bolton capital groupboltonglobal.com/doc/wealth-management-brochure-english... · 2019. 6. 5. ·...
TRANSCRIPT
Bolton Capital Group
Since 1985, our experienced financial professionals have provided domestic and
international clients with independent advice and access to global markets and products
along with customized solutions for managing their finances.
Financial Institution Strength
and Stability
Bolton offer clients a range of custody,
clearing and settlement options with
institutions owned by the world’s
premier banks including:
Bank of New York Mellon, the oldest
US banking concern founded by
Alexander Hamilton in 1784 is ranked by
Global Finance 2014 among the world’s
50 safest banks with over $28 trillion in
assets under custody and
administration. Clearing and custody
for accounts is provided by Pershing,
LLC, a wholly owned subsidiary founded
in 1939 and a member of the New York
Stock Exchange, FINRA and SIPC.
Royal Bank of Canada is the oldest
Canadian bank founded in 1854 and is
ranked by Global Finance 2014 among
the world’s 50 safest banks. Clearing
and custody is provided by RBC Capital
Markets Corporation, a member of the
New York Stock Exchange, FINRA and
SIPC.
Deutsche Bank Cayman is a wholly
owned subsidiary of Deutsche Bank AG,
the world’s third largest bank ranked by
account assets and provides clients with
a full range of global wealth
management capabilities
Strict Privacy and
Confidentiality Protections
Bolton offers multiple custody
solutions and jurisdictions for
achieving maximum privacy and
confidentiality protections for client
account information. While US
regulations impose strict requirements
for maintaining the confidentiality of
account information, non-US clients
may hold assets in other jurisdictions
through Bolton including Cayman
Islands, Singapore and Switzerland.
Global Global Global Global
Wealth Wealth Wealth Wealth
Management Management Management Management
SolutionsSolutionsSolutionsSolutions
BOLTON CAPITAL
GROUP
Independent Since 1985
BOLTON GLOBAL CAPITAL
Member FINRA SIPC
BOLTON SECURITIES
Member FINRA SIPC
579 Main Street
Bolton, MA 01740
(978) 779-5361
www.boltoncap.com
Investing and Trading
Access to all Major Global Exchanges and
Currencies
We offer institutional and retail clients
multicurrency execution capabilities in over 65
exchanges. Clients can buy and sell global fixed
income securities and non-U.S. dollar-denominated
bonds assisted by our expertise and local market
experience in Central and South America, Europe
and Asia. As we conduct all fixed income business on
an agency only basis, our clients can take advantage
of the best available pricing through our broad
network of counter party bond dealers and can
execute their trade in nearly 50 currencies.
Improved Liquidity for Fixed Income Securities
Our fixed income platform provides advisors and
their clients with access to over 150 global dealers
and counterparties in corporate, government and
emerging market bonds as well as structured
products, certificates of deposit and commercial
paper. As we maintain no securities inventory or
commitments to distribute investment banking
products, we strive to ensure that our clients have
the broadest possible access to competitive pricing
for their fixed income investments.
Multi-Currency Accounts
Clients can hold cash positions in their investment
accounts in over 50 foreign currencies and can
receive monthly account statements of assets
expressed as a value in both US and in foreign
currencies. These multi-currency statements can be
received by the client electronically, in paper form or
both. Clients can also execute security transactions
on more than 65 exchanges around the world. We
also offer a range of debit/credit/ATM cards for
accessing account cash and making purchases.
Financial Management
Enhanced Liquidity with Access to Low Cost
Credit
Our low cost margin and collateralized loan rates
allow clients to achieve maximum liquidity in their
investment portfolios by providing credit secured by
portfolio assets. The rates available to our clients are
substantially lower than those of more traditional
lending sources such as banks and credit card
companies and allow clients access to funds without
the need to sell account positions.
Worldwide Access to Account Services and Cash
Clients can access the funds in their accounts and
make purchases with the Visa/ATM-Debit card at
banks, ATM terminals, retail establishments, hotels
and restaurants throughout the world. We also offer
an international American Express charge card for
foreign clients who want a US dollar denominated
credit card. Our platform provides a robust
collection of financial management features
including on-line banking, ACH funds transfer and
automated bill payment. Clients also have full
internet access to view their accounts and execute
transactions on a global basis.
Customized Investment Solutions
Clients have access to the full range of traditional as
well as alternative investments and non-correlated
assets on our platform including individual accounts
managed by the industry’s premier money
management firms. Our separately managed
account platforms include more than 300 money
management firms focusing on domestic and
international equity and fixed income positions with
a complete range of investment styles and
objectives. We also offer new issue securities,
structured products, commodities trading and other
alternative investments.
For international clients, our platform offers more
than 2,000 offshore mutual funds which provide
substantial privacy protections and tax advantages
available only to non-US citizens. Foreign clients can
use these investment products to achieve broad
portfolio diversification across assets classes, foreign
and domestic markets as well as currencies.
Planning Services
We offer the full range of planning services for
assisting clients in:
Our advanced planning tools and technologies allow
our clients to develop comprehensive planning
strategies.
Consolidated Asset Management and Bill
Payment
Our advanced technologies allow clients to view all
of their accounts across asset classes and financial
institutions to manage their finances on a
consolidated basis. In addition to viewing the value
and positions in all their investment accounts held
through Pershing and RBC, they can view daily
values of accounts held at other financial institutions
including banks, brokerage firms, mutual fund
companies, insurance companies and mortgage
holders. Clients can also manage all of their finances
through a unified platform which provides electronic
deposits, manual and automated bill payment, check
writing and ACH. Clients can also take advantage of
low cost credit secured by investment account
assets.
International Trustee Services
International trusts are flexible instruments that
can be designed to meet the client’s personal,
family, and/or business needs. We can structure
and provide administration for a wide range of
trusts to suit the client’s individual needs and
circumstances. These include discretionary trusts,
fixed interest trusts, accumulations and
maintenance trusts, reserve powers trusts, private
trust companies and Sharia-compliant trusts.
Private Banking
Clients who require the privacy and confidentiality
protections afforded by some offshore jurisdictions,
can clear and custody investment accounts through
our relationship with financial institutions operating
in Cayman Islands, Singapore and Switzerland. For
privacy and security considerations, our clients can
choose to diversify their holdings on both our US
and private bank custody platforms and receive
consolidated monthly reports of all of their assets at
all financial institutions.
Commitment to Quality
For the past 30 years, Bolton has expanded its
business on a global basis by affiliating with financial
advisors who are committed to observing the
highest standards of professional conduct in
providing independent advice to their clients. Our
goal is to offer the broadest possible access to global
financial markets, products and services at a
competitive price and to clear and custody our client
assets through the world’s safest financial
institutions.
Projecting liquidity and Cash Flow Needs
Adjusting Asset Allocation to Mitigate Risks
Planning for Retirement and Estate Transfers
Implementing Tax Advantaged Structures
Consolidated Reporting of Assets & Liabilities
Excess Account Protection
Clients are afforded multiple layers of account protection in
addition to the strength and stability of Bank of New York
Mellon and/or Royal Bank of Canada.
SIPC: The Securities Investor Protection Corporation (SIPC®)
protects securities in client accounts up to $500,000
(including a maximum of $250,000 for claims for cash
awaiting reinvestment).
Pershing provides coverage in excess of SIPC from Lloyd’s
of London in conjunction with other insurers which
provides protection for assets held in custody by Pershing
up to an aggregate loss limit of $1 billion for eligible
securities over all client accounts and a per-client loss limit
of $1.9 million for cash awaiting reinvestment within the
aggregate loss limit of $1 billion.
RBC Capital Markets, LLC also has a policy from Lloyd’s of
London that covers additional asset protection up to $99.5
million per SIPC qualified account (of which $900,000 may
be in cash), subject to a total maximum aggregate of $400
million for RBC Capital Markets Corporation. Neither SIPC
nor excess of SIPC coverage protects against loss due to
market fluctuation of investments. For details, please see
www.sipc.org.
Additional coverage may be available through fidelity
bonding and/or errors and omissions insurance policies.
BOLTON CAPITAL GROUP Independent Since 1985
579 Main Street
Bolton, MA 01740
(978) 779-5361
www.boltoncap.com
Bolton Capital is not a FINRA broker dealer or registered investment advisor.
AFFILIATED OFFICES WORLWIDE
BOLTON GLOBAL CAPITAL Member FINRA, SIPC
BOLTON SECURITIES Member FINRA, SIPC
SEC Registered Investment
Advisor
BOLTON CAYMAN LTD CIMA Registered
Securities Advisor & Dealer
Pershing, LLC a subsidiary of
BNY MELLON
RBC Capital Markets
a subsidiary of
ROYAL BANK OF CANADA
Deutsche Bank Cayman a subsidiary of
DEUTSCHE BANK AG
Servicing Firms
Custodians