barbara b crabb financial disclosure report for 2009

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8/3/2019 Barbara B Crabb Financial Disclosure Report for 2009

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United States District CourtWestern District of Wisconsin

Robert W. Kastenmeier Courthouse

120 N. Henry Street, Rm. 540

Post Office Box 591Madison, Wisconsin 53701

C h a m b e r s o f

B a r b a r a B . C r a b b T e l e p h o n eDistrict Judge

608/264-5447

A u g u s t 1 6 , 2 0 1 0

llonorablc Bobby R. Baldock

Chair, udicial Conference

Committee on Financial Disclosure ~ .... : ~ - ~- &-_.One Columbus Circle N.E.

Washington, D.C. 20544 ~ : . . , . 7 : . r ~ ! " ~ ’ i . . . . ..

Re: Calendar Year 2009 Filing

Dear Judge Baldock:

In response to your July 30, 2010 letter, 1 have researched each of the problemsyou identified. I believe that I have the information necessary to answer your questions.

]n part VII, line 4, line 6, 1 listed "I shares Ibo~ lnvestop" ~thout information

about the 2009 purchase. ! should have shown "Buy 516/09" and "J" for value.

Apparent discrepancies between 2008 and 2009 r eport:

In part VII, page 4, line 5, of the 2008 report. , I showed Smith B arney Cash F unds(Citibank). This is the same fund I reported in the 2009 report under i~s new name:

"Citibank NA South Dakota Bank Deposit I~rogram.’’

In part VII, page 4, line 8, of the 2008 report, I listed "I shares MSCI; E~E" with

no value as on the end of the year. The four partial sales shm~ disposed of the entiretyof the asset. Is there some other way I should have indicated that the asset had been soldin full?

In part Vll, page 5, line 27, of the 2008 report, 1 showed "lsharcs Trust Lehman."Its new name is "l shares Barclays US Agg Bond," ~vhich was reported in nay 2009 returnat part VII, page 4, line 5.

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Page 2

In part VII, page 7, line 56, 1 showed W estern Assets Money Market. Thesefunds were redeemed in 2008. The value was "l."

I apologize for these oversights and for the inconvenience it has caused thecorn mittee.

With ve~" best regards,

Barbar:~. B. Crzbb

District Judge

BB(’~:skv

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8/3/2019 Barbara B Crabb Financial Disclosure Report for 2009

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FI.NANCIAL DISCLOSURE REPORT s .... fP .....R e p o r t i n g Date of Report

Page 2 of 9 C r a b b , B a r b a r a B . 0 5 / 1 3 / 2 0 0 9

111. NON-INVEST M ENT INCOME. tS~ror~g

A. F i le r ’ s Non - Inv es t men t Incom e

] NONE (~ro reportable non-investment income.)

DATE SOI,IRCE AND TYPE _INCOME

(you~, not spouse’s)

2.

3

4.

~ NONE (No reportable non-im,estmem income.)

DATE SOURCE AND TYPI.:

I. 2008 Wisconsin Deparlment of Employee Tnlsl Funds

3.

4.

IV. REIMBURSEMENTS --

[] NONE {No reportable reimbursements.)

~ DATES LOCATION ELhR_aPOSE ITEMS PAID OR ~ROVIDED

I. Sheryl Fackior!Phiilip Mervis I 1 / 0 8 Chicago, IL Mig ,BOD Charitable fo~md Lodgit~g and meals

2.

3.

4.

5

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FINANCIAL DISCLOSU RE REPORT

Page 3 of 9 C r u m b , B a r b a r a B . 0 5 / 1 3 / 2 0 0 9

~N O N E (No reportable g~s.)

~ DESCRIPTION V A L U g

I.

2.

3.

5.

VI. LIABILITIES. ( I n c l . d t s t h o s ¢ , ~ f s p o u s e e n d d t p e n d t n t c h i l d r c n ; s e e p p . J2-JJof f!ling in~truclions.)

] N O N E (No reportable liabilities.)

CRED1TOR DESCRIPTIQN V ALU g CODE

2

3.

5.

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FINANCIAL DISCLOSURE REPORTN ....fP .....R e p o r t i n g

]Dale of Report

Pa ge 4 o f 9 C ra b b , B a rb a ra B .

[

05]13/2009

VII. INVESTMENTS and TRUSTS-~

~ NON~ fNo reportable income, assets, or tra~actions.)

~ .....

i. Vanguard Munic. Fund A Dividend K T

2. Med~ronics corn s~k A Dividend J

3. Cisco co rn s tk N o n e J ’ T

4. GE Capital B Interest I. T

5. Smith Barney Cash t’uf, ds (Cifibank) A Imeres* K T

: 6 . Puerto Rico b o n d A Im c[e s l K T

i7 Equitabl~ LiI’e Assur.Annnity Nonc K T

i8. i shares TR MSCI: EAFE sold 4/16 J Bp ar t

i 9. s o l d pa~ 5/27 K E

[10. snld par~ 1 0 / 2 1 K D

]2. i shares Trust Rnssell 1000 (;rogqh C Oividcnd K T sold pan 2/I K A

1 3 . sold part 4/16 3 B

1 1 4 . sold paa 1 0 / 2 1 K

~ 5 . sold pa~ I 1 / 1 7 J A

1 6 . snld pa~ 1 2 / 1 5 J A

I 7 . Buy 1 1 / 3 K

(add’l)

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FINANCIAL DISCLOSU RE REPORT s , , ~ o f P ¢ ~ o , a e p o , ~ . g

Page 5 of 9 c ~ b , B a r b a r a B . 0 5 / 1 3 / 2 0 0 9

NONE OVo reportable income, assets, or tramactions,)

D¢~6~ion o~ Ass*is [ Income during G r o ~ s v a l u e a t cnd of To.actions 0urmg

O) (~) (t) ~ (2) (l) (2) ~ 13~ [ ~l ~5~Place "(X)" after ~cb a~ct [Amount T~¢ (e.

D.Value ~ V~u¢ Date Value

(A-H)

I~. i shares Trust Russell l~0 Index C Dividend Sold 1 0 ~ 2 1 M D

1 9 . i shares Russell 2000 Value B Dividend K T sold pa~ 10/2t L E

20. sold pa~ I I/3 J A

2 I. sold part

23. Buy

ladd’l)

24. i shares Russell 2000/Growth A Dividend L T sold pan 2/I J A

25. sold p~t 1 2 ] 1 5 J

26 Buy I 1/ 3 K(a~d’t)

27. i sh3rcs Trust Lehman A Dividend sold pan 2/I J A

2 8 . sold pa~ 4/~6 J A

29. i ~hares MSCI Emerging C Divldead M T sold pa~ ~ 1 / 1 3 J A

30. sold part IZq5 J A

31 Buy 2/I

3~. Buy 4 /16 J

33 Buy 5 1 1 2

~dd’l)

34. Buy 6 . ’ 2 K

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FINANCIAL DISCLOSURE REPORT ~ . , ~ e o f ~ ’ ..... Repo r t ing IPage 6 o f 9 C ra b b , B a rb a ra B .

[

05/13/2009

NONE ~Vo reportable income, assets, or transaction.)

35. Buy 1 1 / 3 L

(add’l)

36. sold pa~ 12/I0 l C

37. ~ught add’l 3 /7 J

38. i shares Russell ~000 Value I~ex D Divld~d M T sold pa~ 2/I J A

39. sold pare 1 2 / I ~ J

40. Buy 4/16 J~ad~’l)

41. Buy f i / 1 2 J

42. Buy 1 0 / 2 1 M

(add’l)

43. Buy 1 1 / 3 L[add’l)

44. bought add’l 10/29

45. i shares Russell Mid Cap Value B Dividend J T sold pare 2/I J A

46. Sold I I/3 K

47. Sold 1 2 / 1 5 Jfpa~)

48. bought add’l 4/16 J

49. i sha res R usse l l Mid C ap Growth A Dividend L T sold pa~ 2 /1 J A

50. sold pu~ I 1 / 3

51. Sold 12/t5 J{pail)

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FINANCIAL DISCLOSURE REPORT

[ C r a b b , B a r b a r a B .

D a t ¢ o f R e p o r tP a g e 7 o f 9

o 5 ; ~ 3 / 2 o 0 9

NONE (No reportable income, msets, or ~a~actio~.)

Dc~tlption of A~ets ; Income during ~ Gro~ value at ~d of i Tmnsacti~s during rc~mng pen~

52.Buy 4:16 J

(add’l)

53. Buy 5/12 J(add’l)

5 4 . Buy 1 0 1 2 1 K(add’l)

55. Dreyflts I.iqmd Assets (for temp. cz~h) A Dividend J T

56. Western As’~ets M’o;ey Market (for temp. A Divid’end K T

57. V~nguard Gf~w~h A In~,~iv. M T ~uy I l/q M

58. (’i~b~nk B~nk Dep. Prog. (For ~cmp c~sh) A Im.~iv~ K T

59. SPDR Index Fund None J T Buy 1 0 / 2 1 L

60. Boy

(pan)

62. Sold 1 2 / 1 5 J

6 3 . l ~ r c l a y s U S . A g g . B o n d V No~e J T S o l d

64 . A Sold 1 2 / 1 5 J

65. Buy I I/3 J

66. Wells Fargo Adv. Funds fed Vest Acct) ~" None J T Buy 3 /4 J

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]ame of Person Reporling

Page 8 of 9

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Y - Overlooked inadvertently in previous reports

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FINANCIAL DISCLOSURE REPORT

[ C r a b b , B a r b a r a B .

0 5 / 1 3 / 2 0 0 9a g e 9 o f 9

IX. CERTIFICATION.

i certify that all information given above (including information pertaining to my spouse and m inor or dependent c hildren, if any) isaccurate, true, and com plete to the best of my know ledge and belief, and that any information not reported was w ithheld because it met applicable statutoryprovisions permitting non-disclosure.

I furlher certify Ihat earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc incompliance with the provisions of 5 U .S.C. app. § 501 et. seq., 5 U .S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL W H O KNOV~:INGI,Y AND W ILFULLY FALSIFIES OR FALLS TO FILE TH IS REPORT MAY BE SU I~IECT ]’O CIVIl,

AND CRIMINAl, SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Ott~cc of the LInited States CourtsSuite 2-301One Columbus Circle, N.E.Washington. D.C. 20544

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