compliancy group welcome kit v4.0

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“We simplify compliance so you can confidently focus on your business.” 0 Compliancy Group Welcome Kit CONTACT INFO 855.854.4722 [email protected] www.compliancygroup.com

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1©2021CompliancyGroup,LLC Private&Confidential

V4.0

“Wesimplifycompliancesoyoucanconfidentlyfocusonyourbusiness.”

0

WelcometoCompliancyGroup

OnbehalfofCompliancyGroup,thankyouforchoosing“TheGuard”toaddressyourcomplianceneeds.OurindustryrecognizedAchieve,Illustrate,andMaintainTM(AIM)processsimplifiesthecomplexeffortsofdemonstratingyourHIPAAcompliance.Eachstageisabuildingblocktoconstructthefoundationofastrongcomplianceplan.Yourcoachisyourguide,assistingyouthroughouttheprocess.EverythingrequiredforyourcomplianceisincludedinTheGuard,soyoucanconfidentlyfocusonyourclientsandpatients.Thegoalistocompleteyourcomplianceprogramquickly,in2-3weekswithatotalinvestmentof10hours.CompliancyGroupwillverifyandvalidateyourefforts,providingyourorganizationwithourSealofComplianceTM.

CompliancyGroupWelcomeKit

CONTACTINFO 855.854.4722

[email protected] www.compliancygroup.com

2©2021CompliancyGroup,LLC Private&Confidential

V4.0

“Wesimplifycompliancesoyoucanconfidentlyfocusonyourbusiness.”

WelcometoCompliancyGroup OnbehalfofCompliancyGroup,thankyouforchoosing“TheGuard”toaddressyourcomplianceneeds.OurindustryrecognizedAchieve,Illustrate,andMaintainTM(AIM)processsimplifiesthecomplexeffortsofdemonstratingyourHIPAAcompliance.Eachstageisabuildingblocktoconstructthefoundationofastrongcomplianceplan.Yourcoachisyourguide,assistingyouthroughouttheprocess.EverythingrequiredforyourcomplianceisincludedinTheGuard,soyoucanconfidentlyfocusonyourclientsandpatients.Thegoalistocompleteyourcomplianceprogramquickly,in3-5meetingswithatotalinvestmentof10-15hours.CompliancyGroupwillverifyandvalidateyourefforts,providingyourorganizationwithourSealofComplianceTM.OurAuditResponseProgramTMprovidesthesupportanddocumentationneededtoillustrateyourcomplianceifyouaresubjecttoanaudit,givingyouthepeaceofmindthattheleaderinsimplifyingHIPAAcompliancehasyourback.Inour16yearsofbusiness,noclienthaseverfailedanaudit.ByusingCompliancyGroup,you:

◈ Createacultureofcomplianceinyourorganization ◈ Identifyandremediateyourgaps ◈ Implementeffectivepoliciesandprocedures,increasingemployeesatisfaction ◈ Driveimprovedpatientandclientsatisfactionandretention ◈ Increaseprofitability(compliantandsecureorganizationsaremoreprofitable)

ThankyouagainforplacingyourtrustintheCompliancyGroup.Ifatanytimeyouneedassistance,[email protected]. Thankyou,

MarcHaskelsonCEO,CompliancyGroup

3©2021CompliancyGroup,LLC Private&Confidential

V4.0

“Wesimplifycompliancesoyoucanconfidentlyfocusonyourbusiness.”

TheAchieve,Illustrate,andMaintainProcess(AIM) CompliancyGroupistheaffordableindustrystandardforsimplifiedcompliance.Ourcompliancetrackingsolution,TheGuard,givesyoueverythingyouneedtosatisfytheHIPAAregulations.WebuiltTheGuardtohelpbusinesseslikeyourssimplifyHIPAAcompliance.HIPAAisacomplicatedsubject,andourprocessisdesignedtohelpyouAchieve,Illustrate,andMaintainyourcompliance.Achieve.Yourcoachwillbetheretosupportyou,answeringquestionsandfacilitatingyoureffortstocompletetheprocessandproveyourgoodfaithefforttosatisfythelaw.Illustrate.OnceyouhavecompletedtheprocessandearnedyourSealofCompliance,youcanproudlydisplaythesealonyourwebsiteandinyourorganization’smaterial.Maintain.HIPAAcomplianceisanongoingprocess.Aftercompletingourimplementationprocess,wehelpyoumaintainyourcompliancebyaddressingyourannualrequirementsandkeepingyouuptodatewithanychangesintheregulations.EverythingyouneedtoaddressyourHIPAAcomplianceisbuiltintothesystem.Ifyouhaveanyquestions,pleasecalloremailus.ContactInformationforSupport:Email:[email protected]:(855.85.HIPAA)855.854.4722Press2forsupport

4©2021CompliancyGroup,LLC Private&Confidential

V4.0

“Wesimplifycompliancesoyoucanconfidentlyfocusonyourbusiness.”

Ourgoalistosimplifytheprocessofcompliance.Youwillattendseveralcoachingcallswithsmallassignments,usually1-2hoursofworktoprepareforyournextmeeting.PreparationformeetingoneReviewthe“WelcomeKit”

● WelcometoCompliancyGroup-TheGuard™o TheGuardAchieveIllustrateMaintain,AIMProcess™o “WhatisBusinessAssociate”videoo ImplementationChecklist

● Prepinformationforfirstcallo OfficersoftheCompanyandemployees’emailaddresseso PhysicalSiteAddressworksheeto DeviceListInformation

InitialCoachingCallLearn

● Overviewofyourorganization’sComplianceConcerns● ReviewTheAchieveIllustrateandMaintainprocessandTheGuard4.0Features● SetexpectationsoftimingandreviewImplementationProcessOverviewdocument

○ WorkingCoachingCalls-3-5meetingsasneededbased● OfficerRolesandResponsibilities● Confirmyourorganizationdata,createthemainsite,andaddadditionalsites● AuditProcess

Complete

● Siteinformation-organizationandphysicalsiteaddress● Registrationofofficersandemployees,TheGuardwillsendaregistrationemail● Discusshowyouaddressyoursecurity.InternalITsupportorexternalIT/MSP?● AssignrequiredAuditsbybusinesstypetoappropriateofficers● Enteringyourdevices

Documentation

● WelcomeKit● GuardOverview● ImplementationChecklist● BulkUploadSpreadsheets-Device,Site,Employee

○ (Clickhere:BULKUPLOADSHEET)

5©2021CompliancyGroup,LLC Private&Confidential

V4.0

“Wesimplifycompliancesoyoucanconfidentlyfocusonyourbusiness.”

Meeting2-Audits,Policy&Procedures,andTraining

Learn● Identifiedgapsandhowtoremediatethem● Securityandprivacypolicyandproceduretemplates● Trainingandattestationprocess

Complete

● BulkUploadtheDeviceworksheet● Reviewandapprovepersonalizedsecurityandprivacypolicytemplates● Finalizeanyopenaudits● Reviewtasksfromdeficienciesidentifiedviatheauditprocess● Reviewtaskmanagerandexplainthetaskcompletionprocess

Documentation

● “HIPAASecurityPolicyandProcedureManual”● “HIPAAPrivacyPolicyandProcedureManual”

Meeting3-AffiliateBusinessAssociateManagementProcess Learn

● Taskmanagement● Affiliates-BusinessAssociateManagementPlan● Reporting

Complete

● Confirmcompletionoftasksandtrainingattestations● Affiliates-BusinessAssociateManagementPlan● PersonalizetheBusinessAssociateAgreement(BAA)andConfidentialityAgreement● SendBAA&ConfidentialityAgreementforasignaturetoyourvendors● AssignTechnicalDueDiligenceAudittoBAorVendor● Createyourreports

Documentation

● “AffiliateWorksheet”● “BusinessAssociateAgreement”● “ConfidentialityAgreement”

6©2021CompliancyGroup,LLC Private&Confidential

V4.0

“Wesimplifycompliancesoyoucanconfidentlyfocusonyourbusiness.”

SealofComplianceReviewCallVerify&Validate

● YourcoachwillVerify&ValidateyourcomplianceplanandissueyourSealofComplianceTM.TheSealofComplianceTMiscriticaltoillustrateyourgoodfaithefforttosatisfyHIPAAlawsandregulations.

Illustrate

● Learnaboutthereportingandusermanagement● IncidentManagementReview● ReceivetheSealofCompliancePacket,PlaceyourSealofComplianceTMonyour

websiteandcompanyliteratureMaintain

● Congratulations,you’redone!TheGuardTMsystemwillprovidethedirectionneededtomaintainyourcomplianceefforts

Ourgoalistosimplifycompliance.Ifatanytimeyouhaveanissue,incident,breach,oraudit,[email protected].

EmployeeNotificationEmail To be sent to employees notifying them of the registration process. CompliancyGrouphasbeenchosenbyourcompanytobeourHIPAAcompliancetrackingsolution.You’llreceiveseveralemailsfromCompliancyGroupregardingyouraccountregistrationinTheGuardwebsite,HIPAAtraining,andtasksassignedtoyou,ifapplicable.Beassuredthatthisisnotaphishingscam,yourparticipationisvitaltothesuccessofourcompany’scomplianceprogram.Whenyoureceiveyouraccountregistrationemail,pleasecompletealloftherequiredinformationtosetupyouraccountassoonaspossible.Ifyouneedanyhelp,pleasedonothesitatetocontact“COMPANYADMINISTRATOR”[email protected],855-854-4722ext2.

7©2021CompliancyGroup,LLC Private&Confidential

V4.0

“Wesimplifycompliancesoyoucanconfidentlyfocusonyourbusiness.”

TheSealofCompliance

OurSealofComplianceallowsyoutodifferentiateyourorganization.BycompletingTheGuard’sproprietaryprocess,yourcomplianceeffortshavebeenverifiedandvalidatedbyatrustedthirdparty.Onceyouhavecompletedtheprocess,youwillreceive:

◈ SealofComplianceverificationtodisplayonyourwebsite◈ PressreleaseannouncingyourSeal ◈ SealofComplianceCertificate◈ CompliancyGroupverificationletter ◈ Logotoplaceinyouremailsignature

CompliancyGroupanditsSealofComplianceareendorsedbymostMedicalAssociations,aswellashealthcare,security,andtechnologyorganizations,hundredsofthousandsofusers,andstrategicpartners.WehaveclientsineverystateandterritoryoftheUnitedStates,inover15othercountries,and6continents.

8©2021CompliancyGroup,LLC Private&Confidential

V4.0

“Wesimplifycompliancesoyoucanconfidentlyfocusonyourbusiness.”

AuditResponseProgram

Intheunfortunateeventyouhaveanincident,breach,oraudit,allyouneedtodoiscontactCompliancyGroupandwewillassistyouwiththeresponse.Weareproudtosayinour16yearsofbusiness,noclientofourshaseverfailedanaudit.TheAuditResponseProgramwillworkwithyourorganization’sComplianceOfficertomeetOfficeforCivilRights(OCR)deadlines,requestsforreports,andanyadditionalfollowupdocumentationthatmaybenecessary.TheAuditResponseProgram:

◈ ProvidesnecessarydocumentationtoOCR◈ Answersclientquestionsthroughouttheinvestigation◈ Verifiesandvalidatesyourgoodfaithefforttowardscompliance◈ Providespeaceofmind

PleasenotethatCompliancyGroupcannotguaranteetheefficacyoftheAuditResponseProgramforclientswhohaveusedthird-party,pre-existing,orcustomizedPolicies,Procedures,andTraining.Webelievethatthepathtopassinganauditisthroughillustratingagoodfaithefforttowardscompliance.Welookforwardtoworkingwithyoutoachievethisobjective.IfyouarecontactedbytheHHSinregardstoanaudit,pleasecontactsupport:Email:[email protected]:(855.85.HIPAA)855.854.4722press2forsupport

9©2021CompliancyGroup,LLC Private&Confidential

V4.0

“Wesimplifycompliancesoyoucanconfidentlyfocusonyourbusiness.”

PoweredbyCompliancyGroupWebsiteCode

ThePoweredbyCompliancyGroupbadgedemonstratesthatyourorganizationisimplementingmeasuresforaneffectivecomplianceprogram.PleasesendtheHTMLcodebelowtoyourwebsitemanager(orwhoeverhandlesyourwebsite)toimplementthebadgeonyourhomepage,footer,andwhereverelseyouseefit!Ifyouhaveanyissueorconcerns,pleasecontact: [email protected]

<ahref="https://compliancy-group.com/hipaa-powered-by-compliancy-group/"><img

class="aligncenterwp-image-19041"src="https://compliancy-group.com/wp-content/uploads/2019/08/HIPAA-Compliance-by-Compliancy-Group-

e1566244095448.png"alt="HIPAAPoweredbyCompliancyGroup"width="225"height="62"/></a>

10©2021CompliancyGroup,LLC Private&Confidential

V4.0

“Wesimplifycompliancesoyoucanconfidentlyfocusonyourbusiness.”

PoweredbyCompliancyGroup

ToWhomItMayConcern,ThisorganizationhassecuredCompliancyGrouptoAchieve,Illustrate,andMaintainitsHIPAAcompliance.ThisprocesswillincludecompletionofTheGuard’ssix(6)Self-Audits(SecurityStandards,AssetandDevice,PhysicalSite,SecurityITRiskAnalysis,PrivacyStandards,andHITECHSubtitleD).BycompletingTheGuard’sSecuritySelf-Audits(SecurityStandards,AssetandDevice,PhysicalSite,andSecurityITRiskAnalysis),wewillabletofullydocumentourgoodfaithefforttocomplywiththeHIPAASecurityRule’sadministrative,physical,andtechnicalsafeguardrequirements,setforthin45CFR164.308,164.310,and164.312,respectively. CompletingTheGuard’sHIPAAPrivacyStandardsSelf-AuditwilldocumentourgoodfaithefforttocomplywiththePrivacyRulestandards,whilecompletingtheHITECHSubtitleDSelf-Auditwilldocumentthatwehaveassessedourpreparednessforadatabreachandhaveeffective,writtenproceduresinplaceforbreachnotification.CompliancyGroup’scompliancetrackingsolution,TheGuard,providesalldocumentationofdeficiencies,remediationofidentifieddeficiencies,andimplementationofpolicies,procedures,andstafftraining.Pleasedon’thesitatetoreachoutifyouhaveanyquestions.Sincerely,CompliancyGroup,LLCsupport@compliancygroup.com855-854-4722ext2AboutCompliancyGroup:CompliancyGroupsimplifiesHIPAAcompliancesothathealthcareprofessionalscanconfidentlyruntheirbusiness.TheGuard™isoursimple,cost-effective,web-basedsolution.OurteamofexpertComplianceCoaches™guideuserstoAchieve,Illustrate,andMaintain™totalHIPAAcompliance.Visithttps://www.compliancy-group.comorcall855.854.4722tolearnhowsimplecompliancecanbe.