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The (Current) Extent of India’s Urbanization Authors: Kevin Stolarick, [email protected] p.416.946.7300 f.416.946.7606 Martin Prosperity Institute Joseph L. Rotman School of Management University of Toronto 105 St. George Street, Suite 9000 Toronto, Ontario, M5S 3E6 September 2013

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Page 1: The (Current) Extent of India’s Urbanizationmartinprosperity.org/papers/Thinkers-Urbanization-Whitepaper.pdf · (in the lower right corner) show significantly increased urbanization

The (Current) Extent of India’s Urbanization

Authors:Kevin Stolarick, [email protected]

p.416.946.7300 f.416.946.7606

Martin Prosperity Institute Joseph L. Rotman School of Management University of Toronto 105 St. George Street, Suite 9000Toronto, Ontario, M5S 3E6

September 2013

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iMartin Prosperity Institute | www.martinprosperity.org

The (Current) Extent of India’s Urbanization. By K. Stolarick

Table of Contents

The (Current) Extent of India’s Urbanization 1

The (Current) Extents 7

Appendix 8

References 9

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The (Current) Extent of India’s Urbanization. By K. Stolarick

The (Current) Extent of India’s UrbanizationCurrent estimates put India’s urban population at about 31% of the total popula-tion. Estimates from the UN’s 2007 State of the World report estimates India’s urban population to be almost 41% by 2030. The UN Department of Economic and Social Affairs estimates that over the next forty years, India will add another 497 million to its urban population. McKinsey and Company in India’s urbanization: A closer look says, “Urban expansion in India will happen at a speed quite unlike anything the country or the world has seen before. It took nearly 40 years (from 1971 to 2008) for India’s urban population to rise by nearly 230 million; it will take only half that time to add the next 250 million. This expansion will affect almost every state. For the first time in India’s history, five of its largest states will have more of their population living in cities than in villages.” While both the exuber-ance and alacrity surrounding India’s urbanization have been questioned, the reality of its occurrence is unquestionable.

The goal of this paper is to provide another view of the current extents of India’s urbanization – an aerial view (actually an orbital one). Since 1992, the Opera-tional Linescan System (OLS) of the US Defense Meteorological Satellite Program (DMSP) has been collecting images of the world at night. These images capture the nighttime lights generated on the ground. (For a full explanation and academic discussion see the appendix.) These images have been captured, processed, and analyzed for India and select metropolitan regions for the past 20 years and are presented below.

The extent of India’s urbanization over the past 20 years may be well-understood and documented, but the true scope must truly be seen to be appreciated. Ladies and Gentlemen, India’s urbanization…

India at night (1992) Exhibit 1 India at night (2010) Exhibit 2

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The (Current) Extent of India’s Urbanization. By K. Stolarick

Exhibit 1 shows the nighttime lights for India and surrounding countries from 1992. Exhibit 2 shows exactly the same geography but 18 years later. While the bright spots of Delhi and Kolkata and the Mumbai-Pune combination and the Hyderabad, Bangalore, Chennai triangle are all clearly visible in 1992, they have all increased in intensity and size by 2010. And, a whole series of new constel-lations have been added to the subcontinent. While the urbanization of India is something that is happening in the largest cities, it is also something that is hap-pening across the country. It’s not just those few bright spots getting bigger and brighter — it’s also a whole new collection of cities and towns increasing their vis-ibility at night which not only means increased electrification but also larger and more economically prosperous populations.

Exhibits 3 and 4 show the nighttime lights for the Delhi region from 1992 to 2010. Exhibits 3a and 4a show exactly the same but with a colour spectrum used to show the intensity of the light instead of just black and white. A more detailed discussion of the growth of urbanization of Delhi will be presented below, but the transition from black and white to coloured mapping should be explained first. The instru-ment used to collect the nighttime light data is actually designed to collect the reflection of moon and starlight off of clouds (it is a meteorological satellite). As a result, the instrument is tuned to detect very low levels of light and is quickly satu-rated by the light output of most major cities on cloudless nights. The red areas in 3a and 4a which correspond to the brightest white areas of 3 and 4 are areas where saturation has occurred. However, since the instrument can detect lower levels of light, the fringes of urbanized areas are detected. These areas are difficult to see on a greyscale map since there is little difference between very dark grey and black. However, when a colour spectrum is used, those areas can be made more easily seen. The blue areas of Exhibits 3a and 4a are places where no nighttime light was collected, but everywhere else shows where there are fairly significant sources of light at night. As the spectrum runs from blue to cyan to green to yellow to orange to red, the amount of visible light detected by the satellite increases from total darkness to total saturation.

Delhi (1992) Exhibit 3 Delhi (2010) Exhibit 4

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The (Current) Extent of India’s Urbanization. By K. Stolarick

Increased Urbanization of Selected CitiesWith over 12.5 million people in the metropolitan area, Mumbai has seen signifi-cant rural-urban migration and a 3.1% increase in population from 2001 to 2011. With 11 million residents, Delhi has been experiencing the fastest urbanization rate in the world according to the 2011 Census with a 4.1% increase in popula-tion from 2001. Kolkata’s 16 million residents are the result of a 2% population increase. Hyderabad and Bangalore each house around 10 million people.

Delhi (1992) Exhibit 3a Delhi (2010) Exhibit 4a

Dehli (1992, 1994, 1996, 1998, 2000, 2002, 2004, 2006, 2008, 2010) Exhibit 5

Exhibit 5 shows the nighttime lights for the Delhi region every two years from 1992 to 2000 (top row) and 2002 to 2010 (bottom row). It should be noted that some of the year-to-year variation is not actually from an increase and then decrease in the visible lights detected but is a result of the processing that is done to produce each annual file. The light readings are not guaranteed to be consistent across the years, but the overall trend is consistent. Not only has the urbanized area surrounding Delhi increased significantly over this period, but the lower intensity lights in the area surrounding the most intense

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The (Current) Extent of India’s Urbanization. By K. Stolarick

nighttime lights has also increased significantly. Lights are visible along the major road routes. The Yamuna Expressway from Noida to Agra (south from Delhi) was completed in 2012 and so does not show up on the 2010 map. Delhi, like almost all metropolitan areas, expands along road access routes until it reaches other cities that effectively become part of the larger metro. In 1992, Faridabad in the south-east was still slightly separated from the core of Delhi. By 2010, the growth of Noida is seen and Faridabad is strongly connected to the rest of the metro. In 1992, Meerut northeast of the core is separate as is the small blip of Modinagar on the Meerut road from Ghaziabad. By 2010, Ghaziabad is indistinguishable from the rest of Delhi; Meerut has grown considerably; Modinagar has stretched out more along the road; and the core urbanized portion of Delhi continues to grow. All around the Delhi region, the maps show the growth of not only the core of Delhi but also the surrounding cities and towns. Some like Bahadurgarh west of the core or Sonipat/Sector 15 to the north become part of the core while others like Aligarh (in the lower right corner) show significantly increased urbanization without becoming part of the Delhi metro.

Mumbai-Pune (1992, 1994, 1996, 1998, 2000, 2002, 2004, 2006, 2008, 2010) Exhibit 6

Exhibit 6 shows Mumbai and Pune (lower right) with 1992–2000 on the top row and 2002–2010 on the bottom row. As both water and land can be dark at night, the coast is not shown. And, light reflected off the water, or “overglow”, is shown so Front Bay and Thane Creek do show nighttime light. The significant amount of growth and urbanization that has happened in the Mumbai metropolitan region is already well-documented but strikingly shown here. While the maps show slight increases for Mumbai across the entire period, a large amount of grown has been in the past few years. What hasn’t been as well-documented or discussed is the tremendous growth of the Pune region. The tripling of area of saturated nighttime light for Pune is significant, and the region around Pune has also seen significantly increased urbanization. Urbanization has also increased along the Rasayani-Lonavala-Vadgaon corridor between Mumbai and Pune. Limited by its coastline, Mumbai has grown north along the coast, to the east, and towards a growing Pune. Vasai Creek to the north of the core has not been a restrictive boundary as

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The (Current) Extent of India’s Urbanization. By K. Stolarick

Nala Sopara and Vasai have grown considerably as have Uran and Nehru Port across Front Bay to the south. Increased urbanization pressures are leading to the expansion of places that had previously been considered inaccessible.

Kolkata (1992, 1994, 1996, 1998, 2000, 2002, 2004, 2006, 2008, 2010) Exhibit 7

Hyderabad (1992, 1994, 1996, 1998, 2000, 2002, 2004, 2006, 2008, 2010) Exhibit 8

Exhibit 7 shows Kolkata with 1992–2000 on the top row and 2002–2010 on the bottom row. As with the other cities, the expansion of the urbanized area of Kolkata is apparent. In addition to following major roads, the spur to the north of the core follows a different transportation route, the Hooghly River. Kolkata, like Delhi, shows a great deal of growth in the lower light intensity fringes of the city in more recent years. These areas are likely home to much of the recent more “infor-mal” growth and urbanization that is occurring across the region. When an area is more formally developed, the infrastructure, electrification, and nighttime lights are added that create the more saturated, brighter (red) regions of the map. The growth of Haldia, closer to the Bay of Bengal, is shown at the bottom of the map.

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The (Current) Extent of India’s Urbanization. By K. Stolarick

Exhibit 8 shows Hyderabad with 1992–2000 on the top row and 2002–2010 on the bottom row. Either Hyderabad or Bangalore could have been shown. The pattern and growth for both regions is remarkably similar. Neither had any geological restrictions to their growth, like Mumbai, and both essentially just keep steadily getting bigger and bigger — essentially a spiky circle following major roads, absorb-ing nearby cities and towns, and growing outward. For Hyderabad (shown here), the growth is mostly restricted to the city and immediately surrounding area. While Warangal, shown in the upper right corner, shows some significant growth over the period, and a few of the smaller towns intensify their nighttime lights slightly, almost all of the growth is in and immediately around the core of Hyderabad. In 2008 (bottom row, 4th) the intensification of light in the area in Shamshabad to the south of the core around the Rajiv Gandhi International Airport, which was com-pleted that year, is visible. By 2010, the entire area shows saturated light.

Kolhapur-Ichalkaranji-Sangli/Maraji-Karad (1992, 1994, 1996, 1998, 2000, 2002, 2004, 2006, 2008, 2010)

Exhibit 9

As indicated in the introduction and show in Exhibits 1 and 2, the urbanization of India is not just restricted to the largest cities. Exhibit 6 shows the region around the cites of Kolhapur (bottom left), Ichalkaranji (bottom center), Sangl/Miraji (bottom right), and Karad (top of the triangle). These cities are in Maharashtra on the border with Karnataka (the border between the two is shown) with 1992–2000 on the top row and 2002–2010 on the bottom row. Kolhapur according to the 2011 Census had a population of just over half a million people. The key thing to notice from this series of maps is how the intensification of nighttime lights is increasing across the region. Not only is it increasing within the triangle of cities in Maharashtra but also along the Krishna River in Karnataka. The number of people living in the smaller cities and even towns and villages is also increasing. And with that increased population, the nighttime lights produced along with the prosperity of more remote regions is increasing as urbanization increases. Inter-estingly, this is an intensification process. Virtually no city appears de novo in the satellite imagery. Small settlements become villages which become towns then cities and eventually could become major metropolitan areas. Although the map shows much more nighttime light at the end of the period than at the beginning,

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it is from an increase in light from places that were already there in an early period but with less light produced. The satellite imagery for India is very clear — urban-ization is a process of growth and intensification of existing settled locations and not the formation of new settlements, except around the edges of existing ones. Places are not grown from scratch — they develop from much smaller ones.

The (Current) ExtentsThe maps have shown how urbanization has increased across India during the past 20 years. Delhi has seen a nearly fourfold increase in the total area of the city with the highest concentration of nighttime lights over the period, and most (if not all) of the other major cities of India have had similar or even larger increases. But, that growth is not restricted to just the largest cities. Smaller cities, some in areas immediately adjacent to metros, some neighbouring but not (yet) part of larger metros, some in more remote locations, have also seen significant increases in their urbanization over the same period. The implications of that increasing and intensive urbanization in economic, social, environmental, and cultural terms have yet to be fully understood, but the urbanization is happening. It is happening across the entire country, not just in the biggest cities, and India’s urbanization is growth and intensification of existing locations.

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AppendixOne type of data has recently come to be seen by urbanists as providing the means to overcome the scarcity of global urban information: the Nighttime light (NTL) data from the U.S. Air Force’s Defense Meteorological Satellite Program/Opera-tional Linescan System (DMSP/OLS). A hallmark of contemporary urban settle-ments and of urban activity in general, is the artificial illumination of buildings, transportation infrastructure (such as roads, airplane runways and railway lines), parking lots, and other components of the built environment. Succinctly stated, wherever humans agglomerate, there will be artificial light. The DMSP satellites, in low sun-synchronous polar orbits, generate a global night time and day time coverage of the Earth every 24 hours with the main purpose of monitoring the dis-tribution of clouds and assessing navigation conditions. The U.S. Department of Commerce’s NOAA National Geophysical Data Center (NGDC) takes the data from the DMSP satellites and, after extensive manipulation, puts it through several algorithms to produce an annual database of night-time lights emissions. A digital archive of the data is available starting with the year 1992.1

While the brightness and spatial extent of anthropogenic visible near-infrared emissions (i.e., nighttime lights) obviously depend on a variety of socioeconomic and cultural factors (Elvidge et al. 2009), and although many non-urban phe-nomena generate night-time light — including agricultural fields, fishing vessels, natural gas flares, and natural and human-made fires — these data have been extensively used by researchers as a measure of urbanization. Specifically, NTL data has been deployed to identify the real extent of urban agglomerations and to estimate urban population size (Elvidge et al. 1997a,b; Imhoff 1997; Elvidge et al. 1999; Small et al. 2011) as well as population density (Sutton et al. 1997, 2001, 2003; Zhuo et al. 2009). These data have also been used to track the pace of urban-ization (Zhang and Seto 2011), and measure electricity use, energy consumption and greenhouse gas emissions (Elvidge et al. 1997a; Doll et al 2000; Letu et al 2010; Townsend and Bruce 2010). More ambitiously NTL data has been used as a proxy indicator of national, regional and urban Gross Domestic Product (Elvidge et al. 1997a; Sutton et al. 2007; Florida et al. 2008, Florida et al. 2010; Chen and Nordhaus 2011; Henderson et al. 2011).

1 For data documentation and download, go to: http://www.ngdc.noaa.gov/dmsp/dmsp.html.

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ReferencesChen, X., Nordhaus, W. D. (2011) Using luminosity data as a proxy for economic

Statistics, Proceedings of the National Academy of Sciences, 108(21), pp. 8589–8594.

Doll, C. N. H., Muller, J. P., Elvidge, C. D. (2000) Night-Time Imagery as a Tool for Global Mappingo of Socio-Economic Parameters and Greenhouse Gas Emissions, Ambio, 29, pp. 157–162.

Elvidge, C. D., Baugh, K. E., Kihn, E. A., Kroehl, H. W., Davis, E. R. (1997a) Mapping of City Lights Using DMSP Operational Linescan System Data, Photogrammetric Engineering and Remote Sensing, 63, pp 727–34.

Elvidge, C. D., Baugh, K. E., Kihn, E. A., Kroehl, H. W., Davis, E. R. (1997b) Rela-tion between satellite observed visible-near infrared emissions, population, and energy consumption, International Journal of Remote Sensing, 18, pp. 1373–1379.

Elvidge, C. D., Baugh, K. E., Dietz, J. B., Bland, T., Sutton, P. C., Kroehl, H. W. (1999) Radiance Calibration of DMSP-OLS Low-light Imaging Data of Human Settle-ments, Remote Sensing of Environment, 68(1), pp. 77–88.

Elvidge, C. D., Sutton, P. C., Ghosh, T., Tuttle, B. T., Baugh, K. E., Bhanduri, B., Bright, E. (2009) A Global Poverty Map Derived from Satellite Data, Computers & Geosciences, 35(8), pp. 1652–1660.

Florida, R., Gulden, T., Mellander, C. (2008) The Rise of the Mega-Region, Cambridge Journal of Regions, Economy and Society, 1, pp. 459–476.

Florida, R., Mellander, C., Gulden, T. (2012) Global metropolis: assessing economic activity in urban centers based on nighttime satellite images, Professional Geographer 64(2), pp. 178–187.

Henderson, V., Storeygard, A., Weil, D. N. (2011) A Bright Idea for Measuring Economic Growth, The American Economic Review, 101(3), pp. 194–199.

Imhoff, M. L., Lawrence, W. T., Stutzer, D. C., Elvidge, C. D. (1997) A Technique for Using Composite DMSP/OLS “City Lights” Satellite Data to Map Urban Area, Remote Sensing of Environment, 3, pp. 361–370.

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Letu, H., Hara, M. Yagi, H., Naoki, K., Tana, G., Nishio, F., Shuhei, O. (2010) Estimating Energy Consumption from Night-Time DMSP/OLS Imagery after Correction for Saturation Effects, International Journal of Remote Sensing, 31(16), pp. 4443–4458.

Small, C., Elvidge, C. D., Balk, D., Montgomery, M. (2011) Spatial Scaling of Stable Night Lights, Remote Sensing of Environment, 115, pp. 269–280

Sutton, P., Roberts, C. Elvidge, C., Meij, H. (1997) A Comparison of Nighttime Satellite Imagery and Population Density for the Continental United States, Photogrammetric Engineering and Remote Sensing 63 (11), pp. 1303–1313.

Sutton, P., Roberts, C. Elvidge, C., Baugh, K. (2001) Census from Heaven: An Estimate of the Global Human Population Using Night-Time Satellite Imagery, International Journal of Remote Sensing, 22(16), pp. 3061–3076.

Sutton, P., Elvidge, C., Obremski, T. (2003) Building and Evaluating Models to Estimate Ambient Population Density, Photogrammetric Engineering & Remote Sensing, 69(5), pp. 545–553.

Sutton, P., Elvidge, C., Ghosh, T. (2007) Estimation of Gross Domestic Product at Sub-National Scales using Nighttime Satellite Imagery, International Journal of Ecological Economics & Statistics, 8, pp. 5–21.

Townsend, A.C., Bruce, D.A. (2010) The use of night-time lights satellite imagery as a measure of Australia’s regional electricity consumption and population distribution, International Journal of Remote Sensing, 31(16), pp.4459–4480.

Zhang, Q., Schaaf, C., Seto, K. C. (2013) The Vegetation Adjusted NTL Urban Index: A New Approach to Reduce Saturation and Increase Variation in Nighttime Luminosity, Remote Sensing of Environment, 129, pp. 32–41.

Zhuo, L., Ichinose, T., Zheng, J., Chen, J., Shi, P. J., Li, X. (2009) Modeling the population density of China at the pixel level based on DMSP/OLS non-radiance-calibrated night-time light images, International Journal of Remote Sensing, 30(4), pp. 1003–1018.