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Risk informed planning for Urban adaptation and resilience Ad Jeuken (Deltares) & John Matthews (AGWA)

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Page 1: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Risk informed planning for Urban adaptation and resilience

Ad Jeuken (Deltares) & John Matthews (AGWA)

Page 2: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

What is CRIDA?

• Guidance to incorporate future risk into standard planning

• Match technical analysis with decision needs

• Offer a set of collaborative tools

• Reaching a practical technical level audience of decision support

• Sign up for publication notification (agwaguide.org/about/CRIDA)

Page 3: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Two Key Elements of CRIDA Decision Scaling Stress Test (robust solutions)

Adaptation Pathways (flexible solutions)

• Available climate data doesn’t always meet the problem at hand: time-scale differs, models perform poorly in geographic region, observed data not available for downscaling

• Limiting analysis to GCM derived scenarios confines your decision space

• Allow stakeholders to define system failure

• With limited information, decision makers risk over- or under-designing solutions

• Adaptation pathways illustrate flexible strategies to the decision maker

• Choosing an action that has many transfer points in the future provides a low regret option as the science progresses

Climate Response Map for a Proposed Run-of-the-River Hydropower Project (Ray and Brown, 2015).

Page 4: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Water Management Planning Cycle

Identify Problems and Opportunities

Vulnerability Assessment: Inventory and forecast conditions

Formulate alternative plans

Evaluate alternative plans

Select and Implement

Monitor

Stress Test and Level of Concern Analysis

Decision Point 1: Key drivers? Strategy Direction?

Decision Point 2: Complexity of economic analyses

Decision Point 3: Influence of institutional/gov’t capacity?

Build bigger? Or Adaptation pathways?

Stress Test and Level of Concern Analysis

Decision Point 1: Key drivers? Strategy Direction?

Decision Point 2: Complexity of economic analyses

Decision Point 3: Influence of institutional/gov’t capacity?

What does CRIDA add to Planning Cycle? How does it influence decision making?

Page 5: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Principles of bottom up stress test Based on stakeholder objectives

Breaking point, ATP..

Next : What is the plausibility and impact of this happening?

Page 6: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

5. Results Identified thresholds

Page 7: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Examples of stress tests

Water Management Planning Cycle

Identify Problems and Opportunities

Vulnerability Assessment: Inventory and forecast conditions

Formulate alternative plans

Evaluate alternative plans

Select and Implement

Monitor

Stress Test and Level of Concern Analysis

Decision Point 1: Key drivers? Strategy Direction?

Decision Point 2: Complexity of economic analyses

Decision Point 3: Influence of institutional/gov’t capacity?

Build bigger? Or Adaptation pathways?

Stress Test and Level of Concern Analysis

Decision Point 1: Key drivers? Strategy Direction?

Decision Point 2: Complexity of economic analyses

Decision Point 3: Influence of institutional/gov’t capacity?

Page 8: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Scale the approach: when do you know if you have to do something different?

Consistency in - Science - Observations - Projections

Level Confidence

Level of worry

Page 9: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

CRIDA and NL adaptation

• CRIDA has taken up many elements from NL adaptation approach:

– Adaptive planning approach (ADM)

– Using performance indicators with critical thresholds (adaptation tipping points)

– Adaptation pathways (DAPP, pathways.deltares.nl)

Page 10: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

30 november 2017

Climate Stress test in Netherlands

Marco Hoogvliet

[email protected]

06 516 47 223

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Stress test for all Dutch cities in 2019

Page 12: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

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Maaskade Rotterdam 6 december 2013

Is the built environment resilient against?

Heat Extreme rain fall

Drought Flooding

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Overstromingsgevaar 2015 Overstromingsgevaar 2050

Climate resilient Cities Water robust spatial planning

Two main themes in spatial adaptation

Page 14: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

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• Prevent and decrease damage

• Probability is increasing

• As well as sensitivity

• Protect vulnerable objects, networks and groups

• Inform and activate civilians and businesses

• Based on the outcomes define joint ambition

• Make stress test part of all planning activities in municipality

Why ? Anticipate !

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Approach in stress test guideline

Two phases 1) Sensitivity scan • Based on existing knowledge and data • Strongly supported by public portal • http://ruimtelijkeadaptatie.nl/english/where-do-

start • Maps with Plausible extremes available • First get frightened, next more thorough analysis 2) Adaptation planning • more parties, more dedicated data, analyses • Actions (what, how, when) • Evaluation on costs, benefits, implementation • Make plan and integrate in municipal and

provincial spatial plans • Integrate with asset management cycles

Page 16: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

• Berry Gersonius (UNESCO-IHE). Koukoui et al. 2015. DOI: 10.2166/wcc.2015.093

Example Storm water management for the city of Dordrecht

Page 17: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Objective for stormwater management

1 in 2 years event (20 mm / 2 hr)

Page 18: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Sewer system Dordrecht

Page 19: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Timo

Increase design precipitation event to stress Sewage system (simulation)

G 2050 W 2050 Timing Climate scenarios

Dif

fere

nt

Cit

y d

istr

icts

Page 20: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Current strategy involves disconnecting 40% of the

publicly-owned buildings and paved areas from sewers

Current management strategy

Page 21: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

When retrofitting areas of the city

Page 22: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Shift in ATPs by disconnection from sewers

G 2050 W 2050

Page 23: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

The current strategy is effective in postponing ATPs

(until 2050) in 76% of the districts

4 Out of 17 (24%) districts fail to meet the objective with

the current strategy

An alternative strategy aimed at the use of the overland

drainage system was developed and analysed with ATP

Need for alternative management strategy in some areas

Page 24: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Shift in ATPs by using overland pathways

Page 25: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

CASE STUDY:

WATER RESOURCES

MANAGEMENT ACTION

PLAN FOR CENTRAL

CEBU

CHALLENGES:

- GROWING POPULATION

- SLR THREATENING GW

- DRYER CONDITIONS DUE TO

CC

- OBJECTIVE: WATER FOR ALL

CEBUANOS

Page 26: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Stress test for the water supply

to Cebu showing watershortage (MCM/yr)

under increasing stress

MCM/yr dryer

More demand

Page 27: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Interpretation of Level of Concern

Analysis: Is there any justification to deviate from Quadrant I, standard

planning?

Driver Uncertain Future Risk Analytical Uncertainty

P/PET Low Med

Page 29: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Risk informed planning for Urban adaptation and resilience PART 2

Ad Jeuken (Deltares) & John Matthews (AGWA)

Page 30: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Formulate plan alternatives

Water Management Planning Cycle

Identify Problems and Opportunities

Vulnerability Assessment: Inventory and forecast conditions

Formulate alternative plans

Evaluate alternative plans

Select and Implement

Monitor

Stress Test and Level of Concern Analysis

Decision Point 1: Key drivers? Strategy Direction?

Decision Point 2: Complexity of economic analyses

Decision Point 3: Influence of institutional/gov’t capacity?

Build bigger? Or Adaptation pathways?

Stress Test and Level of Concern Analysis

Decision Point 1: Key drivers? Strategy Direction?

Decision Point 2: Complexity of economic analyses

Decision Point 3: Influence of institutional/gov’t capacity?

Page 31: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

An adaptation pathways map shows different possible sequences of decisions to achieve objectives.

Current situation

Action A

Action B

Action C

Action D

Transfer station to new policy action

Adaptation Tipping Point of a policy action ( Terminal )

Policy action effective

Changing conditions

Time high - end scenario

Time low - end scenario 0

0 10 70 80 90 100 Years

10 70 80 90 100

1

2

3

4

5

9

Pathway Co - benefits Costs Benefits

+++

++

0

- - -

0

0

0

- 0

+++

+++++

+++

+

+

0

0

0

0

Time horizon 100 years

6

7

8

-

-

- - - +

+++

++++ 0

0

+

Haasnoot et al 2013

Page 32: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Haasnoot et al 2013

An adaptation pathways map shows different possible sequences of decisions to achieve objectives. A scorecard helps to evaluate the pathways and decisions. Monitoring plan helps to get adaptation signals.

Current situation

Action A

Action B

Action C

Action D

Transfer station to new policy action

Adaptation Tipping Point of a policy action ( Terminal )

Policy action effective

Changing conditions

Time high - end scenario

Time low - end scenario 0

0 10 70 80 90 100 Years

10 70 80 90 100

1

2

3

4

5

9

Pathway Co - benefits Costs Benefits

+++

++

0

- -

0

0

0

- 0

+++

+++++

+++

+

+

0

0

0

0

Time horizon 100 years

6

7

8

-

-

- - +

+++

++++ 0

0

+

Adaptive plan could be Action C. Monitor and switch to action D, if high-end scenario becomes reality. Identify actions to mitigate adverse impacts.

Page 33: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Some examples

Page 34: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Guidance for coastal adaptation

Page 35: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Six archetypical pathways for SLR (RISES-AM)

30 november 2017

Page 36: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Exploring Urban Flood Risk Management Measures Guayaquil, Ecuador

Alexandra Garcés Santander

Ad Jeuken and Otto de Keizer

Page 37: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

1. Context Introduction

Page 38: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

1. Context Introduction

Page 39: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

• Conditions that contribute to the floods:

– Tropical semi-humid climate

– Heavy rainfall in short periods

– Poor drainage system and open outlets (return period 1 to 5 years)

– Tidal system

– Sedimentation of the Guayas River

– Sea level rise and El Niño

1. Context Introduction

Page 40: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Exploration of possible urban flood risk management options in Guayaquil

1) Define socially acceptable flood levels of Guayaquil citizens

2) Define urban flood risk management measures

3) Define possible adaptation pathways

2. Objective

Page 41: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

3. Approaches used

Collaborative Risk Informed Decision Analysis (CRIDA)

Adaptation Pathways

Source: Haasnoot et al., 2013 Source: Mendoza et al., 2017

Page 42: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

5. Results

Source: Guayaquil municipality 2015

Floods occur in the city in periods of high tide (4m) and heavy rainfall

Urdesa, the recurrent

flooded area

Page 43: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

5. Results Identified thresholds

Page 44: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

5. Results

Page 45: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

5. Results Identified measures

using a collaborative tool

Page 46: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

5. Results Identify measures with

the AST

Page 47: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

5. Results Identified measures

Page 48: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

5. Results

Workshop measures

Identified measures

Adding native trees

Pervious Pavement

Bio Swale

Grassed Swale

Water Square

Increase storm water

sewer system

Rain water harvest

Extensive Green Roofs

New territorial

planning

Economic

Incentives

COOTAD

Reformation

Building

Regulations

Inter-institutional

Cooperation

Awareness

Campaign

Educational

Campaign

Strengthen

Stakeholders Capacity

Page 49: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

5. Results Identified measures

Page 50: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

5. Results Possible pathways

Page 51: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

• Measures from studies

5. Results Identified measures

1. Storage areas in the city with an area of 7,1 km2

Source: Stenfert et al, 2016

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• Measures from studies

5. Results Identified measures

2. Gates at the entrance of the branches as storage area

Source: Stenfert et al, 2016

Page 53: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

• Measures from studies

5. Results Identified measures

3. Levees at sea branches

Source: Stenfert et al, 2016

Page 54: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

• Measures from studies

5. Results Identified measures

4. Barrier to close the Guayas River

Source: Stenfert et al, 2016

Page 55: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

• Measures from studies

5. Results Identified measures

5. Bypass to lower water levels in Guayas River

Source: Stenfert et al, 2016

Page 56: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

5. Results Possible pathways

Page 57: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

5. Results Possible pathways

Page 58: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

5. Results Possible pathways

Page 59: Risk informed planning for Urban adaptation and resilience · 11/30/2017  · COOTAD Reformation Building Regulations Inter-institutional Awareness Campaign Educational Campaign Strengthen

Some conclusions

• Local green-blue measures can postpone larger scale infrastructure investments

• Pathways provide a tool to explore flexibility: • What decisions can and need to be made on the

short term

• What options to keep open for the longer term

• Possible path dependencies

• Take into account that enabling measures are preceding physical measures and contribute to the lead time.