUGR (12). Doppler assessment of

IUGR evaluates two kinds of vessels:

- The arterial Doppler, which consists of the umbilical artery (UA) and the middle

cerebral artery (MCA). Doppler measurements of the UA evaluate the placental

vascular resistance and are correlated to placental insufficiency. Normally, the

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resistance of the UA declines during pregnancy. In case of placental insufficiency,

the PI progressively increases. The cerebral artery Doppler, the main branch of

the circle of Willis, is used for the estimation of brainsparing. In case of brain

sparing, the PI of the MCA will decline during gestation.

- The venous Doppler, which consists of the ductus venosus (DV). This shunt

bypasses an amount of well-oxygenated blood from the umbilical vein and the

liver directly in the inferior vena cava. The waveform of the DV has two peaks:

an S peak during the ventricular systole and a D peak during the diastole.

Between these peaks there is a notch: the A notch, which represents the atrial

contraction. Abnormalities of the Doppler DV measurements concern several

situations like a decreased flow, a reversed A notch or an increased resistance.

Several studies have reported associations between these abnormalities and an

adverse perinatal outcome (13,14). In general, the venous Doppler gives

information about changes in the venous circulation of the fetus, which is

associated with an advanced stage of hypoxemia (10).

Circulation

It is already well known that the fetal circulation can be redistributed as a consequence of

IUGR (10). Especially in case of IUGR caused by placental insufficiency due to placental

vascular abnormality, a redistribution of the fetal circulation occurs. Luria et al. illustrate

that an increased placental resistance plays an important role in the preferential shift of

the cardiac output towards the brain (15). This redistribution of the cardiac output results

in an increased cerebral oxygen availability despite the reduction in total placental

oxygen delivery to the fetus. The study of Luria et al. shows a couple of mechanisms how

the fetus keeps the optimal distribution between the placenta and systemic circulation

(15). By measuring Doppler ultrasound in various fetal vessels, an estimation can be

made of the distribution of the fetal blood flow to the various organs. In a constitutional

small fetus we expect a relatively physiological distribution of the fetal circulation, and

thus relatively physiological Doppler ultrasound measurements. The transition of the

circulation between the fetal and neonatal period during delivery is well-known, which

involves the removal of the low-resistance circulation of the placenta, the reduction of

pulmonary arterial resistance and the onset of breathing, and finally the closure of the

three shunts (1). On the other hand, it is only partly known which changes in the

distribution of the neonatal circulation occur after birth. Especially in IUGR as a

consequence of placental pathology, we are not sure whether there will still be a

redistribution of the circulation of the infant. The distribution of the circulation in the

infant may be similar to the fetal circulation, except of course for the transitional changes

during delivery, but it also may change entirely due to the full availability of nutrients

and oxygen after birth. Therefore, we want to find out whether Doppler ultrasound

measurements before birth may indicate the distribution of the circulation of the infant

after birth. We expect, in case of a redistribution of the fetal circulation, that we will

observe consequences for the neonatal distribution of the circulation which may still be

redistributed.

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Near infrared spectroscopy

The distribution of the circulation to various organs can be measured after birth by tissue

oxygen measurements, using near infrared spectroscopy (NIRS) (16,17). NIRS is a non-

invasive method which can be used to measure tissue oxygenation continuously. NIRS

has been introduced in 1977 by Jöbsis, as a manner to monitor cerebral oxygenation and

hemodynamics (18). NIRS is currently used as a clinical monitoring technique in

critically ill neonates admitted to the neonatal intensive care. The technique of NIRS

measurements is based on the transparency of biological tissue to light in the near

infrared part of the spectrum (700-1.000 nm). In comparison with visible light, this

covers the wavelength spectrum of 450-700 nm (20). Near infrared light is subsequently

absorbed by chromophores, consisting of oxygenated haemoglobin (O2 Hb),

deoxygenated haemoglobin (HHB) and cytochrome AA3 in the vessels which are within

the near infrared light beam (21).

The distinct absorption spectra of oxygenated and deoxygenated haemoglobin are shown

in figure 1. The absorption spectra of oxygenated and deoxygenated hemoglobin are

equivalent at 800 nm, also known as the isobestic point. Changes in absorption below and

above the isobestic point are used to determine the ratio of oxygenated and deoxygenated

hemoglobin. The NIRS spectrometer then calculates the ratio of oxygenated hemoglobin

to the total amount of hemoglobin, providing the absolute value: rSO2.

Fig. 1 At 800 nm, the absorption spectra of O2Hb and HHb is equivalent (isobestic

point), which is used to calculate hemoglobin concentration independent of

oxygen saturation (20).

The regional tissue oxygenation (rSO2) reflects a mixed vascular bed dominated by gas-

exchanging vessels. 75-85% of this vascular bed is venous. In fact, rSO2 contains

information about the oxygen demand (19). When arterial oxygenation (which is similar

to the transcutaneous saturation, SpO2) is measured simultaneously, the balance between

tissue oxygen supply and tissue oxygen consumption (fractional tissue oxygen extraction,

FTOE) can be calculated by using the following equation:

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FTOE = (Sp02 – rSO2)/ SpO2 (21).

FTOE reflects the balance between oxygen supply and oxygen extraction and can be used

as an indicator for inadequate tissue oxygenation and perfusion (22).

Multi-site near infrared spectroscopy

A number of studies are known in which the rSO2 in different tissue beds is monitored in

addition to the brain. This method may more accurately represent total body perfusion in

neonates at risk of circulatory failure (23,24). Because of the presence of the cerebral

auto-regulation, cerebral blood flow and tissue oxygenation may be preserved during low

systemic blood flow. Somatic tissue oxygenation could give better information about the

organ perfusion (24).

Hanson et al. reported that bloodflow to the brain is under auto-regulatory control during

dehydration as the cerebral rSO2 remained unchanged during rehydration (25). On the

other hand, somatic tissue beds showed an increased oxygen extraction and a fall in the

rSO2 during dehydration and these tissue beds also showed an increase in rSO2 during

rehydration (25).

Multiple clinical and biochemical parameters of global tissue perfusion were correlated in

studies previously mentioned. Particularly lactate level is frequently used as a

biochemical marker to assess global tissue perfusion (26). Chakravarti et al. measured a

strong inverse relation between rSO2 values at the cerebral and renal sites and lactate

level (24). They also observed that the strength of the correlation between rSO2 and

lactate improves when rSO2 data from different sites are combined (27). Mittnach et al.

showed as well that combination of two ore more sites increased specificity, sensitivity,

and predictive value of NIRS-derived measurements in prediction blood lactate levels

(26).

Multi-site NIRS-derived data on early postnatal circulation might in particular be relevant

for IUGR infants. Especially in case of asymmetrical IUGR (i.e. brainsparing) measured

by Doppler ultrasound, multi-site NIRS-derived measurements are required for providing

better information about the distribution of the circulation after birth.

Aim In our study we focus on the detection of the placental dysfunction before birth and its

importance for the infant after birth. Our general aim was to determine whether Doppler

ultrasound measurements before birth may indicate the distribution of the circulation of

the infant after birth. The main question of our study was: Do the fetal bloodflow patterns

have an association with the oxygenation of the various organs after birth? To make this

question more specific, we monitor the oxygentation of several organs of the IUGR

infants in the first three days after birth, using multi-site NIRS. We monitored the

oxygenation of the brain, the perirenal zone and the intestines. The aim of this

observational study was to asses, in IUGR fetuses, the association between the PIs in

various fetal vessels measured by Doppler ultrasound before birth and the distribution of

the circulation in the infants in the first three days after birth.

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2. Methods

Design and patients

We performed a prospective observational cohort study. We included IUGR infants

immediately after birth, of whom the mothers were monitored because of suspected

IUGR at the Department of Obstetrics and Gynaecology in the UMCG between May

2012 and July 2013. Inclusion criteria were all gestational ages up to of 42 weeks, and the

fetuses having an abdominal circumference below the 10th

percentile, measured with

ultrasound measurements of biometry. We included only singleton pregnancies. We

excluded fetuses and children with chromosomal abnormalities, syndromes and

congenital infections (toxoplasmosis or cytomegalovirus).

At time of diagnosis of (suspected) IUGR, which is before birth, we gave the parents

information about the study. We asked the final parental informed consent after birth.

Fetal and maternal data of pregnancy were obtained from the patients’ medical files.

Ethical statement

The protocol for this study was approved by our institutions’ ethical review board.

Written informal parental consent was obtained in all cases.

Study procedures and parameters

As determinants we used the prenatal Doppler ultrasound measurements. Doppler

ultrasound of the IUGR fetus is part of the standard patient care. Experienced employees

performed the examination with high-end echo systems at the Department of Perinatal

Diagnostics or the Department of Obstetrics and Gynecology of the UMCG. Using

Doppler ultrasound, PI of the fetal umbilical artery, middle cerebral artery and ductus

venosus was determined. We calculated the PI as the peak systolic height of the blood

flow waveform minus the minimum diastolic height, divided by the mean waveform

height.

From the moment of IUGR was diagnosed Doppler ultrasound measurements were

performed weekly. For this study we only included the last measurement of the PI of the

three vessels before birth. To correct for gestational age we calculated the z-scores of the

PI-measurements. These z-scores were used as our determinants. We also calculated the

ratio of the PI-middle cerebral artery and PI-umbilical artery to determine asymmetrical

IUGR.

Information of the subsequent course of pregnancy and delivery was collected from the

medical files of the patients: gestational age (GA), birth weight, caesarean section,

gender, pH of the umbilical cord, arterial pH, base excess, coiling index of the umbilical

cord, Apgar score and maternal factors as medication, parity, maternal age, BMI, diabetes

mellitus, hypertension, alcohol consumption, smoking and drug abuse during pregnancy.

We used an INVOS 5100C Near Infrared Spectrometer (Somanetics Corporation, Troy,

MI) to measure the regional tissue oxygenation (rSO2) of the brain, the left kidney and

the intestines of the infants after birth. We used paediatric and neonatal SomaSensors

(Somanetics Corporation). The neonatal SomaSensors were placed on the left

frontoparietal side of the infants’ head, the left posterior flank between T10 and L2, and

below the umbilicus to measure the cerebral, renal en intestinal i.e. splanchnic rS02,

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correspondingly. We used specific bandages, Mepitel®, to avoid skin irritation and to

keep the Somasensor in place.

We also measured transcutaneous arterial oxygenation (SpO2), using pulse oximetry.

Next we calculated the FTOE by the follow equation: FTOE = (SpO2 – rSO2)/ SpO2.

We performed the multisite NIRS measurements in the first 3 days after birth, measuring

for two hours continuously on each day. The first measurements had to take place within

18 hours after birth. As outcome measures we used the multisite NIRS values, i.e. rSO2,

transcutaneous SO2 (SpO2), and the calculated FTOE in cerebral, renal and abdominal

(splanchnic) tissue. Additonally we calculated the rSO2- and FTOE-ratios between

several organs. We used the ratio of the rSO2 / FTOE of the cerebral and the renal region

as a measure of asymmetrical IUGR, i.e. brain sparing.

Statistics

In the statistical analyses, the Z-scores of the PI per vessel were shown as median and

interquartile range (IQR) and the tissue oxygenation as measured with NIRS: cerebral,

abdominal and renal rSO2 (median and IQR) and FTOE (median and IQR). We used the

prenatal Doppler ultrasound measurements as determinants which we describe as the Z-

scores of the PI per vessel. Both the rSO2 and FTOE values of the three arteries of the

infant were used as outcome variables. The ratio of both the rSO2 and FTOE of the

cerebral artery and the abdominal region and the ratio of the cerebral artery and the renal

artery were also used as an outcome measure.

To evaluate the association between the PI measurements before birth on one hand and

the FTOE measurements and FTOE ratio measurements after birth on the other hand, the

Spearman’s rank order correlation coeeficients were calculated. We used SPSS 20.0

(SPSS inc. Chicago, IL) for all statistical analyses. A p-value of <0.05 was considered

significant.

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3. Results

Patient characteristics

Twenty-one infants were included in this prospective observational cohort study with a

median gestational age of 38 weeks (interquartile range IQR 37-39), a median birth

weight of 2195 grams (1925-2535) and a median cerebral circumference of 31 cm (30-

32). All infants had a birth weight percentile below the P10 and nine infants were

asymmetrical growth restricted. Six critical ill infants were admitted to the NICU of the

University Medical Center Groningen (UMCG). The median maternal age of the twenty-

one mothers was 28 years (26-33) and the median BMI was 20.7 (19.6-24.6). Eight out of

twenty-one mothers were smoking and four of these mothers quitted smoking during

pregnancy. One mother suffered from pre-eclampsia. Nine out of twenty-one were

vaginal deliveries; eleven women had a caesarian section. The characteristics of the 21

mothers and infants are shown in Table 1.

Table 1. Patient demographics. Data are expressed as median (interquartile range

IQR) or as absolute numbers (percentage). Abbreviations: GA gestational age; BW birth

weight; NICU neonatal intensive care unit.

Number 21

Male 10 (47.6%)

GA (weeks) 38.1 (37.3 – 39.0)

BW (grams) 2195 (1925 – 2535)

BW percentile 0-2,5 11 (57.1%)

BW z-score -2.00 (-2.00 to -1.75)

Head Circumference (cm) 31.0 (30.0 – 32.0)

Asymmetrical IUGR 9 (42.9%)

NICU admission 6 (28.6%)

Admission duration (days) 5 (4 – 8)

Apgar at 5 min 9.0 (8.0 -10.0)

Caesarian section 11 (52.4%)

Maternal age (yrs) 28.8 (25.9 – 32.9)

Maternal BMI 20.7 (19.6 – 24.6)

Maternal smoking 8 (38.1%)

Pre-eclampsia 1 (4.8%)

Doppler ultrasound measurements and NIRS measurements

For the Doppler measurements we only included the last measurements before birth. In

order to adjust for gestational age, we calculated z-scores of the PI measurements. We

included 21 women whereby a median z-score of the PI umbilical artery was 1.67

(interquartile range IQR: 1.30-2.66) was measured. We measured a median z-score of the

PI middle cerebral artery of -0.48 (-1.51-0.66), whereby one measurement could not be

executed due to fetal engagement. For the z-score of the PI ductus venosus we measured

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Fig. 2 NIRS measurements on day 1, day 2 and day 3

a median of 2.26 (0.81-5.91), whereby three measurements were unfeasible due to

excessive fetal movements. Furthermore, we found a median z-score of the ratio of the PI

median cerebral artery and the PI umbilical of –0.31 (-0.82-0.39).

For the NIRS measurements we started the first measurement within 18 hours after birth

measuring for two hours continuously. Of the infants 21 had a multisite measurement on

day one, whereby two infants were missing the abdominal sensor due to extreme

prematurity. On day two 19 infants did undergo a multisite measurement due to discharge

of two infants. On day three, three more infants were discharged, thus 16 infants had a

multisite measurement. The medians and ranges of the cerebral NIRS-, the renal NIRS-

and the abdominal NIRS measurements on day 1 to day 3 are presented in Figure 1, as

box-whisker plots. The boxes represent the median and the interquartile range (IQR), the

whiskers represent the ranges of the measured values. Dots and stars represent outliers.

The medians and ranges of the calculated NIRS FTOE measurements per site on day 1 to

day 3 are presented in figure 2. FTOE we used as indicator for inadequate tissue

oxygenation and perfusion.

1 2 3

Day

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Fig. 3 NIRS FTOE’s on day 1, day 2 and day 3

The renal NIRS measurements and the corresponding renal FTOE measurements on day

1 did differ from the measurements on day 2 and day 3. We found a wide range of the

abdominal NIRS measurements and the corresponding abdominal FTOE measurements

on day 1 to day 3.

Spearman’s rank order correlation coefficients

To evaluate the association between the PI measurements before birth on one hand and

the NIRS and FTOE measurements and NIRS and FTOE ratio measurements after birth

on the other hand, the Spearman’s rank order correlation coefficients were calculated. We

listed the several PI measurements and their correlations coefficients per day in Table 2,

Table 3 and Table 4.

We first measured the relationships of the PI-umbilical and the NIRS measurements, as

shown in Table 2. A signifant negative correlation between PI-umibilical and the ratio

renal NIRS/cerebral NIRS measurements was present on day 1, but not on day 2 and day

3. We found also a significant positive correlation between de PI-umbilical and the

corresponding ratio renal FTOE/cerebral FTOE measurements on day 1, but not on day 2

and day 3.

1 2 3

Day

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Table 2. The relationships of PI-umbilical and NIRS-measurements.

DAY I ρ p-

value DAY II ρ

p-

value DAY III ρ

p-

value

rSO2cer 0,304 0,180 rSO2cer 0,218 0,371 rSO2cer 0,021 0,940

rSO2abd -0,102 0,679 rSO2abd 0,130 0,619 rSO2abd -0,358 0,208

rSO2ren -0,303 0,182 rSO2ren -0,091 0,710 rSO2ren -0,291 0,274

SpO2 -0,096 0,679 SpO2 -0,090 0,715 SpO2 -0,375 0,153

FTOEcer -0,366 0,103 FTOEcer -0,254 0,293 FTOEcer -0,129 0,633

FTOEabd 0,156 0,523 FTOEabd -0,150 0,567 FTOEabd 0,420 0,135

FTOEren 0,252 0,271 FTOEren 0,153 0,533 FTOEren 0,229 0,393

Ratio

rSO2ren/

rSO2cer

-0,447* 0,042

Ratio

rSO2ren/

rSO2cer

-0,326 0,173

Ratio

rSO2ren/

rSO2cer

-0,276 0,300

Ratio

rSO2abd/

rSO2cer

-0,237 0,329

Ratio

rSO2abd/

rSO2cer

0,064 0,808

Ratio

rSO2abd/

rSO2cer

-0,345 0,227

Ratio

FTOEren/

FTOEcer

0,436* 0,048

Ratio

FTOEren/

FTOEcer

0,342 0,152

Ratio

FTOEren/

FTOEcer

0,279 0,295

Ratio

FTOEabd/

FTOEcer

0,270 0,263

Ratio

FTOEabd/

FTOEcer

-0,125 0,633

Ratio

FTOEabd/

FTOEcer

0,336 0,240

* = correlation is significant at the 0.05 level (2-tailed)

** = correlation is significant at the 0.01 level (2-tailed)

The relationships between the PI-ductus venosus and the NIRS measurements per day are

shown in Table 3. Significant, strong positive correlations were present for

transcutaneous arterial oxygen saturation (SpO2) on day 1 and 2. The higher the PI in the

ductus venosus, the higher the SpO2. The abdominal rSO2 on day 1 and renal rSO2 on day

3 correlated also with PI-ductus venosus.

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Table 3. The relationships of PI-ductus venosus and NIRS-measurements.

DAY I ρ

p-

valu

e

DAY II ρ

p-

valu

e

DAY III ρ

p-

valu

e

rSO2cer -0,135 0,593 rSO2cer 0,120 0,646 rSO2cer -0,090 0,759

rSO2abd 0,512* 0,043 rSO2abd 0,311 0,260 rSO2abd 0,077 0,812

rSO2ren 0,319 0,197 rSO2ren 0,184 0,480 rSO2ren 0,657* 0,011

SpO2 0,635** 0,005 SpO2 0,542

* 0,025 SpO2 0,216 0,459

FTOEcer 0,174 0,489 FTOEcer 0,074 0,779 FTOEcer 0,059 0,840

FTOEabd -0,397 0,128 FTOEabd -0,311 0,260 FTOEabd -0,042 0,897

FTOEren 0,011 0,964 FTOEren -0,083 0,751 FTOEren -

0,670*

*

0,009

Ratio

rSO2ren/

rSO2cer

0,011 0,964

Ratio

rSO2ren/

rSO2cer

0,386 0,147

Ratio

rSO2ren/

rSO2cer

0,631* 0,016

Ratio

rSO2abd/

rSO2cer

0,303 0,254

Ratio

rSO2abd/

rSO2cer

0,204 0,467

Ratio

rSO2abd/

rSO2cer

-0,042 0,897

Ratio

FTOEren/

FTOEcer

0,001 0,997

Ratio

FTOEren/

FTOEcer

-0,324 0,205

Ratio

FTOEren/

FTOEcer

-0,525 0,054

Ratio

FTOEabd

/

FTOEcer

-0,276 0,300

Ratio

FTOEabd

/

FTOEcer

-0,293 0,289

Ratio

FTOEabd

/

FTOEcer

0,021 0,948

* = correlation is significant at the 0.05 level (2-tailed)

** = correlation is significant at the 0.01 level (2-tailed)

The relationships between the PI-middle cerebral artery and the NIRS measurements per

day are shown in Table 4. Again, several correlations were found, in particular of

cerebral NIRS values (day 2 and 3) and cerebral / renal and cerebral abdominal ratios on

day 1 and 3. The lower the PI of the middle cerebral artery was, the higher the rSO2 was

in brain tissue, and the lower the cerebral FTOE was.

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Table 4. The relationships of PI-middle cerebral artery and NIRS-measurements.

DAY I ρ p-

value DAY II ρ

p-

value DAY III ρ

p-

value

rSO2cer -0,392 0,087 rSO2cer -0,374 0,115 rSO2cer -

0,574* 0,020

rSO2abd 0,243 0,332 rSO2abd 0,088 0,736 rSO2abd 0,380 0,180

rSO2ren 0,314 0,178 rSO2ren -0,030 0,904 rSO2ren 0,129 0,633

SpO2 0,386 0,093 SpO2 0,089 0,718 SpO2 0,372 0,156

FTOEcer 0,418 0,067 FTOEcer 0,456* 0,050 FTOEcer 0,574* 0,020

FTOEabd -0,185 0,436 FTOEabd -0,115 0,660 FTOEabd -0,415 0,140

FTOEren -0,220 0,352 FTOEren 0,025 0,920 FTOEren -0,047 0,863

Ratio

rSO2ren/

rSO2cer

0,580** 0,007 Ratio

rSO2ren/

rSO2cer

0,451 0,053 Ratio

rSO2ren/

rSO2cer

0,456 0,076

Ratio

rSO2abd/

rSO2cer

0,352 0,152 Ratio

rSO2abd/

rSO2cer

0,221 0,395 Ratio

rSO2abd/

rSO2cer

0,626* 0,017

Ratio

FTOEren/

FTOEcer

-0,474* 0,035 Ratio

FTOEren/

FTOEcer

-0,418 0,075 Ratio

FTOEren/

FTOEcer

-0,300 0,259

Ratio

FTOEabd/

FTOEcer

-0,273 0,272 Ratio

FTOEabd/

FTOEcer

-0,245 0,343 Ratio

FTOEabd/

FTOEcer

-

0,626*

0,017

* = correlation is significant at the 0.05 level (2-tailed)

** = correlation is significant at the 0.01 level (2-tailed)

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4. Discussion

In this study we demonstrated associations between the fetal bloodflow patterns and the

oxygenation of the various organs after birth in IUGR infants.

The most and strongest of these associations we found on day 1 and day 2, but also on

day 3. The strongest positive association we found between the PI-ductus venosus and the

transcutaneous oxygen saturation, on day 1 and 2, suggesting that ductus venosus flow

patterns were associated with measures of general fetal well-being. We found a negative

association between the PI-middle cerebri artery and cerebral NIRS measurements. These

associations reflected brain sparing before birth which apparently persisted up to 3 days

after birth. No associations were found between umbilical artery flow before birth and

tissue oxygenation of renal and abdominal organs. We found similar associations

between the NIRS measurements and the PI values and FTOE values and the same PI

values

A unexpected finding was that renal rSO2 values increased gradually from day 1 to day 3.

We also found a broad range of abdominal rSO2 and FTOE measurements on all three

days.

We found the strongest positive association between the PI-ductus venosus and the

transcutaneous oxygen saturation. The more the PI of the ductus venosus deviates

towards the right from the normal range, i.e. the higher the resistance of the vascular

beds, the better the transcutaneous oxygen saturation after birth becomes. This positive

significant association was only present on day 1 and day 2. The Society for Maternal-

Fetal Medicine Publications Committee reported that Doppler waveforms of the central

venous circulation reflects the physiologic status of the right ventricle and gives

information about the venous circulation of the fetus (28). This measurement helps to

indentify fetuses with suspected IUGR at an advanced stage of compromise (13,28).

Deviations of the flow in the ductus venosus is associated with increased perinatal

morbidity, fetal acidemia and perinatal and neonatal mortality (12). The prediction of

critical perinatal outcomes is improved when the venous qualitative waveform is

measured. Our data suggest that fetal compromise before birth, as reflected by an

increased PI of the ductus venosus, is related to relatively higher arterial oxygen

saturations during the first 2 days after birth.

It is already known that, in case of IUGR due to placental insufficiency, a redistribution

of the cardiac output occurs, which results in increased cerebral oxygen availability

despite the reduction in total placental oxygen delivery to the fetus. Organs sparing

effects take place at various levels and in a certain order of fetal compromise, in response

to deterioration of different parts of the fetal circulation. Bascchat et al. reported that

deterioration is progressive in the majority of the IUGR fetuses (12). Abnormal umbilical

artery Doppler precedes a decrease in the PI of the middle cerebral artery. Once

centralization of the circulation is established, deterioration with subsequent development

of late decelerations is associated with deviations of the ductus venosus pulsations (29,

30). Considering the fact that deviations in flow patterns of the ductus venosus are a late

event in the organ sparing effect, this indicates the importance of the oxygenation of the

fetal organs provided by the ductus venosus. We interpret the positive association

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between the PI-ductus venosus and the trancutaneous oxygen saturation after birth as a

sort of compensation mechanism for the hypoxic state of the fetus, due to hypoperfusion.

This kind of compensation mechanism may result in a temporary hyperoxic state of the

infant after birth. Afterwards, the transcutaneous oxygen saturation may restore to

equilibrium in about 3 days. According to this interpretation, the ductus venosus appeared

to be an indicator of general fetal well being, which also may influence the state of well-

being of the infant after birth. This may support our hypothesis that a redistribution of the

circulation still exists for several days after birth.

As yet, it is not clear whether this compensation mechanism is part of a physiologic

adaptation to extra uterine life, or acts as a confounder. Kamlin et al. showed that healthy

newborn infants >31 weeks have a gradual rise in SpO2 during the first 5 minutes of life,

with a median SpO2 at 5 minutes of 90% (31). This adaptation mechanism of the oxygen

saturation immediately after birth is relatively rapid. Even though, it is not known if some

kind of equilibrium or adaptation occurs regarding the oxygen saturation during the first

few days after birth.

The absence of a positive correlation between the PI-ductus venosus and the

transcutaneous oxygen saturation on day 3 is hard to explain. We hypothesize that this is

part of an adaptation mechanism of the circulation in which the state of hypoperfusion

that existed before birth gradually declines after birth. It can also be explained by the

heterogeneity of the group of infants. Nevertheless, these explanations are highly

speculative and further research is necessary to investigate this accurately.

A particular finding was the declining renal RSO2 value from day 1 tot day 3. This may

be explained by the physiologic adaptation of the circulation of the kidney itself. Even so,

evidence lacks whether some kind of adaptation mechanism occurs in the circulation of

the kidney in newborns during the transition from fetal to extrauterine life. Guignard et

al. found that newborns have an high plasma creatinine which remains high for 1 to 2

weeks. Nevertheless, this type of adaptation is caused by disturbation of the intrauterine

maternal-fetal biochemical balance and not by a limitation of the perfusion of the kidney

(32). We hypothesize that some compensation mechanism influences the perfusion of the

kidney. A positive association between the PI-ductus venosus and the renal RSO2 was

present only on day 3. This may support the interpretation of the mechanism of

compensation from the intrauterine hypoxic state to a hyperoxic state directly after birth

and subsequently a declining RSO2 to equilibrium on day 3.

A negative association between the PI-middle cerebral artery and the cerebral NIRS was

present on day 3. This can be explained by the mechanism of brainsparing. This event is

caused by a lower resistance of the middle cerebral artery. The particular presentation on

day 3 may be explained by the heterogeneity of the group of growth restricted infants:

only the more severely ill infants with brainsparing still show the postnatal compensation

mechanism of the prenatal hypoperfusion on day 3.

We found some striking relationships between the ratio renal RSO2/cerebral RSO2, i.e.

brainsparing, and the PI-ductus venosus and the ratio renal RSO2/cerebral RSO2 and the

PI-middle cerebral artery. Only on day 1 we found a positive association between the PI-

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middle cerebral artery and the degree of brainsparing, which we did not expect. The

higher the PI, the higher the resistance would be in the vascular beds (11), which

contradicted the phenomenon of brainsparing. This may be interpreted by the initially

intrauterine sparing effect of the middle cerebral artery in response to deterioration of

umbilical artery, which did compensate directly after birth by way of increasing

resistance of the middle cerebral artery.

We also observed an obvious positive relationship between the PI-ductus venosus and the

ratio renal RSO2/cerebral RSO2 on day 3. It is already known that Doppler ultrasound

measurements of the ductus venosus may help to predict the neonatal outcome (12).

These measurements are associated with neonatal mortality (37). A decrease in the PI-

middle cerebral artery precedes an aberrant PI-ductus venosus, which is a late event in

the redistribution of the circulation in IUGR infants. This means that only the more

severely ill infants showed this aberrant PI-ductus venosus measurements. The positive

relationship between the PI-ductus venosus and the degree of brain sparing on only day 3,

may be explained by the large variability in both the severity of the IUGR and the

variability in the degree of comorbidities of the group of infants. The variability in

gestational age of the infants can also be considered as an explanation. The median

duration of admission of the 21 infants was 5 days. Some of the less severely ill infants

were discharged after two days hospitalization and they did not have any NIRS

measurements on day 3. Only 16 infants had multisite NIRS measurements on day 3. A

number of the more severely ill infants had signs of brain sparing: 9 infants. We can

explain the positive relationship between the PI-ductus venosus and the degree of brain

sparing by the fact that only the more severely ill infants showed this association. Those

children had existing brain sparing and they had aberrant PI-ductus venosus

measurements. They subsequently showed a compensation mechanism for the

intrauterine hyperoxic state of the brain.

We hardly found significant relationships between the PI-umbilical artery and the NIRS

measurements. This finding was not in line with our hypothesis. A possible explanation

for the lack of significant associations is the fact that an increase of the PI-umbilical

artery is an early event in the redistribution of the circulation in IUGR infants. We

performed the Doppler ultrasound measurements weekly, but we only used the last

measurement before birth.

Finally, we found an association between the rSO2 values and the calculated FTOE

values. As mentioned earlier, rSO2 contains information about the oxygen demand. The

balance between tissue oxygen supply and tissue oxygen consumption (FTOE) can be

calculated when arterial oxygenation (tcSaO2) is measured simultaneously (21). Thereby

FTOE reflects the balance between oxygen supply and oxygen extraction and can be used

as an indicator for inadequate tissue oxygenation and perfusion (22). In our group of

infants the tcSaO2 values remained quite constant with a mean tcSaO2 of 97% from day 1

to day 3. This means that the rSO2 are associated with the FTOE values and that we only

did need to include the rSO2 values. This finding can be striking in the way of hypoxia:

rSO2 is an important measurement in the hypoxic hypoxia, whereas FTOE can be used as

an indicator for the ischemic hypoxia (33).

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Our study has some limitations. First, a relatively small number of infants were included

in this study. This may have resulted in overlooking existing associations with potential

differences remaining undetected, whereas in a larger sample size this would not have

been the case. However, since we designed this study to be a prospective observational

cohort study and did not aim at providing answers but generating hypotheses instead, we

believe this design is adequate for this purpose. Second, we did not include a control

group in the study. This could have helped us by comparing the redistribution of the

circulation in the IUGR infants with the circulation in healthy infants. According to the

time-schedule, it was hard to manage the measurements in an additional control group.

The strength of this study is the longitudinal design of measurements we did in every

fetus and infant. Second, we included a group of ill infants that was varying in gestational

age, but was homogeneous qua origin of illness: placental dysfunction.

Implications

Our study may have several implications. First, our data indicate that hypoxia before

birth provoked a (over)compensation mechanism which results in a hyperoxia after birth.

This hyperoxygenation may have several adverse consequences. Ramani et al. found that

neonatal hyperoxia in a mouse model leads to abnormal neurobehavior, primarily deficits

in spatial and recognition memory, associated with smaller size of the hippocampus,

similar to findings in ex-preterm infants (34). It is currently known that IUGR infants

have an increased risk for cognitive impairment (35). Geva et al. showed that late-onset

IUGR compromises network functioning which influences the neuropsychological

outcomes of the infants (36). According to these findings we hypothesize that the

hyperoxia after birth may affect neuropsychological and cognitive outcomes of the

infants.

This leads to our second implication. The interpretations we made of the compensation

mechanisms of the circulation in IUGR infants could have consequences for the treatment

protocols immediately after birth, aiming at reducing hyperoxygenation. This is

particularly important for infants who need artificial respiration.

Finally, our findings indicate that the ductus venosus seems to be an indicator for the fetal

well-being and neonatal well-being. This may help to indicate the severity of the IUGR

and may eventually help in the timing of delivery.

Still, these implications are highly speculative and more research in a larger group of

infants is necessary to unravel the consequences of the redistribution of the circulation in

IUGR infants in more detail.

Conclusion

In IUGR infants, we demonstrated several associations between the fetal bloodflow

patterns before birth and the oxygenation of the various organs after birth. The

associations we found reflected brain sparing before birth which persisted up to 3 days

after birth. Ductus venosus flow patterns were associated with measures of general fetal

well-being. We explained most of these associations by compensation mechanisms. No

associations were found between umbilical artery flow before birth and tissue

oxygenation of renal and abdominal organs.

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