c:I

.,,

the ann, following dea.1'.h

H. W. HEAD, JR. CHIEF JUDGE

UNITED STATES DISTRICT COURT SOUTIIERN DISTRICT OF TEXAS

1133 N. SHORELINE BLVD. CORPUS CHRETI, TEXAS 78401

(361) 888-:H48 - · Fax (361) 888,3179

August 5, 2004

Judge lvlary M Lisi, Chair Judicial Conference of the United States Committee on Financial. Disclosure One Columbus Circle, N.E.

Washington, D.C. 20544

Re: Calendar Year 2003 Filing

Dear Judge Lisi:

Thank you for your letter of July 30, 2004.

-0 :==-- c: ::0(ft

0 m"r'"Tl er.• -o- 0'i'Jz'.:- > m;;;.:z U1 -N2 U1 ::o> -ri·' ::> m::r-

.. c0 C> m ...c:..

- With respect to. the appraisaj date_ofmy interest in it is old, probably 1987 . or 1988, accomplished sometime- in tQ.e years in 1987. . It is difiic ult to

value this property be<? USe it is burden d by a provi on tbat it Cannot be sold until the death of . itain. persons. The assessed va.l:q.e from. last year's tax bill _i$ _higher _ but in my view not reliable because the property ca:Dnotnow be conveyed. . :· . . . ' . . .

I will provide.you the 4tform.ation as to th Small Cap World Fund and Europacific Fund in following correspondence.

· · · · · · ·

HW'Ifjr:sh

. ·• . .. .. : . _ , . . · -. :

. .

I

'l

Date ____ _

TANT

SIDON: NAME

TERMS.

-

( '

-

2.

l.

Report Required by the E.tbics A0-10 FINANCIAL DISCLOSURE REPORT in Government Act of 1978L Rev. 1/2004

Calendar Year 2003 (S U.S.C. app. §§ 101-lll)

e rson Reporting (Last name, First name, Middle initial) 2. Court or Organization

ad, Jr., Hayden W Southern District of Texas

... Title (Article Ill Judges indicate active or senior status; 5. ReportType (chC'Ck appropriate type)

magistrate judges indicate full- or part-time) 0 Nomination, Date

U. S. District Judge Q Initial @ Amlllal 0 Final

3. Date of Report

512912004

6. Reporting Period

l/112003

to 1213112003

7. Chamgers or Office Address 8. On the basis of the infonnation contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

1133 N. Shoreline Blvd. with applicable laws and regulations.

Corpus Christi, TX 78401

NOTES: The instructions accompanying this fonn must be followed. Complete: all parts, checking the NONE box for each part

u have no reportable information. Sign on last page.

I. POSIDONS. (Reporting individual only; see pp. 9-13 offiling instructions)

0 NONE - (No reportable positions.)

PO OF ORGANIZATION/ENTITY

1. Agent Fann, Grayson County, Texas

President Reynaldo Garza Inns of Court, Corpus Christi, TX

3. Custodian Child m Uniform Transfer to Minors Act

; '. :- ::. · .• . .. ' } .

' :

...

IL

A GREElVIENTS. (Reporting individual only; see pp. 14-16 of filing instructions)

NONE - (No reportable agreements.)

DAT);_ PARTIES AND

0 ...... ,;• = (;) C:::::> L,,c-::i r__r--.,.., 0- sU;i:::C:

c::> 0-Fi??5

C):;;:-:rr- ).>

-s

Ir] C)

m

rn -o:: rrrw u

0

GROSS INCOME

SOQRCE AND TYPE

DESCRJPTJON

L

FINANCIAI. DISCLOSURE REPORT Name of Person Reporting Date of Report

Head, Jr., Hayden W 512912004

IlL NON-JNVESTI\1ENT lNCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions)

A. Filer's Non-Investment Income

NONE (No reportable non-investment income.) -

SOURCE AND TYPE

(yoms, not spouse's)

1.

B. Spouse's Non-Investment Income - (Ifyou were married during anyportion of the reporting year, please complete this section. (dollar am0ut1t not required except for honoraria)

D NONE (No reportable non-investment income.) -

1. 2003 Nursery School (Teaching) .

IV. REIMBURSEMENTS - transponation, 1oc1ging, food. entertainment.

(Includes those to spouse and dependent children. See pp. 25-27 ofinstructions.)

NONE (No such reportable reimbursements.)-

-

I ____________________________________ __,_H_ea_d_._h_ .• _Ha __ yd_en

__ w ______________________________ _._ __ sn9a004

SOURCE

N..., "'""""" -..FJ]\TANCIAL DISCLOSURE REPORT n..eorRqxm

V. GIFTS. (Includes those to spouse and dependent chtldren. See pp. 28-31 of instructions.)

NONE - (No such reportable gifts.)

DESCRlPTION

1. -----

VL 1.JABILITIES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)

NONE - (No reportable liabilities.)

CREDITOR DESCRJPTION 1.

VALUE CODE

5/2912004 I I of eport

· -'- -- -'- .

4.

J T !-<

(2) (5)

-

w

1.

17.

(2) (1)

f'IN..A;NCIAL DISCLOSURE REPORT Name of Person Reporting Date

Page 1 of2 Head, Jr., Hayden W

- income, value. transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling instructions.}VIl. INVESTMENTS and TRUSTS

A. B. c. D. Income during Gross value at end of Transactions during reporting period

Description of Assets reporting period reporting period (including trust assets)

If not exempt fiom disclosure(1) (2) (1) (3) (4)

Place "(X)" after each asset exempt Date: Identity of Amount Type (e.g. Value Value Type (e.g. Value Gain from prior disclosure buy, sell, buyer/sellerCode l div. rent. or Code2 Method Monih - Code2 Code l

Codc3 merger, Day(A-H) inl) (J-P) (J-P) (A-H) (ifpm'ak:redemption) transaction)(Q-W)

DNONE (No reportable income, assets, or transactions}

2.

AMERICAN IDGH INCOME TRUST B Dividend K T BUY 03-25 K

IRA: US TREASURY CATS SERJESKDUE 11- B Interest SELL 11-17 K 15-2003

3. IRA: HERNDON PLANT OAKLEY MONEY MARKET (GREAT HALL PRIME)

IRA: GROW11l FUND OF AMERICA

A

A

Dividend

Dividend

K

K

T

T

BUY

BUY

11-17

12-16

K

J

5. IRA: SMAIL CAP WORID FUND A None J T BUY J

IRA: EUROPACIFIC FUND A Dividend J T BUY J6.

7. 1/3 ENTAILED INTEREST, FARM, GRAYSON c Rent CO.,TX

8. HERNDON PLANT OAKLEY MONEY MARKET A Dividend K T BUYSELL VARS J SEE NOTEIN (GREAT HAIL) PART Vfil

9. MPS-MANAGED MUNICIPAL BOND TRUST B Dividend K T

10. #3 1991 TR.UST, CO-TRUSTEE:

11. HERNDON PLANT OAKLEY MONEY MARKET A Dividend (GREAT HALL)

12. #3 CUSTODIAL ACCOUNT:

13. HERNDON PLANT OAKLEY MONEY A Dividend MARKET(GREAT HALL)

14. AMERICAN BALANCED FUND A Dividend

15. HAYDEN W. HEAD, JR. (CONT'D):

16. CAPITAL WORLD BOND FUND B Dividend ·-

M

J

J

K

Q

BUYSELL

T BUYSEIL -

T BUY

T BUY

VARS J SEE NOTE IN PARTYm

VARS

VARS

J

J

SEE NOTE IN PARTYm

VARS J

18.

HANOVER COMPRESSOR, COMMON A Ncme J T

NORTHERNBORDERPTRS LTD B Distribution PARTNERSHIP UNIT

!. lncome.'Gain,Codes: A = S!,000 or less B = $1 001-$2,500 c =$2.:501-$5 ,Qt){) D = S5,001-Sl5,000 E = SJS,001-$50,000

(See Columns Bl andD4) F = SSO,OOl ·Sl 00,000 G = $100;001-$1,000,000 HI = Sl,OOO,OOI'-$5,000,000 H2 =More than $5,000,000

2. Value Codes: = $15,000 or less K = $15,001-$50;000 L = $50,001-$1.00,000 M = $100,001-$250,000

(See Columns Cl and D3) N = $250,000-$500' 000 0 = $500,001-$1,000,000 Pl = SI,OOO,OOI-SS,000,000 P2 = $5,000,001-S25,000,QOO

P3 = $25,000,001-$50,000,000 P4 =$More tltan.$50,000,000

3. Value Method Codes Q =Appr.ri:;ai R =Cost (Real Estate Oitly) s = Assessment T = Cash/Market

(See CoJW1111 C2) u =Book Value v other = Estimated

23.

A.

101(K):

int.)

:U.S.

(3) (4) (5)

T

-

24.

reporting period

(2) (1)

FINA CIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Page2 of2 Head, Jr., Hayden W Si29fl004'

- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of:liling instructio111S.)VIL INVES S and TRUSTS

B. c. D. Income during Gross ,'3Jue at end of Transactions during reporting period

Description of Assets reportingperiod(including trust assets)

Ifnot exempt from disclosure(1) (2) (1)

Place "(X)" after each asset exempt from prior discloS1lll'e

TEPPCO PTRS LIMITED PARTNERSHIP UNIT19.

20. BECKS PRIME BOC LTD. 112 LTD.

PARTNERSHIP 'QNJIT

BECKS DAIRY-ASHFORD I-10 SE LTD. PARTNERSHIP UNIT

21.

DIVERSIFIED INVESTORS 22. VARIABLE FUND

U.S. TREASURY BOND, DUE 11-15-2021

Amollllt Type (e.g. Value Code I div. rent or Code2 (A-H) (J-P)

B Distribution J

A Distn"bution J

A Distnoution J

A Dividend K

c Interest L

Value Method Code3 (Q-W)

Type (e.g. buy, sell, merger, redemption)

(2) Date: Month-Day

Value Code2 (J-P)

Gain Code 1 (A-H)

Identity of buyer/seller ("tfpm'ate b'ansaeticm)

u

u

T BUY MO J

T

TRANSAMERICA LIFE INSURANCE; B Interest K T PREMIUM MO J

UNIVERSAL LIFE INSURANCE POLlCY

25. FIRST COLONY UNIVERSAL LIFE INSURANCE

POLlCY

A Interest J T PREMIUM MO J.

26.

27.

U.S. SAVINGS BONDS, SERIES EE

SAVINOS BONDS SERIES EE

A

A

Interest

Interest

J

J

T

T

28. IRA: AMERICAN HIGH INCOME TRUST A Dividend J T BUY MO J

29. OVERRIDING ROYALTY INTERESTS lN Royalty J v S:EENOTEJN

MINERALS F'ARTVIll

l. Income/Gain Codes: A = Sl,000 orless B = $1 ,0o.J-$2,500 C =$2,501 $5,000 D = S5,001-$15,000 E =$15;001-$50,000

(SecColwnnsBI am!D4) F = $S0,00l-$JOO,OOO G = $100;001-$1,000,000 HI = $1,000,00l "$.5,000,000 H2 =More than $5,000,000

2. Value.Codes: J =SJS,000 orless K = $15,001-$50,000 L = $50,001•$100,000 M = $100,001-$2:50.000

(See Colunms Cl andD3) N = S250,000-$500,000 0 = $500.001-$1,000,000 Pl = s1,ooo,ao1-$5,000;ooo n = ss,000;001-s2s,ooo,ooo

PJ = S25,000,001-$50.000,000 P4 = $More than $S0,00fl.001l

3_ Value Method Codes Q = lqlpraisal R = Cost (Real Estate Only) S = i\Ssessment T =Cash/Market

(5ee Coiumn C2) U Book Value V =Other w Estimated

FrnANCIAL DISCLOSURE REPORT Name of Person Reporting

Head, Jr., Hayden W

Date of Report

5129f2004

(lrulicate part of Report.} VIII. ADDIDONAL INFORMATION OR EXPLANATIONS

Among the holdings at year's end was an undeposited check for $40,000J'rom USAA representing damages to home from a plumbing leak.

The following notes apply to Part VU. Item #:

7 - account is used for temporary investment of income received pending transfer to bank or other reinvestment. No gain or loss is realized on sales of money market account.

·

I 0 & 12 - account is used to make monthly disbursements to beneficiary. No gain or loss is realizCd on sales of money market a ccount. 29- During the year, notice was received regarding unrecovered and unclaimed property from interests in certain overriding royalty interests in minerals. No income was received from this property, the value of such has not been determined at this time, and the leases are not known but assumed to be those same ORR! reported in pas:t years ••

Date " /.___,CJ'-+-/-0 _,__f _

KNOWING Y NOTE: ANY INDIVIDUAL WHO BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FINANCIAL DISCLOSURE REPORT Name or Person Reporting

Head, Jr., Hayden W

Date of Report

512912004

IX. CERID'ICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my kno'!ledge and belie and that any information not reported was withheld because it met applicable statutocy provisions pemritting non-disclosure.

I further certify that earned income :from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

, Signature

FALSIFIES OR FAILS TO FILE TIIlS REPORT MAY

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosw:e

Suite 2-301

Administrative Office of the United States Courts

One Columbus Circle, N.E. Washington, D.C. 20544