introduction to open access and the open access to research articles act faculty workshop

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Open Access & Open Access to Research Articles Act - What every faculty author should know….. H. Stephen McMinn Director of Collections and Scholarly Communications 1

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Presentation on introducing the concept of Open Access and the requirements of the Open Access to Research Articles Act for the faculty at the University of Illinois Springfield. Topic covered include what is open access, myths about open access, open access journals, copyright and creative commons as it relates to open access and information on the recently passed open access to research articles act.

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Page 1: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Open Access & Open Access to Research Articles Act -

What every faculty author should know…..

H. Stephen McMinnDirector of Collections and Scholarly

Communications

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Page 2: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Discussion Topics

Open Access What is it? Copyright and Authors

Rights Why is it important? What’s in it for me? What can I do?

Biss Bill – Public Act 098-0295 Timeline Deliverables Coverage Items to Consider

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Page 3: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

What is Open Access?

Open Access-Lots of Definitions

“Open-access (OA) literature is digital,online, free of charge, and free of mostcopyright and licensing restrictions.”

Peter Suber*…(http://www.earlham.edu/~peters/fos/overview.htm )

*Director of the Harvard Open Access project, Faculty Fellow at the Berkman Center for Internet and Society, and Research Professor of Philosophy at Earlham College

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Page 4: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

What do we mean by open?

Open & Free to Access and UseOpen to …

Contribution and Participation Granting rights up front to enable sharing and reuse

Use & Reuse with Few or No RestrictionsIndexing and Machine Readable - Creating

opportunities for new forms of technology enabled scholarship and data mining

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Page 5: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Open Access Is!

Digital, Online, free of charge, and free of most copyright and licensing restrictions

Uses Internet with the consent of the author and copyright holder

Compatible with peer review Not a type of license but works with

licenses like creative commons Not a business model but works with

various models5

Page 6: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

What is Open Access?

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Page 7: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Open Access and Copyright

Open access is built upon authors retaining all or part of their rights under copyright. These rights include:– To publish/distribute work – To Reproduce/Copy– Prepare Translations or Derivative Works– To perform or display the work publicly– The ability to transfer these rights to others

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Page 8: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Open Access and Copyright/Creative Commons Open access is built upon authors retaining

all or part of their initial rights under copyright law.

Creative Commons is an easy way to transfer rights – they allow creators to communicate which rights they reserve, and which rights they waive for the benefit of recipients or other creators.

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Page 9: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Why Support

Open Access?

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Page 10: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Why Open Access?

“Information wants to be free!” Unsustainable pricing model of scholarly

journals Requirements of Funding Agencies – NIH &

Others Broken Copyright -- Use & Reuse with Few

or No Restrictions

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Page 11: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Why Open Access?

Beliefs of the Academy….“Open access truly expands shared knowledge across scientific fields — it is the best path for accelerating multi-disciplinary breakthroughs in research."

Open Letter to the US Congress signed by Nobel Prize winners

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Page 12: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

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Page 13: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Initiatives at the Federal Level

NIH Public Access Policy America Competes Reauthorization Act of

2010 Increasing Access to the Results of Federally

Funded Scientific Research – Presidential Policy Memorandum (2/22/13)

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Page 14: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

NIH Public Access PolicyThe NIH Public Access Policy implements Division G, Title II, Section 218 of PL

110-161 (Consolidated Appropriations Act, 2008). The law states:

The Director of the National Institutes of Health shall require that all investigators funded by the NIH submit or have submitted for them to the National Library of Medicine’s PubMed Central an electronic version of their final, peer-reviewed manuscripts upon acceptance for publication, to be made publicly available no later than 12 months after the official date of publication: Provided, That the NIH shall implement the public access policy in a manner consistent with copyright law

NIH Public Access Policy @ http://publicaccess.nih.gov

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Page 15: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

NIH Rules - In Brief

NIH-funded research must be made freely available to the public

Deposit made publicly available no later than 12 months after the official date of publication

Authors submit an e-copy of their published articles to NIH PubMed Central

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Page 16: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Proposed Legislation

FASTR - Fair Access to Science and Technology Research Act

“The FASTR act provides that access because taxpayer funded research should never be hidden behind a paywall.”

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Page 17: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

The Fair Access to Science and Technology Research Act (FASTR)

Current bill in Congress Requires government agencies with annual

research expenditures greater than $100 million to make electronic manuscripts of peer-reviewed journal articles based on their research freely available within six months of publication

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Page 18: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Other Policies and Legislation

California Bill covering State Agencies & Contactors – People who receive state funding

New York Bill – similar to California International Policies and Funding Agencies

Policies– JULIET from SHERPA

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Page 19: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

What’s in it for me?

Ease of Use– Copyright - Getting Permissions– Coursepacks/Couse Management– MOOCs

Increased Visibility Increased Citations

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Page 20: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Increased Citations to Open Access Articles

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Page 21: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Click icon to add picture

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Page 22: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

How to Support Open Access

Publish in Open Access Journals– Open Access Policies Publishing in Open

Access Journals Use Repositories

– Subject Repositories (ArXiv – Physics Archive)– IDEALS (UI Institutional Repository)

Support OA Policies

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Page 23: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Open Access Journals

Scholarly journals that are available online to the reader "without financial, legal, or technical barriers other than those inseparable from gaining access to the internet itself.“

Suber, Peter. "Open Access Overview". http://www.earlham.edu/~peters/fos/overview.htm

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Page 24: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Types of Open Access

“Green” Open AccessAuthors publish in any journal and then self-archive a version of the article for free public use in their institutional repository, in a central repository (such as PubMed Central), or on some other OA website.

“Gold” Open AccessAuthors publish in an open access journal that provides immediate OA to all of its articles on the publisher's website.

Hybrid Open Access Provide Gold OA only for those individual articles for which their authors (or their author's institution or funder) pay an OA publishing fee.

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Page 25: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

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Page 26: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Finding Friendly Publishers

The Romeo/eprints directory provides information on the self-archiving policy of journals – Levels of “openness” in publishers agreements– www.sherpa.ac.uk/romeo/

DOJA -- Directory of Open Access Journals– Used to find Open Access Journals– www.doaj.org

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Page 27: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Other Useful Tools

Sherpa/JULIET – Funders Requirements– www.sherpa.ac.uk/juliet/

Scholarly Open Access Blog by Jeffrey Beall– http://scholarlyoa.com/

Ask me or Ask a Librarian – http://libguides.uis.edu/librarians

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Page 28: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

IDEALS - University of Illinois Institutional Repository IDEALS is the digital repository for research

and scholarship - including published and unpublished papers, datasets, video and audio - produced at the University of Illinois.

All faculty, staff, and graduate students can deposit into IDEALS.

(https://www.ideals.illinois.edu/)

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Page 31: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Biss Bill

Open Access to Research Articles Act

Illinois Public Act098-0295

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Page 32: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Open Access to Research Articles Act Illinois Public Act 098-0295 passed last fall

by the legislature Mandates a Task Force to “consider how

the public university can best further the open access goals laid out in this Act,”

By January 1, 2015, each task force shall adopt a report setting forth its findings and recommendations.

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Requirements of the Act

These recommendations shall include“a detailed description of any open access policy the task force recommends that the public university or State adopt”

Plan for Implementation for Public Universities

Minority report at request of any member

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Page 34: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Key components of open access policies Spells out who has rights to the work Provides for a means for authors to deposit

scholarly works Provides a waiver or opt-out policy that

may be applied to specific articles

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Page 35: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Open Access to Research Articles Act Timeline Deliverables Coverage Items to Consider Resources

– IDEALS

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Page 36: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Timeline

Task Force established by January 1, 2014 Adopt Report: On or Before January 1, 2015 Open Meeting Requirements –Public notice

of the schedule of regular meetings (date, place, and time) - Agendas posted 48 hours in advance of the holding of the meeting

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Page 37: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Deliverables

Detailed Description of Open Access Policy– University– State – Both?

Plan for Implementation for Public Universities

Minority report at request of any member

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Coverage

Published Research Articles? Review current practices – Peer Institutions

and Government

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Page 39: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Open Access to Research Articles Act - Items to Consider Academic Freedom Copyright Policy Reporting -Oversight

& Enforcement Cost of Repository Potential for

Collaboration

Potential use of existing scholarly repositories

Support for Gold Open Access (Pros & Cons)

Academic Discipline Specific considerations

Determination of article version to be made available

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Page 40: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

10th Item to Consider- Who and What is to be covered in the PolicyWho Employees of State

Agencies State grant awardees Faculty Adjunct, Clinical, part

time faculty

What Journal articles, and… Dissertations Conference Materials? Laboratory manuals? Books? Patentable discoveries?

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Page 42: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Who Uses Open Access?Universities that have adopted open access policies, the physics arXiv has been in existence for some 20 years, and NIH has mandated deposit to PubMed Central since 2008.

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Page 44: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

COAPI

COAPI (Coalition of Open Access Policy Institutions) - Currently consists of 45 colleges & universities

Although many of the members are R1 institutions but some are from small liberal arts colleges.

Provosts at all of these institutions have signed an open letter in support of FASTR.

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Page 45: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

6 Myths of Open Access

1. The only way to provide open access to peer reviewed journal articles is to publish in open access journals.

2. All or most open access journals charge publication fees (1/3 OA, ¾ NonOA)

3. Most author side fees are paid by the authors themselves. (12%)

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6 Myths of Open Access

4. Publishing in a conventional journal closes the door on making the same work open access.

5. Open access journal or intrinsically low in quality (For sciences ISI has 1 at/near top )

6. Open access mandates infringe academic freedom. (green vs gold)

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Page 47: Introduction to Open Access and the Open Access to Research Articles Act Faculty Workshop

Want more information on Open Access? Open Access FAQ – https://

uofi.box.com/openaccess-faq Links from UIS Faculty Senate Presentation --https

://uofi.box.com/openaccess-links University of Illinois Springfield – Open Access

Information -- https://uofi.box.com/OpenAccess Open Access Directory -- http://

oad.simmons.edu/oadwiki/Main_Page

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Attribution Ruminating Poe by Chas Addams -- http://dorjeixchel.typepad.com/.

a/6a00e550e9851d88340154368afb91970c-pi Graph: Harnad, Stevan, Tim Brody, François Vallières, Les Carr, Steve

Hitchcock, Yves Gingras, Charles Oppenheim, Chawki Hajjem, and Eberhard R. Hilf 2008 The Access/Imipact Problem and the Green and Gold Roads to Open Access: An Update. Serials Review 34(1):36-40. Accessed online 16 Oct. 2009 http://publishingarchaeology.blogspot.com/2008/07/you-should-self-archive-your.html

Video - Open Access Explained! By Piled Higher and Deeper (PHD Comics). http://www.youtube.com/watch?v=L5rVH1KGBCY CREDITS: Animation by Jorge Cham; Narration by Nick Shockey and Jonathan Eisen; Transcription by Noel Dilworth; Produced in partnership with the Right to Research Coalition, the Scholarly Publishing and Resources Coalition and the National Association of Graduate-Professional Students.

“Signs” by Chas Addams. Scanned from Monster Rally by Charles Addams Simon and Schuster, 1950, p. 7.

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