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NEAR-FIELD RADIATIVE TRANSFER For Energy Harvesting.... & Diagnostic+Manufacturing MSEWS4: Energy Conservation and Waste Heat Recovery November 21, 2013 IPAM, UCLA, LA, CA, USA M. Pınar Mengüç Director, CEEE / EÇEM Center for Energy, Environment and Economy & Head, Mechanical Engineering Ozyegin University Istanbul, Turkey Engineering Alumni Association Professor, Emeritus Mechanical Engineering Department University of Kentucky Lexington, KY, USA

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Page 1: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

NEAR-FIELD RADIATIVE TRANSFER

For Energy Harvesting.... & Diagnostic+Manufacturing

MSEWS4: Energy Conservation and Waste Heat Recovery November 21, 2013

IPAM, UCLA, LA, CA, USA

M. Pınar Mengüç

Director, CEEE / EÇEM Center for Energy, Environment and Economy

& Head, Mechanical Engineering Ozyegin University

Istanbul, Turkey

Engineering Alumni Association Professor, Emeritus

Mechanical Engineering Department University of Kentucky

Lexington, KY, USA

Page 2: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

Workshop on NPNSNFC, Bremen, Germany, 11-12 March 2010. Solar-TR, April 29-30, ODTU/METU, Ankara, Turkey

OUTLINE OF PRESENTATION

The Big Picture

Overview of Far and Near-Field Radiative Transfer

Length Scales for Nano-regimes

Near Field Radiation

Near Field Radiation for Thermophotovoltaics (TPV) Applications

Analytical Analysis

Computational Analysis

Conclusions

Page 3: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)
Page 4: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

CEEE/EÇEM

Workshop on NPNSNFC, Bremen, Germany, 11-12 March 2010. Solar-TR, April 29-30, ODTU/METU, Ankara, Turkey

We are here…

Page 5: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

Nano-Scale

Energy

Fundamentals Radiative

Transfer and

Thermal

Sciences

Energy

Applications

and

Efficiency in

Buildings

Multi-Disciplinary

Industrial

Applications

EEE Solutions

for Districts

and Cities

Quantitative

Sustainability for

Businesses Nature &

Climate

Change

CEEE/EÇEM FOCI

Page 6: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

CLIMATE CHANGE? (IEA 2013)

Page 7: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

CLIMATE CHANGE? (IEA 2013)

2 Degrees by 2050?

Page 8: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

EVERY TON OF CO2 RELEASED TO THE ATMOSPHERE ...CORRESPONDS TO WASTED ENERGY ENDING UP SOMEWHERE! MINIMIZATION OF ENERGY USE HELPS DECREASING EMISSIONS OF CO2.

ENERGY LOSS

Page 9: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

ONE-YEAR CO2 EMISSION TRENDS CHANGE (IEA 2013)

Page 10: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

ENERGY RELATED CO2 EMISSIONS (IEA 2013)

Page 11: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

BIG PICTURE: WORLD ENERGY USE IS ABOUT 15 TW. CO2 EMISSIONS ARE RELATED TO FOSSIL ENERGY USE. ONLY A FRACTION OF ENERGY GENERATED IS FROM RENEWABLES.

ENERGY MODALITIES

Page 12: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

WORLD RENEWABLE ENERGY USE (IEA 2013)

Page 13: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

Quantitative

Sustainability for

Businesses Nature &

Climate

Change

America’s Energy Future, 2012, National Acedemy of Sciences, USA

Energy Production Modalities

ENERGY MODALITIES

Page 14: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

Quantitative

Sustainability for

Businesses Nature &

Climate

Change

America’s Energy Future, 2012, National Acedemy of Sciences, USA

REJECTED ENERGY

ENERGY MODALITIES

Wasted Energy should be used somehow!

Page 15: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

ENERGY MODALITIES

• Energy Generation

• Energy Conservation/Efficiency

• Energy Harvesting

Page 16: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

Energy Harvesting is to recover wasted energy from all sources to be used as auxiliarry energy source, for electricty generation or for storage. Carnot Efficiency:

ENERGY HARVESTING

HOT

COOL

Carnot Engine

Q-H

Q-L

Work

What to do with Q-L?

Aux Work

Q-L

h=W/Q

Page 17: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

CONVERGENCE

Solve Energy Challenge via Advanced Engineering on Fundamental Physics

Page 18: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

INSPIRATION: REACHING NANO-WORLD ... From 2005 ROCO!

2013 1999

Page 19: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

Size of WATER VAPOR

1 m

1 mm

1 mm

1 nm

Humans

Car

Butterfly

1 km

STEAM ENGINE

Laptop

Wavelength of Visible Light

Micromachines

Width of DNA

Smallest feature in microelectronic chips

Proteins

Biological cell

Nucleus of a cell

Aircraft Carrier

Size of a Microprocessor

Nanostructures & Quantum Devices Decreasing

Length scale

Resolving power of the eye ~ 0.2 mm

Human hair ~ 60-120 mm wide

PERSPECTIVE ON LENGTH SCALES

Page 20: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

Thermoelectric Devices (conduction/phonon based)

HOW TO RECOVER WASTE ENERGY?

Thermophotovoltaic Devices (Radiation/near-field radiation transfer based)

Nondimensional figure of merit:

ZT = σS2T/κ σ : the electrical conductivity S : the Seebeck coefficient T : the temperature κ : the thermal conductivity

Optical heat engine! (Figs from web sources!)

Page 21: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

POWER GENERATION EFFICIENCY

Zebarjadi, et al. Energy Environ. Sci., 2012, 5, 5147-5162.

h=W/Q

Page 22: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

THERMOELECTRIC DEVICES

Thermoelectric power generators are solid state devices which can directly convert heat into electricity. The device efficiency depends on the choice of material, configuration, and contacts. It requires new materials, dopants, and nanostructured geometries. MATERIAL PROBLEM!

Chen, et al., Progress in Natural Science: Materials International 2012;22(6):535–549

Page 23: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

TPV CELL

Schematic of the thermophotovoltaic cell proposed by Fan group. The idealized absorption spectrum (solar spectrum in yellow) and emission spectrum (the dotted line: PV cell bandgap energy level) are shown. http://gcep.stanford.edu/research/factsheets/ultrahigh_thermosolar.html

Schematic of the industrial thermophotovoltaic cell.

Page 24: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

Workshop on NPNSNFC, Bremen, Germany, 11-12 March 2010. Solar-TR, April 29-30, ODTU/METU, Ankara, Turkey

THERMOPHOTOVOLTAIC DEVICES

Potential Applications of TPVs:

• Power sources for Micro-electromechanical devices (MEMS).

• Energy sources in transportation.

• Co-generation of electricity and heat.

• Remote electricity generators.

• Aerospace and military power suppliers.

• And..

Waste-Energy harvesting purposes.

Page 25: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

Workshop on NPNSNFC, Bremen, Germany, 11-12 March 2010. Solar-TR, April 29-30, ODTU/METU, Ankara, Turkey

THERMOPHOTOVOLTAIC DEVICES

•How can we improve the efficiency of TPV Devices? • Materials? • Design and Geometry?

Page 26: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

TPV? Nano-TPV?

radiator

vacuum

T0 = 2000 K

Tcell(z)

thermal management system

tcell

dc

OBJECTIVE: RADIATE SELECTIVELY TO THE CELL ...

Nano Gaps!

Page 27: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

Workshop on NPNSNFC, Bremen, Germany, 11-12 March 2010. Solar-TR, April 29-30, ODTU/METU, Ankara, Turkey

THERMOPHOTOVOLTAIC DEVICES

Thermophotovoltaics (TPVs): energy-conversion systems generating an

electric current from the thermal photons radiated by a hot body.

TPVs

Far field TPVs

(Conventional TPVs) Near field TPVs

(Nano TPVs)

It is bounded by

Schockley-Queisser

limit.

Theory has shown

enhancement of power

transfer up to three orders of

magnitude.

DOI: 10.1038/srep01383

Page 28: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

THERMOPHOTOVOLTAIC DEVICES

Near-field PV Ability to control plasmon damping √ High power density√ Ability to operate in the intermediate (600−1200K) emitter temperature range √ Emitter plasmon frequencies optimally matches to the bandgap √

Far-field PV Ability to control plasmon damping X High power density X ability to operate in the intermediate (600−1200K) emitter temperature range X Emitter plasmon frequencies optimally matchesto the bandgap X

Ilic, Ognjen et al. “Overcoming the Black Body Limit in Plasmonic and Graphene Near-field Thermophotovoltaic Systems.” Optics Express 20.S3 (2012): A366. © 2012 OSA

Page 29: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

FAR AND NEAR FIELD RADIATIVE TRANSFER

Page 30: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

Near- Field Publications Statistics

Nano Thermophotovoltaic Published items in each year

Nano Thermophotovoltaic Citation in each year

Near-field thermal radiation Published items in each year

Near-field thermal radiation

Citation in each year

Page 31: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

Near Field Radiation Transfer @ Ozyegin Univ, Istanbul

Nano-Scale RADIATIVE TRANSFER

MEASUREMENTS

M.Pınar Mengüç/OzU Hakan Ertürk/BU

David Kurt Webb/OzU

Nano-Scale DEVICE

FABRICATION

M.Pınar Mengüç/OZU Tuba OKUTUCU/METU

Zafer ARTVİN /METU

NEAR-FIELD RADIATIVE TRANSFER

DEVICES and APPLICATIONS

M.Pınar MENGÜÇ /OzU

FLUCTUATIONAL ELECTRODYNAMICS

Mathieu Francoeur/UTAH M.Pınar Mengüç/OzU

Azedeh Didari/OzU

NEAR FIELD RADIATON

TRANSFER CALCULATIONS

COMSOL Multiphysics

Tuba Okutucu/METU

Hakan Ertürk/BU

Gazi Huda/UK Farhad Kazemi Khosroshahi/BU

M.Pınar Mengüç/OzU

Azadeh Didari/OzU Vincent Loke

Kürşat Şendur/SU Ali Koşar/SU M.Pınar Mengüç/OzU

S. Eren Yalcın/OzU

Erdem Ogut/SU

PLASMONIC EFFECTS

FOR NANO-SCALE COOLING

Todd Hastings/UK

Page 32: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

PLANCK’S BLACKBODY RADIATION: BROADBAND

0

0,2

0,4

0,6

0,8

1

0 2 4 6 8 10 12 14 16 18 20 22

En

erg

y/P

ea

k E

ne

rgy

Wavelength (mm)

5780 K

1600 K

300 K

(Francoeur, Mengüç)

T

“Throughout the

following discussion

it will be assumed

that the linear

dimensions of all

parts of space

considered, […], are

large compared with

the wavelengths of

the rays

considered.”

Page 33: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

RADIATIVE TRANSFER

Infrared Energy to be harvested

PV range

+From Andy Keller

Page 34: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

Workshop on NPNSNFC, Bremen, Germany, 11-12 March 2010. Solar-TR, April 29-30, ODTU/METU, Ankara, Turkey

Maxwells’s Equations fully describe the propagation of electromagnetic waves in all types of media. Since the late 1800’s, emission of radiation and radiation transfer were sufficiently explained bt Kirchhoff’s and Planck’s Laws at the far-field. Far-field radiation transfer is all about the microscopic space-time fluctuation of charge carriers. Temperature of the emitting body determines the spectral nature of thermal radiation.

RADIATION TRANSFER: via electromagnetic waves

1T

2T

propagating waves

photons!

2T

RADIATIVE TRANSFER

Page 35: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

RADIATIVE TRANSFER

Energy transfer by electromagnetic waves! Follows Planck’s Blackbody Law Long range ... No medium is required Scalable.... if the distance between objects more than wavelength of radiation

Page 36: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

RADIATIVE TRANSFER

• What happens if the objects are closer than the wavelength?

• What if the objects have structures on them?

• What if there are new materials to be used?

• Can we model and measure them?

• Can we come out with a device?

NANO-GAP THERMOHOTOVOLTAIC (n-TPV) CELL

Page 37: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

RADIATIVE TRANSFER

0

0,2

0,4

0,6

0,8

1

0 2 4 6 8 10

No

rmal

ized

En

erg

y

λ (μm)

5780 K

1600 K

About 400 K

About 3000 K Si Band Gap: 1.12 eV or 1.1 μm InSb Band Gap: 0.17 eV or 7.29 μm

InSb Indium Antimonide

PHOTONS RESULT i. at energy band voltage created ii. above energy band voltage + heat iii. below energy band heat

Page 38: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

Workshop on NPNSNFC, Bremen, Germany, 11-12 March 2010. Solar-TR, April 29-30, ODTU/METU, Ankara, Turkey

EVANESCENT WAVES: FRUSTRATED TIR

Evanescent waves on the surfaces (e.g., due to total internal reflection). Thermal near-fields and near-field spectral energy density are associated with the intrinsic electronic and vibrational excitations or extrinsic geometric resonances.

5.11 n

12 n

glass

air

cr 1

r

z

1 r

total internal reflection (TIR)

1n

air r

dipole oscillations

- + - - + -

+

+ [Jackson, 1999; Hecht, 2002]

z

+

(Francoeur, Mengüç)

Page 39: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

NEAR-FIELD REGIME OF THERMAL RADIATION

(Francoeur, Mengüç)

What happens if a structure interacts with an evanescent wave?

Two regimes of radiative transfer:

• Far-field regime: energy transfer via only propagating electromagnetic waves

• Near-field regime: energy transfer via both evanescent and propagating EM waves

1 1

2

Page 40: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

How to calculate and measure radiative energy transfer between two objects in close proximity to each other?

NEAR-FIELD RADIATION

1T2T

Wiend

+-

1T

(Francoeur, Mengüç)

Page 41: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

Workshop on NPNSNFC, Bremen, Germany, 11-12 March 2010. Solar-TR, April 29-30, ODTU/METU, Ankara, Turkey

Near field TPVs (Nano TPVs)

Near field TPVs (Nano TPVs) : By approaching a photovoltaic (PV) cell in

proximity of a thermal emitter, thermal energy can be extracted by photon tunneling

toward the cell…these devices are called Near-filed thermophotovoltaics (NTPVS).

Modeling NTPVS :

Analytical Techniques

Computational Techniques

Experimental Techniques

Lorenz-

Mie

Theory Finite Element

Method

Finite Difference Time

Domain Method (FDTD)

Discontinues Garlekin

Time Domain

Method(DGTD)

Discrete Dipole

Approximation

(DDA)

Page 42: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

NEAR-FIELD RADIATION ANALYTICAL ANALYSIS

Page 43: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

Workshop on NPNSNFC, Bremen, Germany, 11-12 March 2010. Solar-TR, April 29-30, ODTU/METU, Ankara, Turkey

NEAR-FIELD RADIATION TRANSFER

Maxwell’s equations are valid to describe the propagation of electromagnetic waves at all scales (until the definitions of dielectric constant and magnetic permeability fails...down to a few nanometers). However, thermal emission is not accounted for in the formulation of MEs. Temperature of the medium can be entered to the MEs as a source term using the fluctuation-dissipation theorem (FDT). FDT incorporates the statistical properties of the current-density distribution.

Page 44: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

Maxwell equations combined with fluctuational electrodynamics [Rytov, 1959; Francoeur and Mengüç, JQSRT, 2008; Francoeur et al., JQSRT, 2009]

)H(r,)B(r,)E(r, 0 m ii

),( rE)H(r, i

eρ ))E(r,)D(r, ˆ(

0))H(r,()B(r, 0 m

),( rJr

source of thermal radiation (stochastic current density)

Temperature of the medium correlated with Jr via the fluctuation-dissipation theorem

)(),()(

),(),( *rrrr

TJJ rvrr

isotropic media

locality of the dielectric constant mean energy of a Planck oscillator in thermal equilibrium

NEAR-FIELD REGIME OF THERMAL RADIATION

(Francoeur, Mengüç)

Page 45: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

0))H(r,()B(r, 0 m

NEAR-FIELD REGIME OF THERMAL RADIATION

Radiative heat flux (time-average Poynting vector):

S(r,w) = 2Re iwmv d ¢VV

ò d ¢¢VV

ò

x(GyaE Gzb

H* -GzaEGyb

H*)

+y(GzaEGxb

H* -GxaE Gzb

H*)

+z(GxaE Gyb

H* -GyaE Gxb

H*)

é

ë

êêêê

ù

û

úúúú

Ja

r( ¢r ,w)Jb

r*( ¢¢r ,w)

ì

íïï

îïï

ü

ýïï

þïï

Fluctuation-dissipation theorem:

Ja

r ( ¢r ,w)Jb

r*( ¢¢r ,w) =wevp

Im er (w){ }Q(w,T )dabd( ¢r - ¢¢r )

absorption/dissipation of thermal

radiation

locality of the dielectric

function

isotropic

media

General expression for the radiative heat flux:

S(r,w) =2kv

2Q(w,T )

pRe i ¢¢er (w) d ¢V

V

ò

x(GyaE Gzb

H* -GzaEGyb

H*)

+y(GzaEGxb

H* -GxaE Gzb

H*)

+z(GxaE Gyb

H* -GyaE Gxb

H*)

é

ë

êêêê

ù

û

úúúú

ì

íïï

îïï

ü

ýïï

þïï

Page 46: NEAR-FIELD RADIATIVE TRANSFERhelper.ipam.ucla.edu/publications/msews4/msews4_11524.pdf · 2013. 11. 22. · Evanescent waves on the surfaces (e.g., due to total internal reflection)

Near-field radiative heat flux between two thin films

TMTEdik

k

prop

abscz

v

eRR

TRTRdkk

Tq

,22

31

2

3

2

3

2

1

2

1

0

2

1,

21

11

4

),(

rr

TMTEdik

k

dkevan

abscz

v

cz

eRR

RRedkk

Tq

,22

31

312

2

1,

2

2

1

)Im()Im(),(

rr

r

z

SiC

vacuum

vacuum

t1

0

1

2

r1()

r2 = 1

r0 = 1

SiC3r3()

T3

t3

vacuum4 r4 = 1

z1

z2

z3

z4

T1

dc

Francoeur, Mengüç, Vaillon, J. Phys. D: Appl. Phys., 2010

NEAR-FIELD THERMAL RADIATION EMISSION

evan

abs

prop

absabs qqq ,,,

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0))H(r,()B(r, 0 m

NEAR-FIELD REGIME OF THERMAL RADIATION

Total net flux between medium 1 and control volume Dzj in medium 3:

qDz j

abs =w 2

2p 2cv2

dw Q(w,T1)-Q(w,Tj )éë ùûw=0

¥

ò

´Re i ¢¢er1(w)bdb

¢¢g1b=0

¥

ò

g13ra

E (b, z j,w)g13qa

H* (b, z j,w)

-g13qa

E (b, z j,w)g13ra

H* (b, z j,w)

æ

è

çç

ö

ø

÷÷

-g13ra

E (b, z j+1,w)g13qa

H* (b, z j+1,w)

-g13qa

E (b, z j+1,w)g13ra

H* (b, z j+1,w)

æ

è

çç

ö

ø

÷÷

é

ë

êêêêêêêê

ù

û

úúúúúúúú

ì

í

ïïïï

î

ïïïï

ü

ý

ïïïï

þ

ïïïï

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NEAR-FIELD THERMAL RADIATION BETWEEN TWO-FILMS

z

r

vacuum

T1 = 300 K T3 = 0 K

d

SiCSiC

[Mengüç and Francoeur, Thermal Radiation Heat Transfer, Chapter 16, 2010]

about 96-97% of the flux concentrated around res

res = 1.786 × 1014 rad/s

= 10.55 mm

T > 0 K

SiC

vacuum r

+

-

+

+

+

+

-

- -

kx

transverse optical (TO) phonon

1013

1014

1015

10-14

10-12

10-10

10-8

10-6

far-fieldblackbodies

d = 1 mm

d = 100 nm

q

,13 [

Wm

-2(r

ad/s

)-1]

[rad/s]

d = 10 nm

T1 = 300 K

T3 = 0 K

res

surface phonon-polaritons (SPhPs) supported by polar crystals (SiC, cBN,…)

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NEAR-FIELD THERMAL RADIATION BETWEEN TWO-FILMS

r

z

SiC

vacuum

vacuum

t1

0

1

2

r1()

r2 = 1

r0 = 1

SiC3r3()

T3

t3

vacuum4 r4 = 1

z1

z2

z3

z4

T1

dc

[Francoeur,Mengüc, Vaillon, J. Phys. D: Appl. Phys., 2010.

1.50x1014

1.60x1014

1.70x1014

1.80x1014

1.90x1014

10-17

10-15

10-13

10-11

10-9

10-7

10-5

LO

res

TO

dc = 500 nm

dc = 100 nm

dc = 50 nm

dc = 10 nm

q

,ab

stot [

Wm

-2(r

ad/s

)-1]

[rad/s]

dc = 1 nm

t1 = 10 nm

t3 = 10 nm

1.50x1014

1.60x1014

1.70x1014

1.80x1014

1.90x1014

10-14

10-13

10-12

10-11

10-10

10-9

t3 = 500 nm

t3 = 100 nm

t3 = 50 nm

t3 = 10 nm

LO

res

TO

q

,ab

stot

[Wm

-2(r

ad/s

)-1]

[rad/s]

dc = 100 nm

t1 = 10 nm

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Francoeur , Mengüç, Vaillon, Physical Review B., Vol. 84, Issue: 7, Aug. 2011.

COEXISTENCE OF MULTIPLE NEAR-FIELD RADIATION REGIMES

TMTEdik

k

dk

k

dik

r

czv

cz

v

cz eRR

RRedkk

eRR

TRTR

dkk

T

Tdh

,2

2

31

31)Im(2

0

22

31

2

3

2

3

2

1

2

1

0

2

2

2

2 1

)Im()Im(

14

11

),(1

rr

rr

r

z

film 1

vacuum

vacuum0

1

2

r1()

r2 = 1

r0 = 1

film 33r3()

t3 << w

vacuum4 r4 = 1

z1

z2

z3

z4

T

dc << w

T + T

t1 << w

RADIATIVE HEAT TRANSFER COEFFICIENT: kr is the wavevector parallel to the surfaces of the layers, kzj is the z-component of the wavevector in medium j, and kv is the magnitude of the wavevector in vacuum. T and R are the transmission and reflection coefficients of layer j , respectively, in polarization state .

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Francoeur , Mengüç, Vaillon, Physical Review B., Vol. 84, Issue: 7, Aug. 2011.

COEXISTENCE OF MULTIPLE NEAR-FIELD RADIATION REGIMES

2

3

2

011

2

01

22

0131

231

2

3

2

01

01

1

2

01

01

0 0

2

22

)]21()(1)][21()(1[

)(41

14

)21()(1Im

)21()(1Im

),(1

DrDr

erDDDD

Dr

r

Dr

rde

T

Td

dh

TMTM

TM

TM

TM

TM

TM

c

r

hh

hh

hhhh

h

h

2

3

2

011

2

01

22

0131

231

2

3

2

01

01

1

2

01

01

0 0

2

22

)]21()(1)][21()(1[

)(41

14

)21()(1Im

)21()(1Im

),(1

DrDr

erDDDD

Dr

r

Dr

rde

T

Td

dh

TMTM

TM

TM

TM

TM

TM

c

r

hh

hh

hhhh

h

h

22

31

31

0 0

2

22

1

)Im()Im(),(1

h

h hh

eRR

RRde

T

Td

dh

TMTM

TMTM

c

r

Approximate the Radiative Heat Transfer Coefficient

Then, consider the asymptotic cases: e.g., For D much smaller than 1 (t<<d)

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NEAR-FIELD THERMAL RADIATION EMISSION FROM A SINGLE FILM

z

r

vacuum

T1 = T T3 = T + T

d

SiCSiC

1 10 10010

0

101

102

103

104

105

106

far-field regime

blackbodies

Rad

iati

ve

hea

t tr

ansf

er

coef

fici

ent

hr [

Wm

-2K

-1]

Vacuum gap d [nm]

T = 300 K

near-field regime

(d -2 behavior)

d = 10 nm:

Near-field radiative transfer coefficient ~ 500 times

blackbodies

T

dq

hT

r

0

13,

0lim

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1 10 100

100

101

102

103

104

105

106

t1 = 1 nm

t1 = 10 nm

t1 = 50 nm

bulk

Rad

iati

ve h

eat

tran

sfe

r

co

eff

icie

nt

hr [

Wm

-2K

-1]

Vacuum gap d [nm]

T = 300 K

1 10 100

101

102

103

104

105

106

t1 = 10 nm

d -3

Vacuum gap d [nm]

Rad

iati

ve

hea

t tr

ansf

er

coef

fici

ent

hr [

Wm

-2K

-1]

d -2

transition region

Coexistence of two near-field thermal radiation regimes due to surface phonon-polariton coupling within the emitter

COEXISTENCE OF MULTIPLE NEAR-FIELD RADIATION REGIMES

Francoeur , Mengüç, Vaillon, Physical Review B., Vol. 84, Issue: 7, Aug. 2011.

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Francoeur , Mengüç, Vaillon, Physical Review B., Vol. 84, Issue: 7, Aug. 2011.

COEXISTENCE OF MULTIPLE NEAR-FIELD RADIATION REGIMES

r

z

film 1

vacuum

vacuum0

1

2

r1()

r2 = 1

r0 = 1

film 33r3()

t3 << w

vacuum4 r4 = 1

z1

z2

z3

z4

T

dc << w

T + T

t1 << w

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NEAR-FIELD RADIATION COMPUTATIONAL ANALYSIS

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FDTD (Finite Difference Time Domain Method) is a computational method

used to analyse electromagnetic wave propagation problems. It gives

solution to Maxwell’s equations. It is based on a computational grid.

• Two Silicon Carbide films, both supporting SPhP, each 10 nm thick, the

lower film has (T> 0 K) while the upper one (T=0 K ). They are separated

by vacuum gap of 100 nm thickness.

• Local Density of Electromagnetic States

(LDOS) is calculated. This allows

us to calculate thermal radiation

emission in the gap between

the SiC layers.

FDTD Analysis of Near Field Thermal Radiation Emission

Azadeh Didari, Mengüç, Ozyegin Univ, 2012

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Workshop on NPNSNFC, Bremen, Germany, 11-12 March 2010. Solar-TR, April 29-30, ODTU/METU, Ankara, Turkey

Computational Techniques : Finite Difference Time Domain Method (FDTD)

Finite Difference Time Domain Technique is a time domain technique

which has been chosen as our computational method of choice:

FDTD is a time domain based numerical method, hence it has the capability

to give us the solution of a very wide band frequency range within a

single run.

FDTD can model various arbitrary geometries having different shapes and

sizes whose analytical studies may not be available due to complexity of the

problem is possible

FDTD can incorporate the effects of reflection and radiation which are

commonly neglected by other methods

FDTD can model wave propagation in complex media, such as time-

varying, anisotropic, lossy, dispersive and non-linear media is possible.

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The 1D-FDTD Equations

We start by Maxwell equations:

D, H, and E are vectors in three dimensions. We will start with 1D case using Dx and Hy and denoting the plane wave in z direction.

In order to apply the PML ABC we use the following equations:

Where σ and σ* are respectively the electric conductivity and the magnetic conductivity of the PML medium with 𝜎/𝜀0=σ*/µ0 In order to produce a smooth transition from air cells to the PML cells, the conductivity is gradually increased from zero at the vacuum-layer interface to a maximum value of σ* for each layer.σ(ρ)=σm (ρ/δ)2

FDTD Analysis of Near Field Thermal Radiation Emission

Azadeh Didari, Mengüç, Ozyegin Univ, 2012

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Workshop on NPNSNFC, Bremen, Germany, 11-12 March 2010. Solar-TR, April 29-30, ODTU/METU, Ankara, Turkey

How does FDTD work?

Using Yee cells as discrete units, Maxwell's equations are converted to a set of central

difference equations which are to be solved in each Yee unit cell according to the following

flowchart:

Yee Cell

Computational Techniques : Finite Difference Time Domain Method (FDTD)

Didari, Mengüç, 2013

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FDTD Requirements :

• Boundary Conditions:

Mur’s first order ABC

Mei-Fang

superabsorption

Numerical Dispersion:

Cell size

Modelling of Near-field thermal radiation within nano-gaps via FDTD

λmin /10

Conventional Perfectly

Matched Layer(CPML)

Detailed modeling studies,

and accurate calculation of

near-field emission within

thin films are necessary in

order to calculate the local

density of electromagnetic

states (LDOS) which is a

key factor to obtain the

radiation heat flux in near

field thermal radiation

related problems.

Didari, Mengüç, 2013

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The fluctuation-dissipation theorem is a general result of statistical thermodynamics that quantifies the

relation between the fluctuations in a system at thermal equilibrium and the response of the system to applied

perturbations

TM evanescent component of monochromatic Local density of Electromagnetic state (LDOS)

FDT: Fluctuation dissipation theorem

2 2

2 2

LOr

TO

i

i

0, , ,

rr rJ J T

r r r r

Drude-Lorentz Model

2 2 2 2 2 2

2

2

0

r E E E E H H

v XX XZ ZX ZZ YX YZ

V V

k dV G G G G dV G Gc

r

r

Modelling of Near-field thermal radiation within nano-gaps via FDTD… Fluctuation Dissipation Theorem (FDTD)…

FDT Maxwell’s Equations Required Info. to study

near-field thermal

radiation & LDOS

Didari, Mengüç, 2013

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Medium specifications :

•Two Silicon Carbide films ,both supporting SPhP, each 10 nm thick, the lower film

has (T> 0 K) while the upper one (T=0 K ). They are initially separated by vacuum

gap of 100 nm thickness.

Modelling of Near-field thermal radiation within nano-gaps via FDTD…

Realistic model Considered model Future model

Didari, Mengüç, 2013

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Modelling of Near-field thermal radiation within via FDTD…

Bulk metamaterial

Single film of metamaterial

Thin films of metamaterial

Didari, Mengüç, 2013

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Methodology

A comparison has been made between Analytical results found

previously by Francoeur et al., and the FDTD calculations

developed. The results showed promising agreement between the

analytical and computational methods.

Modelling of Near-field thermal radiation within nano-gaps via FDTD…

ΔT small enough

AMR techniques

Intersections!

r Inverse Fourier

Transform

An equivalent recursive expression in the time domain:

2 2 2 2

0 / / 4LO TO TOA 2 2 / 4TO / 2

1 2 2 12 cos sinn t n t n t nS e t S e S Ae t E D D D D D

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Peak around :

Modelling of Near-field thermal radiation within nano-gaps via FDTD…

1.55 1.6 1.65 1.7 1.75 1.8 1.85 1.9

x 1014

100

102

104

106

108

1010

[rad/s]

r( D

) [m

-3 (

rad

/s)-1

]

Analytical LDOS at D=50(nm) , dc=100(nm) , t

1=100(nm) , t

3=10(nm)

FDTD Analysis of LDOS

Didari, Mengüç, 2013

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Modelling of Near-field thermal radiation within nano-gaps via FDTD…

1.55 1.6 1.65 1.7 1.75 1.8 1.85 1.9

x 1014

100

102

104

106

108

[rad/s]

r( D

) [m

-3 (

rad

/s)-1

]

FDTD Analy sis of LDOS at D=250(nm) , d

c=500(nm) , t

1=500(nm) , t

3=500(nm)

FDTD Analy sis of LDOS at D=50(nm) , dc=100(nm) , t

1=100(nm) , t

3=100(nm)

FDTD Analy sis of LDOS at D=500(nm) , dc=1000(nm) , t

1=1000(nm) , t

3=1000(nm)

FDTD Analy sis of LDOS at D=50(nm) , dc=100(nm) , t

1=100(nm) , t

3=10(nm)

Study of the effect of the gap size on LDOS profile…

An increase of three orders of

magnitude is observed when the

gap size is below 500 nm

Didari, Mengüç, 2013

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What about arbitrary Geometries?

When it comes it arbitrary

geometries e.g. A tip and a

plate… Use

DDA-SI

Test FDTD for the same geometries and compare the

results with DDA-SI results.

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Workshop on NPNSNFC, Bremen, Germany, 11-12 March 2010. Solar-TR, April 29-30, ODTU/METU, Ankara, Turkey

RADIATION ABSORPTION AND SCATTERING

BETWEEN CLOSE PARTICLES AND SURFACES

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Individual Absorptions

Integrated Poynting Vector

Geometries

Two Identical Spheres

Two Spheres with different sizes

Conical tip and a nanosphere

k

E, B

TWO PARTICLE INTERACTION

Donmezer, Okutucu, Mengüç

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DDA-SI: TO ACCOUNT FOR SURFACE EFFECTS RIGOROUSLY

Discrete Dipole Approximation – Surface Interaction

Based on DDSURF, unreleased code by Schmehl et al.

Prototype MATLAB implementation can be ported to C and Fortran if speed is required

MATLAB has a very efficient numerical linear system solver (gmres)

R. Schmehl, B. M. Nebeker and E. D. Hirleman, “Discrete-dipole approximation for scattering by features on surfaces by means of a two-dimensional fast Fourier transform technique”, J. Opt. Soc. Am. A. 14(11), 3026-3036 (1997).

V. L. Y. Loke and M. P. Mengüç. “Surface waves and afm probe-particle near-field coupling: Discrete dipole approximation with surface interaction”. to appear in J. Opt. Soc. Am. A, 2010.

Loke, Mengüç, 2010

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DDA-SI SYSTEM OF EQUATIONS

SI

,

1

N

jk k inc j

k

A P E jinc

N

k

kjkjk ,

1

EPRA

The interaction matrix now comprises the direct and reflected terms

Loke, Mengüç, 2011

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DECOMPOSING THE SPHERICAL WAVE

i

r

kre 0J kr r zik z

e

Spherical Cylindrical Planar

rr

rr dkeRkJ

k

ke jz zkTETM

zref

kri,

210

0

i

ir

(1)

0

1

2H kr ror

A. Sommerfled, “ ¨Uber die ausbreitung der wellen in der drahtlosen telegraphie,” Ann. Physik 28, 665–737 (1909). Loke, Mengüç, 2010

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M. A.Taubenblatt and T. K.Tran, “Calculation of light scattering from particles and structures on a surface by the coupled-dipole method”, J. Opt. Soc. Am. A, 10(5), (1993).

Testing the implementation

Loke, Mengüç, 2010

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TM incident TE incident

λ = 632nm

DDI-SI: TM VS TE COUPLING

Loke, Mengüç, 2010

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AFM PROBE SHAFT LENGTH

TM incident, λ = 632nm

• Field intensity of the 32 dipoles in the nanoparticle

Loke, Mengüç, 2010

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LATERAL DİSPLACEMENT

TM incident, λ = 632nm

Loke, Mengüç, 2010

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Wavelength

Loke, Mengüç, 2010

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DDA-SI is a useful tool for studying near-field coupling for systems comprising nano-objects on or in the vicinity of a subtrate

It currently does not account for emission

We can calculate optical forces

Half-space T-matrix for system can be formulated

Arbitriraly complex configurations are limited by available memory

Irregular local area for substrate possible

Conclusion

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Workshop on NPNSNFC, Bremen, Germany, 11-12 March 2010. Solar-TR, April 29-30, ODTU/METU, Ankara, Turkey

NUMERICAL MODELING OF

AFM-BASED

MANUFACTURING

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• Spherical simulation domain

• Symmetric plane

• Field defined analytically everywhere, except PML

• Setup checked with known solutions, and tested for convergence

Huda, Hastings, Menguc et al. IEEE JSTQE Nanoplasmonics 2013

Nano-Scale Patterning via AFM: (Gazi Huda)

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11/21/2013

As tip is brought closer to

particle:

• Absorption enhances.

• Resonant wavelengths get

red shifted.

• Quantum effects were not

taken into account.

x

y

z

k Huda, Hastings, Menguc et al. Opt. Express 2011

Effect of the Tip on Particle Absorption (TM)

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Preliminary results: Effect of Tip on Particle Absorption w.r.t. Lateral Separation (TM & TE)

82

• highest absorption when particle 5 nm

right of tip.

• Secondary peak might be because of

the interference between the particle

and tip.

k

x

y

z

Huda, Hastings, Mengüç, 2012

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At total internal reflection illumination • The field is strongly localized and enhanced under a nanoscale tip • The absorption is enhanced under a Si tip • The absorption is suppressed under a Au tip.

Huda et al. IEEE JSTQE Nanoplasmonics 2013

Absorption modification caused by a tip

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Effect of tip on different particle size

11/21/2013

10 15 20 25 30 35 40 45 500

0.5

1

1.5

2

2.5

3

3.5

4

4.5

Diameter of the Au nano particle (nm)

Ab

sorp

tio

n e

ffic

ien

cy o

f A

uN

P

TM with tip

TM without tip

TE with tip

TE without tip

Efficiency=Cross section/geometrical cross sectional area Greatest enhancement is when radius of particle is smaller than the tip

Gazi M. Huda Master’s Thesis 114 University of Kentucky

Effect of tip on different particle size

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Workshop on NPNSNFC, Bremen, Germany, 11-12 March 2010. Solar-TR, April 29-30, ODTU/METU, Ankara, Turkey

THE STORY: NANO- & CASCADED PV & TPV

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At Ozyegin University

FP-7-PEOPLE-IRG-2008 (Grant No: 239382) TUBITAK 1001 Grant (No: 109M170)

At the University of Kentucky:

US National Science Foundation (NSF-CMMI-0403703)

Kentucky Science and Engineering Foundation (KSEF-1718-RDE-011) US Department of Energy (DE-FG02-07ER46375)

ACKNOWLEDGMENTS

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www.ozyegin.edu.tr/energy

[email protected]