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Safety Engagement and the New ISO Standards By Dennis Downing – AllStarRewards, Inc.

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Page 1: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Safety Engagement

and the New

ISO Standards

By Dennis Downing – AllStarRewards, Inc.

Page 2: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

What is ISO?

• International Organization for Standardization

• An independent, non-governmental international

organization with a membership of 161 national

standards bodies

• It is the international version of the American

National Standards Institute (ANSI)

• ANSI is the organization that represents the US at

ISO

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 3: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

What is ISO?

• Most well known - ISO 9000 & 9001 – Quality

Management

• As of 2014 there were over 1.3 Million Certified

Organizations World-wide

• Snowball effect!

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 4: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

What is ISO?

• ISO standards are reviewed and updated every 5-7

years

• Federal law requires all government agencies to

adopt and comply with ANSI Standards

• To purchase a copy of an ISO Standard go to

ansi.org and search for the Standard you want

• ISO standards are not only for certification

purposes – they can be used as a best practices

template by any company

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 5: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

What is ISO 45001:2018?

• It is the new International Standard for

Occupational Health & Safety Management

• It is the standard for “Management”, not all of the

technical aspects of OH&S

• Over 80 countries have signed off on ISO 45001

• It is a voluntary standard – not a regulation

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 6: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

ASSP & ISO 45001

• ASSP played a key role in the development of ISO

45001:

– Serving as the administrator of the U.S. Technical

Advisory Group (TAG) to ANSI

– Training and certification programs for ISO 45001

– Click on the “STANDARDS” tab on assp.org

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 7: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

ASSP & ISO 45001

• ISO & ANSI develop and distribute standards

• Organizations such as ASSP do the certification

– Developer

– Auditor

– End user – Company

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 8: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

ISO 45001

Contents

Forward

Introduction

1. Scope

2. Normative references

3. Terms and definitions

4. Context of the organization

5. Leadership and worker participation

6. Planning

7. Support

8. Operation

9. Performance evaluation

10. Improvement

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 9: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

ISO 45001

Contents

Forward

Introduction

1. Scope

2. Normative references

3. Terms and definitions

4. Context of the organization

5. Leadership and worker participation

6. Planning

7. Support

8. Operation

9. Performance evaluation

10. Improvement

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 10: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

ISO 45001

Clause 5 - Leadership and worker participation

– 5.1 Leadership and commitment

– 5.2 OH&S policy

– 5.3 Organizational roles, responsibilities and

authorities

– 5.4 Consultation and participation of workers

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 11: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.1 Leadership and commitment

– Leadership and commitment, including

awareness, responsiveness, active support and

feedback, from the organization’s top

management, are critical for the success of the

OH&S management system and achievement of

its intended outcomes;

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 12: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.1 Leadership and commitment

– therefore, top management has specific

responsibilities for which they need to be

personally involved or which they need to direct.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 13: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.1 Leadership and commitment

– therefore, top management has specific

responsibilities for which they need to be

personally involved or which they need to direct.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 14: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.1 Leadership and commitment

– A culture that supports an organization’s OH&S

management system is largely determined by top

management and is the product of individual and

group values, attitudes, managerial practices,

perceptions, competencies and patterns of

activities that determine the commitment to, and

the style and proficiency of, its OH&S

management system.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 15: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.1 Leadership and commitment

– A culture that supports an organization’s OH&S

management system is largely determined by top

management and is the product of individual and

group values, attitudes, managerial practices,

perceptions, competencies and patterns of

activities that determine the commitment to, and

the style and proficiency of, its OH&S

management system.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 16: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.1 Leadership and commitment

– An important way top management demonstrates

leadership is by encouraging workers to report

incidents, hazards, risks and opportunities and by

protecting workers against reprisals, such as the

threat of dismissal or disciplinary action, when

they do so.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 17: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.1 Leadership and commitment

– An important way top management demonstrates

leadership is by encouraging workers to report

incidents, hazards, risks and opportunities and by

protecting workers against reprisals, such as the

threat of dismissal or disciplinary action, when

they do so.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 18: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.2 OH&S policy

– The OH&S policy is a set of principles stated as

commitments in which top management outlines

the long-term direction of the organization to

support and continually improve its OH&S

performance.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 19: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.2 OH&S policy

– The OH&S policy provides an overall sense of

direction, as well as a framework for the

organization to set its objectives and take actions

to achieve the intended outcomes of the OH&S

management system.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 20: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.2 OH&S policy

– The term “minimize” is used in relation to OH&S

risks to set out the organization’s aspirations for

its OH&S management system.

– The term “reduce” is used to describe the

process to achieve this.

– In developing its OH&S policy, an organization

should consider its consistency and coordination

with other policies.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 21: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.3 Organization roles, responsibilities and

authorities

– Those involved in the organization’s OH&S

management system should have a clear

understanding of their role, responsibility(ies)

and authority(ies) for achieving the intended

outcomes of the OH&S management system.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 22: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.3 Organization roles, responsibilities and

authorities

– While top management has overall responsibility

and authority for the OH&S management system,

every person in the workplace needs to take

account not only of their own health and safety,

but also the health and safety of others.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 23: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.3 Organization roles, responsibilities and

authorities

– While top management has overall responsibility

and authority for the OH&S management system,

every person in the workplace needs to take

account not only of their own health and safety,

but also the health and safety of others.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 24: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.3 Organization roles, responsibilities and

authorities

– Top management being accountable means being

answerable for decisions and activities to the

organization’s governing bodies, legal authorities

and, more broadly, its interested parties. It means

having ultimate responsibility and relates to the

person who is held to account if something is not

done, is not done properly, does not work or fails

to achieve its objective.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 25: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.3 Organization roles, responsibilities and

authorities

– Top management being accountable means being

answerable for decisions and activities to the

organization’s governing bodies, legal authorities

and, more broadly, its interested parties. It means

having ultimate responsibility and relates to the

person who is held to account if something is not

done, is not done properly, does not work or fails

to achieve its objective.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 26: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.3 Organization roles, responsibilities and

authorities

– Workers should be enabled to report about

hazardous situations so that action can be taken.

They should be able to report concerns to

responsible authorities as required without the

threat of dismissal, disciplinary action or other

such reprisals.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 27: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.3 Organization roles, responsibilities and

authorities

– Workers should be enabled to report about

hazardous situations so that action can be taken.

They should be able to report concerns to

responsible authorities as required without the

threat of dismissal, disciplinary action or other

such reprisals.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 28: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.4 Consultation and participation of workers

– The consultation and participation of workers,

and, where they exist, workers’ representatives,

can be key factors of success for an OH&S

management system and should be encouraged

through the processes established by the

organization.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 29: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.4 Consultation and participation of workers

– The consultation and participation of workers,

and, where they exist, workers’ representatives,

can be key factors of success for an OH&S

management system and should be encouraged

through the processes established by the

organization.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 30: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.4 Consultation and participation of workers

– The consultation and participation of workers,

and, where they exist, workers’ representatives,

can be key factors of success for an OH&S

management system and should be encouraged

through the processes established by the

organization.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

ENGAGEMENT

Page 31: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.4 Consultation and participation of workers

– Consultation

» implies a two-way communication involving

dialogue and exchanges.

» involves the timely provision of the information

necessary for workers, and, where they exist,

workers’ representatives,

» to give informed feedback to be considered by

the organization before making a decision.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 32: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.4 Consultation and participation of workers

– Participation

» enables workers to contribute to decision-

making processes on OH&S performance

measures and proposed changes.

» Feedback on the OH&S management system is

dependent upon worker participation.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 33: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.4 Consultation and participation of workers

– Participation

» The organization should ensure workers at all

levels are encouraged to report hazardous

situations, so that preventive measures can be

put in place and corrective action taken.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 34: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Clause 5 - Leadership and worker participation

• 5.4 Consultation and participation of workers

– Participation

» The receipt of suggestions will be more effective

if workers do not fear the threat of dismissal,

disciplinary action or other such reprisals when

making them.

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 35: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 36: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 37: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 38: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 39: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

ISO 45001

Clause 5 - Leadership and worker participation

Is all about

ENGAGEMENT

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 40: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

ISO 45001

Clause 5 - Leadership and worker participation

So what does all this mean?

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 41: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

ISO 45001

Clause 5 - Leadership and worker participation

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

•You need to have a written plan

•You need to follow that plan

•Everyone must be Engaged in that plan

•Your plan needs to include provisions for

continually evaluating and making

improvements

Page 42: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

ISO 45001

Clause 5 - Leadership and worker participation

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

•Employee run safety committees that report

directly to top management

•Perception surveys (Session 7B, Data in a Safety Driven

World)

•Recognition, Rewards & Incentives

ENGAGEMENT

Page 43: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Did you know, there is an ISO

Standard on Engagement?

ISO 10018:2012

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 44: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

ISO 10018:2012

• It is the International Standard for Quality People

Management

• It is designed to supplement ISO 9001 – Quality

Management

• It provides guidance on engaging people in an

organization's quality management system

• It is also highly applicable as a supplement to ISO

45001

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards

Page 45: Safety Engagement and the New ISO Standards - Dennis Downing.pdf · What is ISO? • Most well known - ISO 9000 & 9001 – Quality Management • As of 2014 there were over 1.3 Million

Questions?

By Dennis Downing – AllStarRewards, Inc.

Safety Engagement & the New ISO Standards